Network Working Group                                       K. Morneault
Request for Comments: 3331                                 Cisco Systems
Category: Standards Track                                       R. Dantu
                                                                NetRake
                                                          G. Sidebottom
                                                  Signatus Technologies
                                                            B. Bidulock
                                                                OpenSS7
                                                               J. Heitz
                                                                 Lucent
                                                         September 2002


      Signaling System 7 (SS7) Message Transfer Part 2 (MTP2) -
                        User Adaptation Layer

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

Abstract

  This document defines a protocol for the backhauling of Signaling
  System 7 Message Transfer Part 2 (SS7 MTP2) User signalling messages
  over IP using the Stream Control Transmission Protocol (SCTP).  This
  protocol would be used between a Signalling Gateway (SG) and Media
  Gateway Controller (MGC).  It is assumed that the SG receives SS7
  signalling over a standard SS7 interface using the SS7 Message
  Transfer Part (MTP) to provide transport.  The Signalling Gateway
  would act as a Signalling Link Terminal.













Morneault, et. al.          Standards Track                     [Page 1]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


Table of Contents

  1.  Introduction.............................................. 2
    1.1  Scope.................................................. 3
    1.2  Terminology............................................ 3
    1.3  M2UA Overview.......................................... 5
    1.4  Services Provided by the M2UA Adaptation Layer......... 7
    1.5  Functions Provided by the M2UA Layer................... 9
    1.6  Definition of the M2UA Boundaries..................... 12
  2.  Conventions.............................................. 16
  3.  Protocol Elements........................................ 16
    3.1  Common Message Header................................. 16
    3.2  M2UA Message Header................................... 22
    3.3  M2UA Messages......................................... 23
  4.  Procedures............................................... 58
    4.1  Procedures to Support the M2UA-User Layer............. 58
    4.2  Receipt of Primitives from the Layer Management....... 59
    4.3  AS and ASP State Maintenance.......................... 61
    4.4  Link Key Management Procedures........................ 73
  5.  Examples of MTP2 User Adaptation (M2UA) Procedures....... 75
    5.1  Establishment of associations between SGP and MGC..... 75
         examples
    5.2  ASP Traffic Fail-over Examples........................ 77
    5.3  SGP to MGC, MTP Level 2 to MTP Level 3 Boundary
         Procedures............................................ 78
  6.  Timer Values............................................. 85
  7.  Security Considerations.................................. 85
    7.1 Threats................................................ 85
    7.2 Protecting Confidentiality............................. 86
  8.  IANA Considerations...................................... 86
    8.1 SCTP Payload Protocol Identifier....................... 86
    8.2 M2UA Protocol Extensions............................... 86
  9.  Acknowledgements......................................... 87
  10. References............................................... 88
  Appendix A: Signalling Network Architecture.................. 90
  Authors' Addresses........................................... 92
  Full Copyright Statement..................................... 94

1.  Introduction

  This document defines a protocol for the backhauling of SS7 [1] MTP2
  User [2] [3] [4] (i.e. MTP3) signalling messages over IP using the
  Stream Control Transmission Protocol (SCTP) [8].  This protocol would
  be used between a Signalling Gateway (SG) and Media Gateway
  Controller (MGC).






Morneault, et. al.          Standards Track                     [Page 2]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


1.1 Scope

  There is a need for Switched Circuit Network (SCN) signalling
  protocol delivery from a Signalling Gateway (SG) to a Media Gateway
  Controller (MGC) [9].  The delivery mechanism addresses the following
  objectives:

  *  Support for MTP Level 2 / MTP Level 3 interface boundary
  *  Support for communication between Layer Management modules on SG
     and MGC
  *  Support for management of SCTP active associations between the SG
     and MGC

  The SG will terminate up to MTP Level 2 and the MGC will terminate
  MTP Level 3 and above.  In other words, the SG will transport MTP
  Level 3 messages over an IP network to a MGC.

1.2 Terminology

  Application Server (AS) - A logical entity serving a specific
  application instance.  An example of an Application Server is a MGC
  handling the MTP Level 3 and call processing for SS7 links terminated
  by the Signalling Gateways.  Practically speaking, an AS is modeled
  at the SG as an ordered list of one or more related Application
  Server Processes (e.g., primary, secondary, tertiary, ...).

  Application Server Process (ASP) - A process instance of an
  Application Server.  Examples of Application Server Processes are
  active or standby MGC instances.

  Association - An association refers to a SCTP association.  The
  association will provide the transport for the delivery of protocol
  data units for one or more interfaces.

  Backhaul - Refers to the transport of signalling from the point of
  interface for the associated data stream (i.e., SG function in the
  MGU) back to the point of call processing (i.e., the MGCU), if this
  is not local [9].

  Fail-over - The capability to reroute signalling traffic as required
  to an alternate Application Server Process within an Application
  Server in the event of failure or unavailability of a currently used
  Application Server Process.  Fail-back MAY apply upon the return to
  service of a previously unavailable Application Server Process.

  Host - The computing platform that the ASP process is running on.





Morneault, et. al.          Standards Track                     [Page 3]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  Interface - For the purposes of this document, an interface is a SS7
  signalling link.

  Interface Identifier - The Interface Identifier identifies the
  physical interface at the SG for which the signalling messages are
  sent/received.  The format of the Interface Identifier parameter can
  be text or integer, the values of which are assigned according to
  network operator policy.  The values used are of local significance
  only, coordinated between the SG and ASP.

  Layer Management - Layer Management is a nodal function in an SG or
  ASP that handles the inputs and outputs between the M2UA layer and a
  local management entity.

  Link Key - The link key is a locally unique (between ASP and SG)
  value that identifies a registration request for a particular
  Signalling Data Link and Signalling Terminal pair.

  MTP - The Message Transfer Part of the SS7 protocol

  MTP2 - MTP Level 2, the signalling data link layer of SS7

  MTP3 - MTP Level 3, the signalling network layer of SS7

  MTP2-User - A protocol that uses the services of MTP Level 2 (i.e.
  MTP3).

  Network Byte Order: Most significant byte first, a.k.a Big Endian.

  Signalling Data Link - An SDL refers to a specific communications
  facility that connects two Signalling Link Terminals.

  Signalling Gateway (SG) - An SG is a signalling agent at the edge of
  the IP network.  An SG appears to the SS7 as one or more Signalling
  Link Terminals that are connected to one or more Signalling Data
  Links in the SS7 network.  An SG contains a set of one or more unique
  Signalling Gateway Processes, on which one or more is normally
  actively processing traffic.  Where an SG contains more than one SGP,
  the SG is a logical entity.

  Signalling Gateway Process (SGP) - A process instance that uses M2UA
  to communicate to and from a Signalling Link Terminal.  It serves as
  an active, backup or load-sharing process of a Signalling Gateway.

  Signalling Link Terminal (SLT) - Refers to the means of performing
  all of the functions defined at MTP level 2 regardless of their
  implementation [2,3].




Morneault, et. al.          Standards Track                     [Page 4]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  Stream - A stream refers to an SCTP stream; a unidirectional logical
  channel established from one SCTP endpoint to another associated SCTP
  endpoint, within which all user messages are delivered in-sequence
  except for those submitted to the unordered delivery service.

1.3  M2UA Overview

  The framework architecture that has been defined for SCN signalling
  transport over IP [9] uses two components: a signalling common
  transport protocol and an adaptation module to support the services
  expected by a particular SCN signalling protocol from its underlying
  protocol layer.

  Within this framework architecture, this document defines a SCN
  adaptation module that is suitable for the transport of SS7 MTP2 User
  messages.  The only SS7 MTP2 User is MTP3.  The M2UA uses the
  services of the Stream Control Transmission Protocol [8] as the
  underlying reliable signalling common transport protocol.

  In a Signalling Gateway, it is expected that the SS7 MTP2-User
  signalling is transmitted and received from the PSTN over a standard
  SS7 network interface, using the SS7 Message Transfer Part Level 1
  and Level 2 [2,3,4] to provide reliable transport of the MTP3-User
  signalling messages to and from an SS7 Signalling End Point (SEP) or
  Signalling Transfer Point (STP).  The SG then provides an
  interworking of transport functions with the IP transport, in order
  to transfer the MTP2-User signalling messages to and from an
  Application Server Process where the peer MTP2-User protocol layer
  exists.






















Morneault, et. al.          Standards Track                     [Page 5]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


1.3.1  Example - SG to MGC

  In a Signalling Gateway, it is expected that the SS7 signalling is
  received over a standard SS7 network termination, using the SS7
  Message Transfer Part (MTP) to provide transport of SS7 signalling
  messages to and from an SS7 Signalling End Point (SEP) or SS7
  Signalling Transfer Point (STP).  In other words, the SG acts as a
  Signalling Link Terminal (SLT) [2,3].  The SG then provides an
  interworking of transport functions with IP Signalling Transport, in
  order to transport the MTP3 signalling messages to the MGC where the
  peer MTP3 protocol layer exists, as shown below:

      ******    SS7    ******      IP     *******
      *SEP *-----------* SG *-------------* MGC *
      ******           ******             *******

      +----+                              +----+
      |S7UP|                              |S7UP|
      +----+                              +----+
      |MTP +                              |MTP |
      | L3 |            (NIF)             |L3  |
      +----+         +----+----+          +----+
      |MTP |         |MTP |M2UA|          |M2UA|
      |    |         |    +----+          +----+
      |L2  |         |L2  |SCTP|          |SCTP|
      |L1  |         |L1  +----+          +----+
      |    |         |    |IP  |          |IP  |
      +----+         +---------+          +----+

      NIF  - Nodal Interworking Function
      SEP  - SS7 Signalling Endpoint
      IP   - Internet Protocol
      SCTP - Stream Control Transmission Protocol (Reference [8])

          Figure 1  M2UA in the SG to MGC Application

  Note: STPs MAY be present in the SS7 path between the SEP and the SG.

  It is recommended that the M2UA use the services of the Stream
  Control Transmission Protocol (SCTP) [8] as the underlying reliable
  common signalling transport protocol.  The use of SCTP provides the
  following features:

  -  explicit packet-oriented delivery (not stream-oriented)
  -  sequenced delivery of user messages within multiple streams, with
     an option for order-of-arrival delivery of individual user
     messages,
  -  optional multiplexing of user messages into SCTP datagrams,



Morneault, et. al.          Standards Track                     [Page 6]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  -  network-level fault tolerance through the support of multi-homing
     at either or both ends of an association,
  -  resistance to flooding and masquerade attacks, and
  -  data segmentation to conform to discovered path MTU size

  There are scenarios without redundancy requirements and scenarios in
  which redundancy is supported below the transport layer.  In these
  cases, the SCTP functions above MAY NOT be a requirement and TCP can
  be used as the underlying common transport protocol.

1.3.2  ASP Fail-over Model and Terminology

  The M2UA layer supports ASP fail-over functions in order to support a
  high availability of call and transaction processing capability.  All
  MTP2-User messages incoming to a SGP from the SS7 network are
  assigned to the unique Application Server, based on the Interface
  Identifier of the message.

  The M2UA layer supports a n+k redundancy model (active-standby, load
  sharing, broadcast) where n is the minimum number of redundant ASPs
  required to handle traffic and k ASPs are available to take over for
  a failed or unavailable ASP.  Note that 1+1 active/standby redundancy
  is a subset of this model.  A simplex 1+0 model is also supported as
  a subset, with no ASP redundancy.

1.3.3  Client/Server Model

  It is recommended that the SGP and ASP be able to support both client
  and server operation.  The peer endpoints using M2UA SHOULD be
  configured so that one always takes on the role of client and the
  other the role of server for initiating SCTP associations.  The
  default orientation would be for the SGP to take on the role of
  server while the ASP is the client.  In this case, ASPs SHOULD
  initiate the SCTP association to the SGP.

  The SCTP and TCP Registered User Port Number Assignment for M2UA is
  2904.

1.4  Services Provided by the M2UA Adaptation Layer

  The SS7 MTP3/MTP2(MTP2-User) interface is retained at the termination
  point in the IP network, so that the M2UA protocol layer is required
  to provide the equivalent set of services to its users as provided by
  the MTP Level 2 to MTP Level 3.







Morneault, et. al.          Standards Track                     [Page 7]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


1.4.1  Support for MTP Level 2 / MTP Level 3 interface boundary

  M2UA supports a MTP Level 2 / MTP Level 3 interface boundary that
  enables a seamless, or as seamless as possible, operation of the
  MTP2-User peers in the SS7 and IP domains.  An example of the
  primitives that need to be supported can be found in [10].

1.4.2  Support for communication between Layer Management modules on SG
      and MGC

  The M2UA layer needs to provide some messages that will facilitate
  communication between Layer Management modules on the SG and MGC.  To
  facilitate reporting of errors that arise because of the backhauling
  MTP Level 3 scenario, the following primitive is defined:

  M-ERROR

  The M-ERROR message is used to indicate an error with a received M2UA
  message (e.g., an interface identifier value is not known to the SG).

1.4.3  Support for management of active associations between SG and MGC

  The M2UA layer on the SG keeps the state of the configured ASPs.  A
  set of primitives between M2UA layer and the Layer Management are
  defined below to help the Layer Management manage the association(s)
  between the SG and the MGC.  The M2UA layer can be instructed by the
  Layer Management to establish a SCTP association to a peer M2UA node.
  This procedure can be achieved using the M-SCTP ESTABLISH primitive.

  M-SCTP_ESTABLISH

  The M-SCTP_ESTABLISH primitive is used to request, indicate and
  confirm the establishment of a SCTP association to a peer M2UA node.

  M-SCTP_RELEASE

  The M-SCTP_RELEASE primitives are used to request, indicate, and
  confirm the release of a SCTP association to a peer M2UA node.

  The M2UA layer MAY also need to inform the status of the SCTP
  association(s) to the Layer Management.  This can be achieved using
  the following primitive.

  M-SCTP_STATUS

  The M-SCTP_STATUS primitive is used to request and indicate the
  status of underlying SCTP association(s).




Morneault, et. al.          Standards Track                     [Page 8]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The Layer Management MAY need to inform the M2UA layer of an AS/ASP
  status (i.e., failure, active, etc.), so that messages can be
  exchanged between M2UA layer peers to stop traffic to the local M2UA
  user.  This can be achieved using the following primitive.

  M-ASP_STATUS

  The ASP status is stored inside the M2UA layer on both the SG and MGC
  sides.  The M-ASP_STATUS primitive can be used by Layer Management to
  request the status of the Application Server Process from the M2UA
  layer.  This primitive can also be used to indicate the status of the
  Application Server Process.

  M-ASP_MODIFY

  The M-ASP_MODIFY primitive can be used by Layer Management to modify
  the status of the Application Server Process.  In other words, the
  Layer Management on the ASP side uses this primitive to initiate the
  ASPM procedures.

  M-AS_STATUS

  The M-AS_STATUS primitive can be used by Layer Management to request
  the status of the Application Server.  This primitive can also be
  used to indicate the status of the Application Server.

1.5  Functions Provided by the M2UA Layer

1.5.1  Mapping

  The M2UA layer MUST maintain a map of an Interface ID to a physical
  interface on the Signalling Gateway.  A physical interface would be a
  V.35 line, T1 line/time slot, E1 line/time slot, etc.  The M2UA layer
  MUST also maintain a map of the Interface Identifier to SCTP
  association and to the related stream within the association.

  The SGP maps an Interface Identifier to an SCTP association/stream
  only when an ASP sends an ASP Active message for a particular
  Interface Identifier.  It must be noted, however, that this mapping
  is dynamic and could change at any time due to a change of ASP state.
  This mapping could even temporarily be invalid, for example during
  fail-over of one ASP to another.  Therefore, the SGP MUST maintain
  the states of AS/ASP and reference them during the routing of any
  messages to an AS/ASP.

  Note that only one SGP SHOULD provide Signalling Link Terminal
  services to an SS7 link.  Therefore, within an SG, an Application
  Server SHOULD be active for only one SGP at any given point in time.



Morneault, et. al.          Standards Track                     [Page 9]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  An example of the logical view of the relationship between an SS7
  link, Interface Identifier, AS and ASP in an SGP is shown below:

              /-------------------------------------------------+
             /   /----------------------------------------------|--+
            /   /                                               v  |
           /   /    +----+             act+-----+   +-------+ -+--+|-+-
  SS7 link1-------->|IID |-+          +-->| ASP |-->| Assoc |      v
             /      +----+ |  +----+  |   +-----+   +-------+ -+--+--+-
            /              +->| AS |--+                        Streams
           /        +----+ |  +----+   stb+-----+
  SS7 link2-------->|IID |-+              | ASP |
                    +----+                +-----+

  where IID = Interface Identifier

  A SGP MAY support more than one AS.  An AS MAY support more than one
  Interface Identifier.

1.5.2  Support for the management of SCTP associations between the SGPs
      and ASPs

  The M2UA layer at the SG maintains the availability state of all
  configured ASPs, in order to manage the SCTP associations and the
  traffic between the SG and ASPs.  As well, the active/inactive state
  of remote ASP(s) are also maintained.  The Active ASP(s) are the
  one(s) currently receiving traffic from the SG.

  The M2UA layer MAY be instructed by local management to establish an
  SCTP association to a peer M2UA node.  This can be achieved using the
  M-SCTP_ESTABLISH primitive to request, indicate and confirm the
  establishment of an SCTP association with a peer M2UA node.

  The M2UA layer MAY also need to inform local management of the status
  of the underlying SCTP associations using the M-SCTP_STATUS request
  and the indication primitive.  For example, the M2UA MAY inform local
  management of the reason for the release of an SCTP association,
  determined either locally within the M2UA layer or by a primitive
  from the SCTP.

  Also the M2UA layer may need to inform the local management of the
  change in status of an ASP or AS.  This may be achieved using the M-
  ASP STATUS request or M-AS_STATUS request primitives.








Morneault, et. al.          Standards Track                    [Page 10]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


1.5.3 Status of ASPs

  The M2UA layer on the SG MUST maintain the state of the ASPs it is
  supporting.  The state of an ASP changes because of the reception of
  peer-to-peer messages (ASPM messages as described in Section 3.3.2)
  or the reception of indications from the local SCTP association.  The
  ASP state transition procedures are described in Section 4.3.1.

  At a SGP, an Application Server list MAY contain active and inactive
  ASPs to support ASP fail-over procedures.  When, for example, both a
  primary and a backup ASP are available, the M2UA peer protocol is
  required to control which ASP is currently active.  The ordered list
  of ASPs within a logical Application Server is kept updated in the
  SGP to reflect the active Application Server Process.

  Also the M2UA layer MAY need to inform the local management of the
  change in status of an ASP or AS.  This can be achieved using the M-
  ASP_STATUS or M-AS_STATUS primitives.

1.5.4  SCTP Specifics

1.5.4.1  SCTP Stream Management

  SCTP allows a user specified number of streams to be opened during
  initialization of the association.  It is the responsibility of the
  M2UA layer to ensure proper management of these streams.  Because of
  the unidirectional nature of streams, a M2UA layer is not aware of
  the stream information from its peer M2UA layer.  For this reason,
  the Interface Identifier is in the M2UA message header.

  The use of SCTP streams within M2UA is recommended in order to
  minimize transmission and buffering delay, thereby, improving the
  overall performance and reliability of the signalling elements.  A
  separate SCTP stream can be used for each SS7 link.  Or, an
  implementation may choose to split the SS7 link across several
  streams based on SLS.  This method may be of particular interest for
  high speed SS7 links (MTP3b) since high speed links have a 24-bit
  sequence number and the stream sequence number is 16-bits.

  SCTP Stream '0' SHOULD NOT be used for MTP2 User Adaptation (MAUP)
  messages (see Section 3) since stream '0' SHOULD only be used for ASP
  Management (ASPM) messages (see Section 4.3.3).









Morneault, et. al.          Standards Track                    [Page 11]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


1.5.5  Seamless SS7 Network Management Interworking

  The M2UA layer on the SGP SHOULD pass an indication of unavailability
  of the M2UA-User (MTP3) to the local Layer Management, if the
  currently active ASP moves from the ACTIVE state.  The actions taken
  by M2UA on the SGP with regards to MTP Level 2 should be in
  accordance with the appropriate MTP specifications.

1.5.6  Flow Control / Congestion

  It is possible for the M2UA layer to be informed of the IP network
  congestion onset and abatement by means of an implementation
  dependent function (i.e. an indication from the SCTP).  The handling
  of this congestion indication by M2UA is implementation dependent.
  However, the actions taken by the SG should be in accordance with the
  appropriate MTP specification and should enable SS7 functionality
  (e.g. flow control) to be correctly maintained.

1.5.7  Audit of SS7 Link State

  After a fail-over of one ASP to another ASP, it may be necessary for
  the M2UA on the ASP to audit the current SS7 link state to ensure
  consistency.  The M2UA on the SGP would respond to the audit request
  with information regarding the current state of the SS7 link (i.e.
  in-service, out-of-service, congestion state, LPO/RPO state).

1.6  Definition of the M2UA Boundaries

1.6.1  Definition of the M2UA / MTP Level 3 boundary

  DATA
  ESTABLISH
  RELEASE
  STATE
  DATA RETRIEVAL
  DATA RETRIEVAL COMPLETE

1.6.2  Definition of the M2UA / MTP Level 2 boundary

  DATA
  ESTABLISH
  RELEASE
  STATE
  DATA RETRIEVAL
  DATA RETRIEVAL COMPLETE






Morneault, et. al.          Standards Track                    [Page 12]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


1.6.3  Definition of the Lower Layer Boundary between M2UA and SCTP

  The upper layer and layer management primitives provided by SCTP are
  provided in Reference [8] Section 10.

1.6.4  Definition of Layer Management / M2UA Boundary

  M-SCTP_ESTABLISH request
  Direction: LM -> M2UA
  Purpose: LM requests ASP to establish an SCTP association with an
           SGP.

  M-SCTP_ESTABLISH confirm
  Direction: M2UA -> LM
  Purpose: ASP confirms to LM that it has established an
           SCTP association with an SGP.

  M-SCTP_ESTABLISH indication
  Direction: M2UA -> LM
  Purpose: SGP informs LM that an ASP has established an SCTP
           association.

  M-SCTP_RELEASE request
  Direction: LM -> M2UA
  Purpose: LM requests ASP to release an SCTP association with SGP.

  M-SCTP_RELEASE confirm
  Direction: M2UA -> LM
  Purpose: ASP confirms to LM that it has released SCTP association
           with SGP.

  M-SCTP_RELEASE indication
  Direction: M2UA -> LM
  Purpose: SGP informs LM that ASP has released an SCTP association.

  M-SCTP_RESTART indication
  Direction: M2UA -> LM
  Purpose: M2UA informs LM that a SCTP Restart indication has
           been received.

  M-SCTP_STATUS request
  Direction: LM -> M2UA
  Purpose: LM requests M2UA to report status of SCTP association.

  M-SCTP_STATUS indication
  Direction: M2UA -> LM
  Purpose: M2UA reports status of SCTP association.




Morneault, et. al.          Standards Track                    [Page 13]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  M-ASP_STATUS request
  Direction: LM -> M2UA
  Purpose: LM requests SGP to report status of remote ASP.

  M-ASP_STATUS indication
  Direction: M2UA -> LM
  Purpose: SGP reports status of remote ASP.

  M-AS_STATUS request
  Direction: LM -> M2UA
  Purpose: LM requests SG to report status of AS.

  M-AS_STATUS indication
  Direction: M2UA -> LM
  Purpose: SG reports status of AS.

  M-NOTIFY indication
  Direction: M2UA -> LM
  Purpose: ASP reports that it has received a NOTIFY message
           from its peer.

  M-ERROR indication
  Direction: M2UA -> LM
  Purpose: ASP or SGP reports that it has received an ERROR
           message from its peer.

  M-ASP_UP request
  Direction: LM -> M2UA
  Purpose: LM requests ASP to start its operation and send an ASP UP
           message to the SGP.

  M-ASP_UP confirm
  Direction: M2UA -> LM
  Purpose: ASP reports that it has received an ASP UP Acknowledgment
           message from the SGP.

  M-ASP_DOWN request
  Direction: LM -> M2UA
  Purpose: LM requests ASP to stop its operation and send an ASP DOWN
           message to the SGP.

  M-ASP_DOWN confirm
  Direction: M2UA -> LM
  Purpose: ASP reports that is has received an ASP DOWN Acknowledgment
           message from the SGP.






Morneault, et. al.          Standards Track                    [Page 14]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  M-ASP_ACTIVE request
  Direction: LM -> M2UA
  Purpose: LM requests ASP to send an ASP ACTIVE message to the SGP.

  M-ASP_ACTIVE confirm
  Direction: M2UA -> LM
  Purpose: ASP reports that is has received an ASP ACTIVE
           Acknowledgment message from the SGP.

  M-ASP_INACTIVE request
  Direction: LM -> M2UA
  Purpose: LM requests ASP to send an ASP INACTIVE message to the SGP.

  M-ASP_INACTIVE confirm
  Direction: M2UA -> LM
  Purpose: ASP reports that is has received an ASP INACTIVE
           Acknowledgment message from the SGP.

  M-LINK_KEY_REG Request
  Direction:  LM -> M2UA
  Purpose: LM requests ASP to register Link Key with SG by sending REG
           REQ message.

  M-LINK_KEY_REG Confirm
  Direction:   M2UA -> LM
  Purpose: ASP reports to LM that it has successfully received a REG
           RSP message from SG.

  M-LINK_KEY_REG Indication
  Direction:  M2UA -> LM
  Purpose:  SG reports to LM that it has successfully processed an
            incoming REG REQ message from ASP.

  M-LINK_KEY_DEREG Request
  Direction:  LM -> M2UA
  Purpose:  LM requests ASP to de-register Link Key with SG by sending
            DEREG REQ message.

  M-LINK_KEY_DEREG Confirm
  Direction:  M2UA -> LM
  Purpose:  ASP reports to LM that it has successfully received a
            DEREG RSP message from SG.

  M-LINK_KEY_DEREG  Indication
  Direction:  M2UA -> LM
  Purpose:  SG reports to LM that it has successfully processed an
            incoming DEREG REQ message from ASP.




Morneault, et. al.          Standards Track                    [Page 15]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


2.0 Conventions

  The keywords MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD,
  SHOULD NOT, RECOMMENDED, NOT RECOMMENDED, MAY, and OPTIONAL, when
  they appear in this document, are to be interpreted as described in
  [RFC2119].

3.0  Protocol Elements

  This section describes the format of various messages used in this
  protocol.

3.1  Common Message Header

  The protocol messages for MTP2-User Adaptation require a message
  structure that contains a version, message class, message type,
  message length, and message contents.  This message header is common
  among all signalling protocol adaptation layers:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |    Version    |     Spare     | Message Class | Message Type  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                        Message Length                         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                 Figure 2  Common Message Header

  All fields in an M2UA message MUST be transmitted in the network byte
  order, unless otherwise stated.

3.1.1  Version

  The version field contains the version of the M2UA adaptation layer.
  The supported versions are:

        Value    Version
        -----    -------
          1      Release 1.0

3.1.2  Spare

  The Spare field is 8-bits.  It SHOULD be set to all '0's by the
  sender and ignored by the receiver.






Morneault, et. al.          Standards Track                    [Page 16]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


3.1.3  Message Class

  The following List contains the valid Message Classes:

  Message Class: 8 bits (unsigned integer)

    0      Management (MGMT) Message [IUA/M2UA/M3UA/SUA]
    1      Transfer Messages [M3UA]
    2      SS7 Signalling Network Management (SSNM) Messages [M3UA/SUA]
    3      ASP State Maintenance (ASPSM) Messages [IUA/M2UA/M3UA/SUA]
    4      ASP Traffic Maintenance (ASPTM) Messages [IUA/M2UA/M3UA/SUA]
    5      Q.921/Q.931 Boundary Primitives Transport (QPTM)
           Messages [IUA]
    6      MTP2 User Adaptation (MAUP) Messages [M2UA]
    7      Connectionless Messages [SUA]
    8      Connection-Oriented Messages [SUA]
    9      Routing Key Management (RKM) Messages (M3UA)
   10      Interface Identifier Management (IIM) Messages (M2UA)
11 to 127  Reserved by the IETF
128 to 255  Reserved for IETF-Defined Message Class extensions

3.1.4  Message Type

  The following List contains the Message Types for the valid Message
  Classes:

  MTP2 User Adaptation (MAUP) Messages

       0      Reserved
       1      Data
       2      Establish Request
       3      Establish Confirm
       4      Release Request
       5      Release Confirm
       6      Release Indication
       7      State Request
       8      State Confirm
       9      State Indication
      10      Data Retrieval Request
      11      Data Retrieval Confirm
      12      Data Retrieval Indication
      13      Data Retrieval Complete Indication
      14      Congestion Indication
      15      Data Acknowledge
   16 to 127  Reserved by the IETF
  128 to 255  Reserved for IETF-Defined MAUP extensions





Morneault, et. al.          Standards Track                    [Page 17]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  Application Server Process State Maintenance (ASPSM) messages

       0      Reserved
       1      ASP Up (UP)
       2      ASP Down (DOWN)
       3      Heartbeat (BEAT)
       4      ASP Up Ack (UP ACK)
       5      ASP Down Ack (DOWN ACK)
       6      Heartbeat Ack (BEAT ACK)
    7 to 127  Reserved by the IETF
  128 to 255  Reserved for IETF-Defined ASPSM extensions

  Application Server Process Traffic Maintenance (ASPTM) messages

       0      Reserved
       1      ASP Active (ACTIVE)
       2      ASP Inactive (INACTIVE)
       3      ASP Active Ack (ACTIVE ACK)
       4      ASP Inactive Ack (INACTIVE ACK)
    5 to 127  Reserved by the IETF
  128 to 255  Reserved for IETF-Defined ASPTM extensions

  Management (MGMT) Messages

       0      Error (ERR)
       1      Notify (NTFY)
    2 to 127  Reserved by the IETF
  128 to 255  Reserved for IETF-Defined MGMT extensions

  Interface Identifier Management (IIM) Messages

       0        Reserved
       1        Registration Request (REG REQ)
       2        Registration Response (REG RSP)
       3        Deregistration Request (DEREG REQ)
       4        Deregistration Response (DEREG RSP)
    5 to 127    Reserved by the IETF
  128 to 255    Reserved for IETF-Defined IIM extensions

3.1.5  Message Length

  The Message Length defines the length of the message in octets,
  including the header.  The Message Length MUST include parameter
  padding bytes, if any.  The Message Length MUST NOT be longer than a
  MTP3 message [2,3,4,5] plus the length of the common and M2UA message
  headers.





Morneault, et. al.          Standards Track                    [Page 18]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


3.1.6  Variable-Length Parameter Format

  M2UA messages consist of a Common Header followed by zero or more
  variable-length parameters, as defined by the message type.  The
  variable-length parameters contained in a message are defined in a
  Tag-Length-Value format as shown below.

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |          Parameter Tag        |       Parameter Length        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  \                                                               \
  /                       Parameter Value                         /
  \                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Mandatory parameters MUST be placed before optional parameters in a
  message.

  Parameter Tag: 16 bits (unsigned integer)

  The Type field is a 16 bit identifier of the type of parameter.  It
  takes a value of 0 to 65534.  The common parameters used by the
  adaptation layers are in the range of 0x00 to 0xff.  The M2UA
  specific parameters have Tags in the range 0x300 to 0x3ff.

























Morneault, et. al.          Standards Track                    [Page 19]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The common parameter tags (used by all User Adaptation layers) that
  M2UA uses are defined below:

     Parameter Value     Parameter Name
     ---------------     --------------
           0 (0x00)       Reserved
           1 (0x01)       Interface Identifier (Integer)
           2 (0x02)       Unused
           3 (0x03)       Interface Identifier (Text)
           4 (0x04)       Info String
           5 (0x05)       Unused
           6 (0x06)       Unused
           7 (0x07)       Diagnostic Information
           8 (0x08)       Interface Identifier (Integer Range)
           9 (0x09)       Heartbeat Data
          10 (0x0a)       Unused
          11 (0x0b)       Traffic Mode Type
          12 (0x0c)       Error Code
          13 (0x0d)       Status Type/Information
          14 (0x0e)       Unused
          15 (0x0f)       Unused
          16 (0x10)       Unused
          17 (0x11)       ASP Identifier
          18 (0x12)       Unused
          19 (0x13)       Correlation Id
         18-255           Reserved

























Morneault, et. al.          Standards Track                    [Page 20]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The M2UA specific parameter Tags defined are as follows:

     Parameter Value     Parameter Name
     ---------------     --------------
       768 (0x0300)      Protocol Data 1
       769 (0x0301)      Protocol Data 2 (TTC)
       770 (0x0302)      State Request
       771 (0x0303)      State Event
       772 (0x0304)      Congestion Status
       773 (0x0305)      Discard Status
       774 (0x0306)      Action
       775 (0x0307)      Sequence Number
       776 (0x0308)      Retrieval Result
       777 (0x0309)      Link Key
       778 (0x030a)      Local-LK-Identifier
       779 (0x030b)      Signalling Data Terminal (SDT) Identifier
       780 (0x030c)      Signalling Data Link (SDL) Identifier
       781 (0x030d)      Registration Result
       782 (0x030e)      Registration Status
       783 (0x030f)      De-Registration Result
       784 (0x0310)      De-Registration Status

  Parameter Length: 16 bits (unsigned integer)

  The Parameter Length field contains the size of the parameter in
  bytes, including the Parameter Tag, Parameter Length, and Parameter
  Value fields.  Thus, a parameter with a zero-length Parameter Value
  field would have a Length field of 4.  The Parameter Length does not
  include any padding bytes.

  Parameter Value: variable-length.

  The Parameter Value field contains the actual information to be
  transferred in the parameter.

  The total length of a parameter (including Tag, Parameter Length and
  Value fields) MUST be a multiple of 4 bytes.  If the length of the
  parameter is not a multiple of 4 bytes, the sender pads the Parameter
  at the end (i.e., after the Parameter Value field) with all zero
  bytes.  The length of the padding is NOT included in the parameter
  length field.  A sender MUST NOT pad with more than 3 bytes.  The
  receiver MUST ignore the padding bytes.









Morneault, et. al.          Standards Track                    [Page 21]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


3.2  M2UA Message Header

  In addition to the common message header, there will be a M2UA
  specific message header.  The M2UA specific message header will
  immediately follow the common message header, but will only be used
  with MAUP messages.

  This message header will contain the Interface Identifier.  The
  Interface Identifier identifies the physical interface at the SG for
  which the signalling messages are sent/received.  The format of the
  Interface Identifier parameter can be text or integer, the values of
  which are assigned according to network operator policy.  The values
  used are of local significance only, coordinated between the SG and
  ASP.

  The integer formatted Interface Identifier MUST be supported.  The
  text formatted Interface Identifier MAY optionally be supported.

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           Tag (0x1)           |           Length=8            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Interface Identifier (integer)                |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Figure 3  M2UA Message Header (Integer-based Interface Identifier)

  The Tag value for the Integer-based Interface Identifier is 0x1.  The
  length is always set to a value of 8.

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           Tag (0x3)           |             Length            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                   Interface Identifier (text)                 /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

   Figure 4  M2UA Message Header (Text-based Interface Identifier)

  The Tag value for the Text-based Interface Identifier is 0x3.  The
  encoding of the Identifier is ANSI X3.4-1986 [7].  The maximum string
  length of the text-based Interface Identifier is 255 octets.  The tag
  length is equal to the string length of the Interface Identifier name
  plus four bytes for the Tag and Length fields.



Morneault, et. al.          Standards Track                    [Page 22]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


3.3 M2UA Messages

  The following section defines the messages and parameter contents.
  The M2UA messages will use the common message header (Figure 2) and
  the M2UA message header (Figure 3 and Figure 4).

3.3.1 MTP2 User Adaptation Messages

3.3.1.1 Data

  The Data message contains an SS7 MTP2-User Protocol Data Unit (PDU).
  The Data message contains the following parameter:

     Protocol Data (mandatory)
     Correlation Id (optional)

  The format for the Data Message parameters is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x300)           |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                       Protocol Data                           /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x13)            |          Length = 8           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                         Correlation Id                        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The Protocol Data field contains the MTP2-User application message in
  network byte order starting with the Signalling Information Octet
  (SIO).  The Correlation Id parameter uniquely identifies the MSU
  carried in the Protocol Data within an AS.  This Correlation Id
  parameter is assigned by the sending M2UA.  The purpose of the
  Correlation Id is to permit the newly active ASP to synchronize its
  processing of the traffic in each ordered stream with other ASPs in
  the broadcast group.











Morneault, et. al.          Standards Track                    [Page 23]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The format for a Data Message with TTC PDU parameters is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x301)           |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                    TTC Protocol Data                          /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |          Tag (0x13)           |          Length = 8           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                         Correlation Id                        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The Protocol Data field contains the MTP2-User application message in
  network byte order starting with the Length Indicator (LI) octet.
  The Japanese TTC variant uses the spare bits of the LI octet for
  priority.

  The length of the Protocol Data and TTC Protocol Data MUST NOT exceed
  the length of a MTP2-User application message [2,3,5].

3.3.1.2  Data Acknowledge Message

  The Data Acknowledge message contains the Correlation Id of the Data
  message that the sending M2UA is acknowledging as successfully
  processed to the peer M2UA.

  The Data Acknowledge message contains the following parameter:

     Correlation Id       Mandatory

  The following format MUST be used for the Data Ack Message:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |          Tag (0x13)           |          Length = 8           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                         Correlation Id                        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The Correlation Id parameter of the Data message and the Data Ack
  message provide a mechanism, for those SG implementations capable of
  taking advantage of them, to obtain an acknowledgment that the MSU
  has been transferred to the M2UA peer before acknowledging the MSU to



Morneault, et. al.          Standards Track                    [Page 24]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  the SS7 peer, removing the risk of losing messages due to association
  failure or SCTP congestion.

  The Data Ack message MUST be sent if a Correlation Id parameter is
  received from the peer.  Otherwise, the Data Ack message MUST NOT be
  sent.

  If the Data Acknowledge is not sent for Correlation Id(s) or is sent
  with Invalid Correlation Id(s), the SS7 link will eventually fail due
  to lack of MTP Level 2 acknowledgments of the SS7 peer's MSUs.

3.3.1.3  Establish (Request, Confirmation)

  The Establish Request message is used to establish the SS7 link or to
  indicate that the channel has been established.  The MGC controls the
  state of the SS7 link.  When the MGC desires the SS7 link to be in-
  service, it will send the Establish Request message.  Note that the
  SGP MAY already have the SS7 link established at its layer.  If so,
  upon receipt of an Establish Request, the SGP takes no action except
  to send an Establish Confirm.

  When the MGC sends an M2UA Establish Request message, the MGC MAY
  start a timer.  This timer would be stopped upon receipt of an M2UA
  Establish Confirm.  If the timer expires, the MGC would resend the
  M2UA Establish Request message and restart the timer.  In other
  words, the MGC MAY continue to request the establishment of the data
  link on a periodic basis until the desired state is achieved or some
  other action is taken (notify the Management Layer).

  The mode (Normal or Emergency) for bringing the SS7 link in service
  is defaulted to Normal.  The State Request (described in Section
  3.3.1.5 below) can be used to change the mode to Emergency.

3.3.1.4  Release (Request, Indication, Confirmation)

  This Release Request message is used to release the channel.  The
  Release Confirm and Indication messages are used to indicate that the
  channel has been released.

3.3.1.5  State Request

  The State Request message can be sent from a MGC to cause an action
  on a particular SS7 link supported by the Signalling Gateway Process.
  The SGP sends a State Confirm to the MGC if the action has been
  successfully completed.  The State Confirm reflects that state value
  received in the State Request message.





Morneault, et. al.          Standards Track                    [Page 25]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The State Request message contains the following parameter:

   State (mandatory)

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x302)           |          Length = 8           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                             State                             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The valid values for State are shown in the following table.

           Define           Value        Description
     STATUS_LPO_SET          0x0      Request local processor outage
     STATUS_LPO_CLEAR        0x1      Request local processor outage
                                      recovered
     STATUS_EMER_SET         0x2      Request emergency alignment
     STATUS_EMER_CLEAR       0x3      Request normal alignment (cancel
                                      emergency)
     STATUS_FLUSH_BUFFERS    0x4      Flush or clear receive, transmit
                                      and retransmit queues
     STATUS_CONTINUE         0x5      Continue or Resume
     STATUS_CLEAR_RTB        0x6      Clear the retransmit queue
     STATUS_AUDIT            0x7      Audit state of link
     STATUS_CONG_CLEAR       0x8      Congestion cleared
     STATUS_CONG_ACCEPT      0x9      Congestion accept
     STATUS_CONG_DISCARD     0xa      Congestion discard

3.3.1.6  State Confirm

  The State Confirm message will be sent by the SGP in response to a
  State Request from the MGC.  The State Confirm reflects that state
  value received in the State Request message.

  The State Confirm message contains the following parameter:

   State (mandatory)

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x302)           |           Length = 8          |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                             State                             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+




Morneault, et. al.          Standards Track                    [Page 26]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The valid values for State are shown in the following table.  The
  value of the State field SHOULD reflect the value received in the
  State Request message.

           Define           Value        Description
     STATUS_LPO_SET          0x0      Request local processor outage
     STATUS_LPO_CLEAR        0x1      Request local processor outage
                                      recovered
     STATUS_EMER_SET         0x2      Request emergency alignment
     STATUS_EMER_CLEAR       0x3      Request normal alignment (cancel
                                      emergency)
     STATUS_FLUSH_BUFFERS    0x4      Flush or clear receive, transmit
                                      and retransmit queues
     STATUS_CONTINUE         0x5      Continue or Resume
     STATUS_CLEAR_RTB        0x6      Clear the retransmit queue
     STATUS_AUDIT            0x7      Audit state of link
     STATUS_CONG_CLEAR       0x8      Congestion cleared
     STATUS_CONG_ACCEPT      0x9      Congestion accept
     STATUS_CONG_DISCARD     0xa      Congestion discard

3.3.1.7  State Indication

  The MTP2 State Indication message can be sent from a SGP to an ASP to
  indicate a condition on a SS7 link.

  The State Indication message contains the following parameter:

   Event (mandatory)

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x303)           |          Length = 8           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                             Event                             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The valid values for Event are shown in the following table.

         Define            Value          Description
     EVENT_RPO_ENTER        0x1      Remote entered processor outage
     EVENT_RPO_EXIT         0x2      Remote exited processor outage
     EVENT_LPO_ENTER        0x3      Link entered processor outage
     EVENT_LPO_EXIT         0x4      Link exited processor outage







Morneault, et. al.          Standards Track                    [Page 27]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


3.3.1.8  Congestion Indication

  The Congestion Indication message can be sent from a Signalling
  Gateway Process to an ASP to indicate the congestion status and
  discard status of a SS7 link.  When the MSU buffer fill increases
  above an Onset threshold or decreases below an Abatement threshold or
  crosses a Discard threshold in either direction, the SGP SHALL send a
  congestion indication message when it supports SS7 MTP2 variants that
  support multiple congestion levels.

  The SGP SHALL send the message only when there is actually a change
  in either the discard level or the congestion level to report,
  meaning it is different from the previously sent message.  In
  addition, the SGP SHALL use an implementation dependent algorithm to
  limit the frequency of congestion indication messages.

  An implementation may optionally send Congestion Indication messages
  on a "high priority" stream in order to potentially reduce delay.

  The Congestion Indication message contains the following parameters:

   Congestion Status (mandatory)
   Discard Status (optional)

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x304)           |          Length = 8           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                       Congestion Status                       |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x305)           |          Length = 8           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                         Discard Status                        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The valid values for Congestion Status and Discard Status are shown
  in the following table.

           Define        Value        Description
         LEVEL_NONE       0x0       No congestion
         LEVEL_1          0x1       Congestion Level 1
         LEVEL_2          0x2       Congestion Level 2
         LEVEL_3          0x3       Congestion Level 3







Morneault, et. al.          Standards Track                    [Page 28]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  For SS7 networks that do not support multiple levels of congestion,
  only the LEVEL_NONE and LEVEL_3 values will be used.  For SS7
  networks that support multiple levels of congestion, it is possible
  for all values to be used.  Refer to [2], [3] and [12] for more
  details on the Congestion and Discard Status of SS7 signalling links.

3.3.1.9  Retrieval Request

  The MTP2 Retrieval Request message is used during the MTP Level 3
  changeover procedure to request the BSN, to retrieve PDUs from the
  transmit and retransmit queues or to flush PDUs from the retransmit
  queue.  Examples of the use of Retrieval Request for SS7 Link
  Changeover are provided in Section 5.3.6.

  The Retrieval Request message contains the following parameters:

   Action (mandatory)
   Sequence Number (optional)

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x306)           |          Length = 8           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                            Action                             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x307)           |          Length = 8           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                       Sequence Number                         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The valid values for Action are shown in the following table.

          Define         Value       Description
     ACTION_RTRV_BSN      0x1     Retrieve the backward sequence number
     ACTION_RTRV_MSGS     0x2     Retrieve the PDUs from the transmit
                                  and retransmit queues

  In the Retrieval Request message, the Sequence Number field SHOULD
  NOT be present if the Action field is ACTION_RTRV_BSN.  The Sequence
  Number field contains the Forward Sequence Number (FSN) of the far
  end if the Action is ACTION_RTRV_MSGS.









Morneault, et. al.          Standards Track                    [Page 29]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


3.3.1.10  Retrieval Confirm

  The MTP2 Retrieval Confirm message is sent by the Signalling Gateway
  in response to a Retrieval Request message.  Examples of the use of
  the Retrieval Confirm for SS7 Link Changeover are provided in Section
  5.3.6.

  The Retrieval Confirm message contains the following parameters:

   Action (mandatory)
   Result (mandatory)
   Sequence Number (optional)

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x306)           |          Length = 8           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                            Action                             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x308)           |          Length = 8           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                            Result                             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x307)           |          Length = 8           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                       Sequence Number                         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The valid values for Action are the same as in Retrieval Request.

  The values for Result are shown below:

          Define         Value       Description
     RESULT_SUCCESS       0x0     Action successful
     RESULT_FAILURE       0x1     Action failed

  When the Signalling Gateway Process sends a Retrieval Confirm to a
  Retrieval Request, it echos the Action field.  If the Action was
  ACTION_RTRV_BSN and the SGP successfully retrieved the BSN, the SGP
  will put the Backward Sequence Number (BSN) in the Sequence Number
  field and will indicate a success in the Result field.  If the BSN
  could not be retrieved, the Sequence Number field will not be
  included and the Result field will indicate failure.







Morneault, et. al.          Standards Track                    [Page 30]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  For a Retrieval Confirm with Action of ACTION_RTRV_MSGS, the value of
  the Result field will indicate success or failure.  A failure means
  that the buffers could not be retrieved.  The Sequence Number field
  is not used with ACTION_RTRV_MSGS.

3.3.1.11  Retrieval Indication

  The Retrieval Indication message is sent by the Signalling Gateway
  with a PDU from the transmit or retransmit queue.  The Retrieval
  Indication message does not contain the Action or Sequence Number
  fields, just a MTP3 Protocol Data Unit (PDU) from the transmit or
  retransmit queue.  Examples of the use of the Retrieval Indication
  for SS7 Link Changeover are provided in Section 5.3.6.

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |          Tag (0x300)          |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                       Protocol Data                           /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  For TTC Data messages, the following parameter will be used to
  indicate a TTC PDU which starts at LI.

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |          Tag (0x301)          |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                     TTC Protocol Data                         /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The M2UA implementation MAY consider the use of the bundling feature
  of SCTP for Retrieval Indication messages.

3.3.1.12  Retrieval Complete Indication

  The MTP2 Retrieval Complete Indication message is exactly the same as
  the MTP2 Retrieval Indication message except that it also indicates
  that retrieval is complete.  In addition, it MAY contain a PDU (which
  MUST be the last PDU) from the transmit or retransmit queue.





Morneault, et. al.          Standards Track                    [Page 31]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


3.3.2  Application Server Process Maintenance (ASPM) Messages

  The ASPM messages will only use the common message header.

3.3.2.1  ASP Up (ASPUP)

  The ASP Up (ASPUP) message is used to indicate to a remote M2UA peer
  that the Adaptation layer is ready to receive traffic or maintenance
  messages.

  The ASPUP message contains the following parameters

     ASP Identifier (optional)
     Info String (optional)

  Note: The ASP Identifier MUST be used where the SGP cannot
        identify the ASP by pre-configured address/port number
        information (e.g., where an ASP is resident on a Host using
        dynamic address/port number assignment).

  The format for ASPUP Message parameters is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           Tag (0x11)          |             Length = 8        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                        ASP Identifier*                        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           Tag (0x4)           |             Length            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                          INFO String*                         /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The optional ASP Identifier parameter would contain a unique value
  that is locally significant among the ASPs that support an AS.  The
  SGP should save the ASP Identifier to be used, if necessary, with the
  Notify message (see Section 3.3.3.2).

  The optional INFO String parameter can carry any meaningful UTF-8 [6]
  character string along with the message.  Length of the INFO String
  parameter is from 0 to 255 octets.  No procedures are presently
  identified for its use but the INFO String MAY be used for debugging
  purposes.





Morneault, et. al.          Standards Track                    [Page 32]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


3.3.2.2 ASP Up Ack

  The ASP Up Ack message is used to acknowledge an ASP Up message
  received from a remote M2UA peer.

  The ASPUP Ack message contains the following parameters:

     INFO String (optional)

  The format for ASPUP Ack Message parameters is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           Tag (0x4)           |             Length            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                          INFO String*                         /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The format and description of the optional Info String parameter is
  the same as for the ASP UP message (See Section 3.3.2.1).

3.3.2.3  ASP Down (ASPDN)

  The ASP Down (ASPDN) message is used to indicate to a remote M2UA
  peer that the adaptation layer is not ready to receive traffic or
  maintenance messages.

  The ASPDN message contains the following parameters

      INFO String (optional)

  The format for the ASPDN message parameters is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           Tag (0x4)           |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                          INFO String*                         /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The format and description of the optional Info String parameter is
  the same as for the ASP Up message (See Section 3.3.2.1).



Morneault, et. al.          Standards Track                    [Page 33]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


3.3.2.4 ASP Down Ack

  The ASP Down Ack message is used to acknowledge an ASP Down message
  received from a remote M2UA peer.

  The ASP Down Ack message contains the following parameters:

      INFO String (optional)

  The format for the ASPDN Ack message parameters is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           Tag (0x4)           |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                          INFO String*                         /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The format and description of the optional Info String parameter is
  the same as for the ASP UP message (See Section 3.3.2.1).

3.3.2.5  Heartbeat (BEAT)

  The Heartbeat message is optionally used to ensure that the M2UA
  peers are still available to each other.

  The BEAT message contains the following parameter:

      Heartbeat Data           Optional

  The format for the BEAT message is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |            Tag = 0x0009       |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                       Heartbeat Data                          /
  \                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The sending node defines the Heartbeat Data field contents.  It may
  include a Heartbeat Sequence Number and/or time stamp, or other
  implementation specific details.




Morneault, et. al.          Standards Track                    [Page 34]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The receiver of a Heartbeat message does not process this field as it
  is only of significance to the sender.  The receiver echoes the
  content of the Heartbeat Data in a BEAT ACK message.

3.3.2.6  Heartbeat Ack (BEAT ACK)

  The Heartbeat ACK message is sent in response to a BEAT message.  A
  peer MUST send a BEAT ACK in response to a BEAT message.  It includes
  all the parameters of the received Heartbeat message, without any
  change.

  The BEAT ACK message contains the following parameter:

      Heartbeat Data           Optional

  The format for the BEAT ACK message is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |            Tag = 0x0009       |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                       Heartbeat Data                          /
  \                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The sending node defines the Heartbeat Data field contents.  It may
  include a Heartbeat Sequence Number and/or time stamp, or other
  implementation specific details.

  The receiver of a Heartbeat message does not process this field as it
  is only of significance to the sender.  The receiver echoes the
  content of the Heartbeat Data in a BEAT ACK message.

3.3.2.7  ASP Active (ASPAC)

  The ASPAC message is sent by an ASP to indicate to an SGP that it is
  Active and ready to be used.

  The ASPAC message contains the following parameters:

     Traffic Mode Type (optional)
     Interface Identifier (optional)
        - Combination of integer and integer ranges, OR
        - string (text formatted)
     INFO String (optional)





Morneault, et. al.          Standards Track                    [Page 35]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The format for the ASPAC message using integer formatted Interface
  Identifiers is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           Tag (0xb)           |            Length = 8         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                     Traffic Mode Type                         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Tag (0x1=integer)         |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                     Interface Identifiers*                    /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |    Tag (0x8=integer range)    |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Interface Identifier Start1*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                  Interface Identifier Stop1*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Interface Identifier Start2*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                  Interface Identifier Stop2*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    .                                                            .
    .                                                            .
    .                                                            .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Interface Identifier StartN*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                  Interface Identifier StopN*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \              Additional Interface Identifiers                 /
  /                    of Tag Type 0x1 or 0x8                     \
  \                                                               /
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x4)             |             Length            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                          INFO String*                         /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+






Morneault, et. al.          Standards Track                    [Page 36]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The format for the ASPAC message using text formatted (string)
  Interface Identifiers is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           Tag (0xb)           |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                     Traffic Mode Type                         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |       Tag (0x3=string)        |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                     Interface Identifier*                     /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \              Additional Interface Identifiers                 /
  /                       of Tag Type 0x3                         \
  \                                                               /
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x4)             |             Length            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                          INFO String*                         /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The Traffic Mode Type parameter identifies the traffic mode of
  operation of the ASP within an AS.  The valid values for Type are
  shown in the following table:

     Value          Description
      0x1            Override
      0x2            Load-share
      0x3            Broadcast

  Within a particular AS, only one Traffic Mode Type can be used.  The
  Override value indicates that the ASP is operating in Override mode,
  where the ASP takes over all traffic in an Application Server (i.e.,
  primary/backup operation), over-riding any currently active ASPs in
  the AS.  In Load-share mode, the ASP will share in the traffic
  distribution with any other currently active ASPs.  In Broadcast
  mode, all of the Active ASPs receive all message traffic in the
  Application Server.






Morneault, et. al.          Standards Track                    [Page 37]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The optional Interface Identifiers parameter contains a list of
  Interface Identifier integers (Type 0x1 or Type 0x8) or text strings
  (Type 0x3)indexing the Application Server traffic that the sending
  ASP is configured/registered to receive.  If integer formatted
  Interface Identifiers are being used, the ASP can also send ranges of
  Interface Identifiers (Type 0x8).  Interface Identifier types Integer
  (0x1) and Integer Range (0x8) are allowed in the same message.  Text
  formatted Interface Identifiers (0x3) cannot be used with either
  Integer (0x1) or Integer Range (0x8) types.

  If no Interface Identifiers are included, the message is for all
  provisioned Interface Identifiers within the AS(s) in which the ASP
  is provisioned.  If only a subset of Interface Identifiers for an AS
  are included, the ASP is noted as Active for all the Interface
  Identifiers provisioned for that AS.

  Note: If the optional Interface Identifier parameter is present, the
        integer formatted Interface Identifier MUST be supported, while
        the text formatted Interface Identifier MAY be supported.

  An SGP that receives an ASPAC with an incorrect or unsupported
  Traffic Mode Type for a particular Interface Identifier will respond
  with an Error Message (Cause: Unsupported Traffic Handling Mode).

  The format and description of the optional Info String parameter is
  the same as for the ASP UP message (See Section 3.3.2.1).

3.3.2.8  ASP Active Ack

  The ASP Active (ASPAC) Ack message is used to acknowledge an ASP
  Active message received from a remote M2UA peer.

  The ASPAC Ack message contains the following parameters:

     Traffic Mode Type (optional)
     Interface Identifier (optional)
        - Combination of integer and integer ranges, OR
        - string (text formatted)
     INFO String (optional)












Morneault, et. al.          Standards Track                    [Page 38]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The format for the ASPAC Ack message with Integer-formatted Interface
  Identifiers is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           Tag (0xb)           |            Length = 8         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                      Traffic Mode Type                        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Tag (0x1=integer)         |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                     Interface Identifiers*                    /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |    Tag (0x8=integer range)    |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Interface Identifier Start1*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                  Interface Identifier Stop1*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Interface Identifier Start2*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                  Interface Identifier Stop2*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   .                                                            .
   .                                                            .
   .                                                            .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Interface Identifier StartN*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                  Interface Identifier StopN*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \              Additional Interface Identifiers                 /
  /                    of Tag Type 0x1 or 0x8                     \
  \                                                               /
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x4)             |             Length            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                          INFO String*                         /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+






Morneault, et. al.          Standards Track                    [Page 39]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The format for the ASP Active Ack message using text formatted
  (string) Interface Identifiers is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           Tag (0xb)           |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                     Traffic Mode Type                         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |       Tag (0x3=string)        |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                     Interface Identifier*                     /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \              Additional Interface Identifiers                 /
  /                       of Tag Type 0x3                         \
  \                                                               /
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x4)             |             Length            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                          INFO String*                         /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The format and description of the optional Info String parameter is
  the same as for the ASP Up message (See Section 3.3.2.1).

  The format of the optional Interface Identifier parameter is the same
  as for the ASP Active message (See Section 3.3.2.7).

  The format and description of the optional Info String parameter is
  the same as for the ASP Up message (See Section 3.3.2.1).

3.3.2.9  ASP Inactive (ASPIA)

  The ASP Inactive (ASPIA) message is sent by an ASP to indicate to an
  SGP that it is no longer an active ASP to be used from within a list
  of ASPs.  The SGP will respond with an ASPIA Ack message and either
  discard incoming messages or buffer for a timed period and then
  discard.







Morneault, et. al.          Standards Track                    [Page 40]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The ASPIA message contains the following parameters:

     Interface Identifiers (optional)
        - Combination of integer and integer ranges, OR
        - string (text formatted)
     INFO String (optional)

  The format for the ASP Inactive message parameters using Integer
  formatted Interface Identifiers is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Tag (0x1=integer)         |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                     Interface Identifiers*                    /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |    Tag (0x8=integer range)    |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Interface Identifier Start1*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                  Interface Identifier Stop1*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Interface Identifier Start2*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                  Interface Identifier Stop2*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   .                                                            .
   .                                                            .
   .                                                            .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Interface Identifier StartN*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                  Interface Identifier StopN*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \              Additional Interface Identifiers                 /
  /                    of Tag Type 0x1 or 0x8                     \
  \                                                               /
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           Tag (0x4)           |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                          INFO String*                         /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+



Morneault, et. al.          Standards Track                    [Page 41]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The format for the ASP Inactive message using text formatted (string)
  Interface Identifiers is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |       Tag (0x3=string)        |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                     Interface Identifier*                     /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \              Additional Interface Identifiers                 /
  /                      of Tag Type 0x3                          \
  \                                                               /
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x4)             |             Length            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                          INFO String*                         /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The format of the optional Interface Identifier parameter is the same
  as for the ASP Active message (See Section 3.3.2.7).

  The format and description of the optional Info String parameter is
  the same as for the ASP Up message (See Section 3.3.2.1).

  The optional Interface Identifiers parameter contains a list of
  Interface Identifier integers indexing the Application Server traffic
  that the sending ASP is configured/registered to receive, but does
  not want to receive at this time.

3.3.2.10 ASP Inactive Ack

  The ASP Inactive (ASPIA) Ack message is used to acknowledge an ASP
  Inactive message received from a remote M2UA peer.

  The ASPIA Ack message contains the following parameters:

     Interface Identifiers (optional)
        - Combination of integer and integer ranges, OR
        - string (text formatted)
     INFO String (optional)





Morneault, et. al.          Standards Track                    [Page 42]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The format for the ASPIA Ack message is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Tag (0x1=integer)         |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                     Interface Identifiers*                    /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |    Tag (0x8=integer range)    |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Interface Identifier Start1*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                  Interface Identifier Stop1*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Interface Identifier Start2*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                  Interface Identifier Stop2*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   .                                                             .
   .                                                             .
   .                                                             .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Interface Identifier StartN*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                  Interface Identifier StopN*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \              Additional Interface Identifiers                 /
  /                    of Tag Type 0x1 or 0x8                     \
  \                                                               /
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x4)             |             Length            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                          INFO String*                         /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+











Morneault, et. al.          Standards Track                    [Page 43]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The format for the ASP Inactive Ack message using text formatted
  (string) Interface Identifiers is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |       Tag (0x3=string)        |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                     Interface Identifier*                     /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \              Additional Interface Identifiers                 /
  /                      of Tag Type 0x3                          \
  \                                                               /
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x4)             |             Length            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                          INFO String*                         /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The format of the optional Interface Identifier parameter is the same
  as for the ASP Active message (See Section 3.3.2.7).

  The format and description of the optional Info String parameter is
  the same as for the ASP Up message (See Section 3.3.2.1).

3.3.3  Layer Management (MGMT) Messages

3.3.3.1  Error (ERR)

  The Error (ERR) message is used to notify a peer of an error event
  associated with an incoming message.  For example, the message type
  might be unexpected given the current state, or a parameter value
  might be invalid.

  An Error message MUST not be generated in response to other Error
  messages.

  The ERR message contains the following parameters:

     Error Code (mandatory)
     Interface Identifier (optional)
     Diagnostic Information (optional)




Morneault, et. al.          Standards Track                    [Page 44]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The format for the ERR message is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           Tag (0xc)           |            Length = 8         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                          Error Code                           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Tag (0x1, 0x3, or 0x8)    |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                     Interface Identifier(s)*                  /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           Tag (0x7)           |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                     Diagnostic Information*                   /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The Error Code parameter indicates the reason for the Error Message.
  The Error parameter value can be one of the following values:

     Invalid Version                        0x1
     Invalid Interface Identifier           0x2
     Unsupported Message Class              0x3
     Unsupported Message Type               0x4
     Unsupported Traffic Handling Mode      0x5
     Unexpected Message                     0x6
     Protocol Error                         0x7
     Unsupported Interface Identifier Type  0x8
     Invalid Stream Identifier              0x9
     Not Used in M2UA                       0xa
     Not Used in M2UA                       0xb
     Not Used in M2UA                       0xc
     Refused - Management Blocking          0xd
     ASP Identifier Required                0xe
     Invalid ASP Identifier                 0xf
     ASP Active for Interface Identifier(s) 0x10
     Invalid Parameter Value                0x11
     Parameter Field Error                  0x12
     Unexpected Parameter                   0x13
     Not Used in M2UA                       0x14
     Not Used in M2UA                       0x15
     Missing Parameter                      0x16




Morneault, et. al.          Standards Track                    [Page 45]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The "Invalid Version" error would be sent if a message was received
  with an invalid or unsupported version.  The Error message would
  contain the supported version in the Common header.  The Error
  message could optionally provide the supported version in the
  Diagnostic Information area.

  The "Invalid Interface Identifier" error would be sent by a SGP if an
  ASP sends a message (i.e. an ASP Active message) with an invalid (not
  configured) Interface Identifier value.  One of the optional
  Interface Identifier parameters (Integer-based, text-based or integer
  range) MUST be used with this error code to identify the invalid
  Interface Identifier(s) received.

  The "Unsupported Traffic Handling Mode" error would be sent by a SGP
  if an ASP sends an ASP Active with an unsupported Traffic Handling
  Mode.  An example would be a case in which the SGP did not support
  load-sharing.  One of the optional Interface Identifier parameters
  (Integer-based, text-based or integer range) MAY be used with this
  error code to identify the Interface Identifier(s).

  The "Unexpected Message" error would be sent by an ASP if it received
  a MAUP message from an SGP while it was in the Inactive state.

  The "Protocol Error" error would be sent for any protocol anomaly
  (i.e. a bogus message).

  The "Invalid Stream Identifier" error would be sent if a message was
  received on an unexpected SCTP stream (i.e. a MGMT message was
  received on a stream other than "0").

  The "Unsupported Interface Identifier Type" error would be sent by a
  SGP if an ASP sends a Text formatted Interface Identifier and the SGP
  only supports Integer formatted Interface Identifiers.  When the ASP
  receives this error, it will need to resend its message with an
  Integer formatted Interface Identifier.

  The "Unsupported Message Class" error would be sent if a message with
  an unexpected or unsupported Message Class is received.

  The "Refused - Management Blocking" error is sent when an ASP Up or
  ASP Active message is received and the request is refused for
  management reasons (e.g., management lock-out").

  The "ASP Identifier Required" is sent by a SGP in response to an
  ASPUP message which does not contain an ASP Identifier parameter when
  the SGP requires one.  The ASP SHOULD resend the ASPUP message with
  an ASP Identifier.




Morneault, et. al.          Standards Track                    [Page 46]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The "Invalid ASP Identifier" is sent by a SGP in response to an ASPUP
  message with an invalid (i.e. non-unique) ASP Identifier.

  The "ASP Currently Active for Interface Identifier(s)" error is sent
  by a SGP when a Deregistration request is received from an ASP that
  is active for Interface Identifier(s) specified in the Deregistration
  request.  One of the optional Interface Identifier parameters
  (Integer-based, text-based or integer range) MAY be used with this
  error code to identify the Interface Identifier(s).

  The "Invalid Parameter Value " error is sent if a message is received
  with an invalid parameter value (e.g., a State Request with an an
  undefined State).

  The "Parameter Field Error" would be sent if a message with a
  parameter has a wrong length field.

  The "Unexpected Parameter" error would be sent if a message contains
  an invalid parameter.

  The "Missing Parameter" error would be sent if a mandatory parameter
  was not included in a message.

  The optional Diagnostic information can be any information germane to
  the error condition, to assist in the identification of the error
  condition.  In the case of an Invalid Version Error Code the
  Diagnostic information includes the supported Version parameter.  In
  the other cases, the Diagnostic information SHOULD be the first 40
  bytes of the offending message.

3.3.3.2  Notify (NTFY)

  The Notify message is used to provide an autonomous indication of
  M2UA events to an M2UA peer.

  The NTFY message contains the following parameters:

     Status Type (mandatory)
     Status Information (mandatory)
     ASP Identifier (optional)
     Interface Identifiers (optional)
     INFO String (optional)

  The format for the Notify message with Integer-formatted Interface
  Identifiers is as follows:






Morneault, et. al.          Standards Track                    [Page 47]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           Tag (0xd)           |            Length = 8         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |        Status Type            |      Status Information       |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           Tag (0x11)          |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                        ASP Identifier*                        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Tag (0x1=integer)         |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                     Interface Identifiers*                    /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |    Tag (0x8=integer range)    |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Interface Identifier Start1*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                  Interface Identifier Stop1*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Interface Identifier Start2*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                  Interface Identifier Stop2*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   .                                                             .
   .                                                             .
   .                                                             .
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Interface Identifier StartN*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                  Interface Identifier StopN*                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \              Additional Interface Identifiers                 /
  /                    of Tag Type 0x1 or 0x8                     \
  \                                                               /
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x4)             |             Length            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                          INFO String*                         /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+





Morneault, et. al.          Standards Track                    [Page 48]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The format for the Notify message with Text-formatted Interface
  Identifiers is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           Tag (0xd)           |            Length = 8         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |        Status Type            |      Status Information       |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |           Tag (0x11)          |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                        ASP Identifier*                        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |       Tag (0x3=string)        |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                     Interface Identifier*                     /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \              Additional Interface Identifiers                 /
  /                        of Tag Type 0x3                        \
  \                                                               /
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag (0x4)             |             Length            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  /                                                               \
  \                          INFO String*                         /
  /                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The Status Type parameter identifies the type of the Notify message.
  The following are the valid Status Type values:

     Value          Description
      0x1   Application Server state change (AS_State_Change)
      0x2   Other













Morneault, et. al.          Standards Track                    [Page 49]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The Status Information parameter contains more detailed information
  for the notification, based on the value of the Status Type.  If the
  Status Type is AS_State_Change the following Status Information
  values are used:

     Value          Description
      1      reserved
      2      Application Server Inactive (AS_Inactive)
      3      Application Server Active (AS_Active)
      4      Application Server Pending (AS_Pending)

  These notifications are sent from an SGP to an ASP upon a change in
  status of a particular Application Server.  The value reflects the
  new state of the Application Server.  The Interface Identifiers of
  the AS MAY be placed in the message if desired.

  If the Status Type is Other, then the following Status Information
  values are defined:

     Value          Description
        1       Insufficient ASP resources active in AS
        2       Alternate ASP Active
        3       ASP Failure

  In the Insufficient ASP Resources case, the SGP is indicating to an
  ASP-INACTIVE ASP(s) in the AS that another ASP is required in order
  to handle the load of the AS (Load-sharing mode).  For the Alternate
  ASP Active case, the formerly Active ASP is informed when an
  alternate ASP transitions to the ASP Active state in Override mode.
  The ASP Identifier (if available) of the Alternate ASP MUST be placed
  in the message.  For the ASP Failure case, the SGP is indicating to
  ASP(s) in the AS that one of the ASPs has transitioned to ASP-DOWN.
  The ASP Identifier (if available) of the failed ASP MUST be placed in
  the message.

  For each of the Status Information values in Status Type Other, the
  Interface Identifiers of the affected AS MAY be placed in the message
  if desired.

  The format of the optional Interface Identifier parameter is the same
  as for the ASP Active message (See Section 3.3.2.7).

  The format and description of the optional Info String parameter is
  the same as for the ASP Up message (See Section 3.3.2.1).







Morneault, et. al.          Standards Track                    [Page 50]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


3.3.4  Interface Identifier Management (IIM) Messages

  The Interface Identifier Management messages are optional.  They are
  used to support the automatic allocation of Signalling Terminals or
  Signalling Data Links [2][3].

3.3.4.1  Registration Request (REG REQ)

  The REG REQ message is sent by an ASP to indicate to a remote M2UA
  peer that it wishes to register one or more given Link Keys with the
  remote peer.  Typically, an ASP would send this message to an SGP,
  and expect to receive a REG RSP in return with an associated
  Interface Identifier value.

  The REG REQ message contains the following parameter:

     Link Key          (mandatory)

  The format for the REG REQ message is as follows

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag = 0x0309          |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  \                                                               \
  /                           Link Key 1                          /
  \                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  \                                                               \
  /                              ...                              /
  \                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag = 0x0309          |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  \                                                               \
  /                           Link Key n                          /
  \                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Link Key:   fixed length

     The Link Key parameter is mandatory.  The sender of this message
     expects that the receiver of this message will create a Link Key
     entry and assign a unique Interface Identifier value to it, if the
     Link Key entry does not yet exist.





Morneault, et. al.          Standards Track                    [Page 51]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


     The Link Key parameter may be present multiple times in the same
     message.  This is used to allow the registration of multiple Link
     Keys in a single message.

  The format of the Link Key parameter is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                       Local-LK-Identifier                     |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Signalling Data Terminal Identifier           |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                   Signalling Data Link Identifier             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Local-LK-Identifier: 32-bit integer

     The mandatory Local-LK-Identifier field is used to uniquely
     (between ASP and SGP) identify the registration request.  The
     Identifier value is assigned by the ASP, and is used to correlate
     the response in a REG RSP message with the original registration
     request.  The Identifier value MUST remain unique until the REG
     RSP is received.

     The format of the Local-LK-Identifier field is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag = 0x030a          |         Length = 8            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                    Local-LK-Identifier value                  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

















Morneault, et. al.          Standards Track                    [Page 52]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  Signalling Data Terminal Identifier

     The Signalling Data Terminal Identifier parameter is mandatory.
     It identifies the Signalling Data Terminal associated with the SS7
     link for which the ASP is registering.  The format is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag = 0x030b          |         Length = 8            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |          Reserved             |        SDT Identifier         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

     The SDT Identifier is a 32-bit unsigned value which may only be
     significant to 12 or 14 bits depending on the SS7 variant which is
     supported by the MTP Level 3 at the ASP.  Insignificant SDT
     Identifier bits are coded 0.

  Signalling Data Link Identifier

     The Signalling Data Link Identifier parameter is mandatory.  It
     identifies the Signalling Data Link Identifier associated with the
     SS7 link for which the ASP is registering.  The format is as
     follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag = 0x030c          |         Length = 8            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |          Reserved             |        SDL Identifier         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

     The SDL Identifier is a 32-bit unsigned value which may only be
     significant to 12 or 14 bits depending on the SS7 variant which
     is supported by the MTP Level 3 at the ASP.  Insignificant SDLI
     bits are coded 0.

3.3.4.2  Registration Response (REG RSP)

  The REG RSP message is used as a response to the REG REQ message
  from a remote M2UA peer.  It contains indications of success/failure
  for registration requests and returns a unique Interface Identifier
  value for successful registration requests, to be used in subsequent
  M2UA Traffic Management protocol.





Morneault, et. al.          Standards Track                    [Page 53]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The REG RSP message contains the following parameter:

     Registration Results   (mandatory)

  The format for the REG RSP message is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag = 0x030d          |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  \                                                               \
  /                    Registration Result 1                      /
  \                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  \                                                               \
  /                              ...                              /
  \                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag = 0x030d          |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  \                                                               \
  /                    Registration Result n                      /
  \                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Registration Results:  fixed length

     The Registration Results parameter contains one or more results,
     each containing the registration status for a single Link Key in
     the REG REQ message.  The number of results in a single REG RSP
     message MAY match the number of Link Key parameters found in the
     corresponding REG REQ message.  The format of each result is as
     follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                      Local-LK-Identifier                      |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                      Registration Status                      |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                      Interface Identifier                     |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+







Morneault, et. al.          Standards Track                    [Page 54]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  Local-LK-Identifier:  32-bit integer

     The Local-LK-Identifier contains the same value as found in the
     matching Link Key parameter found in the REG REQ message.  The
     format of the Local-LK-Identifier is shown in Section 3.3.4.1.

  Registration Status:  32-bit integer

     The Registration Result Status field indicates the success or the
     reason for failure of a registration request.

     Its values may be one of the following:

           0         Successfully Registered
           1         Error - Unknown
           2         Error - Invalid SDLI
           3         Error - Invalid SDTI
           4         Error - Invalid Link Key
           5         Error - Permission Denied
           6         Error - Overlapping (Non-unique) Link Key
           7         Error - Link Key not Provisioned
           8         Error - Insufficient Resources

     The format of the Registration Status field is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x030e          |         Length = 8            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                      Registration Status                      |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Interface Identifier:  32-bit integer

     The Interface Identifier field contains the Interface Identifier
     for the associated Link Key if the registration is successful.  It
     is set to "0" if the registration was not successful.  The format
     of integer-based and text-based Interface Identifier parameters
     are shown in Section 3.2.

3.3.4.3  De-Registration Request (DEREG REQ)

  The DEREG REQ message is sent by an ASP to indicate to a remote M2UA
  peer that it wishes to de-register a given Interface Identifier.
  Typically, an ASP would send this message to an SGP, and expects to
  receive a DEREG RSP in return reflecting the Interface Identifier and
  containing a de-registration status.



Morneault, et. al.          Standards Track                    [Page 55]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The DEREG REQ message contains the following parameter:

     Interface Identifier  (mandatory)

  The format for the DEREG REQ message is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Tag = 0x1 or 0x3          |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  \                                                               \
  /                    Interface Identifier 1                     /
  \                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  \                                                               \
  /                              ...                              /
  \                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |     Tag = 0x1 or 0x3          |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  \                                                               \
  /                    Interface Identifier n                     /
  \                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Interface Identifier

     The Interface Identifier parameter contains a Interface Identifier
     indexing the Application Server traffic that the sending ASP is
     currently registered to receive from the SGP but now wishes to
     de-register.  The format of integer-based and text-based Interface
     Identifier parameters are shown in Section 3.2.

3.3.4.4  De-Registration Response (DEREG RSP)

  The DEREG RSP message is used as a response to the DEREG REQ message
  from a remote M2UA peer.

  The DEREG RSP message contains the following parameter:

     De-Registration Results   (mandatory)









Morneault, et. al.          Standards Track                    [Page 56]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The format for the DEREG RSP message is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag = 0x030f          |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  \                                                               \
  /                  De-Registration Result 1                     /
  \                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  \                                                               \
  /                              ...                              /
  \                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |         Tag = 0x030f          |            Length             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  \                                                               \
  /                  De-Registration Result n                     /
  \                                                               \
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  De-Registration Results:  fixed length

     The De-Registration Results parameter contains one or more
     results, each containing the de-registration status for a single
     Interface Identifier in the DEREG REQ message.  The number of
     results in a single DEREG RSP message MAY match the number of
     Interface Identifier parameters found in the corresponding DEREG
     REQ message.  The format of each result is as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                      Interface Identifier                     |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                     De-Registration Status                    |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Interface Identifier:  32-bit integer

     The Interface Identifier field contains the Interface Identifier
     value of the matching Link Key to de-register, as found in the
     DEREG REQ.  The format of integer-based and text-based Interface
     Identifier parameters are shown in Section 3.2.






Morneault, et. al.          Standards Track                    [Page 57]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  De-Registration Status:  32-bit integer

     The De-Registration Result Status field indicates the success or
     the reason for failure of the de-registration.

     Its values may be one of the following:

           0         Successfully De-registered
           1         Error - Unknown
           2         Error - Invalid Interface Identifier
           3         Error - Permission Denied
           4         Error - Not Registered

     The format of the De-Registration Status field is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Tag = 0x0310          |         Length = 8            |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                    De-Registration Status                     |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

4.0  Procedures

  The M2UA layer needs to respond to various primitives it receives
  from other layers as well as messages it receives from the peer-to-
  peer messages.  This section describes various procedures involved in
  response to these events.

4.1 Procedures to Support the M2UA-User Layer

  These procedures achieve the M2UA layer "Transport of MTP Level 2 /
  MTP Level 3 boundary" service.

4.1.1  MTP Level 2 / MTP Level 3 Boundary Procedures

  On receiving a primitive from the local upper layer, the M2UA layer
  will send the corresponding MAUP message (see Section 3) to its peer.
  The M2UA layer MUST fill in various fields of the common and specific
  headers correctly.  In addition the message SHOULD be sent on the
  SCTP stream that corresponds to the SS7 link.

4.1.2  MAUP Message Procedures

  On receiving MAUP messages from a peer M2UA layer, the M2UA layer on
  an SG or MGC needs to invoke the corresponding layer primitives to
  the local MTP Level 2 or MTP Level 3 layer.



Morneault, et. al.          Standards Track                    [Page 58]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


4.2 Receipt of Primitives from the Layer Management

  On receiving primitives from the local Layer Management, the M2UA
  layer will take the requested action and provide an appropriate
  response primitive to Layer Management.

  An M-SCTP_ESTABLISH request primitive from Layer Management at an ASP
  will initiate the establishment of an SCTP association.  The M2UA
  layer will attempt to establish an SCTP association with the remote
  M2UA peer by sending an SCTP-ASSOCIATE primitive to the local SCTP
  layer.

  When an SCTP association has been successfully established, the SCTP
  will send an SCTP-COMMUNICATION_UP notification primitive to the
  local M2UA layer.  At the SGP that initiated the request, the M2UA
  layer will send an M-SCTP_ESTABLISH confirm primitive to Layer
  Management when the association setup is complete.  At the peer M2UA
  layer, an M-SCTP_ESTABLISH indication primitive is sent to Layer
  Management upon successful completion of an incoming SCTP association
  setup.

  An M-SCTP_RELEASE request primitive from Layer Management initiates
  the shutdown of an SCTP association.  The M2UA layer accomplishes a
  graceful shutdown of the SCTP association by sending an SCTP-SHUTDOWN
  primitive to the SCTP layer.

  When the graceful shutdown of the SCTP association has been
  accomplished, the SCTP layer returns an SCTP-SHUTDOWN_COMPLETE
  notification primitive to the local M2UA layer.  At the M2UA Layer
  that initiated the request, the M2UA layer will send an M-
  SCTP_RELEASE confirm primitive to Layer Management when the
  association shutdown is complete.  At the peer M2UA Layer, an M-
  SCTP_RELEASE indication primitive is sent to Layer Management upon
  abort or successful shutdown of an SCTP association.

  An M-SCTP_STATUS request primitive supports a Layer Management query
  of the local status of a particular SCTP association.  The M2UA layer
  simply maps the M-SCTP_STATUS request primitive to an SCTP-STATUS
  primitive to the SCTP layer.  When the SCTP responds, the M2UA layer
  maps the association status information to an M-SCTP_STATUS confirm
  primitive.  No peer protocol is invoked.

  Similar LM-to-M2UA-to-SCTP and/or SCTP-to-M2UA-to-LM primitive
  mappings can be described for the various other SCTP Upper Layer
  primitives in RFC 2960 [8] such as INITIALIZE, SET PRIMARY, CHANGE
  HEARTBEAT, REQUEST HEARTBEAT, GET SRTT REPORT, SET FAILURE THRESHOLD,
  SET PROTOCOL PARAMETERS, DESTROY SCTP INSTANCE, SEND FAILURE, AND
  NETWORK STATUS CHANGE.  Alternatively, these SCTP Upper Layer



Morneault, et. al.          Standards Track                    [Page 59]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  primitives (and Status as well) can be considered for modeling
  purposes as a Layer Management interaction directly with the SCTP
  Layer.

  M-NOTIFY indication and M-ERROR indication primitives indicate to
  Layer Management the notification or error information contained in a
  received M2UA Notify or Error message respectively.  These
  indications can also be generated based on local M2UA events.

  An M-ASP_STATUS request primitive supports a Layer Management query
  of the status of a particular local or remote ASP.  The M2UA layer
  responds with the status in an M-ASP_STATUS confirm primitive.  No
  M2UA peer protocol is invoked.

  An M-AS_STATUS request supports a Layer Management query of the
  status of a particular AS.  The M2UA responds with an M-AS_STATUS
  confirm primitive.  No M2UA peer protocol is invoked.

  M-ASP_UP request, M-ASP_DOWN request, M-ASP_ACTIVE request and M-
  ASP_INACTIVE request primitives allow Layer Management at an ASP to
  initiate state changes.  Upon successful completion, a corresponding
  confirm primitive is provided by the M2UA layer to Layer Management.
  If an invocation is unsuccessful, an Error indication primitive is
  provided in the primitive.  These requests result in outgoing ASP Up,
  ASP Down, ASP Active and ASP Inactive messages to the remote M2UA
  peer at an SGP.

4.2.1  Receipt of M2UA Peer Management Messages

  Upon successful state changes resulting from reception of ASP Up, ASP
  Down, ASP Active and ASP Inactive messages from a peer M2UA, the M2UA
  layer SHOULD invoke corresponding M-ASP_UP, M-ASP_DOWN, M-ASP_ACTIVE
  and M-ASP_INACTIVE, M-AS_ACTIVE, M-AS_INACTIVE, and M-AS_DOWN
  indication primitives to the local Layer Management.

  M-NOTIFY indication and M-ERROR indication primitives indicate to
  Layer Management the notification or error information contained in a
  received M2UA Notify or Error message.  These indications can also be
  generated based on local M2UA events.

  All MGMT messages, except BEAT and BEAT Ack, SHOULD be sent with
  sequenced delivery to ensure ordering.  All MGMT messages, with the
  exception of ASPTM, BEAT and BEAT Ack messages, SHOULD be sent on
  SCTP stream '0'.  All ASPTM messages SHOULD be sent on the stream
  which normally carries the data traffic to which the message applies.
  BEAT and BEAT Ack messages MAY be sent using out-of-order delivery,
  and MAY be sent on any stream.




Morneault, et. al.          Standards Track                    [Page 60]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


4.3  AS and ASP State Maintenance

  The M2UA layer on the SGP maintains the state of each remote ASP, in
  each Application Server that the ASP is configured to receive
  traffic, as input to the M2UA message distribution function.

4.3.1  ASP States

  The state of each remote ASP, in each AS that it is configured to
  operate, is maintained in the M2UA layer in the SGP.  The state of a
  particular ASP in a particular AS changes due to events.  The events
  include:

  *  Reception of messages from the peer M2UA layer at the ASP;
  *  Reception of some messages from the peer M2UA layer at other ASPs
     in the AS (e.g., ASP Active message indicating "Override");
  *  Reception of indications from the SCTP layer; or
  *  Local Management intervention.

  The ASP state transition diagram is shown in Figure 5.  The possible
  states of an ASP are:

  ASP-DOWN: The remote M2UA peer at the ASP is unavailable and/or the
  related SCTP association is down.  Initially all ASPs will be in this
  state.  An ASP in this state SHOULD NOT be sent any M2UA messages,
  with the exception of Heartbeat, ASP Down Ack and Error messages.

  ASP-INACTIVE: The remote M2UA peer at the ASP is available (and the
  related SCTP association is up) but application traffic is stopped.
  In this state the ASP MAY be sent any non-MAUP M2UA messages.

  ASP-ACTIVE: The remote M2UA peer at the ASP is available and
  application traffic is active (for a particular Interface Identifier
  or set of Interface Identifiers).

















Morneault, et. al.          Standards Track                    [Page 61]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


                   Figure 5: ASP State Transition Diagram

                                     +--------------+
                                     |  ASP-ACTIVE  |
              +----------------------|              |
              |      Other   +-------|              |
              |   ASP in AS  |       +--------------+
              |   Overrides  |           ^     |
              |              |    ASP    |     | ASP
              |              |    Active |     | Inactive
              |              |           |     v
              |              |       +--------------+
              |              |       |              |
              |              +------>| ASP-INACTIVE |
              |                      +--------------+
              |                          ^     |
    ASP Down/ |                     ASP  |     | ASP Down /
    SCTP CDI/ |                     Up   |     | SCTP CDI/
    SCTP RI   |                          |     v SCTP RI
              |                      +--------------+
              |                      |              |
              +--------------------->|   ASP-DOWN   |
                                     |              |
                                     +--------------+


  SCTP CDI: The SCTP CDI denotes the local SCTP layer's Communication
  Down Indication to the Upper Layer Protocol (M2UA) on an SGP.  The
  local SCTP layer will send this indication when it detects the loss
  of connectivity to the ASP's peer SCTP layer.  SCTP CDI is understood
  as either a SHUTDOWN_COMPLETE notification or COMMUNICATION_LOST
  notification from the SCTP layer.

  SCTP RI: The local SCTP layer's Restart indication to the upper layer
  protocol (M2UA) on an SG.  The local SCTP will send this indication
  when it detects a restart from the ASP's peer SCTP layer.

4.3.2  AS States

  The state of the AS is maintained in the M2UA layer on the SGP.  The
  state of an AS changes due to events.  These events include:

     *  ASP state transitions
     *  Recovery timer triggers







Morneault, et. al.          Standards Track                    [Page 62]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The possible states of an AS are:

  AS-DOWN: The Application Server is unavailable.  This state implies
  that all related ASPs are in the ASP-DOWN state for this AS.
  Initially the AS will be in this state.  An Application Server MUST
  be in the AS-DOWN state before it can be removed from a
  configuration.

  AS-INACTIVE: The Application Server is available but no application
  traffic is active (i.e., one or more related ASPs are in the ASP-
  INACTIVE state, but none in the ASP-ACTIVE state).  The recovery
  timer T(r) is not running or has expired.

  AS-ACTIVE: The Application Server is available and application
  traffic is active.  This state implies that at least one ASP is in
  the ASP-ACTIVE state.

  AS-PENDING: An active ASP has transitioned to ASP-INACTIVE or ASP-
  DOWN and it was the last remaining active ASP in the AS.  A recovery
  timer T(r) SHOULD be started and all incoming signalling messages
  SHOULD be queued by the SGP.  If an ASP becomes ASP-ACTIVE before
  T(r) expires, the AS is moved to the AS-ACTIVE state and all the
  queued messages will be sent to the ASP.

  If T(r) expires before an ASP becomes ASP-ACTIVE, the SGP stops
  queuing messages and discards all previously queued messages.  The AS
  will move to the AS-INACTIVE state if at least one ASP is in the
  ASP-INACTIVE state, otherwise it will move to the AS-DOWN state.

  Figure 6 shows an example AS state machine for the case where the
  AS/ASP data is pre-configured.  For other cases where the AS/ASP
  configuration data is created dynamically, there would be differences
  in the state machine, especially at the creation of the AS.

  For example, where the AS/ASP configuration data is not created until
  Registration of the first ASP, the AS-INACTIVE state is entered
  directly upon the first successful REG REQ from an ASP.  Another
  example is where the AS/ASP configuration data is not created until
  the first ASP successfully enters the ASP-ACTIVE state.  In this case
  the AS-ACTIVE state is entered directly.











Morneault, et. al.          Standards Track                    [Page 63]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


                   Figure 6: AS State Transition Diagram

       +----------+   one ASP trans to ACTIVE   +-------------+
       |    AS-   |---------------------------->|     AS-     |
       | INACTIVE |                             |   ACTIVE    |
       |          |<---                         |             |
       +----------+    \                        +-------------+
          ^   |         \ Tr Expiry,                ^    |
          |   |          \ at least one             |    |
          |   |           \ ASP in ASP-INACTIVE     |    |
          |   |            \                        |    |
          |   |             \                       |    |
          |   |              \                      |    |
  one ASP |   | all ASP       \            one ASP  |    | Last ACTIVE
  trans   |   | trans to       \           trans to |    | ASP trans to
  to      |   | ASP-DOWN        -------\   ASP-     |    | ASP-INACTIVE
  ASP-    |   |                         \  ACTIVE   |    | or ASP-DOWN
  INACTIVE|   |                          \          |    | (start Tr)
          |   |                           \         |    |
          |   |                            \        |    |
          |   v                             \       |    v
       +----------+                          \  +-------------+
       |          |                           --|             |
       | AS-DOWN  |                             | AS-PENDING  |
       |          |                             |  (queuing)  |
       |          |<----------------------------|             |
       +----------+    Tr Expiry and no ASP     +-------------+
                       in ASP-INACTIVE state

     Tr = Recovery Timer

4.3.3 M2UA Management Procedures for Primitives

  Before the establishment of an SCTP association the ASP state at both
  the SGP and ASP is assumed to be in the state ASP-DOWN.

  Once the SCTP association is established (see Section 4.2.1) and
  assuming that the local M2UA-User is ready, the local M2UA ASP
  Maintenance (ASPM) function will initiate the relevant procedures,
  using the ASP Up/ASP Down/ASP Active/ASP Inactive messages to convey
  the ASP state to the SGP (see Section 4.3.4).

  If the M2UA layer subsequently receives an SCTP-COMMUNICATION_DOWN or
  SCTP-RESTART indication primitive from the underlying SCTP layer, it
  will inform the Layer Management by invoking the M-SCTP_STATUS
  indication primitive.  The state of the ASP will be moved to ASP-
  DOWN.




Morneault, et. al.          Standards Track                    [Page 64]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  In the case of SCTP-COMMUNICATION_DOWN, the SCTP client MAY try to
  re-establish the SCTP association.  This MAY be done by the M2UA
  layer automatically, or Layer Management MAY re-establish using the
  M-SCTP_ESTABLISH request primitive.

  In the case of an SCTP-RESTART indication at an ASP, the ASP is now
  considered by its M2UA peer to be in the ASP-DOWN state.  The ASP, if
  it is to recover, must begin any recovery with the ASP-Up procedure.

4.3.4 ASPM Procedures for Peer-to-Peer Messages

4.3.4.1 ASP Up Procedures

  After an ASP has successfully established an SCTP association to an
  SGP, the SGP waits for the ASP to send an ASP Up message, indicating
  that the ASP M2UA peer is available.  The ASP is always the initiator
  of the ASP Up message.  This action MAY be initiated at the ASP by an
  M-ASP_UP request primitive from Layer Management or MAY be initiated
  automatically by an M2UA management function.

  When an ASP Up message is received at an SGP and internally the
  remote ASP is in the ASP-DOWN state and not considered locked-out for
  local management reasons, the SGP marks the remote ASP in the state
  ASP-INACTIVE and informs Layer Management with an M-ASP_Up indication
  primitive.  If the SGP is aware, via current configuration data,
  which Application Servers the ASP is configured to operate in, the
  SGP updates the ASP state to ASP-INACTIVE in each AS that it is a
  member.

  Alternatively, the SGP may move the ASP into a pool of Inactive ASPs
  available for future configuration within Application Server(s),
  determined in a subsequent Registration Request or ASP Active
  procedure.  If the ASP Up message contains an ASP Identifier, the SGP
  should save the ASP Identifier for that ASP.  The SGP MUST send an
  ASP Up Ack message in response to a received ASP Up message even if
  the ASP is already marked as ASP-INACTIVE at the SGP.

  If for any local reason (e.g., management lock-out) the SGP cannot
  respond with an ASP Up Ack message, the SGP responds to an ASP Up
  message with an Error message with Reason "Refused - Management
  Blocking".

  At the ASP, the ASP Up Ack message received is not acknowledged.
  Layer Management is informed with an M-ASP_UP confirm primitive.

  When the ASP sends an ASP Up message it starts timer T(ack).  If the
  ASP does not receive a response to an ASP Up message within T(ack),
  the ASP MAY restart T(ack) and resend ASP Up messages until it



Morneault, et. al.          Standards Track                    [Page 65]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  receives an ASP Up Ack message.  T(ack) is provisionable, with a
  default of 2 seconds.  Alternatively, retransmission of ASP Up
  messages MAY be put under control of Layer Management.  In this
  method, expiry of T(ack) results in an M-ASP_UP confirm primitive
  carrying a negative indication.

  The ASP MUST wait for the ASP Up Ack message before sending any other
  M2UA messages (e.g., ASP Active or REG REQ).  If the SGP receives any
  other M2UA messages before an ASP Up message is received (other than
  ASP Down - see Section 4.3.4.2), the SGP MAY discard them.

  If an ASP Up message is received and internally the remote ASP is in
  the ASP-ACTIVE state, an ASP Up Ack message is returned, as well as
  an Error message ("Unexpected Message), and the remote ASP state is
  changed to ASP-INACTIVE in all relevant Application Servers.

  If an ASP Up message is received and internally the remote ASP is
  already in the ASP-INACTIVE state, an ASP Up Ack message is returned
  and no further action is taken.

4.3.4.1.1  M2UA Version Control

  If an ASP Up message with an unsupported version is received, the
  receiving end responds with an Error message, indicating the version
  the receiving node supports and notifies Layer Management.

  This is useful when protocol version upgrades are being performed in
  a network.  A node upgraded to a newer version SHOULD support the
  older versions used on other nodes it is communicating with.  Because
  ASPs initiate the ASP Up procedure it is assumed that the Error
  message would normally come from the SGP.

4.3.4.2 ASP Down Procedures

  The ASP will send an ASP Down message to an SGP when the ASP wishes
  to be removed from service in all Application Servers that it is a
  member and no longer receive any MAUP or ASPTM messages.  This action
  MAY be initiated at the ASP by an M-ASP_DOWN request primitive from
  Layer Management or MAY be initiated automatically by an M2UA
  management function.

  Whether the ASP is permanently removed from any AS is a function of
  configuration management.  In the case where the ASP previously used
  the Registration procedures (see Section 4.4) to register within
  Application Servers but has not unregistered from all of them prior
  to sending the ASP Down message, the SGP MUST consider the ASP as
  unregistered in all Application Servers that it is still a member.




Morneault, et. al.          Standards Track                    [Page 66]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The SGP marks the ASP as ASP-DOWN, informs Layer Management with an
  M-ASP_Down indication primitive, and returns an ASP Down Ack message
  to the ASP.

  The SGP MUST send an ASP Down Ack message in response to a received
  ASP Down message from the ASP even if the ASP is already marked as
  ASP-DOWN at the SGP.

  At the ASP, the ASP Down Ack message received is not acknowledged.
  Layer Management is informed with an M-ASP_DOWN confirm primitive.
  If the ASP receives an ASP Down Ack without having sent an ASP Down
  message, the ASP SHOULD now consider itself as in the ASP-DOWN state.
  If the ASP was previously in the ASP-ACTIVE or ASP_INACTIVE state,
  the ASP SHOULD then initiate procedures to return itself to its
  previous state.

  When the ASP sends an ASP Down message it starts timer T(ack).  If
  the ASP does not receive a response to an ASP Down message within
  T(ack), the ASP MAY restart T(ack) and resend ASP Down messages until
  it receives an ASP Down Ack message.  T(ack) is provisionable, with a
  default of 2 seconds.  Alternatively, retransmission of ASP Down
  messages MAY be put under control of Layer Management.  In this
  method, expiry of T(ack) results in an M-ASP_DOWN confirm primitive
  carrying a negative indication.

4.3.4.3 ASP Active Procedures

  Anytime after the ASP has received an ASP Up Ack message from the
  SGP, the ASP MAY send an ASP Active message to the SGP indicating
  that the ASP is ready to start processing traffic.  This action MAY
  be initiated at the ASP by an M-ASP_ACTIVE request primitive from
  Layer Management or MAY be initiated automatically by a M2UA
  management function.  In the case where an ASP wishes to process the
  traffic for more than one Application Server across a common SCTP
  association, the ASP Active message(s) SHOULD contain a list of one
  or more Interface Identifiers to indicate for which Application
  Servers the ASP Active message applies.  It is not necessary for the
  ASP to include any Interface Identifiers of interest in a single ASP
  Active message, thus requesting to become active in all Interface
  Identifiers at the same time.  Multiple ASP Active messages MAY be
  used to activate within the Application Servers independently, or in
  sets.  In the case where an ASP Active message does not contain a
  Interface Identifier parameter, the receiver must know, via
  configuration data, of which Application Server(s) the ASP is a
  member.

  For the Application Servers that the ASP can successfully activate,
  the SGP responds with one or more ASP Active Ack messages, including



Morneault, et. al.          Standards Track                    [Page 67]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  the associated Interface Identifier(s) and reflecting any Traffic
  Mode Type value present in the related ASP Active message.  The
  Interface Identifier parameter MUST be included in the ASP Active Ack
  message(s) if the received ASP Active message contained any Interface
  Identifiers.  Depending on any Traffic Mode Type request in the ASP
  Active message or local configuration data if there is no request,
  the SGP moves the ASP to the correct ASP traffic state within the
  associated Application Server(s).  Layer Management is informed with
  an M-ASP_Active indication.  If the SGP receives any Data messages
  before an ASP Active message is received, the SGP MAY discard them.
  By sending an ASP Active Ack message, the SGP is now ready to receive
  and send traffic for the related Interface Identifier(s).  The ASP
  SHOULD NOT send MAUP messages for the related Interface Identifier(s)
  before receiving an ASP Active Ack message, or it will risk message
  loss.

  Multiple ASP Active Ack messages MAY be used in response to an ASP
  Active message containing multiple Interface Identifiers, allowing
  the SGP to independently acknowledge the ASP Active message for
  different (sets of) Interface Identifiers.  The SGP MUST send an
  Error message ("Invalid Interface Identifier") for each Interface
  Identifier value that cannot be successfully activated.

  In the case where an "out-of-the-blue" ASP Active message is received
  (i.e., the ASP has not registered with the SG or the SG has no static
  configuration data for the ASP), the message MAY be silently
  discarded.

  The SGP MUST send an ASP Active Ack message in response to a received
  ASP Active message from the ASP, if the ASP is already marked in the
  ASP-ACTIVE state at the SGP.

  At the ASP, the ASP Active Ack message received is not acknowledged.
  Layer Management is informed with an M-ASP_ACTIVE confirm primitive.
  It is possible for the ASP to receive Data message(s) before the ASP
  Active Ack message as the ASP Active Ack and Data messages from an SG
  may be sent on different SCTP streams.  Message loss is possible as
  the ASP does not consider itself in the ASP-ACTIVE state until
  reception of the ASP Active Ack message.

  When the ASP sends an ASP Active message it starts timer T(ack).  If
  the ASP does not receive a response to an ASP Active message within
  T(ack), the ASP MAY restart T(ack) and resend ASP Active message(s)
  until it receives an ASP Active Ack message.  T(ack) is
  provisionable, with a default of 2 seconds.  Alternatively,
  retransmission of ASP Active messages MAY be put under the control of
  Layer Management.  In this method, expiry of T(ack) results in an M-
  ASP_ACTIVE confirm primitive carrying a negative indication.



Morneault, et. al.          Standards Track                    [Page 68]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  There are three modes of Application Server traffic handling in the
  SGP M2UA layer: Override, Load share and Broadcast.  When included,
  the Traffic Mode Type parameter in the ASP Active message indicates
  the traffic handling mode to be used in a particular Application
  Server.  If the SGP determines that the mode indicated in an ASP
  Active message is unsupported or incompatible with the mode currently
  configured for the AS, the SGP responds with an Error message
  ("Unsupported / Invalid Traffic Handling Mode").  If the traffic
  handling mode of the Application Server is not already known via
  configuration data, the traffic handling mode indicated in the first
  ASP Active message causing the transition of the Application Server
  state to AS-ACTIVE MAY be used to set the mode.

  In the case of an Override mode AS, reception of an ASP Active
  message at an SGP causes the (re)direction of all traffic for the AS
  to the ASP that sent the ASP Active message.  Any previously active
  ASP in the AS is now considered to be in the state ASP-INACTIVE and
  SHOULD no longer receive traffic from the SGP within the AS.  The SGP
  then MUST send a Notify message ("Alternate ASP Active") to the
  previously active ASP in the AS, and SHOULD stop traffic to/from that
  ASP.  The ASP receiving this Notify MUST consider itself now in the
  ASP-INACTIVE state, if it is not already aware of this via inter-ASP
  communication with the Overriding ASP.

  In the case of a Load-share mode AS, reception of an ASP Active
  message at an SGP causes the direction of traffic to the ASP sending
  the ASP Active message, in addition to all the other ASPs that are
  currently active in the AS.  The algorithm at the SGP for load-
  sharing traffic within an AS to all the active ASPs is implementation
  dependent.  The algorithm could, for example be round-robin or based
  on information in the Data message (e.g., such as the SLS in the
  Routing Label).

  An SGP, upon reception of an ASP Active message for the first ASP in
  a Load share AS, MAY choose not to direct traffic to a newly active
  ASP until it determines that there are sufficient resources to handle
  the expected load (e.g., until there are "n" ASPs in state ASP-ACTIVE
  in the AS).

  All ASPs within a load-sharing mode AS must be able to process any
  Data message received for the AS, to accommodate any potential fail-
  over or balancing of the offered load.

  In the case of a Broadcast mode AS, reception of an ASP Active
  message at an SGP causes the direction of traffic to the ASP sending
  the ASP Active message, in addition to all the other ASPs that are
  currently active in the AS.  The algorithm at the SGP for




Morneault, et. al.          Standards Track                    [Page 69]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  broadcasting traffic within an AS to all the active ASPs is a simple
  broadcast algorithm, where every message is sent to each of the
  active ASPs.

  An SGP, upon reception of an ASP Active message for the first ASP in
  a Broadcast AS, MAY choose not to direct traffic to a newly active
  ASP until it determines that there are sufficient resources to handle
  the expected load (e.g., until there are "n" ASPs in state ASP-ACTIVE
  in the AS).

  Whenever an ASP in a Broadcast mode AS becomes ASP-ACTIVE, the SGP
  MUST tag the first DATA message broadcast in each SCTP stream with a
  unique Correlation Id parameter.  The purpose of this Correlation Id
  is to permit the newly active ASP to synchronize its processing of
  traffic in each ordered stream with the other ASPs in the broadcast
  group.

4.3.4.4 ASP Inactive Procedures

  When an ASP wishes to withdraw from receiving traffic within an AS,
  the ASP sends an ASP Inactive message to the SGP.  This action MAY be
  initiated at the ASP by an M-ASP_INACTIVE request primitive from
  Layer Management or MAY be initiated automatically by an M2UA
  management function.  In the case where an ASP is processing the
  traffic for more than one Application Server across a common SCTP
  association, the ASP Inactive message contains one or more Interface
  Identifiers to indicate for which Application Servers the ASP
  Inactive message applies.  In the case where an ASP Inactive message
  does not contain a Interface Identifier parameter, the receiver must
  know, via configuration data, of which Application Servers the ASP is
  a member and move the ASP to the ASP-INACTIVE state in all
  Application Servers.  In the case of an Override mode AS, where
  another ASP has already taken over the traffic within the AS with an
  ASP Active ("Override") message, the ASP that sends the ASP Inactive
  message is already considered by the SGP to be in the state ASP-
  INACTIVE.  An ASP Inactive Ack message is sent to the ASP, after
  ensuring that all traffic is stopped to the ASP.

  In the case of a Load-share mode AS, the SGP moves the ASP to the
  ASP-INACTIVE state and the AS traffic is re-allocated across the
  remaining ASPs in the state ASP-ACTIVE, as per the load-sharing
  algorithm currently used within the AS.  A Notify message
  ("Insufficient ASP resources active in AS") MAY be sent to all
  inactive ASPs, if required.  An ASP Inactive Ack message is sent to
  the ASP after all traffic is halted and Layer Management is informed
  with an M-ASP_INACTIVE indication primitive.





Morneault, et. al.          Standards Track                    [Page 70]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  In the case of a Broadcast mode AS, the SGP moves the ASP to the
  ASP-INACTIVE state and the AS traffic is broadcast only to the
  remaining ASPs in the state ASP-ACTIVE.  A Notify message
  ("Insufficient ASP resources active in AS") MAY be sent to all
  inactive ASPs, if required.  An ASP Inactive Ack message is sent to
  the ASP after all traffic is halted and Layer Management is informed
  with an M-ASP_INACTIVE indication primitive.

  Multiple ASP Inactive Ack messages MAY be used in response to an ASP
  Inactive message containing multiple Interface Identifiers, allowing
  the SGP to independently acknowledge for different (sets of)
  Interface Identifiers.  The SGP sends an Error message ("Invalid
  Interface Identifier") for each invalid or not configured Interface
  Identifier value in a received ASP Inactive message.

  The SGP MUST send an ASP Inactive Ack message in response to a
  received ASP Inactive message from the ASP and the ASP is already
  marked as ASP-INACTIVE at the SGP.

  At the ASP, the ASP Inactive Ack message received is not
  acknowledged.  Layer Management is informed with an M-ASP_INACTIVE
  confirm primitive.  If the ASP receives an ASP Inactive Ack without
  having sent an ASP Inactive message, the ASP SHOULD now consider
  itself as in the ASP-INACTIVE state.  If the ASP was previously in
  the ASP-ACTIVE state, the ASP SHOULD then initiate procedures to
  return itself to its previous state.

  When the ASP sends an ASP Inactive message it starts timer
   T(ack).  If the ASP does not receive a response to an ASP Inactive
  message within T(ack), the ASP MAY restart T(ack) and resend ASP
  Inactive messages until it receives an ASP Inactive Ack message.
  T(ack) is provisionable, with a default of 2 seconds.  Alternatively,
  retransmission of ASP Inactive messages MAY be put under the control
  of Layer Management.  In this method, expiry of T(ack) results in a
  M-ASP_Inactive confirm primitive carrying a negative indication.

  If no other ASPs in the Application Server are in the state ASP-
  ACTIVE, the SGP MUST send a Notify message ("AS-Pending") to all of
  the ASPs in the AS which are in the state ASP-INACTIVE.  The SGP
  SHOULD start buffering the incoming messages for T(r)seconds, after
  which messages MAY be discarded.  T(r) is configurable by the network
  operator.  If the SGP receives an ASP Active message from an ASP in
  the AS before expiry of T(r), the buffered traffic is directed to
  that ASP and the timer is canceled.  If T(r) expires, the AS is moved
  to the AS-INACTIVE state.






Morneault, et. al.          Standards Track                    [Page 71]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


4.3.4.5 Notify Procedures

  A Notify message reflecting a change in the AS state MUST be sent to
  all ASPs in the AS, except those in the ASP-DOWN state, with
  appropriate Status Information and any ASP Identifier of the failed
  ASP.  At the ASP, Layer Management is informed with an M-NOTIFY
  indication primitive.  The Notify message MUST be sent whether the AS
  state change was a result of an ASP failure or reception of an ASP
  State Management (ASPSM) / ASP Traffic Management (ASPTM) message.
  In the second case, the Notify message MUST be sent after any related
  acknowledgment messages (e.g., ASP Up Ack, ASP Down Ack, ASP Active
  Ack, or ASP Inactive Ack).

  In the case where a Notify ("AS-PENDING") message is sent by an SGP
  that now has no ASPs active to service the traffic, or where a Notify
  ("Insufficient ASP resources active in AS") message MUST be sent in
  the Load share or Broadcast mode, the Notify message does not
  explicitly compel the ASP(s) receiving the message to become active.
  The ASPs remain in control of what (and when) traffic action is
  taken.

  In the case where a Notify message does not contain a Interface
  Identifier parameter, the receiver must know, via configuration data,
  of which Application Servers the ASP is a member and take the
  appropriate action in each AS.

4.3.4.6 Heartbeat Procedures

  The optional Heartbeat procedures MAY be used when operating over
  transport layers that do not have their own heartbeat mechanism for
  detecting loss of the transport association (i.e., other than SCTP).

  Either M2UA peer may optionally send Heartbeat messages periodically,
  subject to a provisionable timer T(beat).  Upon receiving a Heartbeat
  message, the M2UA peer MUST respond with a Heartbeat Ack message.

  If no Heartbeat Ack message (or any other M2UA message) is received
  from the M2UA peer within 2*T(beat), the remote M2UA peer is
  considered unavailable.  Transmission of Heartbeat messages is
  stopped and the signalling process SHOULD attempt to re-establish
  communication if it is configured as the client for the disconnected
  M2UA peer.

  The Heartbeat message may optionally contain an opaque Heartbeat Data
  parameter that MUST be echoed back unchanged in the related Heartbeat
  Ack message.  The sender, upon examining the contents of the returned
  Heartbeat Ack message, MAY choose to consider the remote M2UA peer as
  unavailable.  The contents/format of the Heartbeat Data parameter is



Morneault, et. al.          Standards Track                    [Page 72]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  implementation-dependent and only of local interest to the original
  sender.  The contents may be used, for example, to support a
  Heartbeat sequence algorithm (to detect missing Heartbeats), and/or a
  time stamp mechanism (to evaluate delays).

  Note: Heartbeat related events are not shown in Figure 5 "ASP state
        transition diagram".

4.4  Link Key Management Procedures

  The Interface Identifier Management procedures are optional.  They
  can be used to support automatic allocation of Signalling Terminals
  or Signalling Data Links [2][3].

4.4.1 Registration

  An ASP MAY dynamically register with an SGP as an ASP within an
  Application Server for individual Interface Identifier(s) using the
  REG REQ message.  A Link Key parameter in the REG REQ specifies the
  parameters associated with the Link Key.

  The SGP examines the contents of the received Link Key parameters
  (SDLI and SDTI) and compares them with the currently provisioned
  Interface Identifiers.  If the received Link Key matches an existing
  SGP Link Key entry, and the ASP is not currently included in the list
  of ASPs for the related Application Server, the SGP MAY authorize the
  ASP to be added to the AS.  Or, if the Link Key does not currently
  exist and the received Link Key data is valid and unique, an SGP
  supporting dynamic configuration MAY authorize the creation of a new
  Interface Identifier and related Application Server and add the ASP
  to the new AS.  In either case, the SGP returns a Registration
  Response message to the ASP, containing the same Local-LK-Identifier
  as provided in the initial request, a Registration Result
  "Successfully Registered" and the Interface Identifier.  A unique
  method of Interface Identifier valid assignment at the SG/SGP is
  implementation dependent but MUST be guaranteed to be unique for each
  Application server or Link Key served by SGP.

  If the SGP determines that the received Link Key data is invalid, or
  contains invalid parameter values, the SGP returns a Registration
  Response message to the ASP, containing a Registration Result "Error
  - Invalid Link Key", "Error - Invalid SDTI", "Error - Invalid SDLI"
  as appropriate.








Morneault, et. al.          Standards Track                    [Page 73]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  If the SGP determines that the Link Key parameter overlaps with an
  existing Link Key entry, the SGP returns a Registration Response
  message to the ASP, with a Registration Status of "Error -
  Overlapping (Non-Unique) Link Key".  An incoming signalling message
  received at an SGP cannot match against more than one Link Key.

  If the SGP does not authorize the registration request, the SGP
  returns a REG RSP message to the ASP containing the Registration
  Result "Error - Permission Denied".

  If an SGP determines that a received Link Key does not currently
  exist and the SGP does not support dynamic configuration, the SGP
  returns a Registration Response message to the ASP, containing a
  Registration Result "Error - Link Key not Provisioned".

  If an SGP determines that a received Link Key does not currently
  exist and the SGP supports dynamic reconfiguration but does not have
  the capacity to add new Link Key and Application Server entries, the
  SGP returns a Registration Response message to the ASP, containing a
  Registration Result "Error - Insufficient Resources".

  An ASP MAY register multiple Link Keys at once by including a number
  of Link Key parameters in a single REG REQ message.  The SGP MAY
  respond to each registration request in a single REG RSP message,
  indicating the success or failure result for each Link Key in a
  separate Registration Result parameter.  Alternatively, the SGP MAY
  respond with multiple REG RSP messages, each with one or more
  Registration Result parameters.  The ASP uses the Local-LK-Identifier
  parameter to correlate the requests with the responses.

4.4.2 Deregistration

  An ASP MAY dynamically de-register with an SGP as an ASP within an
  Application Server for individual Interface Identifier(s) using the
  DEREG REQ message.  A Interface Identifier parameter in the DEREG REQ
  specifies which Interface Identifier to de-register.

  The SGP examines the contents of the received Interface Identifier
  parameter and validates that the ASP is currently registered in the
  Application Server(s) related to the included Interface
  Identifier(s).  If validated, the ASP is de-registered as an ASP in
  the related Application Server.

  The deregistration procedure does not necessarily imply the deletion
  of Link Key and Application Server configuration data at the SGP.
  Other ASPs may continue to be associated with the Application Server,





Morneault, et. al.          Standards Track                    [Page 74]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  in which case the Link Key data CANNOT be deleted.  If a
  Deregistration results in no more ASPs in an Application Server, an
  SGP MAY delete the Link Key data.

  The SGP acknowledges the de-registration required by returning a
  DEREG RSP to the requesting ASP.  The result of the de-registration
  is found in the Deregistration Result parameter, indicating success
  or failure with cause.

  An ASP MAY de-register multiple Interface Identifiers at once by
  including a number of Interface Identifiers in a single DEREG REQ
  message.  The SGP MUST respond to each deregistration request in a
  single DEREG RSP message, indicating the success or failure result
  for each Interface Identifier in a separate Deregistration Result
  parameter.

5.0  Examples of MTP2 User Adaptation (M2UA) Procedures

5.1  Establishment of associations between SGP and MGC examples

5.1.1 Single ASP in an Application Server (1+0 sparing)

  This scenario shows the example M2UA message flows for the
  establishment of traffic between an SGP and an ASP, where only one
  ASP is configured within an AS (no backup).  It is assumed that the
  SCTP association is already set-up.

               SGP                       ASP1
                |
                |<---------ASP Up----------|
                |--------ASP Up Ack------->|
                |                          |
                |<-------ASP Active--------|
                |------ASP Active Ack----->|
                |                          |
                |------NTFY(AS-ACTIVE)---->|















Morneault, et. al.          Standards Track                    [Page 75]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


5.1.2 Single ASP in an Application Server (1+0 sparing) with Dynamic
     Registration

  This scenario is the same as the one shown in Section 5.1.1 except
  with a dynamic registration (automatic allocation) of an Interface
  Identifier(s).

               SGP                       ASP1
                |
                |<---------ASP Up----------|
                |--------ASP Up Ack------->|
                |                          |
                |<--------REG REQ----------|
                |------REG REQ RESP------->|
                |                          |
                |<-------ASP Active--------|
                |------ASP Active Ack----->|
                |                          |
                |------NTFY(AS-ACTIVE)---->|

5.1.3 Two ASPs in Application Server (1+1 sparing)

  This scenario shows the example M2UA message flows for the
  establishment of traffic between an SGP and two ASPs in the same
  Application Server, where ASP1 is configured to be active and ASP2 to
  be standby in the event of communication failure or the withdrawal
  from service of ASP1.  ASP2 MAY act as a hot, warm, or cold standby
  depending on the extent to which ASP1 and ASP2 share call/transaction
  state or can communicate call state under failure/withdrawal events.

         SGP                       ASP1                       ASP2
          |                         |                          |
          |<--------ASP Up----------|                          |
          |-------ASP Up Ack------->|                          |
          |                         |                          |
          |<-----------------------------ASP Up----------------|
          |----------------------------ASP Up Ack------------->|
          |                         |                          |
          |                         |                          |
          |<-------ASP Active-------|                          |
          |-----ASP Active Ack----->|                          |
          |                         |                          |
          |                         |                          |
          |-----NTFY(AS-ACTIVE)---->|                          |
          |                         |                          |
          |------------------NTFY(AS-ACTIVE)------------------>|





Morneault, et. al.          Standards Track                    [Page 76]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


5.2 ASP Traffic Fail-over Examples

5.2.1 (1+1 Sparing, withdrawal of ASP, backup Override)

  Following on from the example in Section 5.1.2, and ASP withdraws
  from service:

        SGP                       ASP1                       ASP2
          |                         |                          |
          |<-----ASP Inactive-------|                          |
          |----ASP Inactive Ack---->|                          |
          |                         |                          |
          |----NTFY(AS-PENDING)---->|                          |
          |------------------NTFY(AS-PENDING)----------------->|
          |                         |                          |
          |<------------------------------ ASP Active----------|
          |-----------------------------ASP Active Ack-------->|
          |                         |                          |
          |-----NTFY(AS-ACTIVE)---->|                          |
          |------------------NTFY(AS-ACTIVE)------------------>|
          |                         |                          |

  In this case, the SGP notifies ASP2 that the AS has moved to the AS-
  PENDING state.  ASP2 sends ASP Active to bring the AS back to the
  AS-ACTIVE state.  If ASP2 did not send the ASP Active message before
  T(r) expired, the SGP would send a NOTIFY (AS-DOWN).

  Note: If the SGP detects loss of the M2UA peer (through a detection
        of SCTP failure), the initial SGP-ASP1 ASP Inactive message
        exchange would not occur.

         SGP                       ASP1                       ASP2
          |                         |                          |
    (detects SCTP failure)
          |------------------NTFY(AS-PENDING)----------------->|
          |                         |                          |
          |<------------------------------ ASP Active----------|
          |-----------------------------ASP Active Ack-------->|
          |                         |                          |
          |------------------NTFY(AS-ACTIVE)------------------>|
          |                         |                          |










Morneault, et. al.          Standards Track                    [Page 77]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


5.2.2 (1+1 Sparing, backup Override)

  Following on from the example in Section 5.1.2, and ASP2 wishes to
  override ASP1 and take over the traffic:

         SGP                       ASP1                       ASP2
          |                         |                          |
          |<-------------------------------ASP Active----------|
          |-----------------------------ASP Active Ack-------->|
          |----NTFY(Alt ASP-Act)--->|                          |
          |                         |                          |

  In this case, the SGP notifies ASP1 that an alternative ASP has
  overridden it.

5.3  SGP to MGC, MTP Level 2 to MTP Level 3 Boundary Procedures

  When the M2UA layer on the ASP has a MAUP message to send to the SGP,
  it will do the following:

     -  Determine the correct SGP

     -  Find the SCTP association to the chosen SGP

     -  Determine the correct stream in the SCTP association based on
        the SS7 link

     -  Fill in the MAUP message, fill in M2UA Message Header, fill in
        Common Header

     -  Send the MAUP message to the remote M2UA peer in the SGP, over
        the SCTP association

  When the M2UA layer on the SGP has a MAUP message to send to the ASP,
  it will do the following:

     -  Determine the AS for the Interface Identifier

     -  Determine the Active ASP (SCTP association) within the AS

     -  Determine the correct stream in the SCTP association based on
        the SS7 link

     -  Fill in the MAUP message, fill in M2UA Message Header, fill in
        Common Header

     -  Send the MAUP message to the remote M2UA peer in the ASP, over
        the SCTP association



Morneault, et. al.          Standards Track                    [Page 78]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


5.3.1  SS7 Link Alignment

  The MGC can request that a SS7 link be brought into alignment using
  the normal or emergency procedure [2][3].  An example of the message
  flow to bring a SS7 link in-service using the normal alignment
  procedure is shown below.

      MTP2            M2UA                  M2UA               MTP3
       SGP             SGP                   ASP                ASP

       <----Start Req---|<---Establish Req----|<----Start Req------

       ---In Serv Ind-->|----Establish Cfm--->|----In Serv Ind---->

  An example of the message flow to bring a SS7 link in-service using
  the emergency alignment procedure.

MTP2            M2UA                               M2UA           MTP3
 SGP             SGP                                ASP            ASP

 <----Emer Req----|<--State Req (STATUS_EMER_SET)----|<----Emer Req---

 -----Emer Cfm--->|---State Cfm (STATUS_EMER_SET)--->|----Emer Cfm---->

 <---Start Req----|<-------Establish Req-------------|<---Start Req----

 ---In Serv Ind-->|--------Establish Cfm------------>|---In Serv Ind-->

5.3.2  SS7 Link Release

  The MGC can request that a SS7 link be taken out-of-service.  It uses
  the Release Request message as shown below.

    MTP2               M2UA                  M2UA                MTP3
     SGP                SGP                   ASP                 ASP

      <-----Stop Req-----|<---Release Req------|<-----Stop Req------

      --Out of Serv Ind->|----Release Cfm----->|--Out of Serv Ind-->












Morneault, et. al.          Standards Track                    [Page 79]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The SGP can autonomously indicate that a SS7 link has gone out-of-
  service as shown below.

      MTP2           M2UA                  M2UA              MTP3
       SGP            SGP                   ASP               ASP

        --Out of Serv->|----Release Ind----->|--Out of Serv-->

5.3.3  Set and Clear Local Processor Outage

  The MGC can set a Local Processor Outage condition.  It uses the
  State Request message as shown below.

 MTP2            M2UA                               M2UA           MTP3
  SGP             SGP                                ASP            ASP

  <----LPO Req----|<---State Req (STATUS_LPO_SET)----|<----LPO Req---

  -----LPO Cfm--->|----State Cfm (STATUS_LPO_SET)--->|----LPO Cfm---->

  The MGC can clear a Local Processor Outage condition.  It uses the
  State Request message as shown below.

 MTP2            M2UA                               M2UA          MTP3
  SGP             SGP                                ASP           ASP

  <---LPO Req---|<---State Req (STATUS_LPO_CLEAR)----|<----LPO Req---

  ----LPO Cfm-->|----State Cfm (STATUS_LPO_CLEAR)--->|----LPO Cfm---->

5.3.4  Notification of Remote Processor Outage

  The SGP can indicate that Remote has entered or exited the Processor
  Outage condition for a SS7 link.  It uses the State Indication
  message as shown below.

MTP2           M2UA                                M2UA           MTP3
 SGP            SGP                                 ASP            ASP

 ----RPO Ind---->|----State Ind (EVENT_RPO_ENTER)-->|-----RPO Ind---->

 -RPO Rcvr Ind-->|----State Ind (EVENT_RPO_EXIT)--->|--RPO Rcvr Ind-->









Morneault, et. al.          Standards Track                    [Page 80]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


5.3.5  Notification of SS7 Link Congestion

  The SGP can indicate that a SS7 link has become congested.  It uses
  the Congestion Indication message as shown below.

MTP2           M2UA                                M2UA           MTP3
 SGP            SGP                                 ASP            ASP

 ----Cong Ind---->|--------Cong Ind (STATUS)------->|----Cong Ind---->

 -Cong Cease Ind->|--------Cong Ind (STATUS)------->|-Cong Cease Ind->

5.3.6  SS7 Link Changeover

  An example of the message flow for an error free changeover is shown
  below.  In this example, there were three messages in the
  retransmission queue that needed to be retrieved.

 MTP2          M2UA                            M2UA             MTP3
  SGP           SGP                             ASP              ASP

  <-Rtrv BSN Req-|<--Rtrv Req (ACTION_RTRV_BSN)--|<--Rtrv BSN Req---
                              (seq_num = 0)

  -Rtrv BSN Cfm->|---Rtrv Cfm (ACTION_RTRV_BSN)->|---Rtrv BSN Cfm-->
                              (seq_num = BSN)

  <-Rtrv Msg Req-|<-Rtrv Req (ACTION_RTRV_MSGS)--|<--Rtrv Msg Req---
                              (seq_num = FSN)

  -Rtrv Msg Cfm->|--Rtrv Cfm (ACTION_RTRV_MSGS)->|---Rtrv Msg Cfm-->
                              (seq_num = 0)

  -Rtrv Msg Ind->|---------Retrieval Ind ------->|---Rtrv Msg Ind-->
  -Rtrv Msg Ind->|---------Retrieval Ind ------->|---Rtrv Msg Ind-->
  -Rtrv Msg Ind->|---------Retrieval Ind ------->|---Rtrv Msg Ind-->

  -Rtrv Compl Ind->|----Retrieval Compl Ind ---->|-Rtrv Compl Ind-->

     Note: The number of Retrieval Indication is dependent on the
        number of messages in the retransmit queue that have been
        requested.  Only one Retrieval Complete Indication SHOULD be
        sent.








Morneault, et. al.          Standards Track                    [Page 81]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  An example of a message flow with an error retrieving the BSN is
  shown below.

 MTP2          M2UA                            M2UA             MTP3
  SGP           SGP                             ASP              ASP

  <-Rtrv BSN Req-|<--Rtrv Req (ACTION_RTRV_BSN)--|<--Rtrv BSN Req---

  -BSN Not Rtrv->|---Rtrv Cfm (ACTION_RTRV_BSN)->|---BSN Not Rtrv-->
                              (seq_num = -1)

  An example of a message flow with an error retrieving the messages is
  shown below.

  <-Rtrv BSN Req-|<--Rtrv Req (ACTION_RTRV_BSN)--|<--Rtrv BSN Req---

  -Rtrv BSN Cfm->|---Rtrv Cfm (ACTION_RTRV_BSN)->|---Rtrv BSN Cfm-->
                              (seq_num = BSN)

  <-Rtrv Msg Req-|<-Rtrv Req (ACTION_RTRV_MSGS)--|<--Rtrv Msg Req---
                              (seq_num = FSN)

  -Rtrv Msg Cfm->|--Rtrv Cfm (ACTION_RTRV_MSGS)->|---Rtrv Msg Cfm-->
                              (seq_num = -1)

  An example of a message flow for a request to drop messages (clear
  retransmission buffers) is shown below.

 MTP2          M2UA                            M2UA             MTP3
  SGP           SGP                             ASP              ASP

-Clr RTB Req----|<-StateReq (STATUS_CLEAR_RTB)--|<--Clr RTB Req-----

-Clr RTB Req--->|-StateCfm (STATUS_CLEAR_RTB)-->|---Clr RTB Req---->

5.3.7  Flush and Continue

  The following message flow shows a request to flush buffers.

 MTP2            M2UA                              M2UA          MTP3
  SGP             SGP                               ASP           ASP

  <--Flush Req----|<-State Req (STATUS_FLUSH_BUFS)--|<---Flush Req--

  ---Flush Cfm--->|--State Cfm (STATUS_FLUSH_BUFS)->|---Flush Cfm-->






Morneault, et. al.          Standards Track                    [Page 82]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The following message flow shows a request to continue.

 MTP2            M2UA                              M2UA          MTP3
  SGP             SGP                               ASP           ASP

  <---Cont Req----|<--State Req (STATUS_CONTINUE)---|<---Cont Req---

  ----Cont Cfm--->|---State Cfm (STATUS_CONTINUE)-->|----Cont Cfm-->

5.3.8  Auditing of SS7 link state

  It may be necessary for the ASP to audit the current state of a SS7
  link.  The flows below show an example of the request and all the
  potential responses.

  Below is an example in which the SS7 link is out-of-service.

MTP2           M2UA                              M2UA           MGMT
 SGP            SGP                               ASP            ASP

                |<----State Req (STATUS_AUDIT)----|<----Audit-------

                                                                MTP3
                                                                 ASP

                |-----------Release Ind---------->|-Out of Serv Ind->

                                                                MGMT
                                                                 ASP

                |-----State Cfm (STATUS_AUDIT)--->|----Audit Cfm--->

  Below is an example in which the SS7 link is in-service.

MTP2           M2UA                              M2UA           MGMT
 SGP            SGP                               ASP            ASP

                |<----State Req (STATUS_AUDIT)----|<----Audit-------

                                                                MTP3
                                                                 ASP

                |-----------Establish Cfm-------->|---In Serv Ind-->

                                                                MGMT
                                                                 ASP

                |-----State Cfm (STATUS_AUDIT)--->|----Audit Cfm--->



Morneault, et. al.          Standards Track                    [Page 83]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  Below is an example in which the SS7 link is in-service, but
  congested.

MTP2           M2UA                              M2UA           MGMT
 SGP            SGP                               ASP            ASP

                |<----State Req (STATUS_AUDIT)----|<----Audit-------

                                                                MTP3
                                                                 ASP

                |-----------Establish Cfm-------->|---In Serv Ind-->

                |----------Congestion Ind-------->|---Cong Ind----->

                                                                MGMT
                                                                 ASP

                |-----State Cfm (STATUS_AUDIT)--->|----Audit Cfm--->

  Below is an example in which the SS7 link is in-service, but in
  Remote Processor Outage.

MTP2           M2UA                              M2UA           MGMT
 SGP            SGP                               ASP            ASP

                |<----State Req (STATUS_AUDIT)----|<---Audit Req----

                                                                MTP3
                                                                 ASP

                |-----------Establish Ind-------->|---In Serv Ind-->

                |---State Ind (EVENT_RPO_ENTER)-->|----RPO Enter--->

                                                                MGMT
                                                                 ASP

                |-----State Cfm (STATUS_AUDIT)--->|----Audit Cfm--->












Morneault, et. al.          Standards Track                    [Page 84]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


6.0 Timer Values

  The recommended default values for M2UA timers are:

     T(r)                                    2 seconds
     T(ack)                                  2 seconds
     T(beat)   Heartbeat Timer               30 seconds

7.0 Security Considerations

  M2UA is designed to carry signalling messages for telephony services.
  As such, M2UA MUST involve the security needs of several parties: the
  end users of the services; the network providers and the applications
  involved.  Additional requirements MAY come from local regulation.
  While having some overlapping security needs, any security solution
  SHOULD fulfill all of the different parties' needs.

7.1 Threats

  There is no quick fix, one-size-fits-all solution for security.  As a
  transport protocol, M2UA has the following security objectives:

     *  Availability of reliable and timely user data transport.
     *  Integrity of user data transport.
     *  Confidentiality of user data.

  M2UA runs on top of SCTP.  SCTP [8] provides certain transport
  related security features, such as:

     *  Blind Denial of Service Attacks
     *  Flooding
     *  Masquerade
     * Improper Monopolization of Services

  When M2UA is running in a professionally managed corporate or service
  provider network, it is reasonable to expect that this network
  includes an appropriate security policy framework.  The "Site
  Security Handbook" [13] SHOULD be consulted for guidance.

  When the network in which M2UA runs in involves more than one party,
  it MAY NOT be reasonable to expect that all parties have implemented
  security in a sufficient manner.  In such a case, it is recommended
  that IPSEC is used to ensure confidentiality of user payload.
  Consult [14] for more information on configuring IPSEC services.







Morneault, et. al.          Standards Track                    [Page 85]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


7.2 Protecting Confidentiality

  Particularly for mobile users, the requirement for confidentiality
  MAY include the masking of IP addresses and ports.  In this case
  application level encryption is not sufficient; IPSEC ESP SHOULD be
  used instead.  Regardless of which level performs the encryption, the
  IPSEC ISAKMP service SHOULD be used for key management.

8.0 IANA Considerations

8.1 SCTP Payload Protocol Identifier

  A request will be made to IANA to assign an M2UA value for the
  Payload Protocol Identifier in SCTP Payload Data chunk.  The
  following SCTP Payload Protocol Identifier has been registered:

        M2UA    "2"

  The SCTP Payload Protocol Identifier is included in each SCTP Data
  chunk, to indicate which protocol the SCTP is carrying.  This Payload
  Protocol Identifier is not directly used by SCTP but MAY be used by
  certain network entities to identify the type of information being
  carried in a Data chunk.

  The User Adaptation peer MAY use the Payload Protocol Identifier as a
  way of determining additional information about the data being
  presented to it by SCTP.

8.2  M2UA Protocol Extensions

  This protocol may also be extended through IANA in three ways:

     -- through definition of additional message classes,
     -- through definition of additional message types, and
     -- through definition of additional message parameters.

  The definition and use of new message classes, types and parameters
  is an integral part of SIGTRAN adaptation layers.  Thus, these
  extensions are assigned by IANA through an IETF Consensus action as
  defined in [RFC2434].

  The proposed extension must in no way adversely affect the general
  working of the protocol.








Morneault, et. al.          Standards Track                    [Page 86]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


8.2.1 IETF Defined Message Classes

  The documentation for a new message class MUST include the following
  information:

  (a) A long and short name for the message class.
  (b) A detailed description of the purpose of the message class.

8.2.2 IETF Defined Message Types

  Documentation of the message type MUST contain the following
  information:

  (a) A long and short name for the new message type.
  (b) A detailed description of the structure of the message.
  (c) A detailed definition and description of intended use of each
      field within the message.
  (d) A detailed procedural description of the use of the new message
      type within the operation of the protocol.
  (e) A detailed description of error conditions when receiving this
      message type.

  When an implementation receives a message type which it does not
  support, it MUST respond with an Error (ERR) message with an Error
  Code of Unsupported Message Type.

8.2.3 IETF-defined TLV Parameter Extension

  Documentation of the message parameter MUST contain the following
  information:

  (a) Name of the parameter type.
  (b) Detailed description of the structure of the parameter field.
      This structure MUST conform to the general type-length-value
      format described in Section 3.1.5.
  (c) Detailed definition of each component of the parameter value.
  (d) Detailed description of the intended use of this parameter type,
      and an indication of whether and under what circumstances
      multiple instances of this parameter type may be found within the
      same message type.

9.0  Acknowledgments

  The authors would like to thank Tom George (Alcatel) for contribution
  of text and effort on the specification.






Morneault, et. al.          Standards Track                    [Page 87]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  The authors would like to thank John Loughney, Neil Olson, Michael
  Tuexen, Nikhil Jain, Steve Lorusso, Dan Brendes, Joe Keller, Heinz
  Prantner, Barry Nagelberg, Naoto Makinae, Joyce Archibald, Mark
  Kobine, Nitin Tomar, Harsh Bhondwe and Karen King for their valuable
  comments and suggestions.

10.0  References

10.1  Normative

  [1]  ITU-T Recommendation Q.700, 'Introduction To ITU-T Signalling
       System No. 7 (SS7)'

  [2]  ITU-T Recommendation Q.701-Q.705, 'Signalling System No. 7 (SS7)
       - Message Transfer Part (MTP)'

  [3]  ANSI T1.111 'Signalling System Number 7 - Message Transfer Part'

  [4]  Bellcore GR-246-CORE 'Bell Communications Research Specification
       of Signalling System Number 7', Volume 1, December 1995

  [5]  Telecommunication Technology Committee (TTC) Standard JT-Q704,
       Message Transfer Part Signaling Network Functions, April 28,
       1992.

  [6]  Yergeau, F., "UTF-8, a transformation format of ISO 10646", RFC
       2279, January 1998.

  [7]  Coded Character Set--7-Bit American Standard Code for
       Information Interchange, ANSI X3.4-1986.

10.2  Informative

  [8]  Stewart, R., Xie, Q., Morneault, K., Sharp, C., Schwarzbauer,
       H., Taylor, T., Rytina, I., Kalla, M., Zhang, L. and V. Paxson,
       "Stream Control Transmission Protocol", RFC 2960, October 2000.

  [9]  Ong, L., Rytina, I., Garcia, M., Schwarzbauer, H., Coene, L.,
       Lin, H., Juhasz, I., Holdrege, M. and C. Sharp, "Architectural
       Framework for Signalling Transport", RFC 2719, October 1999.

  [10] ITU-T Recommendation Q.2140, 'B-ISDN ATM Adaptation Layer',
       February 1995

  [11] ITU-T Recommendation Q.2210, 'Message transfer part level 3
       functions and messages using the services of ITU-T
       Recommendation Q.2140', August 1995




Morneault, et. al.          Standards Track                    [Page 88]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  [12] ITU-T Recommendation Q.751.1, 'Network Element Management
       Information Model for the Message Transfer Part', October 1995

  [13] Fraser, B., "Site Security Handbook", FYI 8, RFC 2196, September
       1997.

  [14] Kent, S. and R. Atkinson, "Security Architecture for the
       Internet Protocol", RFC 2401, November 1998.











































Morneault, et. al.          Standards Track                    [Page 89]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


Appendix A: Signalling Network Architecture

  A Signalling Gateway will support the transport of MTP2-User
  signalling traffic received from the SS7 network to one or more
  distributed ASPs (e.g., MGCs).  Clearly, the M2UA protocol
  description cannot in itself meet any performance and reliability
  requirements for such transport.  A physical network architecture is
  required, with data on the availability and transfer performance of
  the physical nodes involved in any particular exchange of
  information.  However, the M2UA protocol is flexible enough to allow
  its operation and management in a variety of physical configurations
  that will enable Network Operators to meet their performance and
  reliability requirements.

  To meet the stringent SS7 signalling reliability and performance
  requirements for carrier grade networks, these Network Operators
  should ensure that there is no single point of failure provisioned in
  the end-to-end network architecture between an SS7 node and an IP
  ASP.

  Depending of course on the reliability of the SGP and ASP functional
  elements, this can typically be met by spreading SS7 links in a SS7
  linkset [1] across SGPs or SGs, the provision of redundant QoS-
  bounded IP network paths for SCTP Associations between SCTP End
  Points, and redundant Hosts.  The distribution of ASPs within the
  available Hosts is also important.  For a particular Application
  Server, the related ASPs MAY be distributed over at least two Hosts.
























Morneault, et. al.          Standards Track                    [Page 90]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  An example of logical network architecture relevant to carrier-grade
  operation in the IP network domain is shown in Figure 7 below:

       **************                              **************
       *  ********__*______________________________*__********  * Host1
  SG1  *  * SGP1 *__*________________       _______*__* ASP1 *  *
       *  ********  *                |     |       *  ********  *
       *      .     *                |     |       *            *
       *      .     *                |     |       **************
       **************                |     |
                                     |     |
       **************                |     |
       *  ********__*______________________|
  SG2  *  * SGP2 *__*________        |
       *  ********  *        |       |
       *      .     *        |       |
       *      .     *        |       |
       **************        |       |             **************
                             |       |_____________*__********  * Host2
                             |_____________________*__* ASP2 *  *
              .                                    *  ********  *
              .            SCTP Associations       *            *
              .                                    **************
                                                           .
                                                           .
                                                           .

                    Figure 7: Logical Model Example

  To avoid a single point of failure, it is recommended that a minimum
  of two ASPs be configured in an AS list, resident in separate hosts
  and, therefore, available over different SCTP associations.  For
  example, in the network shown in Figure 7, all messages for the
  Interface Identifiers could be sent to ASP1 in Host1 or ASP2 in
  Host2.  The AS list at SGP1 might look like the following:

        Interface Identifiers - Application Server #1
            ASP1/Host1  - State = Active
            ASP2/Host2  - State = Inactive

  In this 1+1 redundancy case, ASP1 in Host1 would be sent any incoming
  message for the Interface Identifiers registered.  ASP2 in Host2
  would normally be brought to the active state upon failure of
  ASP1/Host1.  In this example, both ASPs are Inactive or Active,
  meaning that the related SCTP association and far-end M2UA peer is
  ready.





Morneault, et. al.          Standards Track                    [Page 91]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  For carrier grade networks, Operators should ensure that under
  failure or isolation of a particular ASP, stable calls or
  transactions are not lost.  This implies that ASPs need, in some
  cases, to share the call/-transaction state or be able to pass the
  call/transaction state between each other.  Also, in the case of ASPs
  performing call processing, coordination MAY be required with the
  related Media Gateway to transfer the MGC control for a particular
  trunk termination.  However, this sharing or communication is outside
  the scope of this document.

11.0  Authors' Addresses

  Ken Morneault
  Cisco Systems Inc.
  13615 Dulles Technology Drive
  Herndon, VA. 20171
  USA

  Phone: +1-703-484-3323
  EMail: [email protected]


  Ram Dantu, Ph.D.
  NetRake Corporation
  3000 Technology Drive
  Plano, TX 75074
  USA

  Phone: +1-214-291-1111
  EMail: [email protected]


  Greg Sidebottom
  Signatus Technologies
  Kanata, Ontario, Canada

  EMail: [email protected]


  Brian Bidulock
  OpenSS7 Corporation
  1469 Jeffreys Crescent
  Edmonton, AB  T6L 6T1
  Canada

  Phone: +1-780-490-1141
  EMail: [email protected]




Morneault, et. al.          Standards Track                    [Page 92]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


  Jacob Heitz
  Lucent Technologies
  1701 Harbor Bay Parkway
  Alameda, CA, 94502
  USA

  Phone: +1-510-747-2917
  EMail: [email protected]











































Morneault, et. al.          Standards Track                    [Page 93]

RFC 3331             SS7 MTP2 User Adaptation Layer       September 2002


Full Copyright Statement

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















Morneault, et. al.          Standards Track                    [Page 94]