Network Working Group                                   D. Eastlake, III
Request for Comments: 3354                                      Motorola
Category: Informational                                      August 2002


                    Internet Open Trading Protocol
                        Version 2 Requirements

Status of this Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

Abstract

  This document gives requirements for the Internet Open Trading
  Protocol (IOTP) Version 2 by describing design principles and scope
  and dividing features into those which will, may, or will not be
  included.

  Version 2 of the IOTP will extend the interoperable framework for
  Internet commerce capabilities of Version 1 while replacing the XML
  messaging and digital signature part of IOTP v1 with standards based
  mechanisms.

Table of Contents

  1. Introduction ...................................................2
  2. Design Principles and Scope ....................................2
  3. Requirements ...................................................2
  4. Security Considerations ........................................4
  References ........................................................4
  Authors Addresses .................................................5
  Full Copyright Statement ..........................................6












Eastlake                     Informational                      [Page 1]

RFC 3354                  IOTP V2 Requirements               August 2002


1. Introduction

  Version 2 of the Internet Open Trading Protocol (IOTP) will extend
  the interoperable framework for Internet commerce capabilities of
  Version 1 [RFC 2801] as described in Section 3 below.  In addition,
  it will replace the ad hoc XML messaging and digital signature [RFC
  2802] parts of IOTP v1 with standards based mechanisms [RFC 3275].

  This document gives requirements for the Internet Open Trading
  Protocol (IOTP) Version 2 by describing design principles and scope
  and dividing features into those which will, may, or will not be
  included.

2. Design Principles and Scope

  1. The specification must describe the syntax and processing
     necessary for an extension of the interoperable framework for
     Internet commerce described in IOTP V1.0 [RFC 2801].

  2. Keep changes to IOTP V1.0 to a minimum.

  3. Maintain all existing functionality of IOTP V1.0.

  4. Test all XML DTDs and/or Schemas and XML examples in the
     specification to insure that they are well-formed.

  5. Create usage/implementation guidance information, probably as a
     separate document.

  6. It should be designed to work well with other protocols such as
     ECML [RFC 3106].

  7. IOTP Version 2 should be developed as part of the broader Web
     design philosophy of decentralization, URIs, Web data, and
     modularity /layering / extensibility.  [Berners-Lee, WebData] In
     this context, this standard should take advantage of existing
     provider (and infrastructure) primitives.

3. Requirements

  IOTP Version 2 will include the following:

  1. Be a superset of IOTP Version 1.

  2. Provide for the Dynamic Definition of Trading Sequences.  I.E.,
     transactions will not be limited, as with v1, to a single payment
     and a single delivery with delivery occurring after payment.




Eastlake                     Informational                      [Page 2]

RFC 3354                  IOTP V2 Requirements               August 2002


     Instead, it will be possible to propose an arbitrary sequence of
     transaction steps.

  3. Include specification of an Offer Request Block.

  4. Support Improved Problem Resolution (extend to cover presentation
     of signed receipt to customer support party, better defined
     Customer Care role, etc.).

  5. Add provisions to indicate and handle a payment protocol not
     tunneled through IOTP.

  6. Add support for server based wallets.

  The following may be include in IOTP v2:

  1. Support Repeated/ongoing payments.  For example, a means to
     specify that a customer approval covers not only the instant
     purchase but also some limited number of future purchase with some
     total or per purchase spending limit.

  2. Enhanced Server to Server messages.  For example, a means for a
     Delivery Handler to inform a Payment Handler that goods have
     actually shipped, which may be a pre-condition for making a charge
     against a credit card.

  3. Include the ability to add both fields and attributes to existing
     trading blocks in addition to the present ability to add entirely
     new trading blocks.

  The following are out of scope for IOTP version 2:

  1. Legal or regulatory issues surrounding the implementation of the
     protocol or information systems using it.

  2. Design of an XML Messaging Layer.  Instead, whatever is or appears
     most likely to become the standard XML messaging layer will be
     used.  This includes a standard enveloping, addressing, and error
     reporting framework.

  3. Design of XML Digital Signatures.  Instead, the existing standard
     [RFC 3275] will be used.









Eastlake                     Informational                      [Page 3]

RFC 3354                  IOTP V2 Requirements               August 2002


4. Security Considerations

  As provided above, IOTP v2 will provide optional authentication via
  standards based XML Digital Signatures [RFC 3275]; however, neither
  IOTP v1 nor v2 provide a confidentiality mechanism.  Both require the
  use of secure channels such as those provided by TLS [RFC 2246] or
  IPSEC for confidentiality and depend on the security mechanisms of
  any payment system used in conjunction with them to secure payments.

References

  [Berners-Lee] "Axioms of Web Architecture: URIs",
                <http://www.w3.org/DesignIssues/Axioms.html>, "Web
                Architecture from 50,000 feet",
                <http://www.w3.org/DesignIssues/Architecture.html>.

  [RFC 2026]    Bradner, S., "The Internet Standards Process --
                Revision 3", BCP 9, RFC 2026, October 1996.

  [RFC 2246]    Dierks, T. and C. Allen, "The TLS Protocol: Version
                1.0", RFC 2246, January 1999.

  [RFC 2801]    Burdett, D., "Internet Open Trading Protocol - IOTP
                Version 1.0", RFC 2801, April 2000.

  [RFC 2802]    Davidson, K. and Y. Kawatsura, "Digital Signatures for
                the v1.0 Internet Open Trading Protocol (IOTP)", RFC
                2802, April 2000.

  [RFC 3106]    Eastlake, D. and T. Goldstein, "ECML v1.1: Field Names
                for E-Commerce", RFC 3106, April 2001.

  [RFC 3275]    Eastlake, D., Reagle, J. and D. Solo, "XML-Signature
                Syntax and Processing", RFC 3275, March 2002.

  [WebData]     "Web Architecture: Describing and Exchanging Data",
                <http://www.w3.org/1999/04/WebData>.

  [XML]         "Extensible Markup Language (XML) 1.0 (Second
                Edition)", <http://www.w3.org/TR/1998/REC-xml>, T.
                Bray, J. Paoli, C. M. Sperberg-McQueen.










Eastlake                     Informational                      [Page 4]

RFC 3354                  IOTP V2 Requirements               August 2002


Author's Addresses

  Donald E. Eastlake 3rd
  Motorola
  155 Beaver Street
  Milford, MA 01757 USA
  Phone: +1-508-851-8280 (w)
         +1-508-634-2066 (h)
  EMail: [email protected]










































Eastlake                     Informational                      [Page 5]

RFC 3354                  IOTP V2 Requirements               August 2002


Full Copyright Statement

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















Eastlake                     Informational                      [Page 6]