Network Working Group                                      G. Sidebottom
Request for Comments: 3332                         Signatus Technologies
Category: Standards Track                                   K. Morneault
                                                                  Cisco
                                                       J. Pastor-Balbas
                                                               Ericsson
                                                                Editors
                                                         September 2002


      Signaling System 7 (SS7) Message Transfer Part 3 (MTP3) -
                     User Adaptation Layer (M3UA)

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

Abstract

  This memo defines a protocol for supporting the transport of any SS7
  MTP3-User signalling (e.g., ISUP and SCCP messages) over IP using the
  services of the Stream Control Transmission Protocol.  Also,
  provision is made for protocol elements that enable a seamless
  operation of the MTP3-User peers in the SS7 and IP domains. This
  protocol would be used between a Signalling Gateway (SG) and a Media
  Gateway Controller (MGC) or  IP-resident Database, or between two
  IP-based applications.  It is assumed that the SG receives SS7
  signalling over a standard SS7 interface using the SS7 Message
  Transfer Part (MTP) to provide transport.

Table of Contents

  1.  Introduction..................................................3
  1.1 Scope.........................................................3
  1.2 Terminology...................................................4
  1.3 M3UA Overview.................................................6
  1.4 Functional Areas.............................................10
  1.5 Sample Configurations........................................18
  1.6 Definition of M3UA Boundaries................................21
  2.  Conventions..................................................25



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  3.  M3UA Protocol Elements.......................................25
  3.1 Common Message Header........................................26
  3.2 Variable Length Parameter....................................29
  3.3 Transfer Messages............................................31
  3.4 SS7 Signalling Network Management (SSNM) Messages............35
  3.5 ASP State Maintenance (ASPSM) Messages.......................45
  3.6 Routing Key Management (RKM) Messages........................48
  3.7 ASP Traffic Maintenance (ASPTM) Messages.....................59
  3.8 Management (MGMT) Messages...................................63
  4.  Procedures...................................................69
  4.1 Procedures to Support the M3UA-User .........................69
  4.2 Procedures to Support the Management of SCTP Associations ...70
  4.3 AS and ASP State Maintenance.................................72
  4.4 Routing Key Management Procedures............................87
  4.5 Procedures to Support the Availability or Congestion Status
      of SS7 Destination...........................................89
  4.6 MTP3 Restart.................................................92
  5.  Examples of M3UA Procedures..................................93
  5.1 Establishment of Association and Traffic
      Between SGs and ASPs.........................................93
  5.2 ASP traffic Failover Examples................................99
  5.3 Normal Withdrawal of an ASP from an Application Server
      and Teardown of an Association..............................100
  5.4 M3UA/MTP3-User Boundary Examples............................101
  5.5 Examples of IPSP communication..............................105
  6.  Security Considerations.....................................108
  6.1 Introduction................................................108
  6.2 Threats.....................................................108
  6.3 Protecting Confidentiality..................................108
  7.  IANA Considerations.........................................109
  7.1 SCTP Payload Protocol Identifier............................109
  7.2 M3UA Port Number............................................109
  7.3 M3UA Protocol Extensions....................................109
  8. References...................................................111
  8.1 Normative References........................................111
  8.2 Informative References......................................111
  9. Acknowledgements.............................................113
  10. Document Contributors.......................................113
  Appendix A......................................................114
  A.1 Signalling Network Architecture.............................114
  A.2 Redundancy Models...........................................117
  Editors' Addresses..............................................119
  Full Copyright Statement........................................120








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1.  Introduction

  This memo defines a protocol for supporting the transport of any SS7
  MTP3-User signalling (e.g., ISUP and SCCP messages) over IP using the
  services of the Stream Control Transmission Protocol [17]. Also,
  provision is made for protocol elements that enable a seamless
  operation of the MTP3-User peers in the SS7 and IP domains.  This
  protocol would be used between a Signalling Gateway (SG) and a Media
  Gaway Controller (MGC) or  IP-resident Database [11], or between two
  IP-based applications.

1.1 Scope

  There is a need for Switched Circuit Network (SCN) signalling
  protocol delivery from an SS7 Signalling Gateway (SG) to a Media
  Gateway Controller (MGC) or IP-resident Database as described in the
  Framework Architecture for Signalling Transport [11].  The delivery
  mechanism should meet the following criteria:

  *  Support for the transfer of all SS7 MTP3-User Part messages (e.g.,
     ISUP [1,2,3], SCCP [4,5,6], TUP [12], etc.)
  *  Support for the seamless operation of MTP3-User protocol peers
  *  Support for the management of SCTP transport associations and
     traffic between an SG and one or more MGCs or IP-resident
     Databases
  *  Support for MGC or IP-resident Database process failover and load
     sharing
  *  Support for the asynchronous reporting of status changes to
     management

  In simplistic transport terms, the SG will terminate SS7 MTP2 and
  MTP3 protocol layers [7,8,9] and deliver ISUP, SCCP and/or any other
  MTP3-User protocol messages, as well as certain MTP network
  management events, over SCTP transport associations to MTP3-User
  peers in MGCs or IP-resident Databases.
















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1.2 Terminology

  Application Server (AS) - A logical entity serving a specific Routing
  Key.  An example of an Application Server is a virtual switch element
  handling all call processing for a unique range of PSTN trunks,
  identified by an SS7 SIO/DPC/OPC/CIC_range.  Another example is a
  virtual database element, handling all HLR transactions for a
  particular SS7 DPC/OPC/SCCP_SSN combination.  The AS contains a set
  of one or more unique Application Server Processes, of which one or
  more is normally actively processing traffic.  Note that there is a
  1:1 relationship between an AS and a Routing Key.

  Application Server Process (ASP) - A process instance of an
  Application Server. An Application Server Process serves as an active
  or backup process of an Application Server (e.g., part of a
  distributed virtual switch or database).  Examples of ASPs are
  processes (or process instances) of MGCs, IP SCPs or IP HLRs.  An ASP
  contains an SCTP endpoint and may be configured to process signalling
  traffic within more than one Application Server.

  Association - An association refers to an SCTP association.  The
  association provides the transport for the delivery of MTP3-User
  protocol data units and M3UA adaptation layer peer messages.

  IP Server Process (IPSP) - A process instance of an IP-based
  application.  An IPSP is essentially the same as an ASP, except that
  it uses M3UA in a point-to-point fashion.  Conceptually, an IPSP does
  not use the services of a Signalling Gateway node.

  Failover - The capability to reroute signalling traffic as required
  to an alternate Application Server Process, or group of ASPs, within
  an Application Server in the event of failure or unavailability of a
  currently used Application Server Process.  Failover also applies
  upon the return to service of a previously unavailable Application
  Server Process.

  Host - The computing platform that the process (SGP, ASP or IPSP) is
  running on.

  Layer Management - Layer Management is a nodal function that handles
  the inputs and outputs between the M3UA layer and a local management
  entity.









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  Linkset - A number of signalling links that directly interconnect two
  signalling points, which are used as a module.

  MTP - The Message Transfer Part of the SS7 protocol.

  MTP3 - MTP Level 3, the signalling network layer of SS7

  MTP3-User - Any protocol normally using the services of the SS7 MTP3
  (e.g., ISUP, SCCP, TUP, etc.).

  Network Appearance - The Network Appearance is a M3UA local reference
  shared by SG and AS (typically an integer) that together with an
  Signaling Point Code uniquely identifies an SS7 node by indicating
  the specific SS7 network it belongs to. It can be used to distinguish
  between signalling traffic associated with different networks being
  sent between the SG and the ASP over a common SCTP association. An
  example scenario is where an SG appears as an element in multiple
  separate national SS7 networks and the same Signaling Point Code
  value may be reused in different networks.

  Network Byte Order: Most significant byte first, a.k.a Big Endian.

  Routing Key: A Routing Key describes a set of SS7 parameters and
  parameter values that uniquely define the range of signalling traffic
  to be handled by a particular Application Server. Parameters within
  the Routing Key cannot extend across more than a single Signalling
  Point Management Cluster.

  Routing Context - A value that uniquely identifies a Routing Key.
  Routing Context values are either configured using a configuration
  management interface, or by using the routing key management
  procedures defined in this document.

  Signalling Gateway Process (SGP) - A process instance of a Signalling
  Gateway.  It serves as an active, backup, load-sharing or broadcast
  process of a Signalling Gateway.

  Signalling Gateway - An SG is a signaling agent that receives/sends
  SCN native signaling at the edge of the IP network [11].  An SG
  appears to the SS7 network as an SS7 Signalling Point.  An SG
  contains a set of one or more unique Signalling Gateway Processes, of
  which one or more is normally actively processing traffic.  Where an
  SG contains more than one SGP, the SG is a logical entity and the
  contained SGPs are assumed to be coordinated into a single management
  view to the SS7 network and to the supported Application Servers.






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  Signalling Process - A process instance that uses M3UA to communicate
  with other signalling processes.  An ASP, an SGP and an IPSP are all
  signalling processes.

  Signalling Point Management Cluster (SPMC) - The complete set of
  Application Servers represented to the SS7 network under a single MTP
  entity (Signalling Point) in one specific Network Appearance.  SPMCs
  are used to aggregate the availability, congestion, and user part
  status of an MTP entity (Signalling Point) that is distributed in the
  IP domain, for the purpose of supporting MTP3 management procedures
  towards the SS7 network.  In some cases, the SG itself may also be a
  member of the SPMC.  In this case, the SG availability /congestion
  /User_Part status should also be taken into account when considering
  any supporting MTP3 management actions.

  Stream - A stream refers to an SCTP stream; a unidirectional logical
  channel established from one SCTP endpoint to another associated SCTP
  endpoint, within which all user messages are delivered in-sequence
  except for those submitted to the unordered delivery service.

1.3 M3UA Overview

1.3.1 Protocol Architecture

  The framework architecture that has been defined for SCN signalling
  transport over IP [11] uses multiple components, including a common
  signalling transport protocol and an adaptation module to support the
  services expected by a particular SCN signalling protocol from its
  underlying protocol layer.

  Within the framework architecture, this document defines an MTP3-User
  adaptation module suitable for supporting the transfer of messages of
  any protocol layer that is identified to the MTP Level 3 as an MTP
  User.  The list of these protocol layers includes, but is not limited
  to, ISDN User Part (ISUP) [1,2,3], Signalling Connection Control Part
  (SCCP) [4,5,6] and Telephone User Part (TUP) [12].  TCAP [13,14,15]
  or RANAP [16] messages are transferred transparently by the M3UA
  protocol as SCCP payload, as they are SCCP-User protocols.

  It is recommended that M3UA use the services of the Stream Control
  Transmission Protocol (SCTP) [17] as the underlying reliable common
  signalling transport protocol. This is to take advantage of various
  SCTP features such as:








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     - Explicit packet-oriented delivery (not stream-oriented),
     - Sequenced delivery of user messages within multiple streams,
       with an option for order-of-arrival delivery of individual
       user messages,
     - Optional multiplexing of user messages into SCTP datagrams,
     - Network-level fault tolerance through support of multi-homing
       at either or both ends of an association,
     - Resistance to flooding and masquerade attacks, and
     - Data segmentation to conform to discovered path MTU size.

  Under certain scenarios, such as back-to-back connections without
  redundancy requirements, the SCTP functions above might not be a
  requirement and TCP MAY be used as the underlying common transport
  protocol.

1.3.2 Services Provided by the M3UA Layer

  The M3UA Layer at an ASP or IPSP provides the equivalent set of
  primitives at its upper layer to the MTP3-Users as provided by the
  MTP Level 3 to its local MTP3-Users at an SS7 SEP.  In this way, the
  ISUP and/or SCCP layer at an ASP or IPSP is unaware that the expected
  MTP3 services are offered remotely from an MTP3 Layer at an SGP, and
  not by a local MTP3 layer.  The MTP3 layer at an SGP may also be
  unaware that its local users are actually remote user parts over
  M3UA.  In effect, the M3UA extends access to the MTP3 layer services
  to a remote IP-based application.  The M3UA layer does not itself
  provide the MTP3 services. However, in the case where an ASP is
  connected to more than one SG, the M3UA layer at an ASP should
  maintain the status of configured SS7 destinations and route messages
  according to the availability and congestion status of the routes to
  these destinations via each SG.

  The M3UA layer may also be used for point-to-point signalling between
  two IP Server Processes (IPSPs).  In this case, the M3UA layer
  provides the same set of primitives and services at its upper layer
  as the MTP3. However, in this case the expected MTP3 services are not
  offered remotely from an SGP.  The MTP3 services are provided but the
  procedures to support these services are a subset of the MTP3
  procedures due to the simplified point-to-point nature of the IPSP to
  IPSP relationship.











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1.3.2.1 Support for the Transport of MTP3-User Messages

  The M3UA layer provides the transport of MTP-TRANSFER primitives
  across an established SCTP association between an SGP and an ASP or
  between IPSPs.

  At an ASP, in the case where a destination is reachable via multiple
  SGPs, the M3UA layer must also choose via which SGP the message is to
  be routed or support load balancing across the SGPs, minimizing
  missequencing.

  The M3UA layer does not impose a 272-octet signalling information
  field (SIF) length limit as specified by the SS7 MTP Level 2 protocol
  [7,8,9]. Larger information blocks can be accommodated directly by
  M3UA/SCTP, without the need for an upper layer segmentation/re-
  assembly procedure as specified in recent SCCP or ISUP versions.
  However, in the context of an SG, the maximum 272-octet block size
  must be followed when interworking to a SS7 network that does not
  support the transfer of larger information blocks to the final
  destination.  This avoids potential ISUP or SCCP fragmentation
  requirements at the SGPs.  The provisioning and configuration of the
  SS7 network determines the restriction placed on the maximum block
  size.  Some configurations (e.g., Broadband MTP [21]) may permit
  larger block sizes.

1.3.2.2 Native Management Functions

  The M3UA layer provides the capability to indicate errors associated
  with received M3UA messages and to notify, as appropriate, local
  management and/or the peer M3UA.

1.3.2.3 Interworking with MTP3 Network Management Functions

  At the SGP, the M3UA layer provides interworking with MTP3 management
  functions to support seamless operation of the user SCN signalling
  applications in the SS7 and IP domains.  This includes:

  - Providing an indication to MTP3-Users at an ASP that a destination
    in the SS7 network is not reachable.

  - Providing an indication to MTP3-Users at an ASP that a destination
    in the SS7 network is now reachable.

  - Providing an indication to MTP3-Users at an ASP that messages to a
    destination in the SS7 network are experiencing SS7 congestion.






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  - Providing an indication to the M3UA layer at an ASP that the routes
    to a destination in the SS7 network are restricted.

  - Providing an indication to MTP3-Users at an ASP that a MTP3-User
    peer is unavailable.

  The M3UA layer at an ASP keeps the state of the routes to remote SS7
  destinations and may initiate an audit of the availability, the
  restricted or the congested state of remote SS7 destinations.  This
  information is requested from the M3UA layer at the SGP.

  The M3UA layer at an ASP may also indicate to the SG that the M3UA
  layer itself or the ASP or the ASP's Host is congested.

1.3.2.4 Support for the Management of SCTP Associations between the SGP
       and ASPs.

  The M3UA layer at the SGP maintains the availability state of all
  configured remote ASPs, to manage the SCTP Associations and the
  traffic between the M3UA peers.  As well, the active/inactive and
  congestion state of remote ASPs is maintained.

  The M3UA layer MAY be instructed by local management to establish an
  SCTP association to a peer M3UA node.  This can be achieved using the
  M-SCTP_ESTABLISH primitives (See Section 1.6.3 for a description of
  management primitives.) to request, indicate and confirm the
  establishment of an SCTP association with a peer M3UA node.  In order
  to avoid redundant SCTP associations between two M3UA peers, one side
  (client) SHOULD be designated to establish the SCTP association, or
  M3UA configuration information maintained to detect redundant
  associations (e.g., via knowledge of the expected local and remote
  SCTP endpoint addresses).

  Local management MAY request from the M3UA layer the status of the
  underlying SCTP associations using the M-SCTP_STATUS request and
  confirm primitives.  Also, the M3UA MAY autonomously inform local
  management of the reason for the release of an SCTP association,
  determined either locally within the M3UA layer or by a primitive
  from the SCTP.

  Also the M3UA layer MAY inform the local management of the change in
  status of an ASP or AS.  This MAY be achieved using the M-ASP_STATUS
  request or M-AS_STATUS request primitives.








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1.3.2.5 Support for the Management of Connections to Multiple SGPs

  As shown in Figure 1 an ASP may be connected to multiple SGPs. In
  such a case a particular SS7 destination may be reachable via more
  than one SGP and/or SG, i.e., via more than one route. As MTP3 users
  only maintain status on a destination and not on a route basis, the
  M3UA layer must maintain the status (availability, restriction,
  and/or congestion of route to destination) of the individual routes,
  derive the overall availability or congestion status of the
  destination from the status of the individual routes, and inform the
  MTP3 users of this derived status whenever it changes.

1.4 Functional Areas

1.4.1 Signalling Point Code Representation

  For example, within an SS7 network, a Signalling Gateway might be
  charged with representing a set of nodes in the IP domain into the
  SS7 network for routing purposes.  The SG itself, as a signalling
  point in the SS7 network, might also be addressable with an SS7 Point
  Code for MTP3 Management purposes. The SG Point Code might also be
  used for addressing any local MTP3-Users at the SG such as a local
  SCCP layer.

  An SG may be logically partitioned to operate in multiple SS7 network
  appearances.  In such a case, the SG could be addressable with a
  Point Code in each network appearance, and represents a set of nodes
  in the IP domain into each SS7 network.  Alias Point Codes [8] may
  also be used within an SG network appearance.

  Where an SG contains more than one SGP, the MTP3 routeset, SPMC and
  remote AS/ASP states of each SGP SHOULD be coordinated across all the
  SGPs.  Rerouting of traffic between the SGPs MAY also be supported.

  Application Servers can be represented under the same Point Code of
  the SG, their own individual Point Codes or grouped with other
  Application Servers for Point Code preservation purposes.  A single
  Point Code may be used to represent the SG and all the Application
  Servers together, if desired.

  If an ASP or group of ASPs is available to the SS7 network via more
  than one SG, each with its own Point Code, the ASP(s) will typically
  be represented by a Point Code that is separate from any SG Point
  Code. This allows, for example, these SGs to be viewed from the SS7
  network as "STPs", each having an ongoing "route" to the same ASP(s).
  Under failure conditions where the ASP(s) become(s) unavailable from
  one of the SGs, this approach enables MTP3 route management messaging
  between the SG and SS7 network, allowing simple SS7 rerouting through



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  an alternate SG without changing the Destination Point Code Address
  of SS7 traffic to the ASP(s).

  Where a particular AS can be reached via more than one SGP, the
  corresponding Routing Keys in the SGPs should be identical.  (Note:
  It is possible for the SGP Routing Key configuration data to be
  temporarily out-of-sync during configuration updates).

                             +--------+
                             |        |
                +------------+  SG 1  +--------------+
    +-------+   |  SS7 links | "STP"  |  IP network  |     ----
    |  SEP  +---+            +--------+              +---/      \
    |   or  |                    |*                      | ASPs  |
    |  STP  +---+            +--------+              +---\      /
    +-------+   |            |        |              |     ----
                +------------+  SG 2  +--------------+
                             | "STP"  |
                             +--------+

                   Figure 1  Example with mated SGs

  * Note:.  SG-to-SG communication (i.e., "C-links") is recommended for
  carrier grade networks, using an MTP3 linkset or an equivalent, to
  allow rerouting between the SGs in the event of route failures. Where
  SGPs are used, inter-SGP communication might be used.  Inter-SGP
  protocol is outside of the scope of this document.

  The following example shows a signalling gateway partitioned into two
  network appearances.

                                 SG
    +-------+              +---------------+
    |  SEP  +--------------| SS7 Ntwk |M3UA|              ----
    +-------+   SS7 links  |   "A"    |    |            /      \
                           |__________|    +-----------+  ASPs  |
                           |          |    |            \      /
    +-------+              | SS7 Ntwk |    |              ----
    |  SEP  +--------------+   "B"    |    |
    +-------+              +---------------+

                   Figure 2  Example with multiple Network









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1.4.2 Routing Contexts and Routing Keys

1.4.2.1 Overview

  The distribution of SS7 messages between the SGP and the Application
  Servers is determined by the Routing Keys and their associated
  Routing Contexts.  A Routing Key is essentially a set of SS7
  parameters used to filter SS7 messages, whereas the Routing Context
  parameter is a 4-byte value (integer) that is associated to that
  Routing Key in a 1:1 relationship.  The Routing Context therefore can
  be viewed as an index into a sending node's Message Distribution
  Table containing the Routing Key entries.

  Possible SS7 address/routing information that comprise a Routing Key
  entry includes, for example, the OPC, DPC, SIO found in the MTP3
  routing label, or MTP3-User specific fields (such as the ISUP CIC,
  SCCP subsystem number).  Some example Routing Keys are: the DPC
  alone, the DPC/OPC combination, the DPC/OPC/CIC combination, or the
  DPC/SSN combination.  The particular information used to define an
  M3UA Routing Key is application and network dependent, and none of
  the above examples are mandated.

  An Application Server Process may be configured to process signalling
  traffic related to more than one Application Server, over a single
  SCTP Association.  In ASP Active and ASP Inactive management
  messages, the signalling traffic to be started or stopped is
  discriminated by the Routing Context parameter.  At an ASP, the
  Routing Context parameter uniquely identifies the range of signalling
  traffic associated with each Application Server that the ASP is
  configured to receive.

1.4.2.2 Routing Key Limitations

  Routing Keys SHOULD be unique in the sense that each received SS7
  signalling message SHOULD have a full or partial match to a single
  routing result. It is not necessary for the parameter range values
  within a particular Routing Key to be contiguous.  For example, an AS
  could be configured to support call processing for multiple ranges of
  PSTN trunks that are not represented by contiguous CIC values.

1.4.2.3 Managing Routing Contexts and Routing Keys

  There are two ways to provision a Routing Key at an SGP.  A Routing
  Key may be configured statically using an implementation dependent
  management interface, or dynamically using the M3UA Routing Key
  registration procedure.





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  When using a management interface to configure Routing Keys, the
  message distribution function within the SGP is not limited to the
  set of parameters defined in this document.  Other implementation
  dependent distribution algorithms may be used.

1.4.2.4 Message Distribution at the SGP

  To direct messages received from the SS7 MTP3 network to the
  appropriate IP destination, the SGP must perform a message
  distribution function using information from the received MTP3-User
  message.

  To support this message distribution, the SGP might, for example,
  maintain the equivalent of a network address translation table,
  mapping incoming SS7 message information to an Application Server for
  a particular application and range of traffic.  This could be
  accomplished by comparing elements of the incoming SS7 message to
  currently defined Routing Keys in the SGP.

  These Routing Keys could in turn map directly to an Application
  Server that is enabled by one or more ASPs.  These ASPs provide
  dynamic status information regarding their availability, traffic
  handling capability and congestion to the SGP using various
  management messages defined in the M3UA protocol.

  The list of ASPs in an AS is assumed to be dynamic, taking into
  account the availability, traffic handling capability and congestion
  status of the individual ASPs in the list, as well as configuration
  changes and possible failover mechanisms.

  Normally, one or more ASPs are active (i.e., currently processing
  traffic) in the AS but in certain failure and transition cases it is
  possible that there may be no active ASP available.  Broadcast,
  loadsharing and backup scenarios are supported.

  When there is no matching Routing Key entry for an incoming SS7
  message, a default treatment MAY be specified.  Possible solutions
  are to provide a default Application Server at the SGP that directs
  all unallocated traffic to a (set of) default ASP(s), or to drop the
  message and provide a notification to layer management.  The
  treatment of unallocated traffic is implementation dependent.










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1.4.2.5 Message Distribution at the ASP

  The ASP must choose an SGP to direct a message to the SS7 network.
  This is accomplished by observing the Destination Point Code (and
  possibly other elements of the outgoing message such as the SLS
  value). The ASP must also take into account whether the related
  Routing Context is active or not (See Section 4.3.4.3).

  Implementation Note: Where more than one route (or SGP) is possible
  for routing to the SS7 network, the ASP could, for example, maintain
  a dynamic table of available SGP routes for the SS7 destinations,
  taking into account the SS7 destination
  availability/restricted/congestion status received from the SGP(s),
  the availability status of the individual SGPs and configuration
  changes and failover mechanisms. There is, however, no M3UA messaging
  to manage the status of an SGP (e.g., SGP-Up/Down/Active/Inactive
  messaging).

  Whenever an SCTP association to an SGP exists, the SGP is assumed to
  be ready for the purposes of responding to M3UA ASPSM messages (Refer
  to Section 3).

1.4.3 SS7 and M3UA Interworking

  In the case of SS7 and M3UA interworking, the M3UA adaptation layer
  is designed to provide an extension of the MTP3 defined user
  primitives.

1.4.3.1 Signalling Gateway SS7 Layers

  The SG is responsible for terminating MTP Level 3 of the SS7
  protocol, and offering an IP-based extension to its users.

  From an SS7 perspective, it is expected that the Signalling Gateway
  transmits and receives SS7 Message Signalling Units (MSUs) to and
  from the PSTN over a standard SS7 network interface, using the SS7
  Message Transfer Part (MTP) [7,8,9] to provide reliable transport of
  the messages.

  As a standard SS7 network interface, the use of MTP Level 2
  signalling links is not the only possibility.  ATM-based High Speed
  Links can also be used with the services of the Signalling ATM
  Adaptation Layer (SAAL) [18,19].

  Note: It is also possible for IP-based interfaces to be present,
  using the services of the MTP2-User Adaptation Layer (M2UA) [27] or
  M2PA [28].




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  These could be terminated at a Signalling Transfer Point (STP) or
  Signalling End Point (SEP).  Using the services of MTP3, the SG could
  be capable of communicating with remote SS7 SEPs in a quasi-
  associated fashion, where STPs may be present in the SS7 path between
  the SEP and the SG.

1.4.3.2 SS7 and M3UA Interworking at the SG

  The SGP provides a functional interworking of transport functions
  between the SS7 network and the IP network by also supporting the
  M3UA adaptation layer.  It allows the transfer of MTP3-User
  signalling messages to and from an IP-based Application Server
  Process where the peer MTP3-User protocol layer exists.

  For SS7 user part management, it is required that the MTP3-User
  protocols at ASPs receive indications of SS7 signalling point
  availability, SS7 network congestion, and remote User Part
  unavailability as would be expected in an SS7 SEP node.  To
  accomplish this, the MTP-PAUSE, MTP-RESUME and MTP-STATUS indication
  primitives received at the MTP3 upper layer interface at the SG need
  to be propagated to the remote MTP3-User lower layer interface at the
  ASP.

  MTP3 management messages (such as TFPs or TFAs received from the SS7
  network) MUST NOT be encapsulated as Data message Payload Data and
  sent either from SG to ASP or from ASP to SG.  The SG MUST terminate
  these messages and generate M3UA messages as appropriate.

1.4.3.3 Application Server

  A cluster of application servers is responsible for providing the
  overall support for one or more SS7 upper layers.  From an SS7
  standpoint, a Signalling Point Management Cluster (SPMC) provides
  complete support for the upper layer service for a given point code.
  As an example, an SPMC providing MGC capabilities could provide
  complete support for ISUP (and any other MTP3 user located at the
  point code of the SPMC) for a given point code.

  In the case where an ASP is connected to more than one SGP, the M3UA
  layer must maintain the status of configured SS7 destinations and
  route messages according to availability/congestion/restricted status
  of the routes to these SS7 destinations.

1.4.3.4 IPSP Considerations

  Since IPSPs use M3UA in a point-to-point fashion, there is no concept
  of routing of messages beyond the remote end.  Therefore, SS7 and
  M3UA interworking is not necessary for this model.



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1.4.4 Redundancy Models

1.4.4.1 Application Server Redundancy

  All MTP3-User messages (e.g., ISUP, SCCP) which match a provisioned
  Routing Key at an SGP are mapped to an Application Server.

  The Application Server is the set of all ASPs associated with a
  specific Routing Key. Each ASP in this set may be active, inactive or
  unavailable.  Active ASPs handle traffic; inactive ASPs might be used
  when active ASPs become unavailable.

  The failover model supports an "n+k" redundancy model, where "n" ASPs
  is the minimum number of redundant ASPs required to handle traffic
  and "k" ASPs are available to take over for a failed or unavailable
  ASP.  A "1+1" active/backup redundancy is a subset of this model. A
  simplex "1+0" model is also supported as a subset, with no ASP
  redundancy.

1.4.5 Flow Control

  Local Management at an ASP may wish to stop traffic across an SCTP
  association to temporarily remove the association from service or to
  perform testing and maintenance activity.  The function could
  optionally be used to control the start of traffic on to a newly
  available SCTP association.

1.4.6 Congestion Management

  The M3UA layer is informed of local and IP network congestion by
  means of an implementation-dependent function (e.g., an
  implementation dependent indication from the SCTP of IP network
  congestion).

  At an ASP or IPSP, the M3UA layer indicates congestion to local
  MTP3-Users by means of an MTP-STATUS primitive, as per current MTP3
  procedures, to invoke appropriate upper layer responses.

  When an SG determines that the transport of SS7 messages to a
  Signalling Point Management Cluster (SPMC) is encountering
  congestion, the SG MAY trigger SS7 MTP3 Transfer Controlled
  management messages to originating SS7 nodes, per the congestion
  procedures of the relevant MTP3 standard. The triggering of SS7 MTP3
  Management messages from an SG is an implementation-dependent
  function.






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  The M3UA layer at an ASP or IPSP MAY indicate local congestion to an
  M3UA peer with an SCON message.  When an SG receives a congestion
  message (SCON) from an ASP, and the SG determines that an SPMC is now
  encountering congestion, it MAY trigger SS7 MTP3 Transfer Controlled
  management messages to concerned SS7 destinations according to
  congestion procedures of the relevant MTP3 standard.

1.4.7 SCTP Stream Mapping.

  The M3UA layer at both the SGP and ASP also supports the assignment
  of signalling traffic into streams within an SCTP association.
  Traffic that requires sequencing SHOULD be assigned to the same
  stream.  To accomplish this, MTP3-User traffic may be assigned to
  individual streams based on, for example, the SLS value in the MTP3
  Routing Label or the ISUP CIC assignment, subject of course to the
  maximum number of streams supported by the underlying SCTP
  association.

1.4.8 Client/Server Model

  It is recommended that the SGP and ASP be able to support both client
  and server operation. The peer endpoints using M3UA SHOULD be
  configured so that one always takes on the role of client and the
  other the role of server for initiating SCTP associations.  The
  default orientation would be for the SGP to take on the role of
  server while the ASP is the client. In this case, ASPs SHOULD
  initiate the SCTP association to the SGP.

  In the case of IPSP to IPSP communication, the peer endpoints using
  M3UA SHOULD be configured so that one always takes on the role of
  client and the other the role of server for initiating SCTP
  associations.

  The SCTP and TCP Registered User Port Number Assignment for M3UA is
  2905.
















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1.5 Sample Configuration

1.5.1 Example 1: ISUP Message Transport

  ********   SS7   *****************   IP   ********
  * SEP  *---------*      SGP      *--------* ASP  *
  ********         *****************        ********

  +------+         +---------------+        +------+
  | ISUP |         |     (NIF)     |        | ISUP |
  +------+         +------+ +------+        +------+
  | MTP3 |         | MTP3 | | M3UA |        | M3UA |
  +------|         +------+-+------+        +------+
  | MTP2 |         | MTP2 | | SCTP |        | SCTP |
  +------+         +------+ +------+        +------+
  |  L1  |         |  L1  | |  IP  |        |  IP  |
  +------+         +------+ +------+        +------+
      |_______________|         |______________|


  SEP - SS7 Signalling End Point
  SCTP - Stream Control Transmission Protocol
  NIF - Nodal Interworking Function

  In this example, the SGP provides an implementation-dependent nodal
  interworking function (NIF) that allows the MGC to exchange SS7
  signalling messages with the SS7-based SEP.  The NIF within the SGP
  serves as the interface within the SGP between the MTP3 and M3UA.
  This nodal interworking function has no visible peer protocol with
  either the MGC or SEP.  It also provides network status information
  to one or both sides of the network.

  For internal SGP modeling purposes, at the NIF level, SS7 signalling
  messages that are destined to the MGC are received as MTP-TRANSFER
  indication primitives from the MTP Level 3 upper layer interface,
  translated to MTP-TRANSFER request primitives, and sent to the local
  M3UA-resident message distribution function for ongoing routing to
  the final IP destination.  Messages received from the local M3UA
  network address translation and mapping function as MTP-TRANSFER
  indication primitives are sent to the MTP Level 3 upper layer
  interface as MTP-TRANSFER request primitives for ongoing MTP Level 3
  routing to an SS7 SEP.  For the purposes of providing SS7 network
  status information the NIF also delivers MTP-PAUSE, MTP-RESUME and
  MTP-STATUS indication primitives received from the MTP Level 3 upper
  layer interface to the local M3UA-resident management function. In
  addition, as an implementation and network option, restricted
  destinations are communicated from MTP network management to the
  local M3UA-resident management function.



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1.5.2  Example 2: SCCP Transport between IPSPs

        ********    IP    ********
        * IPSP *          * IPSP *
        ********          ********

        +------+          +------+
        |SCCP- |          |SCCP- |
        | User |          | User |
        +------+          +------+
        | SCCP |          | SCCP |
        +------+          +------+
        | M3UA |          | M3UA |
        +------+          +------+
        | SCTP |          | SCTP |
        +------+          +------+
        |  IP  |          |  IP  |
        +------+          +------+
            |________________|

  This example shows an architecture where no Signalling Gateway is
  used. In this example, SCCP messages are exchanged directly between
  two IP-resident IPSPs with resident SCCP-User protocol instances,
  such as RANAP or TCAP.  SS7 network interworking is not required,
  therefore there is no MTP3 network management status information for
  the SCCP and SCCP-User protocols to consider.  Any MTP-PAUSE, MTP-
  RESUME or MTP-STATUS indications from the M3UA layer to the SCCP
  layer should consider the status of the SCTP Association and
  underlying IP network and any congestion information received from
  the remote site.





















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1.5.3 Example 3: SGP Resident SCCP Layer, with Remote ASP

     ********   SS7   *****************   IP   ********
     * SEP  *---------*               *--------*      *
     *  or  *         *      SGP      *        * ASP  *
     * STP  *         *               *        *      *
     ********         *****************        ********

     +------+         +---------------+        +------+
     | SCCP-|         |     SCCP      |        | SCCP-|
     | User |         +---------------+        | User |
     +------+           |   _____   |          +------+
     | SCCP |           |  |     |  |          | SCCP |
     +------+         +------+-+------+        +------+
     | MTP3 |         | MTP3 | | M3UA |        | M3UA |
     +------|         +------+ +------+        +------+
     | MTP2 |         | MTP2 | | SCTP |        | SCTP |
     +------+         +------+ +------+        +------+
     |  L1  |         |  L1  | |  IP  |        |  IP  |
     +------+         +------+ +------+        +------+
         |_______________|         |______________|

  STP - SS7 Signalling Transfer Point

  In this example, the SGP contains an instance of the SS7 SCCP
  protocol layer that may, for example, perform the SCCP Global Title
  Translation (GTT) function for messages logically addressed to the SG
  SCCP.  If the result of a GTT for an SCCP message yields an SS7 DPC
  or DPC/SSN address of an SCCP peer located in the IP domain, the
  resulting MTP-TRANSFER request primitive is sent to the local M3UA-
  resident network address translation and mapping function for ongoing
  routing to the final IP destination.

  Similarly, the SCCP instance in an SGP can perform the SCCP GTT
  service for messages logically addressed to it from SCCP peers in the
  IP domain.  In this case, MTP-TRANSFER indication primitives are sent
  from the local M3UA-resident network address translation and mapping
  function to the SCCP for GTT.  If the result of the GTT yields the
  address of an SCCP peer in the SS7 network then the resulting MTP-
  TRANSFER request primitive is given to the MTP3 for delivery to an
  SS7-resident node.

  It is possible that the above SCCP GTT at the SGP could yield the
  address of an SCCP peer in the IP domain and the resulting MTP-
  TRANSFER request primitive would be sent back to the M3UA layer for
  delivery to an IP destination.





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  For internal SGP modeling purposes, this may be accomplished with the
  use of an implementation-dependent nodal interworking function within
  the SGP that effectively sits below the SCCP and routes MTP-TRANSFER
  request/indication messages to/from both the MTP3 and the M3UA layer,
  based on the SS7 DPC or DPC/SSN address information.  This nodal
  interworking function has no visible peer protocol with either the
  ASP or SEP.

  Note that the services and interface provided by the M3UA layer are
  the same as in Example 1 and the functions taking place in the SCCP
  entity are transparent to the M3UA layer.  The SCCP protocol
  functions are not reproduced in the M3UA protocol.

1.6 Definition of M3UA Boundaries

1.6.1 Definition of the Boundary between M3UA and an MTP3-User.

  From ITU Q.701 [7]:

     MTP-TRANSFER request
     MTP-TRANSFER indication
     MTP-PAUSE indication
     MTP-RESUME indication
     MTP-STATUS indication

1.6.2 Definition of the Boundary between M3UA and SCTP

  An example of the upper layer primitives provided by the SCTP are
  provided in Reference [17] Section 10.

1.6.3 Definition of the Boundary between M3UA and Layer Management

  M-SCTP_ESTABLISH request
  Direction: LM -> M3UA
  Purpose: LM requests ASP to establish an SCTP association with its
  peer.

  M-STCP_ESTABLISH confirm
  Direction: M3UA -> LM
  Purpose: ASP confirms to LM that it has established an SCTP
  association with its peer.

  M-SCTP_ESTABLISH indication
  Direction: M3UA -> LM
  Purpose: M3UA informs LM that a remote ASP has established an SCTP
  association.





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  M-SCTP_RELEASE request
  Direction: LM -> M3UA
  Purpose: LM requests ASP to release an SCTP association with its
  peer.

  M-SCTP_RELEASE confirm
  Direction: M3UA -> LM
  Purpose: ASP confirms to LM that it has released SCTP association
  with its peer.

  M-SCTP_RELEASE indication
  Direction: M3UA -> LM
  Purpose: M3UA informs LM that a remote ASP has released an SCTP
  Association or the SCTP association has failed.

  M-SCTP_RESTART indication
  Direction: M3UA -> LM
  Purpose: M3UA informs LM that an SCTP restart indication has been
  received.

  M-SCTP_STATUS request
  Direction: LM -> M3UA
  Purpose: LM requests M3UA to report the status of an SCTP
  association.

  M-SCTP_STATUS confirm
  Direction: M3UA -> LM
  Purpose: M3UA responds with the status of an SCTP association.


  M-SCTP STATUS indication
  Direction: M3UA -> LM
  Purpose: M3UA reports the status of an SCTP association.

  M-ASP_STATUS request
  Direction: LM -> M3UA
  Purpose: LM requests M3UA to report the status of a local or remote
  ASP.

  M-ASP_STATUS confirm
  Direction: M3UA -> LM
  Purpose: M3UA reports status of local or remote ASP.

  M-AS_STATUS request
  Direction: LM -> M3UA
  Purpose: LM requests M3UA to report the status of an AS.





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  M-AS_STATUS confirm
  Direction: M3UA -> LM
  Purpose: M3UA reports the status of an AS.

  M-NOTIFY indication
  Direction: M3UA -> LM
  Purpose: M3UA reports that it has received a Notify message
  from its peer.

  M-ERROR indication
  Direction: M3UA -> LM
  Purpose: M3UA reports that it has received an Error message from
  its peer or that a local operation has been unsuccessful.

  M-ASP_UP request
  Direction: LM -> M3UA
  Purpose: LM requests ASP to start its operation and send an ASP Up
  message to its peer.

  M-ASP_UP confirm
  Direction: M3UA -> LM
  Purpose: ASP reports that is has received an ASP UP Ack message from
  its peer.

  M-ASP_UP indication
  Direction: M3UA -> LM
  Purpose: M3UA reports it has successfully processed an incoming ASP
  Up message from its peer.

  M-ASP_DOWN request
  Direction: LM -> M3UA
  Purpose: LM requests ASP to stop its operation and send an ASP Down
  message to its peer.

  M-ASP_DOWN confirm
  Direction: M3UA -> LM
  Purpose: ASP reports that is has received an ASP Down Ack message
  from its peer.

  M-ASP_DOWN indication
  Direction: M3UA -> LM
  Purpose: M3UA reports it has successfully processed an incoming ASP
  Down message from its peer, or the SCTP association has
  been lost/reset.







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  M-ASP_ACTIVE request
  Direction: LM -> M3UA
  Purpose: LM requests ASP to send an ASP Active message to its peer.

  M-ASP_ACTIVE confirm
  Direction: M3UA -> LM
  Purpose: ASP reports that is has received an ASP Active
  Ack message from its peer.

  M-ASP_ACTIVE indication
  Direction: M3UA -> LM
  Purpose: M3UA reports it has successfully processed an incoming ASP
  Active message from its peer.

  M-ASP_INACTIVE request
  Direction: LM -> M3UA
  Purpose: LM requests ASP to send an ASP Inactive message to its
  peer.

  M-ASP_INACTIVE confirm
  Direction: LM -> M3UA
  Purpose: ASP reports that is has received an ASP Inactive
  Ack message from its peer.

  M-ASP_INACTIVE indication
  Direction: M3UA -> LM
  Purpose: M3UA reports it has successfully processed an incoming ASP
  Inactive message from its peer.

  M-AS_ACTIVE indication
  Direction: M3UA -> LM
  Purpose: M3UA reports that an AS has moved to the AS-ACTIVE state.

  M-AS_INACTIVE indication
  Direction: M3UA -> LM
  Purpose: M3UA reports that an AS has moved to the AS-INACTIVE state.

  M-AS_DOWN indication
  Direction: M3UA -> LM
  Purpose: M3UA reports that an AS has moved to the AS-DOWN state.

  If dynamic registration of RK is supported by the M3UA layer, the
  layer MAY support the following additional primitives:

  M-RK_REG request
  Direction: LM -> M3UA
  Purpose: LM requests ASP to register RK(s) with its peer by sending
  REG REQ message



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  M-RK_REG confirm
  Direction: M3UA -> LM
  Purpose: ASP reports that it has received REG RSP message with
  registration status as successful from its peer.

  M-RK_REG indication
  Direction: M3UA -> LM
  Purpose: M3UA informs LM that it has successfully processed an
  incoming REG REQ message.

  M-RK_DEREG request
  Direction: LM -> M3UA
  Purpose: LM requests ASP to deregister RK(s) with its peer by
  sending DEREG REQ message.

  M-RK_DEREG confirm
  Direction: M3UA -> LM
  Purpose: ASP reports that it has received DEREG REQ message with
  deregistration status as successful from its peer.

  M-RK_DEREG indication
  Direction: M3UA -> LM
  Purpose: M3UA informs LM that it has successfully processed an
  incoming DEREG REQ from its peer.

2. Conventions

  The keywords MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD,
  SHOULD NOT, RECOMMENDED, NOT RECOMMENDED, MAY, and OPTIONAL, when
  they appear in this document, are to be interpreted as described in
  [20].

3. M3UA Protocol Elements

  The general M3UA message format includes a Common Message Header
  followed by zero or more parameters as defined by the Message Type.
  For forward compatibility, all Message Types may have attached
  parameters even if none are specified in this version.













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3.1 Common Message Header

  The protocol messages for MTP3-User Adaptation require a message
  header which contains the adaptation layer version, the message type,
  and message length.

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |    Version    |   Reserved    | Message Class | Message Type  |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                        Message Length                         |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                                                               /

  All fields in an M3UA message MUST be transmitted in the network byte
  order, unless otherwise stated.

3.1.1 M3UA Protocol Version: 8 bits (unsigned integer)

  The version field contains the version of the M3UA adaptation layer.

  The supported versions are the following:

        1      Release 1.0

3.1.2  Message Classes and Types

  The following list contains the valid Message Classes:

  Message Class: 8 bits (unsigned integer)

  The following list contains the valid Message Type Classes:

       0     Management (MGMT) Messages
       1     Transfer Messages
       2     SS7 Signalling Network Management (SSNM) Messages
       3     ASP State Maintenance (ASPSM) Messages
       4     ASP Traffic Maintenance (ASPTM) Messages
       5     Reserved for Other Sigtran Adaptation Layers
       6     Reserved for Other Sigtran Adaptation Layers
       7     Reserved for Other Sigtran Adaptation Layers
       8     Reserved for Other Sigtran Adaptation Layers
       9     Routing Key Management (RKM) Messages
      10 to 127 Reserved by the IETF
     128 to 255 Reserved for IETF-Defined Message Class extensions




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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


     Message Type: 8 bits (unsigned integer)

     The following list contains the message types for the defined
     messages.

     Management (MGMT) Messages (See Section 3.8)

       0        Error (ERR)
       1        Notify (NTFY)
    2 to 127    Reserved by the IETF
  128 to 255    Reserved for IETF-Defined MGMT extensions

     Transfer Messages (See Section 3.3)

       0        Reserved
       1        Payload Data (DATA)
    2 to 127    Reserved by the IETF
  128 to 255    Reserved for IETF-Defined Transfer extensions

     SS7 Signalling Network Management (SSNM) Messages (See Section
     3.4)

       0        Reserved
       1        Destination Unavailable (DUNA)
       2        Destination Available (DAVA)
       3        Destination State Audit (DAUD)
       4        Signalling Congestion (SCON)
       5        Destination User Part Unavailable (DUPU)
       6        Destination Restricted (DRST)
    7 to 127    Reserved by the IETF
  128 to 255    Reserved for IETF-Defined SSNM extensions

     ASP State Maintenance (ASPSM) Messages (See Section 3.5)

       0        Reserved
       1        ASP Up (ASPUP)
       2        ASP Down (ASPDN)
       3        Heartbeat (BEAT)
       4        ASP Up Acknowledgement (ASPUP ACK)
       5        ASP Down Acknowledgement (ASPDN ACK)
       6        Heartbeat Acknowledgement (BEAT ACK)
    7 to 127    Reserved by the IETF
  128 to 255    Reserved for IETF-Defined ASPSM extensions








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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


     ASP Traffic Maintenance (ASPTM) Messages (See Section 3.7)

       0        Reserved
       1        ASP Active (ASPAC)
       2        ASP Inactive (ASPIA)
       3        ASP Active Acknowledgement (ASPAC ACK)
       4        ASP Inactive Acknowledgement (ASPIA ACK)
    5 to 127    Reserved by the IETF
  128 to 255    Reserved for IETF-Defined ASPTM extensions

     Routing Key Management (RKM) Messages (See Section 3.6)

       0        Reserved
       1        Registration Request (REG REQ)
       2        Registration Response (REG RSP)
       3        Deregistration Request (DEREG REQ)
       4        Deregistration Response (DEREG RSP)
    5 to 127    Reserved by the IETF
  128 to 255    Reserved for IETF-Defined RKM extensions

3.1.3  Reserved: 8 bits

  The Reserved field SHOULD be set to all '0's and ignored by the
  receiver.

3.1.4  Message Length: 32-bits (unsigned integer)

  The Message Length defines the length of the message in octets,
  including the Common Header.  The Message Length MUST include
  parameter padding bytes, if any.

  Note: A receiver SHOULD accept the message whether or not the final
  parameter padding is included in the message length.


















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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


3.2 Variable Length Parameter Format

  M3UA messages consist of a Common Header followed by zero or more
  variable length parameters, as defined by the message type.  All the
  parameters contained in a message are defined in a Tag Length-Value
  format as shown below.

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |          Parameter Tag        |       Parameter Length        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                       Parameter Value                         /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Where more than one parameter is included in a message, the
  parameters may be in any order, except where explicitly mandated.  A
  receiver SHOULD accept the parameters in any order.

  Parameter Tag: 16 bits (unsigned integer)

     The Tag field is a 16-bit identifier of the type of parameter. It
     takes a value of 0 to 65534.  Common parameters used by adaptation
     layers are in the range of 0x00 to 0x3f.   M3UA-specific
     parameters have Tags in the range 0x0200 to 0x02ff.  The parameter
     Tags defined are as follows:

     Common Parameters.  These TLV parameters are common across the
     different adaptation layers:

       Parameter Name                     Parameter ID
       ==============                     ============
       Reserved                              0x0000
       Not Used in M3UA                      0x0001
       Not Used in M3UA                      0x0002
       Not Used in M3UA                      0x0003
       INFO String                           0x0004
       Not Used in M3UA                      0x0005
       Routing Context                       0x0006
       Diagnostic Information                0x0007
       Not Used in M3UA                      0x0008
       Heartbeat Data                        0x0009
       Not Used in M3UA                      0x000a
       Traffic Mode Type                     0x000b
       Error Code                            0x000c
       Status                                0x000d



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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


       Not Used in M3UA                      0x000e
       Not Used in M3UA                      0x000f
       Not Used in M3UA                      0x0010
       ASP Identifier                        0x0011
       Affected Point Code                   0x0012
       Correlation ID                        0x0013

     M3UA-Specific parameters.  These TLV parameters are specific to
     the M3UA protocol:

       Network Appearance                    0x0200
       Reserved                              0x0201
       Reserved                              0x0202
       Reserved                              0x0203
       User/Cause                            0x0204
       Congestion Indications                0x0205
       Concerned Destination                 0x0206
       Routing Key                           0x0207
       Registration Result                   0x0208
       Deregistration Result                 0x0209
       Local_Routing Key Identifier          0x020a
       Destination Point Code                0x020b
       Service Indicators                    0x020c
       Reserved                              0x020d
       Originating Point Code List           0x020e
       Circuit Range                         0x020f
       Protocol Data                         0x0210
       Reserved                              0x0211
       Registration Status                   0x0212
       Deregistration Status                 0x0213

       Reserved by the IETF             0x0214 to 0xffff

     The value of 65535 is reserved for IETF-defined extensions.
     Values other than those defined in specific parameter description
     are reserved for use by the IETF.

  Parameter Length: 16 bits (unsigned integer)

     The Parameter Length field contains the size of the parameter in
     bytes, including the Parameter Tag, Parameter Length, and
     Parameter Value fields.  Thus, a parameter with a zero-length
     Parameter Value field would have a Length field of 4.  The
     Parameter Length does not include any padding bytes.







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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


  Parameter Value: variable length.

     The Parameter Value field contains the actual information to be
     transferred in the parameter.

     The total length of a parameter (including Tag, Parameter Length
     and Value fields) MUST be a multiple of 4 bytes.  If the length of
     the parameter is not a multiple of 4 bytes, the sender pads the
     Parameter at the end (i.e., after the Parameter Value field) with
     all zero bytes.  The length of the padding is NOT included in the
     parameter length field.  A sender SHOULD NOT pad with more than 3
     bytes.  The receiver MUST ignore the padding bytes.

3.3 Transfer Messages

  The following section describes the Transfer messages and parameter
  contents.

3.3.1 Payload Data Message (DATA)

  The DATA message contains the SS7 MTP3-User protocol data, which is
  an MTP-TRANSFER primitive, including the complete MTP3 Routing Label.
  The DATA message contains the following variable length parameters:

     Network Appearance       Optional
     Routing Context          Optional
     Protocol Data            Mandatory
     Correlation Id           Optional























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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


  The following format MUST be used for the Data Message:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |        Tag = 0x0200           |          Length = 8           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                       Network Appearance                      |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |        Tag = 0x0006           |          Length = 8           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                        Routing Context                        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |        Tag = 0x0210           |             Length            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                        Protocol Data                          /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |        Tag = 0x0013           |          Length = 8           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                        Correlation Id                         |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Network Appearance: 32-bits (unsigned integer)

     The Network Appearance parameter identifies the SS7 network
     context for the message and implicitly identifies the SS7 Point
     Code format used, the SS7 Network Indicator value, and the MTP3
     and possibly the MTP3-User protocol type/variant/version used
     within the specific SS7 network.  Where an SG operates in the
     context of a single SS7 network, or individual SCTP associations
     are dedicated to each SS7 network context, the Network Appearance
     parameter is not required.  In other cases the parameter may be
     configured to be present for the use of the receiver.

     The Network Appearance parameter value is of local significance
     only, coordinated between the SGP and ASP. Therefore, in the case
     where an ASP is connected to more than one SGP, the same SS7
     network context may be identified by different Network Appearance
     values depending over which SGP a message is being
     transmitted/received.

     Where the optional Network Appearance parameter is present, it
     must be the first parameter in the message as it defines the
     format of the Protocol Data field.





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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


     IMPLEMENTATION NOTE: For simplicity of configuration it may be
     desirable to use the same NA value across all nodes sharing a
     particular network context.

  Routing Context: 32-bits (unsigned integer)

     The Routing Context parameter contains the Routing Context value
     associated with the DATA message.   Where a Routing Key has not
     been coordinated between the SGP and ASP, sending of Routing
     Context is not required.  Where multiple Routing Keys and Routing
     Contexts are used across a common association, the Routing Context
     MUST be sent to identify the traffic flow, assisting in the
     internal distribution of Data messages.

  Protocol Data: variable length

     The Protocol Data parameter contains the original SS7 MTP3
     message, including the Service Information Octet and Routing
     Label.

     The Protocol Data parameter contains the following fields:

        Service Indicator,
        Network Indicator,
        Message Priority.

        Destination Point Code,
        Originating Point Code,

        Signalling Link Selection Code (SLS).

        User Protocol Data.  Includes:

           MTP3-User protocol elements (e.g., ISUP, SCCP, or TUP
           parameters).
















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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


  The Protocol Data parameter is encoded as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                     Originating Point Code                    |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                     Destination Point Code                    |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |       SI      |       NI      |      MP       |      SLS      |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                     User Protocol Data                        /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Originating Point Code: 32 bits (unsigned integer)
  Destination Point Code: 32 bits (unsigned integer)

  The Originating and Destination Point Code fields contains the OPC
  and DPC from the routing label of the original SS7 message in Network
  Byte Order, justified to the least significant bit.  Unused bits are
  coded `0'.

  Service Indicator: 8 bits (unsigned integer)

  The Service Indicator field contains the SI field from the original
  SS7 message justified to the least significant bit.  Unused bits are
  coded `0'.

  Network Indicator: 8-bits (unsigned integer)

  The Network Indicator contains the NI field from the original SS7
  message justified to the least significant bit.  Unused bits are
  coded `0'.

  Message Priority: 8 bits (unsigned integer)

  The Message Priority field contains the MP bits (if any) from the
  original SS7 message, both for ANSI-style and TTC-style [29] message
  priority bits. The MP bits are aligned to the least significant bit.
  Unused bits are coded `0'.









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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


  Signalling Link Selection: 8 bits (unsigned integer)

  The Signalling Link Selection field contains the SLS bits from the
  routing label of the original SS7 message justified to the least
  significant bit and in Network Byte Order.  Unused bits are coded
  `0'.

  User Protocol Data: (byte string)

  The User Protocol Data field contains a byte string of MTP-User
  information from the original SS7 message starting with the first
  byte of the original SS7 message following the Routing Label.

  Correlation Id: 32-bits (unsigned integer)

  The Correlation Id parameter uniquely identifies the MSU carried in
  the Protocol Data within an AS.  This Correlation Id parameter is
  assigned by the sending M3UA.

3.4 SS7 Signalling Network Management (SSNM) Messages

3.4.1 Destination Unavailable (DUNA)

  The DUNA message is sent from an SGP in an SG to all concerned ASPs
  to indicate that the SG has determined that one or more SS7
  destinations are unreachable.  It is also sent by an SGP in response
  to a message from the ASP to an unreachable SS7 destination.  As an
  implementation option the SG may suppress the sending of subsequent
  "response" DUNA messages regarding a certain unreachable SS7
  destination for a certain period to give the remote side time to
  react.  If there is no alternate route via another SG, the MTP3-User
  at the ASP is expected to stop traffic to the affected destination
  via the SG as per the defined MTP3-User procedures.


















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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


  The DUNA message contains the following parameters:

     Network Appearance      Optional
     Routing Context         Optional
     Affected Point Code     Mandatory
     INFO String             Optional

  The format for DUNA Message parameters is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0200          |          Length = 8           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                      Network Appearance                       |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |        Tag = 0x0006           |             Length            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                       Routing Context                         /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0012          |             Length            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |     Mask      |                 Affected PC 1                 |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                              ...                              /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |     Mask      |                 Affected PC n                 |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |          Tag = 0x0004         |             Length            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                          INFO String                          /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Network Appearance: 32-bit unsigned integer

     See Section 3.3.1

  Routing Context: n x 32-bits (unsigned integer)

     The optional Routing Context parameter contains the Routing
     Context values associated with the DUNA message.  Where a Routing
     Key has not been coordinated between the SGP and ASP, sending of



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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


     Routing Context is not required.  Where multiple Routing Keys and
     Routing Contexts are used across a common association, the Routing
     Context(s) MUST be sent to identify the concerned traffic flows
     for which the DUNA message applies, assisting in outgoing traffic
     management and internal distribution of MTP-PAUSE indications to
     MTP3-Users at the receiver.

  Affected Point Code: n x 32-bits

     The Affected Point Code parameter contains a list of Affected
     Destination Point Code fields, each a three-octet parameter to
     allow for 14-, 16- and 24-bit binary formatted SS7 Point Codes.
     Affected Point Codes that are less than 24-bits, are padded on the
     left to the 24-bit boundary.  The encoding is shown below for ANSI
     and ITU Point Code examples.

  ANSI 24-bit Point Code:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |     Mask      |    Network    |    Cluster    |     Member    |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                     |MSB-----------------------------------------LSB|

  ITU 14-bit Point Code:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |     Mask      |0 0 0 0 0 0 0 0 0 0|Zone |     Region    | SP  |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                                          |MSB--------------------LSB|

     It is optional to send an Affected Point Code parameter with more
     than one Affected PC but it is mandatory to receive it.  Including
     multiple Affected PCs may be useful when reception of an MTP3
     management message or a linkset event simultaneously affects the
     availability status of a list of destinations at an SG.










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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


  Mask: 8-bits (unsigned integer)

     The Mask field can be used to identify a contiguous range of
     Affected Destination Point Codes.  Identifying a contiguous range
     of Affected DPCs may be useful when reception of an MTP3
     management message or a linkset event simultaneously affects the
     availability status of a series of destinations at an SG.

     The Mask parameter is an integer representing a bit mask that can
     be applied to the related Affected PC field.  The bit mask
     identifies how many bits of the Affected PC field are significant
     and which are effectively "wildcarded".  For example, a mask of
     "8" indicates that the last eight bits of the PC is "wildcarded".
     For an ANSI 24-bit Affected PC, this is equivalent to signalling
     that all PCs in an ANSI Cluster are unavailable.  A mask of "3"
     indicates that the last three bits of the PC is "wildcarded".  For
     a 14-bit ITU Affected PC, this is equivalent to signaling that an
     ITU

     Region is unavailable.  A mask value equal (or greater than) the
     number of bits in the PC indicates that the entire network
     appearance is affected - this is used to indicate network
     isolation to the ASP.

  INFO String: variable length

     The optional INFO String parameter can carry any meaningful UTF-8
     [10] character string along with the message.  Length of the INFO
     String parameter is from 0 to 255 octets.  No procedures are
     presently identified for its use but the INFO String MAY be used
     for debugging purposes.

3.4.2 Destination Available (DAVA)

  The DAVA message is sent from an SGP to all concerned ASPs to
  indicate that the SG has determined that one or more SS7 destinations
  are now reachable (and not restricted), or in response to a DAUD
  message if appropriate. If the ASP M3UA layer previously had no
  routes to the affected destinations the ASP MTP3-User protocol is
  informed and may now resume traffic to the affected destination.  The
  ASP M3UA layer now routes the MTP3-user traffic through the SG
  initiating the DAVA message.









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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


  The DAVA message contains the following parameters:

     Network Appearance       Optional
     Routing Context          Optional
     Affected Point Code      Mandatory
     INFO String              Optional

  The format and description of the Network Appearance, Routing
  Context, Affected Point Code and INFO String parameters is the same
  as for the DUNA message (See Section 3.4.1).

3.4.3 Destination State Audit (DAUD)

  The DAUD message MAY be sent from the ASP to the SGP to audit the
  availability/congestion state of SS7 routes from the SG to one or
  more affected destinations.

  The DAUD message contains the following parameters:

     Network Appearance      Optional
     Routing Context         Optional
     Affected Point Code     Mandatory
     INFO String             Optional

  The format and description of DAUD Message parameters is the same as
  for the DUNA message (See Section 3.4.1).

3.4.4 Signalling Congestion (SCON)

  The SCON message can be sent from an SGP to all concerned ASPs to
  indicate that an SG has determined that there is congestion in the
  SS7 network to one or more destinations, or to an ASP in response to
  a DATA or DAUD message as appropriate.  For some MTP protocol
  variants (e.g., ANSI MTP) the SCON message may be sent when the SS7
  congestion level changes.  The SCON message MAY also be sent from the
  M3UA layer of an ASP to an M3UA peer indicating that the M3UA layer
  or the ASP is congested.

  The SCON message contains the following parameters:

     Network Appearance       Optional
     Routing Context          Optional
     Affected Point Code      Mandatory
     Concerned Destination    Optional
     Congestion Indications   Optional
     INFO String              Optional





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  The format for SCON Message parameters is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0200          |           Length = 8          |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                       Network Appearance                      |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |        Tag = 0x0006           |             Length            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                       Routing Context                         /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0012          |             Length            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |      Mask     |                 Affected PC 1                 |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                              ...                              /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |      Mask     |                 Affected PC n                 |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0206          |             Length = 8        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |    reserved   |                 Concerned DPC                 |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0205          |             Length = 8        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                   Reserved                    |  Cong. Level  |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |            Tag = 0x0004       |             Length            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                         INFO String                           /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+












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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


  The format and description of the Network Appearance, Routing
  Context, Affected Point Code, and INFO String parameters is the same
  as for the DUNA message (See Section 3.4.1).

  The Affected Point Code parameter can be used to indicate congestion
  of multiple destinations or ranges of destinations.

  Concerned Destination: 32-bits

     The optional Concerned Destination parameter is only used if the
     SCON message is sent from an ASP to the SGP. It contains the point
     code of the originator of the message that triggered the SCON
     message. The Concerned Destination parameter contains one
     Concerned Destination Point Code field, a three-octet parameter to
     allow for 14-, 16- and 24-bit binary formatted SS7 Point Codes.  A
     Concerned Point Code that is less than 24-bits is padded on the
     left to the 24-bit boundary.  Any resulting Transfer Controlled
     (TFC) message from the SG is sent to the Concerned Point Code
     using the single Affected DPC contained in the SCON message to
     populate the (affected) Destination field of the TFC message

  Congested Indications: 32-bits

     The optional Congestion Indications parameter contains a
     Congestion Level field.  This optional parameter is used to
     communicate congestion levels in national MTP networks with
     multiple congestion thresholds, such as in ANSI MTP3.  For MTP
     congestion methods without multiple congestion levels (e.g., the
     ITU international method) the parameter is not included.

  Congestion Level field: 8-bits (unsigned integer)

     The Congestion Level field, associated with all of the Affected
     DPC(s) in the Affected Destinations parameter, contains one of the
     following values:

        0     No Congestion or Undefined
        1     Congestion Level 1
        2     Congestion Level 2
        3     Congestion Level 3











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     The congestion levels are defined in the congestion method in the
     appropriate national MTP recommendations [7,8].

3.4.5 Destination User Part Unavailable (DUPU)

  The DUPU message is used by an SGP to inform concerned ASPs that a
  remote peer MTP3-User Part (e.g., ISUP or SCCP) at an SS7 node is
  unavailable.

  The DUPU message contains the following parameters:

     Network Appearance       Optional
     Routing Context          Optional
     Affected Point Code      Mandatory
     User/Cause               Mandatory
     INFO String              Optional

  The format for DUPU message parameters is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0200          |             Length = 8        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                      Network Appearance                       |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |        Tag = 0x0006           |             Length            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                       Routing Context                         /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0012          |          Length = 8           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |   Mask = 0    |                  Affected PC                  |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0204          |          Length = 8           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |             Cause             |            User               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0004          |             Length            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                          INFO String                          /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+





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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


  User/Cause: 32-bits

     The Unavailability Cause and MTP3-User Identity fields, associated
     with the Affected PC in the Affected Point Code parameter, are
     encoded as follows:

  Unavailability Cause field: 16-bits (unsigned integer)

     The Unavailability Cause parameter provides the reason for the
     unavailability of the MTP3-User.  The valid values for the
     Unavailability Cause parameter are shown in the following table.
     The values agree with those provided in the SS7 MTP3 User Part
     Unavailable message.  Depending on the MTP3 protocol used in the
     Network Appearance, additional values may be used - the
     specification of the relevant MTP3 protocol variant/version
     recommendation is definitive.

        0         Unknown
        1         Unequipped Remote User
        2         Inaccessible Remote User

  MTP3-User Identity field: 16-bits (unsigned integer)

     The MTP3-User Identity describes the specific MTP3-User that is
     unavailable (e.g., ISUP, SCCP, ...).  Some of the valid values for
     the MTP3-User Identity are shown below.  The values align with
     those provided in the SS7 MTP3 User Part Unavailable message and
     Service Indicator.  Depending on the MTP3 protocol variant/version
     used in the network appearance, additional values may be used.
     The relevant MTP3 protocol variant/version recommendation is
     definitive.

         0 to 2   Reserved
            3     SCCP
            4     TUP
            5     ISUP
         6 to 8  Reserved
            9     Broadband ISUP
           10     Satellite ISUP
           11     Reserved
           12     AAL type 2 Signalling
           13     Bearer Independent Call Control (BICC)
           14     Gateway Control Protocol
           15     Reserved

     The format and description of the Affected Point Code parameter is
     the same as for the DUNA message (See Section 3.4.1.) except that
     the Mask field is not used and only a single Affected DPC is



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     included.  Ranges and lists of Affected DPCs cannot be signaled in
     a DUPU message, but this is consistent with UPU operation in the
     SS7 network.  The Affected Destinations parameter in an MTP3 User
     Part Unavailable message (UPU) received by an SGP from the SS7
     network contains only one destination.

     The format and description of the Network Appearance, Routing
     Context, and INFO String parameters is the same as for the DUNA
     message (See Section 3.4.1).

3.4.6 Destination Restricted (DRST)

  The DRST message is optionally sent from the SGP to all concerned
  ASPs to indicate that the SG has determined that one or more SS7
  destinations are now restricted from the point of view of the SG, or
  in response to a DAUD message if appropriate.  The M3UA layer at the
  ASP is expected to send traffic to the affected destination via an
  alternate SG with route(s) of equal priority, but only if such an
  alternate route exists and is available.  If the affected destination
  is currently considered unavailable by the ASP, The MTP3-User should
  be informed that traffic to the affected destination can be resumed.
  In this case, the M3UA layer should route the traffic through the SG
  initiating the DRST message.

  This message is optional for the SG to send and it is optional for
  the ASP to act on any information received in the message.  It is for
  use in the "STP" case described in Section 1.4.1.

  The DRST message contains the following parameters:

     Network Appearance       Optional
     Routing Context          Optional
     Affected Point Code      Mandatory
     INFO String              Optional

  The format and description of the Network Appearance, Routing
  Context, Affected Point Code and INFO String parameters is the same
  as for the DUNA message (See Section 3.4.1).













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3.5 ASP State Maintenance (ASPSM) Messages

3.5.1 ASP Up

  The ASP Up message is used to indicate to a remote M3UA peer that the
  adaptation layer is ready to receive any ASPSM/ASPTM messages for all
  Routing Keys that the ASP is configured to serve.

  The ASP Up message contains the following parameters:

     ASP Identifier                Optional
     INFO String                   Optional

  The format for ASP Up message parameters is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0011          |           Length = 8          |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                         ASP Identifier                        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0004          |             Length            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                          INFO String                          /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  ASP Identifier: 32-bit unsigned integer

     The optional ASP Identifier parameter contains a unique value that
     is locally significant among the ASPs that support an AS.  The SGP
     should save the ASP Identifier to be used, if necessary, with the
     Notify message (see Section 3.8.2).

     The format and description of the optional INFO String parameter
     is the same as for the DUNA message (See Section 3.4.1).













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3.5.2 ASP Up Acknowledgement (ASP Up Ack)

  The ASP UP Ack message is used to acknowledge an ASP Up message
  received from a  remote M3UA peer.

  The ASP Up Ack message contains the following parameters:

  INFO String (optional)

  The format for ASP Up Ack message parameters is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag =0x0004             |             Length          |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                          INFO String                          /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The format and description of the optional INFO String parameter is
  the same as for the DUNA message (See Section 3.4.1).  The INFO
  String in an ASP Up Ack message is independent from the INFO String
  in the ASP Up message (i.e., it does not have to echo back the INFO
  String received).

3.5.3 ASP Down

  The ASP Down message is used to indicate to a remote M3UA peer that
  the adaptation layer is NOT ready to receive DATA, SSNM, RKM or ASPTM
  messages.

  The ASP Down message contains the following parameters:

  INFO String    Optional















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  The format for the ASP Down message parameters is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag =0x0004           |            Length             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                         INFO String                           /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The format and description of the optional INFO String parameter is
  the same as for the DUNA message (See Section 3.4.1).

3.5.4 ASP Down Acknowledgement (ASP Down Ack)

  The ASP Down Ack message is used to acknowledge an ASP Down message
  received from a remote M3UA peer.

  The ASP Down Ack message contains the following parameters:

  INFO String     Optional

  The format for the ASP Down Ack message parameters is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0004          |            Length             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                         INFO String                           /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The format and description of the optional INFO String parameter is
  the same as for the DUNA message (See Section 3.4.1).

  The INFO String in an ASP Down Ack message is independent from the
  INFO String in the ASP Down message (i.e., it does not have to echo
  back the INFO String received).









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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


3.5.5 Heartbeat (BEAT)

  The BEAT message is optionally used to ensure that the M3UA peers are
  still available to each other.  It is recommended for use when the
  M3UA runs over a transport layer other than the SCTP, which has its
  own heartbeat.

  The BEAT message contains the following parameters:

  Heartbeat Data         Optional

  The format for the BEAT message is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0009          |            Length             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                       Heartbeat Data                          /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The Heartbeat Data parameter contents are defined by the sending
  node. The Heartbeat Data could include, for example, a Heartbeat
  Sequence Number and/or Timestamp.  The receiver of a BEAT message
  does not process this field as it is only of significance to the
  sender.  The receiver MUST respond with a BEAT Ack message.

3.5.6 Heartbeat Acknowledgement (BEAT Ack)

  The BEAT Ack message is sent in response to a received BEAT message.
  It includes all the parameters of the received BEAT message, without
  any change.

3.6 Routing Key Management (RKM) Messages [Optional]

3.6.1 Registration Request (REG REQ)

  The REG REQ message is sent by an ASP to indicate to a remote M3UA
  peer that it wishes to register one or more given Routing Keys with
  the remote peer.  Typically, an ASP would send this message to an
  SGP, and expects to receive a REG RSP message in return with an
  associated Routing Context value.







Sidebottom, et. al.         Standards Track                    [Page 48]

RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


  The REG REQ message contains the following parameters:

  Routing Key           Mandatory

  One or more Routing Key parameters MAY be included.  The format for
  the REG REQ message is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |          Tag = 0x0207         |            Length             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                         Routing Key 1                         /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                              ...                              /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |          Tag = 0x0207         |            Length             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                         Routing Key n                         /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Routing Key: variable length

     The Routing Key parameter is mandatory. The sender of this message
     expects that the receiver of this message will create a Routing
     Key entry and assign a unique Routing Context value to it, if the
     Routing Key entry does not already exist.

     The Routing Key parameter may be present multiple times in the
     same message. This is used to allow the registration of multiple
     Routing Keys in a single message.














Sidebottom, et. al.         Standards Track                    [Page 49]

RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


  The format of the Routing Key parameter is as follows.

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                       Local-RK-Identifier                     |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                  Traffic Mode Type (optional)                 |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                     Destination Point Code                    |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                  Network Appearance (optional)                |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                  Service Indicators (optional)                |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |              Originating Point Code List (optional)           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                   Circuit Range List (optional)               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                              ...                              /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                     Destination Point Code                    |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                  Service Indicators (optional)                |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |              Originating Point Code List (optional)           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                   Circuit Range List (optional)               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

     Note: The Destination Point Code, Service Indicators, Originating
     Point Code List and Circuit Range List parameters MAY be repeated
     as a grouping within the Routing Key parameter, in the structure
     shown above.

  Local-RK-Identifier: 32-bit unsigned integer

     The mandatory Local-RK-Identifier field is used to uniquely
     identify the registration request.  The Identifier value is
     assigned by the ASP, and is used to correlate the response in an
     REG RSP message with the original registration request.  The
     Identifier value must remain unique until the REG RSP message is
     received.






Sidebottom, et. al.         Standards Track                    [Page 50]

RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


  The format of the Local-RK-Identifier field is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x020a          |         Length = 8            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                  Local-RK-Identifier value                    |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Traffic Mode Type: 32-bit (unsigned integer)

  The optional Traffic Mode Type parameter identifies the traffic mode
  of operation of the ASP(s) within an Application Server.  The format
  of the Traffic Mode Type Identifier is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x000b          |         Length = 8            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                       Traffic Mode Type                       |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The valid values for Traffic Mode Type are shown in the following
  table:

        1     Override
        2     Loadshare
        3     Broadcast

  Destination Point Code:

     The Destination Point Code parameter is mandatory, and identifies
     the Destination Point Code of incoming SS7 traffic for which the
     ASP is registering.  The format is the same as described for the
     Affected Destination parameter in the DUNA message (See Section
     3.4.1).  Its format is:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x020b          |         Length = 8            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |    Mask = 0   |            Destination Point Code             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+





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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


  Network Appearance:

     The optional Network Appearance parameter field identifies the SS7
     network context for the Routing Key, and has the same format as in
     the DATA message (See Section 3.3.1).  The absence of the Network
     Appearance parameter in the Routing Key indicates the use of any
     Network Appearance value.  Its format is:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0200          |         Length = 8            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                     Network Appearance                        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Service Indicators (SI): n X 8-bit integers

     The optional SI [7,8] field contains one or more Service
     Indicators from the values as described in the MTP3-User Identity
     field of the DUPU message.  The absence of the SI parameter in the
     Routing Key indicates the use of any SI value, excluding of course
     MTP management.  Where an SI parameter does not contain a multiple
     of four SIs, the parameter is padded out to 32-byte alignment.

     The SI format is:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x020c          |             Length            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |      SI #1    |     SI #2     |    SI #3      |    SI #4      |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     /                              ...                              /
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |      SI #n    |             0 Padding, if necessary           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  OPC List:

     The Originating Point Code List parameter contains one or more SS7
     OPC entries, and its format is the same as the Destination Point
     Code parameter.  The absence of the OPC List parameter in the
     Routing Key indicates the use of any OPC value,






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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x020e          |             Length            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |    Mask = 0   |          Origination Point Code #1            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |    Mask = 0   |          Origination Point Code #2            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     /                              ...                              /
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |    Mask = 0   |          Origination Point Code #n            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Circuit Range:

     An ISUP controlled circuit is uniquely identified by the SS7 OPC,
     DPC and CIC value.  For the purposes of identifying Circuit Ranges
     in an M3UA Routing Key, the optional Circuit Range parameter
     includes one or more circuit ranges, each identified by an OPC and
     Upper/Lower CIC value.  The DPC is implicit as it is mandatory and
     already included in the DPC parameter of the Routing Key.  The
     absence of the Circuit Range parameter in the Routing Key
     indicates the use of any Circuit Range values, in the case of
     ISUP/TUP traffic.  The Origination Point Code is encoded the same
     as the Destination Point Code parameter, while the CIC values are
     16-bit integers.
























Sidebottom, et. al.         Standards Track                    [Page 53]

RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


  The Circuit Range format is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |           Tag = 0x020f        |              Length           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |    Mask = 0   |          Origination Point Code #1            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |       Lower CIC Value #1      |      Upper CIC Value #1       |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |    Mask = 0   |          Origination Point Code #2            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |       Lower CIC Value #2      |      Upper CIC Value #2       |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     /                              ...                              /
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |    Mask = 0   |          Origination Point Code #n            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |       Lower CIC Value #n      |      Upper CIC Value #n       |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

3.6.2 Registration Response (REG RSP)

  The REG RSP message is used as a response to the REG REQ message from
  a remote M3UA peer.  It contains indications of success/failure for
  registration requests and returns a unique Routing Context value for
  successful registration requests, to be used in subsequent M3UA
  Traffic Management protocol.

  The REG RSP message contains the following parameters:

  Registration Result   Mandatory

  One or more Registration Result parameters MUST be included.  The
  format for the REG RSP message is as follows:















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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |          Tag = 0x0208         |              Length           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                    Registration Result 1                      |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                              ...                              /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |           Tag = 0x0208        |            Length             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                    Registration Result n                      |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Registration Results:

     The Registration Result parameter contains the registration result
     for a single Routing Key in an REG REQ message.  The number of
     results in a single REG RSP message MUST be anywhere from one to
     the total number of number of Routing Key parameters found in the
     corresponding REG REQ message.  Where multiple REG RSP messages
     are used in reply to REG REQ message, a specific result SHOULD be
     in only one REG RSP message.  The format of each result is as
     follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x020a        |          Length = 8             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                  Local-RK-Identifier value                    |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |           Tag = 0x0212      |          Length = 8             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                      Registration Status                      |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |           Tag = 0x0006      |          Length = 8             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                        Routing Context                        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Local-RK-Identifier: 32-bit integer

     The Local-RK-Identifier contains the same value as found in the
     matching Routing Key parameter found in the REG REQ message (See
     Section 3.6.1).



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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


  Registration Status: 32-bit integer

     The Registration Result Status field indicates the success or the
     reason for failure of a registration request.

     Its values may be:

        0           Successfully Registered
        1           Error - Unknown
        2           Error - Invalid DPC
        3           Error - Invalid Network Appearance
        4           Error - Invalid Routing Key
        5           Error - Permission Denied
        6           Error - Cannot Support Unique Routing
        7           Error - Routing Key not Currently Provisioned
        8           Error - Insufficient Resources
        9           Error - Unsupported RK parameter Field
        10          Error - Unsupported/Invalid Traffic Handling Mode

  Routing Context: 32-bit integer

     The Routing Context field contains the Routing Context value for
     the associated Routing Key if the registration was successful.  It
     is set to "0" if the registration was not successful.

3.6.3 Deregistration Request (DEREG REQ)

  The DEREG REQ message is sent by an ASP to indicate to a remote M3UA
  peer that it wishes to deregister a given Routing Key.  Typically, an
  ASP would send this message to an SGP, and expects to receive a DEREG
  RSP message in return with the associated Routing Context value.

  The DEREG REQ message contains the following parameters:

     Routing Context       Mandatory

  The format for the DEREG REQ message is as follows:














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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0006          |            Length             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                       Routing Context                         /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Routing Context: n X 32-bit integers

     The Routing Context parameter contains (a list of) integers
     indexing the Application Server traffic that the sending ASP is
     currently registered to receive from the SGP but now wishes to
     deregister.

3.6.4 Deregistration Response (DEREG RSP)

  The DEREG RSP message is used as a response to the DEREG REQ message
  from a remote M3UA peer.

  The DEREG RSP message contains the following parameters:

     Deregistration Result    Mandatory

  One or more Deregistration Result parameters MUST be included.  The
  format for the DEREG RSP message is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |          Tag = 0x0209         |               Length          |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                   Deregistration Result 1                     |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                              ...                              /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |           Tag = 0x0209        |            Length             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                   Deregistration Result n                     |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+







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  Deregistration Results:

     The Deregistration Result parameter contains the deregistration
     status for a single Routing Context in a DEREG REQ message.  The
     number of results in a single DEREG RSP message MAY be anywhere
     from one to the total number of number of Routing Context values
     found in the corresponding DEREG REQ message.

     Where multiple DEREG RSP messages are used in reply to DEREG REQ
     message, a specific result SHOULD be in only one DEREG RSP
     message.  The format of each result is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0006          |          Length = 8           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                        Routing Context                        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0213          |          Length = 8           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                     Deregistration Status                     |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Routing Context: 32-bit integer

     The Routing Context field contains the Routing Context value of
     the matching Routing Key to deregister, as found in the DEREG REQ
     message.

     Deregistration Status: 32-bit integer

     The Deregistration Result Status field indicates the success or
     the reason for failure of the deregistration.

     Its values may be:

        0           Successfully Deregistered
        1           Error - Unknown
        2           Error - Invalid Routing Context
        3           Error - Permission Denied
        4           Error - Not Registered
        5           Error - ASP Currently Active for Routing Context








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3.7 ASP Traffic Maintenance (ASPTM) Messages

3.7.1 ASP Active

  The ASP Active message is sent by an ASP to indicate to a remote M3UA
  peer that it is ready to process signalling traffic for a particular
  Application Server.  The ASP Active message affects only the ASP
  state for the Routing Keys identified by the Routing Contexts, if
  present.

  The ASP Active message contains the following parameters:

     Traffic Mode Type     Optional
     Routing Context       Optional
     INFO String           Optional

  The format for the ASP Active message is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x000b          |          Length = 8           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                      Traffic Mode Type                        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0006          |            Length             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                       Routing Context                         /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0004          |             Length            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                          INFO String                          /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Traffic Mode Type: 32-bit (unsigned integer)

     The Traffic Mode Type parameter identifies the traffic mode of
     operation of the ASP within an AS.  The valid values for Traffic
     Mode Type are shown in the following table:

        1         Override
        2         Loadshare
        3         Broadcast




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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


     Within a particular Routing Context, Override, Loadshare and
     Broadcast SHOULD NOT be mixed.  The Override value indicates that
     the ASP is operating in Override mode, and the ASP takes over all
     traffic in an Application Server (i.e., primary/backup operation),
     overriding any currently active ASPs in the AS.  In Loadshare
     mode, the ASP will share in the traffic distribution with any
     other currently active ASPs.  In Broadcast mode, the ASP will
     receive the same messages as any other currently active ASP.

  Routing Context: n X 32-bit integers

     The optional Routing Context parameter contains (a list of)
     integers indexing the Application Server traffic that the sending
     ASP is configured/registered to receive.

     There is one-to-one relationship between an index entry and an SGP
     Routing Key or AS Name.  Because an AS can only appear in one
     Network Appearance, the Network Appearance parameter is not
     required in the ASP Active message.

     An Application Server Process may be configured to process traffic
     for more than one logical Application Server.  From the
     perspective of an ASP, a Routing Context defines a range of
     signalling traffic that the ASP is currently configured to receive
     from the SGP.  For example, an ASP could be configured to support
     call processing for multiple ranges of PSTN trunks and therefore
     receive related signalling traffic, identified by separate SS7
     DPC/OPC/CIC ranges.

  The format and description of the optional INFO String parameter is
  the same as for the DUNA message (See Section 3.4.1).

3.7.2 ASP Active Acknowledgement (ASP Active Ack)

  The ASP Active Ack message is used to acknowledge an ASP Active
  message received from a remote M3UA peer.

  The ASP Active Ack message contains the following parameters:

     Traffic Mode Type     Optional
     Routing Context       Optional
     INFO String           Optional









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  The format for the ASP Active Ack message is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |           Tag = 0x000b        |          Length = 8           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                      Traffic Mode Type                        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |            Tag = 0x0006       |            Length             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                       Routing Context                         /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |           Tag = 0x0004        |             Length            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                          INFO String                          /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The format and description of the optional INFO String parameter is
  the same as for the DUNA message (See Section 3.4.1).

  The INFO String in an ASP Active Ack message is independent from the
  INFO String in the ASP Active message (i.e., it does not have to echo
  back the INFO String received).

  The format of the Traffic Mode Type and Routing Context parameters is
  the same as for the ASP Active message. (See Section 3.7.1).

3.7.3  ASP Inactive

  The ASP Inactive message is sent by an ASP to indicate to a remote
  M3UA peer that it is no longer an active ASP to be used from within a
  list of ASPs.  The ASP Inactive message affects only the ASP state in
  the Routing Keys identified by the Routing Contexts, if present.

  The ASP Inactive message contains the following parameters:

     Routing Context         Optional
     INFO String             Optional








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  The format for the ASP Inactive message parameters is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0006          |            Length             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                       Routing Context                         /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0004          |            Length             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                          INFO String                          /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The format and description of the optional Routing Context and INFO
  String parameters is the same as for the ASP Active message (See
  Section 3.5.5.)

3.7.4 ASP Inactive Acknowledgement (ASP Inactive Ack)

  The ASP Inactive Ack message is used to acknowledge an ASP Inactive
  message received from a remote M3UA peer.

  The ASP Inactive Ack message contains the following parameters:

     Routing Context       Optional
     INFO String           Optional




















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  The format for the ASP Inactive Ack message is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0006          |            Length             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                       Routing Context                         /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0004          |             Length            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                          INFO String                          /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The format and description of the optional INFO String parameter is
  the same as for the DUNA message (See Section 3.4.1.)

  The INFO String in an ASP Inactive Ack message is independent from
  the INFO String in the ASP Inactive message (i.e., it does not have
  to echo back the INFO String received).

  The format of the Routing Context parameter is the same as for the
  ASP Inactive message. (See Section 3.7.3).

3.8  Management (MGMT) Messages

3.8.1  Error

  The Error message is used to notify a peer of an error event
  associated with an incoming message.  For example, the message type
  might be unexpected given the current state, or a parameter value
  might be invalid.

  The Error message contains the following parameters:

     Error Code                 Mandatory
     Routing Context            Mandatory*
     Network Appearance         Mandatory*
     Affected Point Code        Mandatory*
     Diagnostic Information     Optional

     (*) Only mandatory for specific Error Codes





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  The format for the Error message is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |          Tag = 0x000c         |          Length = 8           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                          Error Code                           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |          Tag = 0x0006         |            Length             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                        Routing Context                        /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |          Tag - 0x0012         |            Length             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |     Mask      |             Affected Point Code  1            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                                ...                            /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |     Mask      |             Affected Point Code  n            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |           Tag = 0x0200        |           Length = 8          |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                      Network Appearance                       |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |          Tag = 0x0007         |            Length             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                     Diagnostic Information                    /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Error Code: 32-bits (unsigned integer)

     The Error Code parameter indicates the reason for the Error
     Message. The Error parameter value can be one of the following
     values:

     0x01      Invalid Version
     0x02      Not Used in M3UA
     0x03      Unsupported Message Class
     0x04      Unsupported Message Type
     0x05      Unsupported Traffic Mode Type
     0x06      Unexpected Message



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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


     0x07      Protocol Error
     0x08      Not used in M3UA
     0x09      Invalid Stream Identifier
     0x0a      Not used in M3UA
     0x0b      Not used in M3UA
     0x0c      Not used in M3UA
     0x0d      Refused - Management Blocking
     0x0e      ASP Identifier Required
     0x0f      Invalid ASP Identifier
     0x10      Not Used in M3UA
     0x11      Invalid Parameter Value
     0x12      Parameter Field Error
     0x13      Unexpected Parameter
     0x14      Destination Status Unknown
     0x15      Invalid Network Appearance
     0x16      Missing Parameter
     0x17      Not Used in M3UA
     0x18      Not Used in M3UA
     0x19      Invalid Routing Context
     0x1a      No Configured AS for ASP

  The "Invalid Stream Identifier" error is sent if a message is
  received on an unexpected SCTP stream (e.g., a MGMT message was
  received on a stream other than "0").  Error messages MUST NOT be
  generated in response to other Error messages.

  The "Unsupported Message Class" error is sent if a message with an
  unexpected or unsupported Message Class is received.

  The "Unsupported Message Type" error is sent if a message with an
  unexpected or unsupported Message Type is received.

  The "Unsupported Traffic Mode Type" error is sent by a SGP if an ASP
  sends an ASP Active message with an unsupported Traffic Mode Type or
  a Traffic Mode Type that is inconsistent with the presently
  configured mode for the Application Server.  An example would be a
  case in which the SGP did not support loadsharing.

  The "Unexpected Message" error MAY be sent if a defined and
  recognized message is received that is not expected in the current
  state (in some cases the ASP may optionally silently discard the
  message and not send an Error message).  For example, silent discard
  is used by an ASP if it received a DATA message from an SGP while it
  was in the ASP-INACTIVE state. If the Unexpected message contained
  Routing Context(s), the Routing Context(s) SHOULD be included in the
  Error message.





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RFC 3332             SS7 MTP3-User Adaptation Layer       September 2002


  The "Protocol Error" error is sent for any protocol anomaly (i.e.,
  reception of a parameter that is syntactically correct but unexpected
  in the current situation.

  The "Invalid Stream Identifier" error is sent if a message is
  received on an unexpected SCTP stream (e.g., a Management message was
  received on a stream other than "0").

  The "Refused - Management Blocking" error is sent when an ASP Up or
  ASP Active message is received and the request is refused for
  management reasons (e.g., management lockout").  If this error is in
  response to an ASP Active message, the Routing Context(s) in the ASP
  Active message SHOULD be included in the Error message.

  The "ASP Identifier Required" is sent by a SGP in response to an ASP
  Up message which does not contain an ASP Identifier parameter when
  the SGP requires one.  The ASP SHOULD resend the ASP Up message with
  an ASP Identifier.

  The "Invalid ASP Identifier" is sent by an SGP in response to an ASP
  Up message with an invalid (i.e., non-unique) ASP Identifier.

  The "Invalid Parameter Value " error is sent if a message is received
  with an invalid parameter value (e.g., a DUPU message was received
  with a Mask value other than "0".

  The "Parameter Field Error" would be sent if a message is received
  with a parameter having a wrong length field.

  The "Unexpected Parameter" error would be sent if a message contains
  an invalid parameter.

  The "Destination Status Unknown" Error MAY be sent if a DAUD is
  received at an SG enquiring of the availability/congestion status of
  a destination, and the SG does not wish to provide the status (e.g.,
  the sender is not authorized to know the status).  For this error,
  the invalid or unauthorized Point Code(s) MUST be included along with
  the Network Appearance and/or Routing Context associated with the
  Point Code(s).

  The "Invalid Network Appearance" error is sent by a SGP if an ASP
  sends a message with an invalid (unconfigured) Network Appearance
  value. For this error, the invalid (unconfigured) Network Appearance
  MUST be included in the Network Appearance parameter.







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  The "Missing Parameter" error would be sent if a mandatory parameter
  were not included in a message.

  The "Invalid Routing Context" error is sent if a message is received
  from a peer with an invalid (unconfigured) Routing Context value.
  For this error, the invalid Routing Context(s) MUST be included in
  the Error message.

  The "No Configured AS for ASP" error is sent if a message is received
  from a peer without a Routing Context parameter and it is not known
  by configuration data which Application Servers are referenced.

  Diagnostic Information: variable length

     When included, the optional Diagnostic information can be any
     information germane to the error condition, to assist in
     identification of the error condition. The Diagnostic information
     SHOULD contain the offending message.

3.8.2 Notify

  The Notify message used to provide an autonomous indication of M3UA
  events to an M3UA peer.

  The Notify message contains the following parameters:

     Status                     Mandatory
     ASP Identifier             Optional
     Routing Context            Optional
     INFO String                Optional





















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  The format for the Notify message is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |        Tag = 0x000d           |          Length = 8           |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |        Status Type            |       Status Information      |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |        Tag = 0x0011           |             Length = 8        |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                        ASP Identifier                         |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |        Tag = 0x0006           |             Length            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                       Routing Context                         /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0004          |             Length            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     \                                                               \
     /                          INFO String                          /
     \                                                               \
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Status Type: 16-bits (unsigned integer)

     The Status Type parameter identifies the type of the Notify
     message. The following are the valid Status Type values:

        1     Application Server State Change (AS-State_Change)
        2     Other

  Status Information: 16-bits (unsigned integer)

     The Status Information parameter contains more detailed
     information for the notification, based on the value of the Status
     Type. If the Status Type is AS-State_Change the following Status
     Information values are used:

        1    reserved
        2    Application Server Inactive (AS-INACTIVE)
        3    Application Server Active (AS-ACTIVE)
        4    Application Server Pending (AS-PENDING)






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     These notifications are sent from an SGP to an ASP upon a change
     in status of a particular Application Server. The value reflects
     the new state of the Application Server.

     If the Status Type is Other, then the following Status Information
     values are defined:

        1    Insufficient ASP Resources Active in AS
        2    Alternate ASP Active
        3    ASP Failure

  These notifications are not based on the SGP reporting the state
  change of an ASP or AS.  In the Insufficient ASP Resources case, the
  SGP is indicating to an ASP_INACTIVE ASP in the AS that another ASP
  is required to handle the load of the AS (Loadsharing or Broadcast
  mode). For the Alternate ASP Active case, an ASP is informed when an
  alternate ASP transitions to the ASP-ACTIVE state in Override mode.
  The ASP Identifier (if available) of the Alternate ASP MUST be placed
  in the message.  For the ASP Failure case, the SGP is indicating to
  ASP(s) in the AS that one of the ASPs has transitioned to ASP-DOWN.
  The ASP Identifier (if available) of the failed ASP MUST be placed in
  the message.

  The format and description of the optional ASP Identifier is the same
  as for the ASP Up message (See Section 3.5.1).  The format and
  description of the Routing Context and Info String parameters is the
  same as for the ASP Active message (See Section 3.7.1)

4. Procedures

  The M3UA layer needs to respond to various local primitives it
  receives from other layers as well as the messages that it receives
  from the peer M3UA layer.  This section describes the M3UA procedures
  in response to these events.

4.1 Procedures to Support the M3UA-User

4.1.1 Receipt of Primitives from the M3UA-User

  On receiving an MTP-TRANSFER request primitive from an upper layer at
  an ASP/IPSP, or the nodal interworking function at an SGP, the M3UA
  layer sends a corresponding DATA message (see Section 3) to its M3UA
  peer.  The M3UA peer receiving the DATA message sends an MTP-TRANSFER
  indication primitive to the upper layer.







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  The M3UA message distribution function (see Section 1.4.2.1)
  determines the Application Server (AS) based on comparing the
  information in the MTP-TRANSFER request primitive with a provisioned
  Routing Key.

  From the list of ASPs within the AS table, an ASP in the ASP-ACTIVE
  state is selected and a DATA message is constructed and issued on the
  corresponding SCTP association.  If more than one ASP is in the ASP-
  ACTIVE state (i.e., traffic is to be loadshared across more than one
  ASP), one of the ASPs in the ASP-ACTIVE state is selected from the
  list.  If the ASPs are in Broadcast Mode, all active ASPs will be
  selected and the message sent to each of the active ASPs.  The
  selection algorithm is implementation dependent but could, for
  example, be round robin or based on the SLS or ISUP CIC.  The
  appropriate selection algorithm must be chosen carefully as it is
  dependent on application assumptions and understanding of the degree
  of state coordination between the ASP-ACTIVE ASPs in the AS.

  In addition, the message needs to be sent on the appropriate SCTP
  stream, again taking care to meet the message sequencing needs of the
  signalling application. DATA messages MUST be sent on an SCTP stream
  other than stream '0'.

  When there is no Routing Key match, or only a partial match, for an
  incoming SS7 message, a default treatment MAY be specified.  Possible
  solutions are to provide a default Application Server at the SGP that
  directs all unallocated traffic to a (set of) default ASP(s), or to
  drop the message and provide a notification to Layer Management in an
  M-ERROR indication primitive.  The treatment of unallocated traffic
  is implementation dependent.

4.2 Receipt of Primitives from the Layer Management

  On receiving primitives from the local Layer Management, the M3UA
  layer will take the requested action and provide an appropriate
  response primitive to Layer Management.

  An M-SCTP_ESTABLISH request primitive from Layer Management at an ASP
  or IPSP will initiate the establishment of an SCTP association.  The
  M3UA layer will attempt to establish an SCTP association with the
  remote M3UA peer by sending an SCTP-ASSOCIATE primitive to the local
  SCTP layer.

  When an SCTP association has been successfully established, the SCTP
  will send an SCTP-COMMUNICATION_UP notification primitive to the
  local M3UA layer.  At the SGP or IPSP that initiated the request, the
  M3UA layer will send an M-SCTP_ESTABLISH confirm primitive to Layer
  Management when the association setup is complete.  At the peer M3UA



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  layer, an M-SCTP_ESTABLISH indication primitive is sent to Layer
  Management upon successful completion of an incoming SCTP association
  setup.

  An M-SCTP_RELEASE request primitive from Layer Management initiates
  the teardown of an SCTP association.  The M3UA layer accomplishes a
  graceful shutdown of the SCTP association by sending an SCTP-SHUTDOWN
  primitive to the SCTP layer.

  When the graceful shutdown of the SCTP association has been
  accomplished, the SCTP layer returns an SCTP-SHUTDOWN_COMPLETE
  notification primitive to the local M3UA layer.  At the M3UA Layer
  that initiated the request, the M3UA layer will send an M-
  SCTP_RELEASE confirm primitive to Layer Management when the
  association shutdown is complete.  At the peer M3UA Layer, an M-
  SCTP_RELEASE indication primitive is sent to Layer Management upon
  abort or successful shutdown of an SCTP association.

  An M-SCTP_STATUS request primitive supports a Layer Management query
  of the local status of a particular SCTP association.  The M3UA layer
  simply maps the M-SCTP_STATUS request primitive to an SCTP-STATUS
  primitive to the SCTP layer.  When the SCTP responds, the M3UA layer
  maps the association status information to an M-SCTP_STATUS confirm
  primitive.  No peer protocol is invoked.

  Similar LM-to-M3UA-to-SCTP and/or SCTP-to-M3UA-to-LM primitive
  mappings can be described for the various other SCTP Upper Layer
  primitives in RFC2960 [17] such as INITIALIZE, SET PRIMARY, CHANGE
  HEARTBEAT, REQUEST HEARTBEAT, GET SRTT REPORT, SET FAILURE THRESHOLD,
  SET PROTOCOL PARAMETERS, DESTROY SCTP INSTANCE, SEND FAILURE, AND
  NETWORK STATUS CHANGE.  Alternatively, these SCTP Upper Layer
  primitives (and Status as well) can be considered for modeling
  purposes as a Layer Management interaction directly with the SCTP
  Layer.

  M-NOTIFY indication and M-ERROR indication primitives indicate to
  Layer Management the notification or error information contained in a
  received M3UA Notify or Error message respectively.  These
  indications can also be generated based on local M3UA events.

  An M-ASP_STATUS request primitive supports a Layer Management query
  of the status of a particular local or remote ASP.  The M3UA layer
  responds with the status in an M-ASP_STATUS confirm primitive.  No
  M3UA peer protocol is invoked.







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  An M-AS_STATUS request supports a Layer Management query of the
  status of a particular AS.  The M3UA responds with an M-AS_STATUS
  confirm primitive.  No M3UA peer protocol is invoked.

  M-ASP_UP request, M-ASP_DOWN request, M-ASP_ACTIVE request and M-
  ASP_INACTIVE request primitives allow Layer Management at an ASP to
  initiate state changes.  Upon successful completion, a corresponding
  confirm primitive is provided by the M3UA layer to Layer Management.
  If an invocation is unsuccessful, an Error indication primitive is
  provided in the primitive.  These requests result in outgoing ASP Up,
  ASP Down, ASP Active and ASP Inactive messages to the remote M3UA
  peer at an SGP or IPSP.

4.2.1 Receipt of M3UA Peer Management Messages

  Upon successful state changes resulting from reception of ASP Up, ASP
  Down, ASP Active and ASP Inactive messages from a peer M3UA, the M3UA
  layer MAY invoke corresponding M-ASP_UP, M-ASP_DOWN, M-ASP_ACTIVE and
  M-ASP_INACTIVE, M-AS_ACTIVE, M-AS_INACTIVE, and M-AS_DOWN indication
  primitives to the local Layer Management.

  M-NOTIFY indication and M-ERROR indication primitives indicate to
  Layer Management the notification or error information contained in a
  received M3UA Notify or Error message.  These indications can also be
  generated based on local M3UA events.

  All non-Transfer and non-SSNM, messages, except BEAT and BEAT Ack,
  SHOULD be sent with sequenced delivery to ensure ordering.  ASPTM
  messages MAY be sent on one of the streams used to carry the data
  traffic related to the Routing Context(s), to minimize possible
  message loss.  BEAT and BEAT Ack messages MAY be sent using out-of-
  order delivery, and MAY be sent on any stream.

4.3 AS and ASP State Maintenance

  The M3UA layer on the SGP maintains the state of each remote ASP, in
  each Application Server that the ASP is configured to receive
  traffic, as input to the M3UA message distribution function.
  Similarly, where IPSPs use M3UA in a point-to-point fashion, the M3UA
  layer in an IPSP maintains the state of remote IPSPs. For the
  purposes of the following procedures, only the SGP/ASP case is
  described but the SGP side of the procedures also apply to an IPSP
  sending traffic to an AS consisting of a set of remote IPSPs.








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4.3.1 ASP States

  The state of each remote ASP, in each AS that it is configured to
  operate, is maintained in the M3UA layer in the SGP. The state of a
  particular ASP in a particular AS changes due to events. The events
  include:

  * Reception of messages from the peer M3UA layer at the ASP;
  * Reception of some messages from the peer M3UA layer at other ASPs
    in the AS (e.g., ASP Active message indicating "Override");
  * Reception of indications from the SCTP layer; or
  * Local Management intervention.

  The ASP state transition diagram is shown in Figure 3.  The possible
  states of an ASP are:

  ASP-DOWN: The remote M3UA peer at the ASP is unavailable and/or the
  related SCTP association is down.  Initially all ASPs will be in this
  state.  An ASP in this state SHOULD NOT be sent any M3UA messages,
  with the exception of Heartbeat, ASP Down Ack and Error messages.

  ASP-INACTIVE: The remote M3UA peer at the ASP is available (and the
  related SCTP association is up) but application traffic is stopped.
  In this state the ASP SHOULD NOT be sent any DATA or SSNM messages
  for the AS for which the ASP is inactive.

  ASP-ACTIVE: The remote M3UA peer at the ASP is available and
  application traffic is active (for a particular Routing Context or
  set of Routing Contexts).

  SCTP CDI: The SCTP CDI denotes the local SCTP layer's Communication
  Down Indication to the Upper Layer Protocol (M3UA) on an SGP.  The
  local SCTP layer will send this indication when it detects the loss
  of connectivity to the ASP's peer SCTP layer.  SCTP CDI is understood
  as either a SHUTDOWN_COMPLETE notification or COMMUNICATION_LOST
  notification from the SCTP layer.

  SCTP RI: The local SCTP layer's Restart indication to the upper layer
  protocol (M3UA) on an SG.  The local SCTP will send this indication
  when it detects a restart from the ASP's peer SCTP layer.











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             Figure 3: ASP State Transition Diagram, per AS

                                       +--------------+
                                       |              |
                +----------------------|  ASP-ACTIVE  |
                |      Other   +-------|              |
                |   ASP in AS  |       +--------------+
                |   Overrides  |           ^     |
                |              |    ASP    |     | ASP
                |              |    Active |     | Inactive
                |              |           |     v
                |              |       +--------------+
                |              |       |              |
                |              +------>| ASP-INACTIVE |
                |                      +--------------+
                |                          ^     |
   ASP Down/    |                     ASP  |     | ASP Down /
   SCTP CDI/    |                     Up   |     | SCTP CDI/
   SCTP RI      |                          |     v SCTP RI
                |                      +--------------+
                |                      |              |
                +--------------------->|   ASP-DOWN   |
                                       |              |
                                       +--------------+

4.3.2 AS States

  The state of the AS is maintained in the M3UA layer on the SGPs.  The
  state of an AS changes due to events. These events include:

     * ASP state transitions
     * Recovery timer triggers

  The possible states of an AS are:

  AS-DOWN: The Application Server is unavailable.  This state implies
  that all related ASPs are in the ASP-DOWN state for this AS.
  Initially the AS will be in this state.  An Application Server is in
  the AS-DOWN state when it is removed from a configuration.

  AS-INACTIVE: The Application Server is available but no application
  traffic is active (i.e., one or more related ASPs are in the ASP-
  INACTIVE state, but none in the ASP-ACTIVE state).  The recovery
  timer T(r) is not running or has expired.







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  AS-ACTIVE: The Application Server is available and application
  traffic is active.  This state implies that at least one ASP is in
  the ASP-ACTIVE state.

  AS-PENDING: An active ASP has transitioned to ASP-INACTIVE or ASP-
  DOWN and it was the last remaining active ASP in the AS.  A recovery
  timer T(r) SHOULD be started and all incoming signalling messages
  SHOULD be queued by the SGP. If an ASP becomes ASP-ACTIVE before T(r)
  expires, the AS is moved to the AS-ACTIVE state and all the queued
  messages will be sent to the ASP.

  If T(r) expires before an ASP becomes ASP-ACTIVE, and the SGP has no
  alternative, the SGP may stops queuing messages and discards all
  previously queued messages.  The AS will move to the AS-INACTIVE
  state.

  If at least one ASP is in ASP-INACTIVE state, otherwise it will move
  to AS-DOWN state.

  Figure 4 shows an example AS state machine for the case where the
  AS/ASP data is preconfigured.  For other cases where the AS/ASP
  configuration data is created dynamically, there would be differences
  in the state machine, especially at creation of the AS.




























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                  Figure 4: AS State Transition Diagram

       +----------+   one ASP trans to ACTIVE   +-------------+
       |    AS-   |---------------------------->|     AS-     |
       | INACTIVE |                             |   ACTIVE    |
       |          |<---                         |             |
       +----------+    \                        +-------------+
          ^   |         \ Tr Expiry,                ^    |
          |   |          \ at least one             |    |
          |   |           \ ASP in ASP-INACTIVE     |    |
          |   |            \                        |    |
          |   |             \                       |    |
          |   |              \                      |    |
  one ASP |   | all ASP       \            one ASP  |    | Last ACTIVE
  trans   |   | trans to       \           trans to |    | ASP trans to
  to      |   | ASP-DOWN        -------\   ASP-     |    | ASP-INACTIVE
  ASP-    |   |                         \  ACTIVE   |    | or ASP-DOWN
  INACTIVE|   |                          \          |    |  (start Tr)
          |   |                           \         |    |
          |   |                            \        |    |
          |   v                             \       |    v
       +----------+                          \  +-------------+
       |          |                           --|             |
       | AS-DOWN  |                             | AS-PENDING  |
       |          |                             |  (queuing)  |
       |          |<----------------------------|             |
       +----------+    Tr Expiry and no ASP     +-------------+
                       in ASP-INACTIVE state)

      Tr = Recovery Timer

  For example, where the AS/ASP configuration data is not created until
  Registration of the first ASP, the AS-INACTIVE state is entered
  directly upon the first successful REG REQ from an ASP.  Another
  example is where the AS/ASP configuration data is not created until
  the first ASP successfully enters the ASP-ACTIVE state.  In this case
  the AS-ACTIVE state is entered directly.

4.3.3 M3UA Management Procedures for Primitives

  Before the establishment of an SCTP association the ASP state at both
  the SGP and ASP is assumed to be in the state ASP-DOWN.

  Once the SCTP association is established (see Section 4.2) and
  assuming that the local M3UA-User is ready, the local M3UA ASP
  Maintenance (ASPM) function will initiate the relevant procedures,
  using the ASP Up/ASP Down/ASP Active/ASP Inactive messages to convey
  the ASP state to the SGP (see Section 4.3.4).



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  If the M3UA layer subsequently receives an SCTP-COMMUNICATION_DOWN or
  SCTP-RESTART indication primitive from the underlying SCTP layer, it
  will inform the Layer Management by invoking the M-SCTP_STATUS
  indication primitive. The state of the ASP will be moved to ASP-DOWN.
  At an ASP, the MTP3-User will be informed of the unavailability of
  any affected SS7 destinations through the use of MTP-PAUSE indication
  primitives.

  In the case of SCTP-COMMUNICATION_DOWN, the SCTP client MAY try to
  re-establish the SCTP Association.  This MAY be done by the M3UA
  layer automatically, or Layer Management MAY re-establish using the
  M-SCTP_ESTABLISH request primitive.

  In the case of an SCTP-RESTART indication at an ASP, the ASP is now
  considered by its M3UA peer to be in the ASP-DOWN state.  The ASP, if
  it is to recover, must begin any recovery with the ASP-Up procedure.

4.3.4 ASPM Procedures for Peer-to-Peer Messages

4.3.4.1 ASP Up Procedures

  After an ASP has successfully established an SCTP association to an
  SGP, the SGP waits for the ASP to send an ASP Up message, indicating
  that the ASP M3UA peer is available.  The ASP is always the initiator
  of the ASP Up message.  This action MAY be initiated at the ASP by an
  M-ASP_UP request primitive from Layer Management or MAY be initiated
  automatically by an M3UA management function.

  When an ASP Up message is received at an SGP and internally the
  remote ASP is in the ASP-DOWN state and not considered locked out for
  local management reasons, the SGP marks the remote ASP in the state
  ASP-INACTIVE and informs Layer Management with an M-ASP_Up indication
  primitive.  If the SGP is aware, via current configuration data,
  which Application Servers the ASP is configured to operate in, the
  SGP updates the ASP state to ASP-INACTIVE in each AS that it is a
  member.

  Alternatively, the SGP may move the ASP into a pool of Inactive ASPs
  available for future configuration within Application Server(s),
  determined in a subsequent Registration Request or ASP Active
  procedure.  If the ASP Up message contains an ASP Identifier, the SGP
  should save the ASP Identifier for that ASP. The SGP MUST send an ASP
  Up Ack message in response to a received ASP Up message even if the
  ASP is already marked as ASP-INACTIVE at the SGP.







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  If for any local reason (e.g., management lockout) the SGP cannot
  respond with an ASP Up Ack message, the SGP responds to an ASP Up
  message with an Error message with reason "Refused - Management
  Blocking".

  At the ASP, the ASP Up Ack message received is not acknowledged.
  Layer Management is informed with an M-ASP_UP confirm primitive.

  When the ASP sends an ASP Up message it starts timer T(ack).  If the
  ASP does not receive a response to an ASP Up message within T(ack),
  the ASP MAY restart T(ack) and resend ASP Up messages until it
  receives an ASP Up Ack message.  T(ack) is provisionable, with a
  default of 2 seconds.  Alternatively, retransmission of ASP Up
  messages MAY be put under control of Layer Management.  In this
  method, expiry of T(ack) results in an M-ASP_UP confirm primitive
  carrying a negative indication.

  The ASP must wait for the ASP Up Ack message before sending any other
  M3UA messages (e.g., ASP Active or REG REQ).  If the SGP receives any
  other M3UA messages before an ASP Up message is received (other than
  ASP Down - see Section 4.3.4.2), the SGP MAY discard them.

  If an ASP Up message is received and internally the remote ASP is in
  the ASP-ACTIVE state, an ASP Up Ack message is returned, as well as
  an Error message ("Unexpected Message), and the remote ASP state is
  changed to ASP-INACTIVE in all relevant Application Servers.

  If an ASP Up message is received and internally the remote ASP is
  already in the ASP-INACTIVE state, an ASP Up Ack message is returned
  and no further action is taken.

4.3.4.1.1 M3UA Version Control

  If an ASP Up message with an unsupported version is received, the
  receiving end responds with an Error message, indicating the version
  the receiving node supports and notifies Layer Management.

  This is useful when protocol version upgrades are being performed in
  a network.  A node upgraded to a newer version should support the
  older versions used on other nodes it is communicating with.  Because
  ASPs initiate the ASP Up procedure it is assumed that the Error
  message would normally come from the SGP.









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4.3.4.1.2 IPSP Considerations (ASP Up)

  An IPSP may be considered in the ASP-INACTIVE state after an ASP Up
  or ASP Up Ack has been received from it.  An IPSP can be considered
  in the ASP-DOWN state after an ASP Down or ASP Down Ack has been
  received from it.  The IPSP may inform Layer Management of the change
  in state of the remote IPSP using M-ASP_UP or M-ASP_DN indication or
  confirmation primitives.

  Alternatively, an interchange of ASP Up messages from each end can be
  performed. This option follows the ASP state transition diagram. It
  would need four messages for completion.

  If for any local reason (e.g., management lockout) an IPSP cannot
  respond to an ASP Up message with an ASP Up Ack message, it responds
  to an ASP Up message with an Error message with reason "Refused
  Management Blocking" and leaves the remote IPSP in the ASP-DOWN
  state.

4.3.4.2 ASP-Down Procedures

  The ASP will send an ASP Down message to an SGP when the ASP wishes
  to be removed from service in all Application Servers that it is a
  member and no longer receive any DATA, SSNM or ASPTM messages. This
  action MAY be initiated at the ASP by an M-ASP_DOWN request primitive
  from Layer Management or MAY be initiated automatically by an M3UA
  management function.

  Whether the ASP is permanently removed from any AS is a function of
  configuration management.  In the case where the ASP previously used
  the Registration procedures (see Section 4.4.1) to register within
  Application Servers but has not deregistered from all of them prior
  to sending the ASP Down message, the SGP MUST consider the ASP as
  Deregistered in all Application Servers that it is still a member.

  The SGP marks the ASP as ASP-DOWN, informs Layer Management with an
  M-ASP_Down indication primitive, and returns an ASP Down Ack message
  to the ASP.

  The SGP MUST send an ASP Down Ack message in response to a received
  ASP Down message from the ASP even if the ASP is already marked as
  ASP-DOWN at the SGP.

  At the ASP, the ASP Down Ack message received is not acknowledged.
  Layer Management is informed with an M-ASP_DOWN confirm primitive.
  If the ASP receives an ASP Down Ack without having sent an ASP Down
  message, the ASP should now consider itself as in the ASP-DOWN state.




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  If the ASP was previously in the ASP-ACTIVE or ASP-INACTIVE state,
  the ASP should then initiate procedures to return itself to its
  previous state.

  When the ASP sends an ASP Down message it starts timer T(ack).  If
  the ASP does not receive a response to an ASP Down message within
  T(ack), the ASP MAY restart T(ack) and resend ASP Down messages until
  it receives an ASP Down Ack message.  T(ack) is provisionable, with a
  default of 2 seconds.  Alternatively, retransmission of ASP Down
  messages MAY be put under control of Layer Management.  In this
  method, expiry of T(ack) results in an M-ASP_DOWN confirm primitive
  carrying a negative indication.

4.3.4.3 ASP Active Procedures

  Anytime after the ASP has received an ASP Up Ack message from the SGP
  or IPSP, the ASP MAY send an ASP Active message to the SGP indicating
  that the ASP is ready to start processing traffic.  This action MAY
  be initiated at the ASP by an M-ASP_ACTIVE request primitive from
  Layer Management or MAY be initiated automatically by an M3UA
  management function.  In the case where an ASP wishes to process the
  traffic for more than one Application Server across a common SCTP
  association, the ASP Active message(s) SHOULD contain a list of one
  or more Routing Contexts to indicate for which Application Servers
  the ASP Active message applies. It is not necessary for the ASP to
  include all Routing Contexts of interest in a single ASP Active
  message, thus requesting to become active in all Routing Contexts at
  the same time.  Multiple ASP Active messages MAY be used to activate
  within the Application Servers independently, or in sets.  In the
  case where an ASP Active message does not contain a Routing Context
  parameter, the receiver must know, via configuration data, which
  Application Server(s) the ASP is a member.

  For the Application Servers that the ASP can be successfully
  activated, the SGP or IPSP responds with one or more ASP Active Ack
  messages, including the associated Routing Context(s) and reflecting
  any Traffic Mode Type value present in the related ASP Active
  message. The Routing Context parameter MUST be included in the ASP
  Active Ack message(s) if the received ASP Active message contained
  any Routing Contexts.  Depending on any Traffic Mode Type request in
  the ASP Active message, or local configuration data if there is no
  request, the SGP moves the ASP to the correct ASP traffic state
  within the associated Application Server(s).  Layer Management is
  informed with an M-ASP_Active indication. If the SGP or IPSP receives
  any Data messages before an ASP Active message is received, the SGP
  or IPSP MAY discard them.  By sending an ASP Active Ack message, the
  SGP or IPSP is now ready to receive and send traffic for the related




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  Routing Context(s).  The ASP SHOULD NOT send Data or SSNM messages
  for the related Routing Context(s) before receiving an ASP Active Ack
  message, or it will risk message loss.

  Multiple ASP Active Ack messages MAY be used in response to an ASP
  Active message containing multiple Routing Contexts, allowing the SGP
  or IPSP to independently acknowledge the ASP Active message for
  different (sets of) Routing Contexts.  The SGP or IPSP MUST send an
  Error message ("Invalid Routing Context") for each Routing Context
  value that the ASP cannot be successfully activated .

  In the case where an "out-of-the-blue" ASP Active message is received
  (i.e., the ASP has not registered with the SG or the SG has no static
  configuration data for the ASP), the message MAY be silently
  discarded.

  The SGP MUST send an ASP Active Ack message in response to a received
  ASP Active message from the ASP, if the ASP is already marked in the
  ASP-ACTIVE state at the SGP.

  At the ASP, the ASP Active Ack message received is not acknowledged.
  Layer Management is informed with an M-ASP_ACTIVE confirm primitive.
  It is possible for the ASP to receive Data message(s) before the ASP
  Active Ack message as the ASP Active Ack and Data messages from an SG
  or IPSP may be sent on different SCTP streams.  Message loss is
  possible as the ASP does not consider itself in the ASP-ACTIVE state
  until reception of the ASP Active Ack message.

  When the ASP sends an ASP Active message it starts timer T(ack).  If
  the ASP does not receive a response to an ASP Active message within
  T(ack), the ASP MAY restart T(ack) and resend ASP Active messages
  until it receives an ASP Active Ack message.  T(ack) is
  provisionable, with a default of 2 seconds.  Alternatively,
  retransmission of ASP Active messages MAY be put under control of
  Layer Management.  In this method, expiry of T(ack) results in an M-
  ASP_ACTIVE confirm primitive carrying a negative indication.

  There are three modes of Application Server traffic handling in the
  SGP M3UA layer: Override, Loadshare and Broadcast.  When included,
  the Traffic Mode Type parameter in the ASP Active message indicates
  the traffic handling mode to be used in a particular Application
  Server. If the SGP determines that the mode indicated in an ASP
  Active message is unsupported or incompatible with the mode currently
  configured for the AS, the SGP responds with an Error message
  ("Unsupported / Invalid Traffic Handling Mode").  If the traffic
  handling mode of the Application Server is not already known via





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  configuration data, then the traffic handling mode indicated in the
  first ASP Active message causing the transition of the Application
  Server state to AS-ACTIVE MAY be used to set the mode.

  In the case of an Override mode AS, reception of an ASP Active
  message at an SGP causes the (re)direction of all traffic for the AS
  to the ASP that sent the ASP Active message.  Any previously active
  ASP in the AS is now considered to be in state ASP-INACTIVE and
  SHOULD no longer receive traffic from the SGP within the AS.  The SGP
  or IPSP then MUST send a Notify message ("Alternate ASP_Active") to
  the previously active ASP in the AS, and SHOULD stop traffic to/from
  that ASP.  The ASP receiving this Notify MUST consider itself now in
  the ASP-INACTIVE state, if it is not already aware of this via
  inter-ASP communication with the Overriding ASP.

  In the case of a Loadshare mode AS, reception of an ASP Active
  message at an SGP or IPSP causes the direction of traffic to the ASP
  sending the ASP Active message, in addition to all the other ASPs
  that are currently active in the AS.  The algorithm at the SGP for
  loadsharing traffic within an AS to all the active ASPs is
  implementation dependent.  The algorithm could, for example, be
  round-robin or based on information in the Data message (e.g., the
  SLS, SCCP SSN, ISUP CIC value).

  An SGP or IPSP, upon reception of an ASP Active message for the first
  ASP in a Loadshare AS, MAY choose not to direct traffic to a newly
  active ASP until it determines that there are sufficient resources to
  handle the expected load (e.g., until there are "n" ASPs in state
  ASP-ACTIVE in the AS).  In this case, the SGP or IPSP SHOULD withhold
  the Notify (AS-ACTIVE) until there are sufficient resources.

  For the n+k redundancy case, ASPs which are in that AS should
  coordinate among themselves the number of active ASPs in the AS, and
  should start sending traffic only after n ASPs are active.

  All ASPs within a loadsharing mode AS must be able to process any
  Data message received for the AS, to accommodate any potential
  failover or rebalancing of the offered load.

  In the case of a Broadcast mode AS, reception of an ASP Active
  message at an SGP or IPSP causes the direction of traffic to the ASP
  sending the ASP Active message, in addition to all the other ASPs
  that are currently active in the AS.  The algorithm at the SGP for
  broadcasting traffic within an AS to all the active ASPs is a simple
  broadcast algorithm, where every message is sent to each of the
  active ASPs.





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  An SGP or IPSP, upon reception of an ASP Active message for the first
  ASP in a Broadcast AS, MAY choose not to direct traffic to a newly
  active ASP until it determines that there are sufficient resources to
  handle the expected load (e.g., until there are "n" ASPs in state
  ASP-ACTIVE in the AS).  In this case, the SGP or IPSP SHOULD withhold
  the Notify (AS-ACTIVE) until there are sufficient resources.

  For the n+k redundancy case, ASPs which are in that AS should
  coordinate among themselves the number of active ASPs in the AS, and
  should start sending traffic only after n ASPs are active.

  Whenever an ASP in a Broadcast mode AS becomes ASP-ACTIVE, the SGP
  MUST tag the first DATA message broadcast in each traffic flow with

  a unique Correlation Id parameter.  The purpose of this Id is to
  permit the newly active ASP to synchronize its processing of traffic
  in each traffic flow with the other ASPs in the broadcast group.

4.3.4.3.1 IPSP Considerations (ASP Active)

  Either of the IPSPs can initiate communication. When an IPSP receives
  an ASP Active, it should mark the peer as ASP-ACTIVE and return an
  ASP Active Ack message.  An ASP receiving an ASP Active Ack message
  may mark the peer as ASP-Active, if it is not already in the ASP-
  ACTIVE state.

  Alternatively, an interchange of ASP Active messages from each end
  can be performed.  This option follows the ASP state transition
  diagram and gives the additional advantage of selecting a particular
  AS to be activated from each end. It is especially useful when an
  IPSP is serving more than one AS.  It would need four messages for
  completion.

4.3.4.4 ASP Inactive Procedures

  When an ASP wishes to withdraw from receiving traffic within an AS,
  the ASP sends an ASP Inactive message to the SGP or IPSP.  This
  action MAY be initiated at the ASP by an M-ASP_INACTIVE request
  primitive from Layer Management or MAY be initiated automatically by
  an M3UA management function.  In the case where an ASP is processing
  the traffic for more than one Application Server across a common SCTP
  association, the ASP Inactive message contains one or more Routing
  Contexts to indicate for which Application Servers the ASP Inactive
  message applies.  In the case where an ASP Inactive message does not
  contain a Routing Context parameter, the receiver must know, via
  configuration data, which Application Servers the ASP is a member and
  move the ASP to the ASP-INACTIVE state in all Application Servers. In
  the case of an Override mode AS, where another ASP has already taken



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  over the traffic within the AS with an ASP Active ("Override")
  message, the ASP that sends the ASP Inactive message is already
  considered by the SGP to be in state ASP-INACTIVE.  An ASP Inactive
  Ack message is sent to the ASP, after ensuring that all traffic is
  stopped to the ASP.

  In the case of a Loadshare mode AS, the SGP moves the ASP to the
  ASP-INACTIVE state and the AS traffic is reallocated across the
  remaining ASPs in the state ASP-ACTIVE, as per the loadsharing
  algorithm currently used within the AS.  A Notify message
  ("Insufficient ASP resources active in AS") MAY be sent to all
  inactive ASPs, if required. An ASP Inactive Ack message is sent to
  the ASP after all traffic is halted and Layer Management is informed
  with an M-ASP_INACTIVE indication primitive.

  In the case of a Broadcast mode AS, the SGP moves the ASP to the
  ASP-INACTIVE state and the AS traffic is broadcast only to the
  remaining ASPs in the state ASP-ACTIVE.  A Notify message
  ("Insufficient ASP resources active in AS") MAY be sent to all
  inactive ASPs, if required.  An ASP Inactive Ack message is sent to
  the ASP after all traffic is halted and Layer Management is informed
  with an M-ASP_INACTIVE indication primitive.

  Multiple ASP Inactive Ack messages MAY be used in response to an ASP
  Inactive message containing multiple Routing Contexts, allowing the
  SGP or IPSP to independently acknowledge for different (sets of)
  Routing Contexts.  The SGP or IPSP sends an Error message ("Invalid
  Routing Context") message for each invalid or unconfigured Routing
  Context value in a received ASP Inactive message.

  The SGP MUST send an ASP Inactive Ack message in response to a
  received ASP Inactive message from the ASP and the ASP is already
  marked as ASP-INACTIVE at the SGP.

  At the ASP, the ASP Inactive Ack message received is not
  acknowledged. Layer Management is informed with an M-ASP_INACTIVE
  confirm primitive. If the ASP receives an ASP Inactive Ack without
  having sent an ASP Inactive message, the ASP should now consider
  itself as in the ASP-INACTIVE state.  If the ASP was previously in
  the ASP-ACTIVE state, the ASP should then initiate procedures to
  return itself to its previous state.

  When the ASP sends an ASP Inactive message it starts timer T(ack).
  If the ASP does not receive a response to an ASP Inactive message
  within T(ack), the ASP MAY restart T(ack) and resend ASP Inactive
  messages until it receives an ASP Inactive Ack message.  T(ack) is
  provisionable, with a default of 2 seconds.  Alternatively,




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  retransmission of ASP Inactive messages MAY be put under control of
  Layer Management.  In this method, expiry of T(ack) results in a M-
  ASP_Inactive confirm primitive carrying a negative indication.

  If no other ASPs in the Application Server are in the state ASP-
  ACTIVE, the SGP MUST send a Notify message ("AS-Pending") to all of
  the ASPs in the AS which are in the state ASP-INACTIVE. The SGP
  SHOULD start buffering the incoming messages for T(r) seconds, after
  which messages MAY be discarded.  T(r) is configurable by the network
  operator.  If the SGP receives an ASP Active message from an ASP in
  the AS before expiry of T(r), the buffered traffic is directed to
  that ASP and the timer is cancelled. If T(r) expires, the AS is moved
  to the AS-INACTIVE state.

4.3.4.4.1 IPSP Considerations (ASP Inactive)

  An IPSP may be considered in the ASP-INACTIVE state by a remote IPSP
  after an ASP Inactive or ASP Inactive Ack message has been received
  from it.

  Alternatively, an interchange of ASP Inactive messages from each end
  can be performed. This option follows the ASP state transition
  diagram and gives the additional advantage of selecting a particular
  AS to be deactivated from each end. It is especially useful when an
  IPSP is serving more than one AS. It would need four messages for
  completion.

4.3.4.5 Notify Procedures

  A Notify message reflecting a change in the AS state MUST be sent to
  all ASPs in the AS, except those in the ASP-DOWN state, with
  appropriate Status Information and any ASP Identifier of the failed
  ASP.  At the ASP, Layer Management is informed with an M-NOTIFY
  indication primitive.  The Notify message must be sent whether the AS
  state change was a result of an ASP failure or reception of an ASP
  State management (ASPSM) / ASP Traffic Management (ASPTM) message.
  In the second case, the Notify message MUST be sent after any related
  acknowledgement messages  (e.g., ASP Up Ack, ASP Down Ack, ASP Active
  Ack, or ASP Inactive Ack).

  In the case where a Notify message ("AS-PENDING") message is sent by
  an SGP that now has no ASPs active to service the traffic, or where a
  Notify ("Insufficient ASP resources active in AS") message is sent in
  the Loadshare or Broadcast mode, the Notify message does not
  explicitly compel the ASP(s) receiving the message to become active.
  The ASPs remain in control of what (and when) traffic action is
  taken.




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  In the case where a Notify message does not contain a Routing Context
  parameter, the receiver must know, via configuration data, of which
  Application Servers the ASP is a member and take the appropriate
  action in each AS.

4.3.4.5.1 IPSP Considerations (NTFY)

  Notify works in the same manner as in the SG-AS case. One of the
  IPSPs can send this message to any remote IPSP that is not in the
  ASP-DOWN state.

4.3.4.6 Heartbeat Procedures

  The optional Heartbeat procedures MAY be used when operating over
  transport layers that do not have their own heartbeat mechanism for
  detecting loss of the transport association (i.e., other than SCTP).

  Either M3UA peer may optionally send Heartbeat messages periodically,
  subject to a provisionable timer T(beat).  Upon receiving a Heartbeat
  message, the M3UA peer MUST respond with a Heartbeat Ack message.

  If no Heartbeat Ack message (or any other M3UA message) is received
  from the M3UA peer within 2*T(beat), the remote M3UA peer is
  considered unavailable.  Transmission of Heartbeat messages is
  stopped and the signalling process SHOULD attempt to re-establish
  communication if it is configured as the client for the disconnected
  M3UA peer.

  The Heartbeat message may optionally contain an opaque Heartbeat Data
  parameter that MUST be echoed back unchanged in the related Heartbeat
  Ack message.  The sender, upon examining the contents of the returned
  Heartbeat Ack message, MAY choose to consider the remote M3UA peer as
  unavailable.  The contents/format of the Heartbeat Data parameter is
  implementation-dependent and only of local interest to the original
  sender.  The contents may be used, for example, to support a
  Heartbeat sequence algorithm (to detect missing Heartbeats), and/or a
  timestamp mechanism (to evaluate delays).

  Note: Heartbeat related events are not shown in Figure 3 "ASP state
  transition diagram".











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4.4 Routing Key Management Procedures [Optional]

4.4.1 Registration

  An ASP MAY dynamically register with an SGP as an ASP within an
  Application Server using the REG REQ message.  A Routing Key
  parameter in the REG REQ message specifies the parameters associated
  with the Routing Key.

  The SGP examines the contents of the received Routing Key parameter
  and compares it with the currently provisioned Routing Keys.  If the
  received Routing Key matches an existing SGP Routing Key entry, and
  the ASP is not currently included in the list of ASPs for the related
  Application Server, the SGP MAY authorize the ASP to be added to the
  AS.  Or, if the Routing Key does not currently exist and the received
  Routing Key data is valid and unique, an SGP supporting dynamic
  configuration MAY authorize the creation of a new Routing Key and
  related Application Server and add the ASP to the new AS.  In either
  case, the SGP returns a Registration Response message to the ASP,
  containing the same Local-RK-Identifier as provided in the initial
  request, and a Registration Result "Successfully Registered".  A
  unique Routing Context value assigned to the SGP Routing Key is
  included. The method of Routing Context value assignment at the SGP
  is implementation dependent but must be guaranteed to be unique for
  each Application Server or Routing Key supported by the SGP.

  If the SGP does not support the registration procedure, the SGP
  returns an Error message to the ASP, with an error code of
  "Unsupported Message Type".

  If the SGP determines that the received Routing Key data is invalid,
  or contains invalid parameter values, the SGP returns a Registration
  Response message to the ASP, containing a Registration Result "Error
  Invalid Routing Key", "Error - Invalid DPC", "Error - Invalid Network
  Appearance" as appropriate.

  If the SGP determines that a unique Routing Key cannot be created,
  the SGP returns a Registration Response message to the ASP, with a
  Registration Status of "Error - "Cannot Support Unique Routing"  An
  incoming signalling message received at an SGP should not match
  against more than one Routing Key.

  If the SGP does not authorize an otherwise valid registration
  request, the SGP returns a REG RSP message to the ASP containing the
  Registration Result "Error - Permission Denied".






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  If an SGP determines that a received Routing Key does not currently
  exist and the SGP does not support dynamic configuration, the SGP
  returns a Registration Response message to the ASP, containing a
  Registration Result "Error - Routing Key not Currently Provisioned".

  If an SGP determines that a received Routing Key does not currently
  exist and the SGP supports dynamic configuration but does not have
  the capacity to add new Routing Key and Application Server entries,
  the SGP returns a Registration Response message to the ASP,
  containing a Registration Result "Error - Insufficient Resources".

  If an SGP determines that one or more of the Routing Key parameters
  are not supported for the purpose of creating new Routing Key
  entries, the SGP returns a Registration Response message to the ASP,
  containing a Registration Result "Error - Unsupported RK parameter
  field".  This result MAY be used if, for example, the SGP does not
  support RK Circuit Range Lists in a Routing Key because the SGP does
  not support ISUP traffic, or does not provide CIC range granularity.

  A Registration Response "Error - Unsupported Traffic Handling Mode"
  is returned if the Routing Key in the REG REQ contains an Traffic
  Handling Mode that is inconsistent with the presently configured mode
  for the matching Application Server.

  An ASP MAY register multiple Routing Keys at once by including a
  number of Routing Key parameters in a single REG REQ message.  The
  SGP MAY respond to each registration request in a single REG RSP
  message, indicating the success or failure result for each Routing
  Key in a separate Registration Result parameter.  Alternatively the
  SGP MAY respond with multiple REG RSP messages, each with one or more
  Registration Result parameters.  The ASP uses the Local-RK-Identifier
  parameter to correlate the requests with the responses.

  Upon successful registration of an ASP in an AS, the SGP can now send
  related SS7 Signalling Network Management messaging, if this did not
  previously start upon the ASP transitioning to state ASP-INACTIVE

4.4.2 Deregistration

  An ASP MAY dynamically deregister with an SGP as an ASP within an
  Application Server using the DEREG REQ message.  A Routing Context
  parameter in the DEREG REQ message specifies which Routing Keys to
  deregister.  An ASP SHOULD move to the ASP-INACTIVE state for an
  Application Server before attempting to deregister the Routing Key
  (i.e., deregister after receiving an ASP Inactive Ack).  Also, an ASP
  SHOULD deregister from all Application Servers that it is a member
  before attempting to move to the ASP-Down state.




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  The SGP examines the contents of the received Routing Context
  parameter and validates that the ASP is currently registered in the
  Application Server(s) related to the included Routing Context(s).  If
  validated, the ASP is deregistered as an ASP in the related
  Application Server.

  The deregistration procedure does not necessarily imply the deletion
  of Routing Key and Application Server configuration data at the SG.
  Other ASPs may continue to be associated with the Application Server,
  in which case the Routing Key data SHOULD NOT be deleted.  If a
  Deregistration results in no more ASPs in an Application Server, an
  SG MAY delete the Routing Key data.

  The SGP acknowledges the deregistration request by returning a DEREG
  RSP message to the requesting ASP.  The result of the deregistration
  is found in the Deregistration Result parameter, indicating success
  or failure with cause.

  An ASP MAY deregister multiple Routing Contexts at once by including
  a number of Routing Contexts in a single DEREG REQ message.  The SGP
  MAY respond to each deregistration request in a single DEREG RSP
  message, indicating the success or failure result for each Routing
  Context in a separate Deregistration Result parameter.

4.4.3 IPSP Considerations (REG/DEREG)

  The Registration/Deregistration procedures work in the IPSP cases in
  the same way as in AS-SG cases.  An IPSP may register an RK in the
  remote IPSP.  An IPSP is responsible for deregistering the RKs that
  it has registered.

4.5 Procedures to Support the Availability or Congestion Status of SS7
   Destination

4.5.1 At an SGP

  On receiving an MTP-PAUSE, MTP-RESUME or MTP-STATUS indication
  primitive from the nodal interworking function at an SGP, the SGP
  M3UA layer will send a corresponding SS7 Signalling Network
  Management (SSNM) DUNA, DAVA, SCON, or DUPU message (see Section 3.4)
  to the M3UA peers at concerned ASPs.  The M3UA layer must fill in
  various fields of the SSNM messages consistently with the information
  received in the primitives.

  The SGP M3UA layer determines the set of concerned ASPs to be
  informed based on the specific SS7 network for which the primitive
  indication is relevant. In this way, all ASPs configured to




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  send/receive traffic within a particular network appearance are
  informed.  If the SGP operates within a single SS7 network
  appearance, then all ASPs are informed.

  DUNA, DAVA, SCON, and DRST messages may be sent sequentially and
  processed at the receiver in the order sent.

  Sequencing is not required for the DUPU or DAUD messages, which MAY
  be sent unsequenced.

4.5.2 At an ASP

4.5.2.1 Single SG Configurations

  At an ASP, upon receiving an SS7 Signalling Network Management (SSNM)
  message from the remote M3UA Peer, the M3UA layer invokes the
  appropriate primitive indications to the resident M3UA-Users.  Local
  management is informed.

  In the case where a local event has caused the unavailability or
  congestion status of SS7 destinations, the M3UA layer at the ASP
  SHOULD pass up appropriate indications in the primitives to the M3UA
  User, as though equivalent SSNM messages were received.  For example,
  the loss of an SCTP association to an SGP may cause the
  unavailability of a set of SS7 destinations.  MTP-PAUSE indication
  primitives to the M3UA User are appropriate.

4.5.2.2 Multiple SG Configurations

  At an ASP, upon receiving a Signalling Network Management message
  from the remote M3UA Peer, the M3UA layer updates the status of the
  affected route(s) via the originating SG and determines, whether or
  not the overall availability or congestion status of the effected
  destination(s) has changed.  If so, the M3UA layer invokes the
  appropriate primitive indications to the resident M3UA-Users.  Local
  management is informed.

  Implementation Note: To accomplish this, the M3UA layer at an ASP
  maintains the status of routes via the SG, much like an MTP3 layer
  maintains route-set status.

4.5.3 ASP Auditing

  An ASP may optionally initiate an audit procedure to enquire of an
  SGP the availability and, if the national congestion method with
  multiple congestion levels and message priorities is used, congestion
  status of an SS7 destination or set of destinations.  A Destination




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  Audit (DAUD) message is sent from the ASP to the SGP requesting the
  current availability and congestion status of one or more SS7
  Destination Point Codes.

  The DAUD message MAY be sent unsequenced. The DAUD MAY be sent by the
  ASP in the following cases:

     - Periodic.  A Timer originally set upon reception of a DUNA, SCON
                  or DRST message has expired without a subsequent
                  DAVA, DUNA, SCON or DRST message updating the
                  availability/congestion status of the affected
                  Destination Point Codes.  The Timer is reset upon
                  issuing a DAUD.  In this case the DAUD is sent to the
                  SGP that originally sent the SSNM message.

     - Isolation. The ASP is newly ASP-ACTIVE or has been
                  isolated from an SGP for an extended period.  The ASP
                  MAY request the availability/congestion status of one
                  or more SS7 destinations to which it expects to
                  communicate.

  IMPLEMENTATION NOTE: In the first of the cases above, the auditing
  procedure must not be invoked for the case of a received SCON message
  containing a congestion level value of "no congestion" or undefined"
  (i.e., congestion Level = "0").  This is because the value indicates
  either congestion abatement or that the ITU MTP3 international
  congestion method is being used.  In the international congestion
  method, the MTP3 layer at the SGP does not maintain the congestion
  status of any destinations and therefore the SGP cannot provide any
  congestion information in response to the DAUD.  For the same reason,
  in the second of the cases above a DAUD message cannot reveal any
  congested destination(s).

  The SGP SHOULD respond to a DAUD message with the MTP3
  availability/congested status of the routeset associated with each
  Destination Point Code(s) in the DAUD message.  The status of each
  SS7 destination requested is indicated in a DUNA message (if
  unavailable), a DAVA message (if available), or a DRST (if restricted
  and the SGP supports this feature).  Where the SGP maintains the
  congestion status of the SS7 destination, and the SS7 destination is
  congested, the SGP MUST additionally respond with an SCON message
  before the DAVA or DRST message.  If the SS7 destination is available
  and congested, the SGP MUST respond with an SCON message and then a
  DAVA message.  If the SS7 destination is restricted and congested,
  the SGP MUST respond with an SCON message immediately followed by a
  DRST message.  If the SGP has no information on the availability





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  status of the SS7 destination, the SGP responds with a DUNA message,
  as it has no routing information to allow it to route traffic to this
  destination.

  Any DUNA or DAVA message in response to a DAUD message MAY contain a
  list of Affected Point Codes.

  An SG MAY refuse to provide the availability or congestion status of
  a destination if, for example, the ASP is not authorized to know the
  status of the destination.  The SG MAY respond with an Error Message
  (Error Code = "Destination Status Unknown")

4.6 MTP3 Restart

  In the case where the MTP3 in the SG undergoes an MTP restart, event
  communication SHOULD be handled as follows:

  When the SG discovers SS7 network isolation, the SGPs send an
  indication to all concerned available ASPs (i.e., ASPs in the ASP-
  ACTIVE state) using DUNA messages for the concerned destinations.

  When the SG has completed the MTP Restart procedure, the M3UA layers
  at the SGPs inform all concerned ASPs in the ASP-ACTIVE state of any
  available/restricted SS7 destinations using the DAVA/DRST messages.
  No message is necessary for those destinations still unavailable
  after the restart procedure.

  When the M3UA layer at an ASP receives a DUNA message indicating SS7
  destination unavailability at an SG, MTP Users will receive an MTP-
  PAUSE indication and will stop any affected traffic to this
  destination.   When the M3UA receives a DAVA/DRST message, MTP Users
  will receive an MTP-RESUME indication and can resume traffic to the
  newly available SS7 destination, provided the ASP is in the ASP-
  ACTIVE state towards this SGP.

  The ASP MAY choose to audit the availability of unavailable
  destinations by sending DAUD messages.  This would be for example the
  case when an AS becomes active at an ASP and does not have current
  destination statuses.  If MTP restart is in progress at the SG, the
  SGP returns a DUNA message for that destination, even if it received
  an indication that the destination became available or restricted.

  In the IPSP case, MTP restart could be considered if the IPSP also
  has connection to an SS7 network. In that case, the same behavior as
  described above for the SGP would apply to the restarting IPSP.  This
  would also be the case if the IPSPs were perceived as exchanging MTP
  Peer PDUs, instead of MTP primitives between MTP User and MTP
  Provider.  In other words, M3UA does not provide the equivalent to



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  Traffic Restart Allowed messages indicating the end of the restart
  procedure between peer IPSPs that would also be connected to an SS7
  network.

5. Examples of M3UA Procedures

  NOTE: Not all the Notify messages that are appropriate per the Notify
  procedures are shown in these examples.

5.1 Establishment of Association and Traffic between SGPs and ASPs

  These scenarios show the example M3UA message flows for the
  establishment of traffic between an SGP and an ASP or between two
  IPSPs.  In all cases it is assumed that the SCTP association is
  already set up.

5.1.1 Single ASP in an Application Server ("1+0" sparing),

  These scenarios show the example M3UA message flows for the
  establishment of traffic between an SGP and an ASP where only one ASP
  is configured within an AS (no backup).

5.1.1.1 Single ASP in an Application Server ("1+0" sparing),
       No Registration

              SGP                             ASP1
               |                               |
               |<-------------ASP Up-----------|
               |-----------ASP Up Ack--------->|
               |                               |
               |<------- ASP Active(RCn)-------|  RC: Routing Context
               |-----ASP Active Ack (RCn)----->|      (optional)
               |                               |
               |-----NTFY(AS-ACTIVE)(RCn)----->|
               |                               |

  Note: If the ASP Active message contains an optional Routing Context
  parameter, the ASP Active message only applies for the specified RC
  value(s). For an unknown RC value, the SGP responds with an Error
  message.











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5.1.1.2 Single ASP in Application Server ("1+0" sparing),
       Dynamic Registration

  This scenario is the same as for 5.1.1.1 but with the optional
  exchange of registration information.  In this case the Registration
  is accepted by the SGP.

              SGP                             ASP1
               |                               |
               |<------------ASP Up------------|
               |----------ASP Up Ack---------->|
               |                               |
               |<----REGISTER REQ(LRCn,RKn)----|  LRC: Local Routing
               |                               |       Context
               |----REGISTER RESP(LRCn,RCn)--->|   RK: Routing Key
               |                               |   RC: Routing Context
               |                               |
               |<------- ASP Active(RCn)-------|
               |-----ASP Active Ack (RCn)----->|
               |                               |
               |-----NTFY(AS-ACTIVE)(RCn)----->|
               |                               |

  Note: In the case of an unsuccessful registration attempt (e.g.,
  invalid RKn), the Register Response message will contain an
  unsuccessful indication and the ASP will not subsequently send an ASP
  Active message.
























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5.1.1.3 Single ASP in Multiple Application Servers (each
       with "1+0" sparing), Dynamic Registration (Case 1 - Multiple
       Registration Requests)

              SGP                             ASP1
               |                               |
               |<------------ASP Up------------|
               |----------ASP Up Ack---------->|
               |                               |
               |<----REGISTER REQ(LRC1,RK1)----|  LRC: Local Routing
               |                               |       Context
               |----REGISTER RESP(LRC1,RC1)--->|   RK: Routing Key
               |                               |   RC: Routing Context
               |                               |
               |<------- ASP Active(RC1)-------|
               |-----ASP Active Ack (RC1)----->|
               |                               |
               |                               |
               |<----REGISTER REQ(LRCn,RKn)----|
               |                               |
               |----REGISTER RESP(LRCn,RCn)--->|
               |                               |
               |                               |
               |<------- ASP Active(RCn)-------|
               |-----ASP Active Ack (RCn)----->|
               |                               |

  Note: In the case of an unsuccessful registration attempt (e.g.,
  invalid RKn), the Register Response message will contain an
  unsuccessful indication and the ASP will not subsequently send an ASP
  Active message. Each LRC/RK pair registration is considered
  independently.

  It is not necessary to follow a Registration Request/Response message
  pair with an ASP Active message before sending the next Registration
  Request. The ASP Active message can be sent at any time after the
  related successful registration.














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5.1.1.4 Single ASP in Multiple Application Servers (each
       with "1+0" sparing), Dynamic Registration (Case 2 - Single
       Registration Request)

              SGP                             ASP1
               |                               |
               |<------------ASP Up------------|
               |----------ASP Up Ack---------->|
               |                               |
               |<---REGISTER REQ({LRC1,RK1},---|
               |                   ...,        |
               |                 {LRCn,RKn}),--|
               |                               |
               |---REGISTER RESP({LRC1,RC1},-->|
               |                  ...,         |
               |                 (LRCn,RCn})   |
               |                               |
               |<------- ASP Active(RC1)-------|
               |-----ASP Active Ack (RC1)----->|
               |                               |
               :                               :
               :                               :
               |                               |
               |<------- ASP Active(RCn)-------|
               |-----ASP Active Ack (RCn)----->|
               |                               |

  Note: In the case of an unsuccessful registration attempt (e.g.,
  Invalid RKn), the Register Response message will contain an
  unsuccessful indication and the ASP will not subsequently send an ASP
  Active message.  Each LRC/RK pair registration is considered
  independently.

  The ASP Active message can be sent at any time after the related
  successful registration, and may have more than one RC.

5.1.2 Two ASPs in Application Server ("1+1" sparing)

  This scenario shows the example M3UA message flows for the
  establishment of traffic between an SGP and two ASPs in the same
  Application Server, where ASP1 is configured to be in the ASP-ACTIVE
  state and ASP2 is to be a "backup" in the event of communication
  failure or the withdrawal from service of ASP1.  ASP2 may act as a
  hot, warm, or cold backup depending on the extent to which ASP1 and
  ASP2 share call/transaction state or can communicate call state under
  failure/withdrawal events.  The example message flow is the same





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  whether the ASP Active messages indicate "Override", "Loadshare" or
  "Broadcast" mode, although typically this example would use an
  Override mode.

     SGP                      ASP1                       ASP2
      |                        |                          |
      |<--------ASP Up---------|                          |
      |-------ASP Up Ack------>|                          |
      |                        |                          |
      |<----------------------------ASP Up----------------|
      |----------------------------ASP Up Ack------------>|
      |                        |                          |
      |                        |                          |
      |<-------ASP Active------|                          |
      |------ASP Active Ack--->|                          |
      |                        |                          |

5.1.3 Two ASPs in an Application Server ("1+1" sparing,
     loadsharing case)

  This scenario shows a similar case to Section 5.1.2 but where the two
  ASPs are brought to the state ASP-ACTIVE and subsequently loadshare
  the traffic.  In this case, one ASP is sufficient to handle the total
  traffic load.

     SGP                      ASP1                       ASP2
      |                        |                          |
      |<---------ASP Up--------|                          |
      |--------ASP Up Ack----->|                          |
      |                        |                          |
      |<-----------------------------ASP Up---------------|
      |----------------------------ASP Up Ack------------>|
      |                        |                          |
      |                        |                          |
      |<--ASP Active (Ldshr)---|                          |
      |-----ASP-Active Ack---->|                          |
      |                        |                          |
      |---NOTIFY (AS-ACTIVE)-->|                          |
      |---------------------------NOTIFY (AS-ACTIVE------>|
      |                        |                          |
      |<---------------------------ASP Active (Ldshr)-----|
      |------------------------------ASP Active Ack------>|
      |                        |                          |








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5.1.4 Three ASPs in an Application Server ("n+k" sparing,
     loadsharing case)

  This scenario shows the example M3UA message flows for the
  establishment of traffic between an SGP and three ASPs in the same
  Application Server, where two of the ASPs are brought to the state
  ASP-ACTIVE and subsequently share the load.  In this case, a minimum
  of two ASPs are required to handle the total traffic load (2+1
  sparing).

     SGP                 ASP1                ASP2                ASP3
      |                   |                   |                   |
      |<------ASP Up------|                   |                   |
      |-----ASP Up Ack--->|                   |                   |
      |                   |                   |                   |
      |<-------------------------ASP Up-------|                   |
      |------------------------ASP Up Ack---->|                   |
      |                   |                   |                   |
      |<--------------------------------------------ASP Up--------|
      |--------------------------------------------ASP Up Ack---->|
      |                   |                   |                   |
      |                   |                   |                   |
      |<--ASP Act (Ldshr)-|                   |                   |
      |----ASP Act Ack--->|                   |                   |
      |                   |                   |                   |
      |                   |                   |                   |
      |<-------------------ASP Act. (Ldshr)---|                   |
      |----------------------ASP Act Ack----->|                   |
      |                   |                   |                   |
      |---------Notify (AS-ACTIVE)----------->|                   |
      |----------------------Notify (AS-ACTIVE)------------------>|




















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5.2 ASP Traffic Failover Examples

5.2.1 (1+1 Sparing, Withdrawal of ASP, Backup Override)

  Following on from the example in Section 5.1.2, and ASP1 withdraws
  from service:

           SGP                      ASP1                       ASP2
            |                        |                          |
            |<-----ASP Inactive------|                          |
            |----ASP Inactive Ack--->|                          |
            |                        |                          |
            |----NTFY(AS-PENDING)--->|                          |
            |-----------------------NTFY(AS-PENDING)----------->|
            |                        |                          |
            |<----------------------------- ASP Active----------|
            |-----------------------------ASP Active Ack------->|
            |                        |                          |
            |----NTFY(AS-ACTIVE)---->|                          |
            |-----------------------NTFY(AS-ACTIVE)------------>|

  Note: If the SGP M3UA layer detects the loss of the M3UA peer (e.g.,
  M3UA heartbeat loss or detection of SCTP failure), the initial ASP
  Inactive message exchange (i.e., SGP to ASP1) would not occur.

5.2.2 (1+1 Sparing, Backup Override)

  Following on from the example in Section 5.1.2, ASP2 wishes to
  Override ASP1 and take over the traffic:

           SGP                      ASP1                       ASP2
            |                        |                          |
            |<----------------------------- ASP Active----------|
            |------------------------------ASP Active Ack------>|
            |----NTFY(Alt ASP-Act)-->|
            |                        |                          |















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5.2.3 (n+k Sparing, Loadsharing case, Withdrawal of ASP)

  Following on from the example in Section 5.1.4, and ASP1 withdraws
  from service:

     SGP                 ASP1                ASP2                ASP3
      |                   |                   |                   |
      |<----ASP Inact.----|                   |                   |
      |---ASP Inact Ack-->|                   |                   |
      |                   |                   |                   |
      |--------------------------------NTFY(Ins. ASPs)----------->|
      |                   |                   |                   |
      |<----------------------------------------ASP Act (Ldshr)---|
      |------------------------------------------ASP Act (Ack)--->|
      |                   |                   |                   |

  For the Notify message to be sent, the SG maintains knowledge of the
  minimum ASP resources required (e.g., if the SG knows that "n+k" =
  "2+1" for a Loadshare AS and "n" currently equals "1").

  Note: If the SGP detects loss of the ASP1 M3UA peer (e.g., M3UA
  heartbeat loss or detection of SCTP failure), the initial ASP
  Inactive message exchange (i.e., SGP-ASP1) would not occur.

5.3 Normal Withdrawal of an ASP from an Application Server
   and Teardown of an Association

  An ASP which is now confirmed in the state ASP-INACTIVE (i.e., the
  ASP has received an ASP Inactive Ack message) may now proceed to the
  ASP-DOWN state, if it is to be removed from service.  Following on
  from Section 5.2.1 or 5.2.3, where ASP1 has moved to the "Inactive"
  state:



















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           SGP                            ASP1
            |                              |
            |<-----ASP Inactive (RCn)------|    RC: Routing Context
            |----ASP Inactive Ack (RCn)--->|
            |                              |
            |<-----DEREGISTER REQ(RCn)-----|    See Notes
            |                              |
            |---DEREGISTER RESP(LRCn,RCn)->|
            |                              |
            :                              :
            |                              |
            |<-----------ASP Down----------|
            |---------ASP Down Ack-------->|
            |                              |

  Note: The Deregistration procedure will typically be used if the ASP
  previously used the Registration procedures for configuration within
  the Application Server.  ASP Inactive and Deregister messages
  exchanges may contain multiple Routing Contexts.

  The ASP should be in the ASP-INACTIVE state and should have
  deregistered in all its Routing Contexts before attempting to move to
  the ASP-DOWN state.

5.4  M3UA/MTP3-User Boundary Examples

5.4.1 At an ASP

  This section describes the primitive mapping between the MTP3 User
  and the M3UA layer at an ASP.

5.4.1.1 Support for MTP-TRANSFER Primitives at the ASP

5.4.1.1.1 Support for MTP-TRANSFER Request Primitive

  When the MTP3-User on the ASP has data to send to a remote MTP3-User,
  it uses the MTP-TRANSFER request primitive.  The M3UA layer at the
  ASP will do the following when it receives an MTP-TRANSFER request
  primitive from the M3UA user:

     - Determine the correct SGP;

     - Determine the correct association to the chosen SGP;

     - Determine the correct stream in the association (e.g.,
       based on SLS);





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     - Determine whether to complete the optional fields of the DATA
       message;

     - Map the MTP-TRANSFER request primitive into the Protocol Data
       field of a DATA message;

     - Send the DATA message to the remote M3UA peer at the SGP,
       over the SCTP association.

        SGP                       ASP
         |                         |
         |<-----DATA Message-------|<--MTP-TRANSFER req.
         |                         |

5.4.1.1.2 Support for the MTP-TRANSFER Indication Primitive

  When the M3UA layer on the ASP receives a DATA message from the M3UA
  peer at the remote SGP, it will do the following:

     - Evaluate the optional fields of the DATA message, if present;

     - Map the Protocol Data field of a DATA message into the
       MTP-TRANSFER indication primitive;

     - Pass the MTP-TRANSFER indication primitive to the user part. In
       case of multiple user parts, the optional fields of the Data
       message are used to determine the concerned user part.

        SGP                       ASP
         |                         |
         |------Data Message------>|-->MTP-Transfer ind.
         |                         |

5.4.1.1.3 Support for ASP Querying of SS7 Destination States

  There are situations such as temporary loss of connectivity to the
  SGP that may cause the M3UA layer at the ASP to audit SS7 destination
  availability/congestion states.  Note: there is no primitive for the
  MTP3-User to request this audit from the M3UA layer as this is
  initiated by an internal M3UA management function.











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        SGP                        ASP
         |                          |
         |<----------DAUD-----------|
         |<----------DAUD-----------|
         |<----------DAUD-----------|
         |                          |
         |                          |

5.4.2 At an SGP

  This section describes the primitive mapping between the MTP3-User
  and the M3UA layer at an SGP.

5.4.2.1 Support for MTP-TRANSFER Request Primitive at the SGP

  When the M3UA layer at the SGP has received DATA messages from its
  peer destined to the SS7 network it will do the following:

     - Evaluate the optional fields of the DATA message, if present, to
       determine the Network Appearance;

     - Map the Protocol data field of the DATA message into an
       MTP-TRANSFER request primitive;

     - Pass the MTP-TRANSFER request primitive to the MTP3 of the
       concerned Network Appearance.

                           SGP                        ASP
                            |                          |
       <---MTP-TRANSFER req.|<---------DATA -----------|
                            |                          |

5.4.2.2 Support for MTP-TRANSFER Indication Primitive at the SGP

  When the MTP3 layer at the SGP has data to pass its user parts, it
  will use the MTP-TRANSFER indication primitive.  The M3UA layer at
  the SGP will do the following when it receives an MTP-TRANSFER
  indication primitive:

     - Determine the correct AS using the distribution function;

     - Select an ASP in the ASP-ACTIVE state

     - Determine the correct association to the chosen ASP;

     - Determine the correct stream in the SCTP association (e.g.,
       based on SLS);




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     - Determine whether to complete the optional fields of the DATA
       message;

     - Map the MTP-TRANSFER indication primitive into the Protocol Data
       field of a DATA message;

     - Send the DATA message to the remote M3UA peer in the ASP, over
       the SCTP association

                          SGP                        ASP
                           |                          |
      --MTP-TRANSFER ind.->|-----------DATA --------->|
                           |                          |

5.4.2.3 Support for MTP-PAUSE, MTP-RESUME, MTP-STATUS Indication
       Primitives

  The MTP-PAUSE, MTP-RESUME and MTP-STATUS indication primitives from
  the MTP3 upper layer interface at the SGP need to be made available
  to the remote MTP3 User Part lower layer interface at the concerned
  ASP(s).

5.4.2.3.1 Destination Unavailable

  The MTP3 layer at the SGP will generate an MTP-PAUSE indication
  primitive when it determines locally that an SS7 destination is
  unreachable.  The M3UA layer will map this primitive to a DUNA
  message. The SGP M3UA layer determines the set of concerned ASPs to
  be informed based on internal SS7 network information associated with
  the MTP-PAUSE indication primitive indication.

                  SGP                       ASP
                   |                         |
--MTP-PAUSE ind.-->|---------DUNA----------->|--MTP-PAUSE ind.-->
                   |                         |

5.4.2.3.2 Destination Available

  The MTP3 at the SGP will generate an MTP-RESUME indication primitive
  when it determines locally that an SS7 destination that was
  previously unreachable is now reachable.  The M3UA layer will map
  this primitive to a DAVA message.  The SGP M3UA determines the set of
  concerned ASPs to be informed based on internal SS7 network
  information associated with the MTP-RESUME indication primitive.







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                  SGP                       ASP
                   |                         |
--MTP-RESUME ind.-->|-----------DAVA--------->|--MTP-RESUME ind.-->
                   |                         |

5.4.2.3.3 SS7 Network Congestion

  The MTP3 layer at the SGP will generate an MTP-STATUS indication
  primitive when it determines locally that the route to an SS7
  destination is congested.  The M3UA layer will map this primitive to
  a SCON message.  It will determine which ASP(s) to send the SCON
  message to, based on the intended Application Server.

                    SGP                       ASP
                     |                         |
 --MTP-STATUS ind.-->|-----------SCON--------->|--MTP-STATUS ind.-->
                     |                         |

5.4.2.3.4 Destination User Part Unavailable

  The MTP3 layer at the SGP will generate an MTP-STATUS indication
  primitive when it receives an UPU message from the SS7 network.  The
  M3UA layer will map this primitive to a DUPU message.  It will
  determine which ASP(s) to send the DUPU based on the intended
  Application Server.

                     SGP                       ASP
                      |                         |
  --MTP-STATUS ind.-->|----------DUPU---------->|--MTP-STATUS ind.-->
                      |                         |

5.5 Examples for IPSP communication.

  These scenarios show a basic example for IPSP communication for the
  three phases of the connection (establishment, data exchange,
  disconnection).  It is assumed that the SCTP association is already
  set up.  Both single exchange and double exchange behavior are
  included for illustrative purposes.













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5.5.1 Single exchange:

              IPSP-A                           IPSP-B
                |                                |
                |-------------ASP Up------------>|
                |<----------ASP Up Ack-----------|
                |                                |
                |<------- ASP Active(RCb)--------|  RC: Routing Context
                |-----ASP Active Ack (RCb)------>|      (optional)
                |                                |
                |                                |
                |<=========  DATA (RCb) ========>|
                |                                |
                |<-----ASP Inactive (RCb)--------|  RC: Routing Context
                |----ASP Inactive Ack (RCb)----->|      (optional)
                |                                |
                |<-----------ASP Down------------|
                |---------ASP Down Ack---------->|
                |                                |

  Routing Context are previously agreed to be the same in both
  directions.





























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5.5.2 Double exchange:

              IPSP-A                           IPSP-B
                |                                |
                |<-------------ASP Up------------|
                |-----------ASP Up Ack---------->|
                |                                |
                |-------------ASP Up------------>|  (optional)
                |<----------ASP Up Ack-----------|  (optional)
                |                                |
                |<------- ASP Active(RCb)--------|  RC: Routing Context
                |-----ASP Active Ack (RCb)------>|      (optional)
                |                                |
                |------- ASP Active(RCa)-------->|  RC: Routing Context
                |<-----ASP Active Ack (RCa)------|      (optional)
                |                                |
                |<=========  DATA (RCa) =========|
                |==========  DATA (RCb) ========>|
                |                                |
                |<-----ASP Inactive (RCb)--------|  RC: Routing Context
                |----ASP Inactive Ack (RCb)----->|
                |                                |
                |------ASP Inactive (RCa)------->|  RC: Routing Context
                |<----ASP Inactive Ack (RCa)-----|
                |                                |
                |<-----------ASP Down------------|
                |---------ASP Down Ack---------->|
                |                                |
                |------------ASP Down----------->|  (optional)
                |<--------ASP Down Ack-----------|  (optional)
                |                                |

  In this approach, only one single exchange of ASP Up message can be
  considered as enough since the response by the other peer can be
  considered as a notice that it is in ASP_UP state.

  For the same reason, only one ASP Down message is needed since once
  that an IPSP receives ASP_Down ack message it is itself considered as
  being in the ASP_Down state and not allowed to receive ASPSM
  messages.











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6. Security Considerations

6.1 Introduction

  M3UA is designed to carry signalling messages for telephony services.
  As such, M3UA must involve the security needs of several parties: the
  end users of the services; the network providers and the applications
  involved.  Additional requirements may come from local regulation.
  While having some overlapping security needs, any security solution
  should fulfill all of the different parties' needs.

6.2 Threats

  There is no quick fix, one-size-fits-all solution for security.  As a
  transport protocol, M3UA has the following security objectives:

     * Availability of reliable and timely user data transport.
     * Integrity of user data transport.
     * Confidentiality of user data.

  M3UA is recommended to be transported on SCTP.  SCTP [17] provides
  certain transport related security features, such as some protection
  against:

     * Blind Denial of Service Attacks
     * Flooding
     * Masquerade
     * Improper Monopolization of Services

  When M3UA is running in professionally managed corporate or service
  provider network, it is reasonable to expect that this network
  includes an appropriate security policy framework.  The "Site
  Security Handbook" [22] should be consulted for guidance.

  When the network in which M3UA runs in involves more than one party,
  it may not be reasonable to expect that all parties have implemented
  security in a sufficient manner.  In such a case, it is recommended
  that IPSEC is used to ensure confidentiality of user payload.
  Consult [23] for more information on configuring IPSEC services.

6.3 Protecting Confidentiality

  Particularly for mobile users, the requirement for confidentiality
  may include the masking of IP addresses and ports.  In this case
  application level encryption is not sufficient; IPSEC ESP [24] SHOULD
  be used instead.  Regardless of which level performs the encryption,
  the IPSEC ISAKMP [25] service SHOULD be used for key management.




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7. IANA Considerations

7.1 SCTP Payload Protocol Identifier

  IANA has assigned an M3UA value for the Payload Protocol Identifier
  in the SCTP DATA chunk.  The following SCTP Payload Protocol
  Identifier is registered:

        M3UA    "3"

  The SCTP Payload Protocol Identifier value "3" SHOULD be included in
  each SCTP DATA chunk, to indicate that the SCTP is carrying the M3UA
  protocol.  The value "0" (unspecified) is also allowed but any other
  values MUST not be used.  This Payload Protocol Identifier is not
  directly used by SCTP but MAY be used by certain network entities to
  identify the type of information being carried in a DATA chunk.

  The User Adaptation peer MAY use the Payload Protocol Identifier as a
  way of determining additional information about the data being
  presented to it by SCTP.

7.2 M3UA Port Number

  IANA has registered SCTP (and UDP/TCP) Port Number 2905 for M3UA.  It
  is recommended that SGPs use this SCTP port number for listening for
  new connections.  SGPs MAY also use statically configured SCTP port
  numbers instead.

7.3 M3UA Protocol Extensions

  This protocol may also be extended through IANA in three ways:

     -- through definition of additional message classes,
     -- through definition of additional message types, and
     -- through definition of additional message parameters

  The definition and use of new message classes, types and parameters
  is an integral part of SIGTRAN adaptation layers.  Thus these
  extensions are assigned by IANA through an IETF Consensus action as
  defined in Guidelines for Writing an IANA Considerations Section in
  RFCs (25]

  The proposed extension must in no way adversely affect the general
  working of the protocol.







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7.3.1 IETF Defined Message Classes

  The documentation for a new message class MUST include the following
  information:

     (a) A long and short name for the new message class;
     (b) A detailed description of the purpose of the message class.

7.3.2 IETF Defined Message Types

  The documentation for a new message type MUST include the following
  information:

     (a) A long and short name for the new message type;
     (b) A detailed description of the structure of the message;.
     (c) A detailed definition and description of intended use for each
         field within the message;
     (d) A detailed procedural description of the use of the new
         message type within the operation of the protocol;
     (e) A detailed description of error conditions when receiving this
         message type.

  When an implementation receives a message type which it does not
  support, it MUST respond with an Error (ERR) message ("Unsupported
  Message Type").

7.3.3 IETF Defined Parameter Extension

  Documentation of the message parameter MUST contain the following
  information:

     (a) Name of the parameter type;
     (b) Detailed description of the structure of the parameter field.
         This structure MUST conform to the general type-length-value
         format described in Section 3.2;
     (c) Detailed definition of each component of the parameter value;
     (d) Detailed description of the intended use of this parameter
         type, and an indication of whether and under what
         circumstances multiple instances of this parameter type may be
         found within the same message.











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8. References

8.1 Normative References

  [1]  ITU-T Recommendations Q.761 to Q.767, "Signalling System No.7
       (SS7) - ISDN User Part (ISUP)"

  [2]  ANSI T1.113 - "Signaling System Number 7 - ISDN User Part"

  [3]  ETSI ETS 300 356-1 "Integrated Services Digital Network (ISDN);
       Signalling System No.7; ISDN User Part (ISUP) version 2 for the
       international interface; Part 1: Basic services"

  [4]  ITU-T Recommendations Q.711 to Q.715, "Signalling System No. 7
       (SS7) - Signalling Connection Control Part (SCCP)"

  [5]  ANSI T1.112 "Signaling System Number 7 - Signaling Connection
       Control Part"

  [6]  ETSI ETS 300 009-1, "Integrated Services Digital Network (ISDN);
       Signalling System No.7; Signalling Connection Control Part
       (SCCP) (connectionless and connection-oriented class 2) to
       support international interconnection; Part 1: Protocol
       specification"

  [7]  ITU-T Recommendations Q.701 to Q.705, "Signalling System No. 7
       (SS7) - Message Transfer Part (MTP)"

  [8] ANSI T1.111 "Signaling System Number 7 - Message Transfer Part"

  [9]  ETSI ETS 300 008-1, "Integrated Services Digital Network (ISDN);
       Signalling System No.7; Message Transfer Part (MTP) to support
       international interconnection; Part 1: Protocol specification"

  [10] Yergeau, F., "UTF-8, a transformation format of ISO 10646", RFC
       2279, January 1998.

8.2 Informative References

  [11] Ong, L., Rytina, M., Garcia, H., Schwarzbauer, L., Coene, H.,
       Lin, I., Juhasz, M. and C. Holdrege, "Framework Architecture for
       Signaling Transport", RFC 2719, October 1999.

  [12] ITU-T Recommendation Q.720, "Telephone User Part"







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  [13] ITU-T Recommendations Q.771 to Q.775 "Signalling System No. 7
       (SS7) - Transaction Capabilities (TCAP)"

  [14] ANSI T1.114 "Signaling System Number 7 - Transaction
       Capabilities Application Part"

  [15] ETSI ETS 300 287-1, "Integrated Services Digital Network (ISDN);
       Signalling System No.7; Transaction Capabilities (TC) version 2;
       Part 1: Protocol specification"

  [16] 3G TS 25.410 V4.0.0 (2001-04) "Technical Specification - 3rd
       Generation partnership Project; Technical Specification Group
       Radio Access Network; UTRAN Iu Interface: General Aspects and
       Principles"

  [17] Stewart, R., Xie, Q., Mornmeault, K., Sharp, H., Taylor, T.,
       Rytina, I., Kalla, M., Zhang, L. and V. Paxson, "Stream Control
       Transport Protocol", RFC 2960, October 2000.

  [18] ITU-T Recommendation Q.2140 "B-ISDN ATM Adaptation Layer -
       Service Specific Coordination Function for signalling at the
       Network Node Interface (SSCF at NNI)"

  [19] ITU-T Recommendation Q.2110 "B-ISDN ATM Adaptation Layer -
       Service Specific Connection Oriented Protocol (SSCOP)"

  [20] Bradner, S., "Key words for use in RFCs to Indicate Requirement
       Levels", BCP 14, RFC 2119, March 1997.

  [21] ITU-T Recommendation Q.2210 "Message Transfer Part Level 3
       functions and messages using the services of ITU Recommendation
       Q.2140"

  [22] Fraser, B., "Site Security Handbook", FYI 8, RFC 2196, September
       1997.

  [23] Ramakrishnan, S., Floyd, S. and D. Black, "Security Architecture
       for the Internet Protocol", RFC 3168, November 1998.

  [24] Kent, S. and R. Atkinson, "IP Encapsulating Security Payload
       (ESP)", RFC 2406, November 1998.

  [25] Maughan, D., Schertler, M., Schneider, M. and J. Turner,
       "Internet Security Association and Key Management Protocol", RFC
       2408, November 1998.

  [26] Narten, T. and H. Alverstrand, "Guidelines for Writing an IANA
       Considerations Section in RFCs", BCP 26, RFC 2434, October 1998.



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  [27] Morneault, K., Dantu, R., Sidebottom, G., Bidulock, B. and J.
       Heitz, "Signaling System 7 (SS7) Message Transfer Part 2 (MTP2)
       - User Adaptation Layer", RFC 3331, August 2002.

  [28] George, T., et. al., "SS7 MTP2-User Peer-to-Peer Adaptation
       Layer", Work in Progress.

  [29] Telecommunication Technology Committee (TTC) Standard JT-Q704,
       "Message Transfer Part Signaling Network Functions", April 28,
       1992.

9. Acknowledgements

  The authors would like to thank Antonio Roque Alvarez, Joyce
  Archibald, Tolga Asveren, Maria-Cruz Bartolome-Rodrigo, Dan Brendes,
  Antonio Caete, Nikhil Jain, Roland Jesske, Joe Keller, Kurt Kite,
  Ming Lin, Steve Lorusso, Naoto Makinae, Howard May, Francois
  Mouillaud, Barry Nagelberg, Neil Olson, Heinz Prantner, Shyamal
  Prasad, Mukesh Punhani, Selvam Rengasami, John Schantz, Ray Singh,
  Michael Tuexen, Nitin Tomar, Gery Verwimp, Tim Vetter, Kazuo
  Watanabe, Ben Wilson and many others for their valuable comments and
  suggestions.

10. Document Contributors

  Ian Rytina - Ericsson
  Guy Mousseau - Nortel Networks
  Lyndon Ong - Ciena
  Hanns Juergen Schwarzbauer - Siemens
  Klaus Gradischnig - Detecon Inc.
  Mallesh Kalla - Telcordia
  Normand Glaude - Performance Technologies
  Brian Bidulock - OpenSS7
  John Loughney - Nokia

















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Appendix A

A.1 Signalling Network Architecture

  A Signalling Gateway is used to support the transport of MTP3-User
  signalling traffic received from the SS7 network to multiple
  distributed ASPs (e.g., MGCs and IP Databases).  Clearly, the M3UA
  protocol is not designed to meet the performance and reliability
  requirements for such transport by itself.  However, the conjunction
  of distributed architecture and redundant networks provides support
  for reliable transport of signalling traffic over IP.  The M3UA
  protocol is flexible enough to allow its operation and management in
  a variety of physical configurations, enabling Network Operators to
  meet their performance and reliability requirements.

  To meet the stringent SS7 signalling reliability and performance
  requirements for carrier grade networks, Network Operators might
  require that no single point of failure is present in the end-to-end
  network architecture between an SS7 node and an IP-based application.
  This can typically be achieved through the use of redundant SGPs or
  SGs, redundant hosts, and the provision of redundant QOS-bounded IP
  network paths for SCTP Associations between SCTP End Points.
  Obviously, the reliability of the SG, the MGC and other IP-based
  functional elements also needs to be taken into account. The
  distribution of ASPs and SGPs within the available Hosts MAY also be
  considered.  As an example, for a particular Application Server, the
  related ASPs could be distributed over at least two Hosts.
























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  One example of a physical network architecture relevant to SS7
  carrier grade operation in the IP network domain is shown in Figure 5
  below:

          SGs                                     MGCs

  Host#1 **************                          ************** Host#3
         *  ********__*__________________________*__********  *   =
         *  *SGP1.1*__*_____      _______________*__* ASP1 *  *  MGC1
         *  ********  *     \    /               *  ********  *
         *  ********__*______\__/________________*__********  *
         *  *SGP2.1*__*_______\/______      _____*__* ASP2 *  *
         *  ********  *       /\      |    |     *  ********  *
         *      :     *      /  \     |    |     *      :     *
         *  ********  *     /    \    |    |     *  ********  *
         *  * SGPn *  *     |    |    |    |     *  * ASPn *  *
         *  ********  *     |    |    |    |     *  ********  *
         **************     |    |    |    |     **************
                            |    |    \    /
  Host#2 **************     |    |     \  /      ************** Host#4
         *  ********__*_____|    |______\/_______*__********  *   =
         *  *SGP1.2*__*_________________/\_______*__* ASP1 *  *  MGC2
         *  ********  *                /  \      *  ********  *
         *  ********__*_______________/    \_____*__********  *
         *  *SGP2.2*__*__________________________*__* ASP2 *  *
         *  ********  *                          *  ********  *
         *      :     *     SCTP Associations    *      :     *
         *  ********  *                          *  ********  *
         *  * SGPn *  *                          *  * ASPn *  *
         *  ********  *                          *  ********  *
         **************                          **************

  SGP1.1 and SGP1.2 are part of SG1
  SGP2.1 and SGP2.2 are part of SG2

                        Figure 5 - Physical Model

  In this model, each host may have many application processes.  In the
  case of the MGC, an ASP may provide service to one or more
  Application Servers, and is identified as an SCTP end point.  One or
  more Signalling Gateway Processes make up a single Signalling
  Gateway.

  This example model can also be applied to IPSP-IPSP signalling.  In
  this case, each IPSP may have its services distributed across 2 hosts
  or more, and may have multiple server processes on each host.





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  In the example above, each signalling process (SGP, ASP or IPSP) is
  the end point to more than one SCTP association, leading to more than
  one other signalling processes.  To support this, a signalling
  process must be able to support distribution of M3UA messages to many
  simultaneous active associations.  This message distribution function
  is based on the status of provisioned Routing Keys, the status of the
  signalling routes to signalling points in the SS7 network, and the
  redundancy model (active-standby, load sharing, broadcast, n+k) of
  the remote signalling processes.

  For carrier grade networks, the failure or isolation of a particular
  signalling process should not cause stable calls or transactions to
  be lost.  This implies that signalling processes need, in some cases,
  to share the call/transaction state or be able to pass the call state
  information between each other.  In the case of ASPs performing call
  processing, coordination may also be required with the related Media
  Gateway to transfer the MGC control for a particular trunk
  termination. However, this sharing or communication of
  call/transaction state information is outside the scope of this
  document.

  This model serves as an example.  M3UA imposes no restrictions as to
  the exact layout of the network elements, the message distribution
  algorithms and the distribution of the signalling processes.
  Instead, it provides a framework and a set of messages that allow for
  a flexible and scalable signalling network architecture, aiming to
  provide reliability and performance.
























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A.2 Redundancy Models

A.2.1 Application Server Redundancy

  At the SGP, an Application Server list contains active and inactive
  ASPs to support ASP broadcast, loadsharing and failover procedures.
  The list of ASPs within a logical Application Server is kept updated
  in the SGP to reflect the active Application Server Process(es).

  For example, in the network shown in Figure 1, all messages to DPC x
  could be sent to ASP1 in Host3 or ASP1 in Host4.  The AS list at SGP1
  in Host 1 might look like the following:

     Routing Key {DPC=x) - "Application Server #1"
        ASP1/Host3  - State = Active
        ASP1/Host4  - State = Inactive

  In this "1+1" redundancy case, ASP1 in Host3 would be sent any
  incoming message with DPC=x.  ASP1 in Host4 would normally be brought
  to the "active" state upon failure of, or loss of connectivity to,
  ASP1/Host1.

  The AS List at SGP1 in Host1 might also be set up in loadshare mode:

     Routing Key {DPC=x) - "Application Server #1"
        ASP1/Host3 - State = Active
        ASP1/Host4 - State = Active

  In this case, both the ASPs would be sent a portion of the traffic.
  For example the two ASPs could together form a database, where
  incoming queries may be sent to any active ASP.

  Care might need to be exercised by a Network Operator in the
  selection of the routing information to be used as the Routing Key
  for a particular AS.

  For example, where Application Servers are defined using ranges of
  ISUP CIC values, the Operator is implicitly splitting up control of
  the related circuit groups.  Some CIC value range assignments may
  interfere with ISUP circuit group management procedures.

  In the process of failover, it is recommended that in the case of
  ASPs supporting call processing, stable calls do not fail.  It is
  possible that calls in "transition" may fail, although measures of
  communication between the ASPs involved can be used to mitigate this.
  For example, the two ASPs may share call state via shared memory, or





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  may use an ASP to ASP protocol to pass call state information.  Any
  ASP-to-ASP protocol to support this function is outside the scope of
  this document.

A.2.2 Signalling Gateway Redundancy

  Signalling Gateways may also be distributed over multiple hosts.
  Much like the AS model, SGs may comprise one or more SG Processes
  (SGPs), distributed over one or more hosts, using an active/backup or
  a loadsharing model.  Should an SGP lose all or partial SS7
  connectivity and other SGPs exist, the SGP may terminate the SCTP
  associations to the concerned ASPs.

  It is therefore possible for an ASP to route signalling messages
  destined to the SS7 network using more than one SGP.  In this model,
  a Signalling Gateway is deployed as a cluster of hosts acting as a
  single SG.  A primary/backup redundancy model is possible, where the
  unavailability of the SCTP association to a primary SGP could be used
  to reroute affected traffic to an alternate SGP.  A loadsharing model
  is possible, where the signalling messages are loadshared between
  multiple SGPs.  A broadcast model is also possible, where signalling
  messages are sent to each active SGP in the SG. The distribution of
  the MTP3-user messages over the SGPs should be done in such a way to
  minimize message missequencing, as required by the SS7 User Parts.

  It may also be possible for an ASP to use more than one SG to access
  a specific SS7 end point, in a model that resembles an SS7 STP mated
  pair.  Typically, SS7 STPs are deployed in mated pairs, with traffic
  loadshared between them.  Other models are also possible, subject to
  the limitations of the local SS7 network provisioning guidelines.

  From the perspective of the M3UA layer at an ASP, a particular SG is
  capable of transferring traffic to a provisioned SS7 destination X if
  an SCTP association with at least one SGP of the SG is established,
  the SGP has returned an acknowledgement to the ASP to indicate that
  the ASP is actively handling traffic for that destination X, the SGP
  has not indicated that the destination X is inaccessible and the SGP
  has not indicated MTP Restart.  When an ASP is configured to use
  multiple SGPs for transferring traffic to the SS7 network, the ASP
  must maintain knowledge of the current capability of the SGPs to

  handle traffic to destinations of interest.  This information is
  crucial to the overall reliability of the service, for active/backup,
  loadsharing and broadcast models, in the event of failures, recovery
  and maintenance activities.  The ASP M3UA may also use this
  information for congestion avoidance purposes.  The distribution of
  the MTP3-user messages over the SGPs should be done in such a way to
  minimize message missequencing, as required by the SS7 User Parts.



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Editors' Addresses

  Greg Sidebottom
  Signatus Technologies
  Kanata, Ontario, Canada

  EMail: [email protected]


  Ken Morneault
  Cisco Systems Inc.
  13615 Dulles Technology Drive
  Herndon, VA, USA  20171

  EMail: [email protected]


  Javier Pastor-Balbas
  Ericsson Espana S.A.
  C/ Retama 1
  28045 Madrid - Spain

  EMail: [email protected]




























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Full Copyright Statement

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other
  than  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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