Network Working Group                                           G. Klyne
Request for Comments: 3297                        Clearswift Corporation
Category: Standards Track                                     R. Iwazaki
                                                            Toshiba TEC
                                                             D. Crocker
                                            Brandenburg InternetWorking
                                                              July 2002


      Content Negotiation for Messaging Services based on Email

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

Abstract

  This memo describes a content negotiation mechanism for facsimile,
  voice and other messaging services that use Internet email.

  Services such as facsimile and voice messaging need to cope with new
  message content formats, yet need to ensure that the content of any
  given message is renderable by the receiving agent.  The mechanism
  described here aims to meet these needs in a fashion that is fully
  compatible with the current behaviour and expectations of Internet
  email.

Table of Contents

  1. Introduction................................................... 3
    1.1 Structure of this document ................................. 4
    1.2 Document terminology and conventions ....................... 4
       1.2.1 Terminology............................................ 4
       1.2.2 Design goals........................................... 5
       1.2.3 Other document conventions............................. 5
  2. Background and goals........................................... 5
    2.1 Background ................................................. 5
       2.1.1 Fax and email.......................................... 5
       2.1.2 Current facilities in Internet Fax..................... 6
    2.2 Closing the loop ........................................... 6



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    2.3 Goals for content negotiation .............................. 8
  3. Framework for content negotiation..............................10
    3.1 Send data with an indication of alternatives ...............11
       3.1.1 Choice of default data format..........................12
       3.1.2 MDN request indicating alternate data formats..........12
       3.1.3 Information about alternative data formats.............13
    3.2 Receiver options ...........................................14
       3.2.1 Alternatives not recognized............................14
       3.2.2 Alternative not desired................................14
       3.2.3 Alternative preferred..................................14
    3.3 Send alternative message data ..............................16
    3.4 Confirm receipt of resent message data .....................17
  4. The Content-alternative header.................................18
  5. The Original-Message-ID message header.........................18
  6. MDN extension for alternative data.............................19
    6.1 Indicating readiness to send alternative data ..............19
    6.2 Indicating a preference for alternative data ...............20
    6.3 Indicating alternative data is no longer available .........21
    6.4 Indicating loss of original data ...........................22
    6.5 Automatic sending of MDN responses .........................22
  7. Internet Fax Considerations....................................22
  8. Examples.......................................................23
    8.1 Sending enhanced Internet Fax image ........................23
    8.2 Internet fax with initial data usable ......................27
    8.3 Negotiate to lower receiver capability .....................28
    8.4 Sending an alternative content type ........................32
  9. IANA Considerations............................................36
    9.1 New message headers ........................................36
    9.2 MDN extensions .............................................36
       9.2.1 Notification option 'Alternative-available'............36
       9.2.2 Notification option 'Alternative-not-available'........36
       9.2.3 Disposition modifier 'Alternative-preferred'...........37
       9.2.4 Disposition modifier 'Original-lost'...................37
  10. Internationalization considerations...........................37
  11. Security Considerations.......................................37
  12. Acknowledgements..............................................38
  13. References....................................................38
  Appendix A: Implementation issues.................................40
    A.1 Receiver state .............................................40
    A.2 Receiver buffering of message data .........................41
    A.3 Sender state ...............................................42
    A.4 Timeout of offer of alternatives ...........................42
    A.5 Timeout of receiver capabilities ...........................42
    A.6 Relationship to timely delivery ............................43
    A.7 Ephemeral capabilities .....................................43
    A.8 Situations where MDNs must not be auto-generated ...........44
  Appendix B: Candidates for further enhancements...................44
  Authors' Addresses................................................45



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  Full Copyright Statement..........................................46

1. Introduction

  This memo describes a mechanism for email based content negotiation
  which provides an Internet fax facility comparable to that of
  traditional facsimile, which may be used by other messaging services
  that need similar facilities.

  "Extended Facsimile using Internet Mail" [1] specifies the transfer
  of image data using Internet email protocols.  "Indicating Supported
  Media Features Using Extensions to DSN and MDN" [2] describes a
  mechanism for providing the sender with the details of a receiver's
  capabilities.  The capability information thus provided, if stored by
  the sender, can be used in subsequent transfers between the same
  sender and receiver.

  Many communications are one-off or infrequent transfers between a
  given sender and receiver, and cannot benefit from this "do better
  next time" approach.

  An alternative facility available in email (though not widely
  implemented) is for the sender to use 'multipart/alternative' [15] to
  send a message in several different formats, and allow the receiver
  to choose.  Apart from the obvious drawback of network bandwidth use,
  this approach does not of itself allow the sender to truly tailor its
  message to a given receiver, or to obtain confirmation that any of
  the alternatives sent was usable by the receiver.

  This memo describes a mechanism that allows better-than-baseline data
  formats to be sent in the first communication between a sender and
  receiver.  The same mechanism can also achieve a usable message
  transfer when the sender has based the initial transmission on
  incorrect information about the receiver's capabilities.  It allows
  the sender of a message to indicate availability of alternative
  formats, and the receiver to indicate that an alternative format
  should be provided to replace the message data originally
  transmitted.

  When the sender does not have the correct information about a
  receiver's capabilities, the mechanism described here may incur an
  additional message round trip.  An important goal of this mechanism
  is to allow enough information to be provided to determine whether or
  not the extra round trip is required.







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1.1 Structure of this document

  The main part of this memo addresses the following areas:

  Section 2 describes some of the background, and sets out some
  specific goals that are addressed in this specification.

  Section 3 describes the proposed content negotiation framework,
  indicating the flow of information between a sender and receiver.

  Section 4 contains a detailed description of the 'Content-
  alternative' header that is used to convey information about
  alternative available formats.  This description is intended to stand
  independently of the rest of this specification, with a view to being
  usable in conjunction with other content negotiation protocols.

  Section 5 describes a new mail message header, 'Original-Message-ID',
  which is used to correlate alternative data sent during negotiation
  with the original message data, and to distinguish the continuation
  of an old message transaction from the start of a new transaction.

  Section 6 describes extensions to the Message Disposition
  Notification (MDN) framework [4] that support negotiation between the
  communicating parties.

1.2 Document terminology and conventions

1.2.1 Terminology

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [22].

  Capability exchange
     An exchange of information between communicating parties
     indicating the kinds of information they can generate or consume.

  Capability identification
     Provision of information by the a receiving agent that indicates
     the kinds of message data that it can accept for presentation to a
     user.

  Content negotiation
     An exchange of information (negotiation metadata) which leads to
     selection of the appropriate representation (variant) when
     transferring a data resource.





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  Message transaction

     A sequence of exchanges between a message sender and receiver that
     accomplish the transfer of message data.

  RFC 2703 [17] introduces several other terms related to content
  negotiation.

1.2.2 Design goals

  In discussing the goals for content negotiation, {1}, {2}, {3}
  notation is used, per RFC 2542, "Terminology and Goals for Internet
  Fax" [3].  The meanings associated with these notations are:

  {1}   there is general agreement that this is a critical
        characteristic of any definition of content negotiation for
        Internet Fax.

  {2}   most believe that this is an important characteristic of
        content negotiation for Internet Fax.

  {3}   there is general belief that this is a useful feature of
        content negotiation for Internet Fax, but that other factors
        might override;  a definition that does not provide this
        element is acceptable.

1.2.3 Other document conventions

  NOTE:  Comments like this provide additional nonessential information
  about the rationale behind this document.  Such information is not
  needed for building a conformant implementation, but may help those
  who wish to understand the design in greater depth.

2. Background and goals

2.1 Background

2.1.1 Fax and email

  One of the goals of the work to define a facsimile service using
  Internet mail has been to deliver benefits of the traditional Group 3
  Fax service in an email environment.  Traditional Group 3 Fax leans
  heavily on the idea that an online exchange of information discloses
  a receiver's capabilities to the sender before any message data is
  transmitted.






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  By contrast, Internet mail has been developed to operate in a
  different fashion, without any expectation that the sender and
  receiver will exchange information prior to message transfer.  One
  consequence of this is that all mail messages must contain some kind
  of meaningful message data:  messages that are sent simply to elicit
  information from a receiving message handling agent are not generally
  acceptable in the Internet mail environment.

  To guarantee some level of interoperability, Group 3 Fax and Internet
  mail rely on all receivers being able to deal with some baseline
  format (i.e., a basic image format or plain ASCII text,
  respectively).  The role of capability exchange or content
  negotiation is to permit better-than baseline capabilities to be
  employed where available.

  One of the challenges addressed by this specification is how to adapt
  the email environment to provide a fax-like service.  A sender must
  not make any a priori assumption that the receiver can recognize
  anything other than a simple email message.  There are some important
  uses of email that are fundamentally incompatible with the fax model
  of message passing and content negotiation (notably mailing lists).
  So we need to have a way of recognizing when content negotiation is
  possible, without breaking the existing email model.

2.1.2 Current facilities in Internet Fax

  "Extended Facsimile using Internet Mail" [1] provides for a limited
  provision of receiver capability information to the sender of a
  message, using an extension to Message Disposition Notifications
  [2,4], employing media feature tags [5] and media feature expressions
  [6].

  This mechanism provides for receiver capabilities to be disclosed
  after a message has been received and processed.  This information
  can be used for subsequent transmissions to the same receiver.  But
  many communications are one-off messages from a given sender to a
  given receiver, and cannot benefit from this.

2.2 Closing the loop

  Classic Internet mail is an "open loop" process:  no information is
  returned back to the point from which the message is sent.  This has
  been unkindly --but accurately-- characterized as "send and pray",
  since it lacks confirmation.

  Sending a message and obtaining confirmation that the message has
  been received is a "closed loop" process:  the confirmation sent back
  to the sender creates a loop around which information is passed.



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  Many Internet email agents are not designed to participate in a
  closed loop process, and thus have no responsibility to respond to
  receipt of a message.  Later additions to Internet standards, notably
  Delivery Service Notification [18] and Message Disposition
  Notification [4], specify means for certain confirmation responses to
  be sent back to the sender, thereby closing the loop.  However
  conformance to these enhancements is optional and full deployment is
  in the future.

  DSN must be fully implemented by the entire infrastructure; further
  when support is lacking, the message is still sent on in open-loop
  fashion.  Sometimes, transmission and delivery should instead be
  aborted and the fact be reported to the sender.

  Due to privacy considerations for end-users, MDN usage is entirely
  voluntary.

  Content negotiation is a closed loop function (for the purposes of
  this proposal -- see section 2.3, item (f)), and requires that the
  recipient of a message make some response to the sender.  Since
  content negotiation must retro-fit a closed-loop function over
  Internet mail's voluntary and high-latency environment, a challenge
  for content negotiation in email is to establish that consenting
  parties can recognize a closed loop situation, and hence recognize
  their responsibilities to close the loop.

  Three different loops can be identified in a content negotiation:

             Sender                      Receiver
               |                             |
        Initial message ------>------------  v
               |                             |
              (1) ------------<--- Request alternative data
               |                             |
       Send alternative ------>------------ (2)
               |                             |
              (3) ------------<------ Confirm receipt
                                      of usable data

  (1)   Sender receives acknowledgement that negotiable content has
        been received

  (2)   Receiver receives confirmation that its request for data has
        been received.

  (3)   Sender receives confirmation that received data is processable,
        or has been processed.




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  Although the content negotiation process is initiated by the sender,
  it is not established until loop (1) is closed with an indication
  that the receiver desires alternative content.

  If content sent with the original message from the sender is
  processable by the receiver, and a confirmation is sent, then the
  entire process is reduced to a simple send/confirm loop:

                 Sender                      Receiver
                   |                             |
            Initial message ------>------------  v
                   |                             |
                  (3) ------------<------ Confirm receipt
                                          of usable data

2.3 Goals for content negotiation

  The primary goal {1} is to provide a mechanism that allows arbitrary
  enhanced content features to be used with Internet fax systems.  The
  mechanism should {2} support introduction of new features over time,
  particularly those that are adopted for Group 3 fax.

  Further goals are:

  (a)   Must {1} interwork with existing simple mode Internet fax
        systems.

  (b)   Must {1} interwork with existing email clients.

        The term "interwork" used above means that the mechanism must
        be introduced in a way that may be ignored by existing systems,
        and systems enhanced to use the negotiation mechanisms will
        behave in a fashion that is expected by existing systems.
        (I.e., existing clients are not expected in any way to
        participate in or be aware of content negotiation.)

  (c)   Must {1} avoid transmission of "administrative non messages".
        (I.e., only messages that contain meaningful content for the
        end user may be sent unless it is known that the receiving
        system will interpret them, and not attempt to display them.)
        This requirement has been stated very strongly by the email
        community.

        This means that a sender must not assume that a receiver can
        understand the capability exchange protocol elements, so must
        always start by sending some meaningful message data.





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  (d)   Avoid {1} multiple renderings of a message.  In situations
        where multiple versions of a message are transferred, the
        receiver must be able to reliably decide on a single version to
        be displayed.

  (e)   Minimize {2} round trips needed to complete a transmission.
        Ideally {3} every enhanced transmission will result in simply
        sending data that the recipient can process, and receiving a
        confirmation response.

  (f)   The solution adopted should not {3} transmit multiple versions
        of the same data.  In particular, it must not {1} rely on
        routinely sending multiple instances of the same data in a
        single message.

        This does not prohibit sending multiple versions of the same
        data, but it must not be a requirement to do so.  A sender may
        choose to send multiple versions together (e.g., plain text and
        some other format), but the capability exchange mechanism
        selected must not depend on such behaviour.

  (g)   The solution adopted should {2} be consistent with and
        applicable to other Internet email based applications; e.g.,
        regular email, voice messaging, unified messaging, etc.

  (h)   Allow for a graceful recovery from stale cache information.  A
        sender might use historic information to send non-baseline data
        with an initial message.  If this turns out to be unusable by
        the recipient, it should still be possible {3} for the baseline
        data, or some other acceptable format, to be selected and
        transferred.

  (i)   The mechanism defined should {2} operate cleanly in conjunction
        with the mechanisms already defined for extended mode Internet
        fax (extended DSN and MDN [2], etc.).

  (j)   As much as possible, existing email mechanisms should {3} be
        used rather than inventing new ones.  (It is clear that some
        new mechanisms will be needed, but they should be defined
        cautiously.)

  (k)   The mechanism should {2} be implementable in low memory
        devices.  That is, it should not depend on any party being able
        to buffer arbitrary amounts of message data.







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        (It may not be possible to completely satisfy this goal in a
        sending system.  But if the sender does not have enough memory
        to buffer some given message, it can choose to not offer
        content negotiation.)

3. Framework for content negotiation

  This section starts with an outline of the negotiation process, and
  provides greater detail about each stage in following sub-sections.

  1. Sender sends initial message data with an indication of
     alternative formats available (section 3.1).  Initial data MAY be
     a baseline or some other guess of what the recipient can handle.

  2. The receiver has three main options:

     (a)   Does not recognize the optional alternative formats, and
           passively accepts the data as sent (section 3.2.1).

     (b)   Does recognize the alternatives offered, and actively
           accepts the data as sent (section 3.2.2).

     (c)   Recognizes the alternatives offered, and determines that it
           prefers to receive an alternative format.  An MDN response
           is sent (i) indicating that the original data was not
           processed, and (ii) containing receiver capability
           information so that the sender may select a suitable
           alternative (section 3.2.3).

           Note that only recipients named in 'to:', 'cc:' or 'bcc:'
           headers in the original message may request alternative data
           formats in this way.  Recipients not named in the original
           message headers MUST NOT attempt to initiate content
           negotiation.

           NOTE: the prohibition on initiation of negotiation by
           recipients other than those explicitly addressed is to avoid
           the sender from having to deal with negotiation requests
           from unexpected parties.

  3. On receipt of an MDN response indicating preference for an
     alternative data format, the sender MUST select and transmit
     message data matched to the receiver's declared capabilities, or
     send an indication that the receiver's request cannot be honoured.
     When sending alternative data, the sender suppresses the
     indication that alternative data is available, so the negotiation
     process cannot loop.




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  4. On receipt of final data from the sender, the receiver sends an
     MDN response indicating acceptance (or otherwise) of the data
     received.

        NOTE:  the receiver does not choose the particular data format
        to be received;  that choice rests with the sender.  We find
        that this approach is simpler than having the receiver choose
        an alternative, because it builds upon existing mechanisms in
        email, and follows the same pattern as a traditional Group 3
        fax.  Further, it deals with situations where the range of
        alternatives may be difficult to describe.

        This approach is similar to server driven negotiation in HTTP
        using "Accept" headers [13].  This is distinct to the agent-
        driven style of negotiation provided for HTTP as part of
        Transparent Content Negotiation [14], or which might be
        constructed in email using "multipart/alternative" and
        "message/external-body" MIME types [15].

3.1 Send data with an indication of alternatives

  A sender that is prepared to provide alternative message data formats
  MUST send the following message elements:

  (a)   a default message data format,

  (b)   message identification, in the form of a Message-ID header.

  (c)   appropriate 'Content-features' header(s) [7] describing the
        default message data sent,

  (d)   a request for Message Disposition Notification [4],

  (e)   an indication that it is prepared to send different message
        data, using an 'Alternative-available' MDN option field [9],
        and

  (f)   an indication of the alternative data formats available, in the
        form of 'Content-alternative' header(s) [8].  Note:  more than
        one Content-alternative' header MAY be specified; see section
        3.1.3 for more information.

  Having indicated the availability of alternative data formats, the
  sender is expected to hold the necessary information for some time,
  allowing the receiver an opportunity to request such data.  But,
  unless it so indicates (see [9]), the sender is not expected to hold
  this information indefinitely;  the exact length of time such
  information should be held is not specified here.  Thus, the



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  possibility exists that a request for alternative information may
  arrive too late, and the sender will then send an indication that the
  data is no longer available.  If message transference is being
  completed within a predetermined time interval (e.g., using [21]),
  then the sender should normally maintain the data for at least that
  period.

3.1.1 Choice of default data format

  The normal default format is text/plain.  This is the format sent
  unless the sender has prior knowledge or expectation of other content
  formats supported by the recipient.  Some uses of email presume some
  other default format (e.g. Intenet fax [1] has TIFF profile S [11] as
  its default format;  see section 7 of this document).

  "Extended Facsimile Using Internet Mail" [1] and "Indicating
  Supported Media Features Using Extensions to DSN and MDN" [2]
  indicate a possible mechanism for a sender to have prior knowledge of
  receiver capabilities.  This specification builds upon the mechanism
  described there.

  As always, the sender may gather information about the receiver in
  other ways beyond the scope of this document (e.g., a directory
  service or the suggested RESCAP protocol).

3.1.2 MDN request indicating alternate data formats

  When a sender is indicating preparedness to send alternative message
  data, it MUST request a Message Disposition Notification (MDN) [4].

  It indicates its readiness to send alternative message data by
  including the MDN option 'Alternative-available' [9] with the MDN
  request.  Presence of this MDN request option simply indicates that
  the sender is prepared to send some different data format if it has
  more accurate or up-to-date information about the receiver's
  capabilities.  Of itself, this option does not indicate whether the
  alternatives are likely to be better or worse than the default data
  sent -- that information is provided by the "Content-alternative"
  header(s) [8].

  When using the 'Alternative-available' option in an MDN request, the
  message MUST also contain a 'Message-ID:' header with a unique
  message identifier.








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3.1.3 Information about alternative data formats

  A sender can provide information about the alternative message data
  available by applying one or more 'Content-alternative' headers to
  message body parts for which alternative data is available, each
  indicating media features [5,6] of an available alternative.

  The purpose of this information is to allow a receiver to decide
  whether any of the available alternatives are preferable, or likely
  to be preferable, to the default message data provided.

  Not every available alternative is required to be described in this
  way, but the sender should include enough information to allow a
  receiver to determine whether or not it can expect more useful
  message data if it chooses to indicate a preference for some
  alternative that matches its capabilities.

  Alternative formats will often be variations of the content-type
  originally sent.  When different content-types can be provided, they
  should be indicated in a corresponding content-alternative header
  using the 'type' media feature tag [24].  (See example 8.4.)

     NOTE:  the sender is not necessarily expected to describe every
     single alternative format that is available -- indeed, in cases
     where content is generated on-the-fly rather than simply selected
     from an enumeration of possibilities, this may be infeasible.  The
     sender is expected to use one or more 'Content-alternative'
     headers to reasonably indicate the range of alternative formats
     available.

     The final format actually sent will always be selected by the
     sender, based on the receiver's capabilities.  The 'Content-
     alternative' headers are provided here simply to allow the
     receiver to make a reasonable decision about whether to request an
     alternative format that better matches its capabilities.

     ALSO NOTE:  this header is intended to be usable independently of
     the MDN extension that indicates the sender is prepared to send
     alternative formats.  It could be used with a different protocol
     having nothing to do with email or MDN.  Thus, the 'Content-
     alternative' header provides information about alternative data
     formats without actually indicating if or how they might be
     obtained.

     Further, the 'Content-alternative' header applies to a MIME body
     part, where the MDN 'Alternative-available' option applies to the
     message as a whole.




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  The example sections of this memo show how the 'Content-features:'
  and 'Content-alternative:' MIME headers may be used to describe the
  content provided and available alternatives.

3.2 Receiver options

  A negotiation-aware system receiving message data without an
  indication of alternative data formats MUST process that message in
  the same way as a standard Internet fax system or email user agent.

  Given an indication of alternative data format options, the receiver
  has three primary options:

  (a)   do not recognize the alternatives:  passively accept what is
        provided,

  (b)   do not prefer the alternatives:  actively accept what is
        provided, or

  (c)   prefer some alternative format.

3.2.1 Alternatives not recognized

  This corresponds to the case that the receiver is a simple mode
  Internet fax recipient [12], or a traditional email user agent.

  The receiver does not recognize the alternatives offered, or chooses
  not to recognize them, and simply accepts the data as sent.  A
  standard MDN response [4] or an extended MDN response [2] MAY be
  generated at the receiver's option.

3.2.2 Alternative not desired

  The receiver does recognize the alternatives offered, but
  specifically chooses to accept the data originally offered.  An MDN
  response SHOULD be sent indicating acceptance of the data and also
  containing the receiver's capabilities.

  This is the same as the defined behaviour of an Extended Internet Fax
  receiver [1,2].

3.2.3 Alternative preferred

  This case extends the behaviour of Extended Internet Fax [1,2] to
  allow an alternative form of data for the current message to be
  transferred.  This option may be followed ONLY if the original
  message contains an 'Alternative-available' MDN option (alternative




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  data re-sends may not use this option).  Further, this option may be
  followed ONLY if the recipient is explicitly addressed in the message
  headers ('to:', 'cc:' or 'bcc:').

  The receiver recognizes that alternative data is available, and based
  on the information provided determines that an alternative format
  would be preferable.  An MDN response [4] is sent, which MUST contain
  the following:

  o  an 'Alternative-preferred' disposition modifier [9] indicating
     that some data format other than that originally sent is
     preferred,

  o  an 'Original-Message-ID:' field [4] with the message identifier
     from the received message, and

  o  receiver capabilities, per RFC 2530 [2].

  On sending such an MDN response, the receiver MAY discard the message
  data provided, in the expectation that some alternative will be sent.
  But if the sender has indicated a limited lifetime for the
  alternative data, and the original data received is within the
  receiver's capability to display, the receiver SHOULD NOT discard it.
  Lacking sufficient memory to hold the original data for a period of
  time within which alternative data would reasonably be received, the
  receiver SHOULD accept and display the original data.  In the case
  that the original data is not within the receiver's capability to
  display then it SHOULD discard the original data and request an
  alternative format.

     NOTE:  the above rules are meant to ensure that the content
     negotiation framework does not result in the loss of data that
     would otherwise be received and displayed.

  Having requested alternative data and not displayed the original
  data, the receiver MUST remember this fact and be prepared to take
  corrective action if alternative data is not received within a
  reasonable time (e.g., if the MDN response or transmission of
  alternative data is lost in transit).

  Corrective action might be any of the following:

  (a)   re-send the MDN response, and continue waiting for an
        alternative,

  (b)   present the data originally supplied (if it is still
        available), or




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  (c)   generate an error response indicating loss of data.

  On concluding that alternative data is not forthcoming, the preferred
  option is (b), but this may not be possible for receivers with
  limited memory.

  See Appendix A for further discussion of receiver behaviour options.

     NOTE:  A cache control indicator on recipient capabilities has
     been considered, but is not included in this specification.
     (Sometimes, a recipient may want to offer certain capabilities
     only under certain circumstances, and does not wish them to be
     remembered for future use; e.g., not wanting to receive colour
     images for routine communications.)

     NOTE:  the receiver does not actually get to select any specific
     data format offered by the sender.  The final choice of data
     format is always made by the sender, based on the receiver's
     declared capabilities.  This approach:

     (a)   more closely matches the style of T.30 content negotiation,

     (b)   provides for clean integration with the current extended
           mode Internet fax specification,

     (c)   builds upon existing email mechanisms in a consistent
           fashion, and

     (d)   allows for cases (e.g., dynamically generated content) where
           it is not feasible for the sender to enumerate the
           alternatives available.

3.3 Send alternative message data

  Having offered to provide alternative data by including an
  'Alternative-available' option with the original MDN request, and on
  receipt of an MDN response indicating 'Alternative-preferred', the
  sender SHOULD transmit alternative message data that best matches the
  receiver's declared capabilities.  (In the exceptional case that the
  response requesting an alternative data format does not contain
  receiver capabilities, a baseline format should be selected.)

  If any part of the best available message data matching the receiver
  capabilities is the same as that originally sent, it MUST still be
  re-transmitted because the receiver may have discarded the original
  data.  Any data sent as a result of receiving an 'Alternative-
  preferred' response should include an MDN request but SHOULD NOT
  include an 'Alternative-available' disposition notification modifier.



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  If the sender is no longer able to send message data for any reason,
  it MUST send a message to the receiver indicating a failed transfer.
  It SHOULD also generate a report for the receiver indicating the
  failure, containing an MDN request and including an 'Alternative-
  not-available' disposition notification modifier.

  Any message sent to a receiver in response to a request for
  alternative data MUST include an 'Original-Message-ID:' header [23]
  containing the Original-message-ID value from the received
  disposition notification message (which is the 'Message-ID:' from the
  original message).  This header serves to correlate the re-send (or
  failure message) with the original message, and also to distinguish a
  re-send from an original message.

3.4 Confirm receipt of resent message data

  When resent data is received (indicated by presence of an 'original-
  message-ID:' header field), the receiver processes that data and
  generates an MDN response indicating the final disposition of the
  data received, and also indicating capabilities that may be used for
  future messages, per RFC 2530 [2] and RFC 2532 [1].

  If the re-send indicates that alternative data is no longer available
  (by including an 'Alternative-not-available' disposition notification
  modifier), and the receiver still holds the original data sent, it
  should display or process the original data and send an MDN response
  indicating the final disposition of that data.  Thus, the response to
  an 'Alternative-not-available' indication may be a successful
  disposition notification.

  If the re-send indicates that alternative data is no longer available
  (by including an 'Alternative-not-available' disposition notification
  modifier), and the receiver has discarded the original data sent, it
  SHOULD:

  (a)   display or process the failure message received, OR

  (b)   construct and display a message indicating that message data
        has been lost, preferably indicating the sender, time, subject,
        message identifier and other information that may help the
        recipient user to identify the missing message.

  and send a message disposition response indicating a final message
  disposition of "deleted".







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4. The Content-alternative header

  The 'Content-alternative:' header is a MIME header that can be
  attached to a MIME body part to indicate availability of some
  alternative form of the data it contains.  This header does not, of
  itself, indicate how the alternative form of data may be accessed.

  Using the ABNF notation of RFC 2234 [10], the syntax of a 'Content-
  alternative' header is defined as:

     Content-alternative-header =
         "Content-alternative" ":" Alternative-feature-expression

     Alternative-feature-expression =
         <As defined for 'Filter' by RFC 2533 [6]>

  More than one 'Content-alternative:' header may be applied to a MIME
  body part, in which case each one is taken to describe a separate
  alternative data format that is available.

  A content-alternative header is used with some MIME-encapsulated
  data, and is interpreted in that context.  The intent is to indicate
  possible variations of that data, and it is not necessarily expected
  to be a complete free-standing description of a specific available
  data.  Enough information should be provided for a receiver to be
  able to decide whether or not the alternative thus described (a) is
  likely to be an improvement over the actual data provided, and (b) is
  likely to be processable by the receiver.

  Thus, when interpreting a Content-alternative header value, a
  receiver may assume that features not explicitly mentioned are not
  different in the indicated alternative from the supplied data.  For
  example, if a Content-alternative header does not mention an
  alternative MIME content-type, the receiver may assume that the
  available alternative uses the same content-type as the supplied
  data.

  See also the example in section 8.4.

5. The Original-Message-ID message header

  The 'Original-Message-ID' header is used to correlate any message
  response or re-send with the original message to which it relates
  (see also sections 3.2.3,  3.3).  A re-send is distinct from the
  original message, so it MUST have its own unique Message-ID value
  (per RFC 2822, section 3.6.4).





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  The syntax for this header is:

     "Original-Message-ID" ":" msg-id

  where 'msg-id' is defined by RFC 2822 as:

     msg-id = "<" id-left "@" id-right ">"

  The 'msg-id' value given must be identical to that supplied in the
  Message-ID: header of the original message for which the current
  message is a response or re-send.

6. MDN extension for alternative data

  Here, we define two extensions to the Message Disposition
  Notification (MDN) protocol [4] to allow a sender to indicate
  readiness to send alternative message data formats, and to allow a
  receiver to indicate a preference for some alternative format.

  Indication of what alternatives may be available or preferred are not
  covered here.  This functionality is provided by the 'Content-
  alternative' MIME header [8] and "Indicating Supported Media Features
  Using Extensions to DSN and MDN" [2].

6.1 Indicating readiness to send alternative data

  A sender wishing to indicate its readiness to send alternative
  message data formats must request an MDN response using the MDN
  'Disposition-Notification-To:' header [4].

  The MDN request is accompanied by a 'Disposition-Notification-
  Options:' header containing the parameter 'Alternative-available'
  with an importance value of 'optional'.  (The significance of
  'optional' is that receiving agents unaware of this option do not
  generate inappropriate failure responses.)

  This specification defines a value for 'attribute' to be used in an
  MDN 'Disposition-Notification-Options:' header [4]:

     attribute =/ "Alternative-available"

  Thus, a sender includes the following headers to indicate that
  alternative message data is available:

     Disposition-Notification-To:
         <sender-address>
     Disposition-Notification-Options:
         Alternative-available=optional,<lifetime>



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  where <lifetime> is "transient" or "permanent", indicating whether
  the alternative data will be made available for just a short while,
  or for an indefinite period.  A value of "permanent" indicates that
  the data is held on long term storage and can be expected to be
  available for at least several days, and probably weeks or months.  A
  value of "transient" indicates that the alternative data may be
  discarded at any time, though it would normally be held for the
  expected duration of a message transaction.

     NOTE: the <lifetime> parameter is provided to help low-memory
     receivers (which are unable to store received data) avoid loss of
     information through requesting an alternative data format that may
     become unavailable.

  A message sent with a request for an MDN with an 'Alternative-
  available' option MUST also contain a 'Message-ID:' header field
  [20].

6.2 Indicating a preference for alternative data

  The MDN specification [4] defines a number of message disposition
  options that may be reported by the receiver of a message:

     disposition-type = "displayed"
                      / "dispatched"
                      / "processed"
                      / "deleted"
                      / "denied"
                      / "failed"

     disposition-modifier = ( "error" / "warning" )
                          / ( "superseded" / "expired" /
                              "mailbox-terminated" )
                          / disposition-modifier-extension

  This specification defines an additional value for 'disposition-
  modifier-extension':

     disposition-modifier-extension =/
         "Alternative-preferred"

  When a receiver requests that an alternative format be sent, it sends
  a message disposition notification message containing the following
  disposition field:

     Disposition:
       <action-mode>/<sending-mode>,
       deleted/alternative-preferred



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  For example, an automatically generated response might contain:

     Disposition:
       automatic-action/MDN-sent-automatically,
       deleted/alternative-preferred

  An MDN response containing an 'alternative-preferred' disposition
  modifier MUST also contain an 'Original-message-ID:' field [4] with
  the 'Message-ID:' value from the original message.

  An MDN response containing an 'alternative-preferred' disposition
  modifier SHOULD also contain a 'Media-accept-features:' field [2]
  indicating the capabilities that the sender should use in selecting
  an alternative form of message data.  If this field is not supplied,
  the sender should assume some baseline feature capabilities.
  Receiver capabilities supplied with an alternative-preferred
  disposition notification MUST NOT be cached:  they may apply to the
  current transaction only.

6.3 Indicating alternative data is no longer available

  A sender that receives a request for alternative data that is no
  longer available, or is unable to provide alternative data matching
  the receiver's capabilities, MUST respond with an indication of this
  fact, sending a message containing data describing the failure.

  Such a message MUST specify the MDN 'Disposition-Notification-To:'
  header [4], accompanied by a 'Disposition-Notification-Options:'
  header containing the parameter 'Alternative-not-available' with an
  importance value of 'required'.

  This specification defines a value for 'attribute' to be used in an
  MDN 'Disposition-Notification-Options:' header [4]:

     attribute =/ "Alternative-not-available"

  Thus, a sender includes the following headers to indicate that the
  alternative message data previously offered is no longer available:

     Disposition-Notification-To:
         <sender-address>
     Disposition-Notification-Options:
         Alternative-not-available=required,(TRUE)

  A message sent with a request for an MDN with an 'Alternative-not-
  available' option MUST also contain an 'Original-message-ID:'  header
  [23] containing the value from the 'Message-ID:' header of the
  original message.



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6.4 Indicating loss of original data

  This specification defines an additional value for 'disposition-
  modifier-extension':

     disposition-modifier-extension =/
         "original-lost"

  When a receiver loses message data because it lacks memory to store
  the original while waiting for an alternative to be sent, it sends a
  message disposition notification containing the following field:

     Disposition:
       <action-mode>/<sending-mode>,
       deleted/original-lost

  For example, an automatically generated response might contain:

     Disposition:
       automatic-action/MDN-sent-automatically,
       deleted/original-lost

  An MDN response containing an 'original-lost' disposition modifier
  MUST also contain an 'Original-message-ID:' field [4] with the
  'Message-ID:' value from the resent message, or from the original
  message (if no re-send has been received).

6.5 Automatic sending of MDN responses

  In sending an MDN response that requests alternative data, the
  security concerns stated in RFC 2298 [4] (sections 2.1 and 6.2)
  regarding automatic MDN responses must be respected.  In particular,
  a system capable of performing content negotiation MUST have an
  option for its user to disable negotiation responses, either
  generally, on a per-message basis, or both.

7. Internet Fax Considerations

  Internet fax is an application that uses email to exchange document
  images (see RFC RFC 2305 [12] and RFC 2532 [1]).

  Both sender and receiver parts of this specification involve the use
  of media feature expressions.  In the context of Internet fax, any
  such expressions SHOULD employ feature tags defined by "Content
  feature schema for Internet fax" [16].  In a wider email context, any
  valid media features MAY be used.





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  For Internet fax [12], "image/tiff" is the assumed content-type for
  message data.  In particular, all Internet fax devices are presumed
  to be capable of sending and receiving the TIFF profile S
  capabilities (Section 3 of [11]).  When communication is between
  Internet fax devices, this capability may be assumed.  But when
  dealing with devices that go beyond these capabilities defined for
  Internet fax (e.g. generic email agents with fax capabilities) it
  would be better not to assume fax capabilities, and for the
  negotiating parties to be explicit with respect to all their
  capabilities.

  It would be better if even Internet fax devices do not assume that
  they are communicating with other such devices.  When using Internet
  email, there is no reliable way to establish this fact.  Therefore,
  for any Internet fax device that may reasonably be expected to
  exchange messages with any other email agent, it is RECOMMENDED that
  Internet fax capabilities (such as image/tiff baseline format
  handling) are not assumed but stated explicitly.

  In particular, the 'Media-Accept-Features:' header in receiver MDN
  responses SHOULD explicitly indicate (type="image/tiff") and baseline
  TIFF capabilities, rather than just assuming that they are
  understood.

8. Examples

8.1 Sending enhanced Internet Fax image

  An Internet fax sender has a profile-F (A4, 400x400dpi, MMR) image to
  send to a receiver.  The baseline for Internet fax is 200x200dpi and
  MH image compression.

  Sender's initial message:

     Date: Wed,20 Sep 1995 00:18:00 (EDT)-0400
     From: Jane Sender <[email protected]>
     Message-Id: <[email protected]>
     Subject: Internet FAX Full Mode Content Negotiation
     To: Tom Recipient <[email protected]>
     Disposition-Notification-To: [email protected]
     Disposition-Notification-Options:
         Alternative-available=optional,permanent
     MIME-Version: 1.0
     Content-Type: multipart/mixed;
                   boundary="RAA14128.773615765/ example.com"






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     --RAA14128.773615765/ example.com
     Content-type: image/tiff
     Content-Transfer-Encoding: base64
     Content-features:
         (& (color=Binary)
            (image-file-structure=TIFF-minimal)
            (dpi=200)
            (dpi-xyratio=1)
            (paper-size=A4)
            (image-coding=MH)
            (MRC-mode=0)
            (ua-media=stationery) )
     Content-alternative:
         (& (color=Binary)
            (image-file-structure=TIFF-limited)
            (dpi=400)
            (dpi-xyratio=1)
            (paper-size=A4)
            (image-coding=MMR)
            (MRC-mode=0)
            (ua-media=stationery) )

     [TIFF-FX Profile-S message goes here]

     --RAA14128.773615765/ example.com--

  Receiver sends MDN response to initial message:

     Date: Wed,20 Sep 1995 00:19:00 (EDT)-0400
     From: Tom Recipient <[email protected]>
     Message-Id: <[email protected]>
     Subject: Re: Internet FAX Full Mode Content Negotiation
     To: Jane Sender <[email protected]>
     MIME-Version: 1.0
     Content-Type: multipart/report;
                   report-type=disposition-notification;
                   boundary="RAA14128.773615766/example.org"

     --RAA14128.773615766/example.org

     The message sent on 1995 Sep 20 at 00:18:00 (EDT) -0400 to
     Tom Recipient <[email protected]> with subject "Internet
     FAX Full Mode Content Negotiation" has been received.  An
     alternative form of the message data is requested.







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RFC 3297      Content Negotiation for Messaging Services       July 2002


     --RAA14128.773615766/example.org
     Content-Type: message/disposition-notification

     Reporting-UA: Toms-pc.cs.example.org; IFAX-FullMode
     Original-Recipient: rfc822;[email protected]
     Final-Recipient: rfc822;[email protected]
     Original-Message-ID: <[email protected]>
     Disposition: automatic-action/MDN-sent-automatically;
                  deleted/alternative-preferred
     Media-Accept-Features:
         (& (type="image/tiff")
            (color=Binary)
            (image-file-structure=TIFF)
            (| (& (dpi=200) (dpi-xyratio=200/100) )
               (& (dpi=200) (dpi-xyratio=1) )
               (& (dpi=400) (dpi-xyratio=1) ) )
            (| (image-coding=[MH,MR,MMR])
               (& (image-coding=JBIG)
                  (image-coding-constraint=JBIG-T85)
                  (JBIG-stripe-size=128) ) )
            (MRC-mode=0)
            (paper-size=[A4,B4])
            (ua-media=stationery) )

     --RAA14128.773615766/example.org--

  Sender's message with enhanced content:

     Date: Wed,20 Sep 1995 00:21:00 (EDT)-0400
     From: Jane Sender <[email protected]>
     Message-Id: <[email protected]>
     Original-Message-Id: <[email protected]>
     Subject: Internet FAX Full Mode Image Transmission
     To: Tom Recipient <[email protected]>
     Disposition-Notification-To: [email protected]
     MIME-Version: 1.0
     Content-Type: multipart/mixed;
                   boundary="RAA14128.773615768/ example.com"

     --RAA14128.773615768/ example.com
     Content-type: image/tiff
     Content-Transfer-Encoding: base64

     [TIFF-FX profile-F message goes here]

     --RAA14128.773615768/ example.com--





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RFC 3297      Content Negotiation for Messaging Services       July 2002


  Receiver sends MDN confirmation of enhanced message content:

     Date: Wed,20 Sep 1995 00:22:00 (EDT)-0400
     From: Tom Recipient <[email protected]>
     Message-Id: <[email protected]>
     Subject: Re: Internet FAX Full Mode Image Transmission
     To: Jane Sender <[email protected]>
     MIME-Version: 1.0
     Content-Type: multipart/report;
                   report-type=disposition-notification;
                   boundary="RAA14128.773615769/example.org"

     --RAA14128.773615769/example.org

     The message sent on 1995 Sep 20 at 00:21:00 (EDT) -0400 to Tom
     Recipient <[email protected]> with subject " Internet FAX
     Full Mode Image Transmission" has been processed in Internet FAX
     Full Mode.

     --RAA14128.773615769/example.org
     Content-Type: message/disposition-notification

     Reporting-UA: Toms-pc.cs.example.org; IFAX-FullMode
     Original-Recipient: rfc822;[email protected]
     Final-Recipient: rfc822;[email protected]
     Original-Message-ID: <[email protected]>
     Disposition: automatic-action/MDN-sent-automatically; processed
     Media-Accept-Features:
         (& (type="image/tiff")
            (color=Binary)
            (image-file-structure=TIFF)
            (| (& (dpi=200) (dpi-xyratio=200/100) )
               (& (dpi=200) (dpi-xyratio=1) )
               (& (dpi=400) (dpi-xyratio=1) ) )
            (| (image-coding=[MH,MR,MMR])
               (& (image-coding=JBIG)
                  (image-coding-constraint=JBIG-T85)
                  (JBIG-stripe-size=128) ) )
            (MRC-mode=0)
            (paper-size=[A4,B4])
            (ua-media=stationery) )

     --RAA14128.773615769/example.org--








Klyne, et. al.              Standards Track                    [Page 26]

RFC 3297      Content Negotiation for Messaging Services       July 2002


8.2 Internet fax with initial data usable

  This example shows how the second and subsequent transfers between
  the systems in the previous example might be conducted.  Using
  knowledge gained from the previous exchange, the sender includes
  profile-F data with its first contact.

  Sender's initial message:

     Date: Wed,20 Sep 1995 00:19:00 (EDT)-0400
     From: Jane Sender <[email protected]>
     Message-Id: <[email protected]>
     Subject: Internet FAX Full Mode Content Negotiation
     To: Tom Recipient <[email protected]>
     Disposition-Notification-To: [email protected]
     Disposition-Notification-Options:
         Alternative-available=optional,permanent
     MIME-Version: 1.0
     Content-Type: multipart/mixed;
                   boundary="RAA14128.773615765/ example.com"

     --RAA14128.773615765/ example.com
     Content-type: image/tiff
     Content-Transfer-Encoding: base64
     Content-features:
         (& (color=Binary)
            (image-file-structure=TIFF-limited)
            (dpi=400)
            (dpi-xyratio=1)
            (paper-size=A4)
            (image-coding=MMR)
            (MRC-mode=0)
            (ua-media=stationery) )
     Content-alternative:
         (& (color=Binary)
            (image-file-structure=TIFF-minimal)
            (dpi=200)
            (dpi-xyratio=1)
            (paper-size=A4)
            (image-coding=MH)
            (MRC-mode=0)
            (ua-media=stationery) )

     [TIFF-FX Profile-F message goes here]

     --RAA14128.773615765/ example.com--





Klyne, et. al.              Standards Track                    [Page 27]

RFC 3297      Content Negotiation for Messaging Services       July 2002


  Receiver sends MDN confirmation of received message content:

     Date: Wed,20 Sep 1995 00:22:00 (EDT)-0400
     From: Tom Recipient <[email protected]>
     Message-Id: <[email protected]>
     Subject: Re: Internet FAX Full Mode Image Transmission
     To: Jane Sender <[email protected]>
     MIME-Version: 1.0
     Content-Type: multipart/report;
                   report-type=disposition-notification;
                   boundary="RAA14128.773615769/example.org"

     --RAA14128.773615769/example.org

     The message sent on 1995 Sep 20 at 00:19:00 (EDT) -0400 to Tom
     Recipient <[email protected]> with subject "Internet FAX
     Full Mode Image Transmission" has been processed in Internet FAX
     Full Mode.

     --RAA14128.773615769/example.org
     Content-Type: message/disposition-notification

     Reporting-UA: Toms-pc.cs.example.org; IFAX-FullMode
     Original-Recipient: rfc822;[email protected]
     Final-Recipient: rfc822;[email protected]
     Original-Message-ID: <[email protected]>
     Disposition: automatic-action/MDN-sent-automatically; processed
     Media-Accept-Features:
         (& (type="image/tiff")
            (color=Binary)
            (image-file-structure=TIFF)
            (| (& (dpi=200) (dpi-xyratio=200/100) )
               (& (dpi=200) (dpi-xyratio=1) )
               (& (dpi=400) (dpi-xyratio=1) ) )
            (| (image-coding=[MH,MR,MMR])
               (& (image-coding=JBIG)
                  (image-coding-constraint=JBIG-T85)
                  (JBIG-stripe-size=128) ) )
            (MRC-mode=0)
            (paper-size=[A4,B4])
            (ua-media=stationery) )

     --RAA14128.773615769/example.org--








Klyne, et. al.              Standards Track                    [Page 28]

RFC 3297      Content Negotiation for Messaging Services       July 2002


8.3 Negotiate to lower receiver capability

  In this example, the sender has incorrectly assumed that the receiver
  has a higher capability, and must re-send lower capability data in
  response to the receiver's response showing lesser capability.

  An Internet fax sends a profile-F (A4, 400x400dpi, MMR) image.  When
  the receiver cannot handle this, it falls back to baseline profile-S.
  As this is a baseline format, it is not necessary to declare that
  capability with the original message.  When a receiver is faced with
  data it cannot process from a negotiating sender, it can do no better
  than to respond with a description of its actual capabilities and let
  the sender determine the outcome.

  Sender's initial message:

     Date: Wed, 20 Sep 1995 00:18:00 (EDT)-0400
     From: Jane Sender <[email protected]>
     Message-Id: <[email protected]>
     Subject: Internet FAX Full Mode Negotiate Down
     To: Tom Recipient <[email protected]>
     Disposition-Notification-To: [email protected]
     Disposition-Notification-Options:
         Alternative-available=optional,permanent
     MIME-Version: 1.0
     Content-Type: multipart/mixed;
                   boundary="RAA14128.773615765/ example.com"

     --RAA14128.773615765/ example.com
     Content-type: image/tiff
     Content-Transfer-Encoding: base64
     Content-features:
         (& (color=Binary)
            (image-file-structure=TIFF-limited)
            (dpi=400)
            (dpi-xyratio=1)
            (paper-size=A4)
            (image-coding=MMR)
            (MRC-mode=0)
            (ua-media=stationery) )

     [TIFF-FX Profile-F message goes here]

     --RAA14128.773615765/ example.com--







Klyne, et. al.              Standards Track                    [Page 29]

RFC 3297      Content Negotiation for Messaging Services       July 2002


  Receiver sends MDN response to initial message:

     Date: Wed,20 Sep 1995 00:19:00 (EDT)-0400
     From: Tom Recipient <[email protected]>
     Message-Id: <[email protected]>
     Subject: Re: Internet FAX Full Mode Negotiate Down
     To: Jane Sender <[email protected]>
     MIME-Version: 1.0
     Content-Type: multipart/report;
                   report-type=disposition-notification;
                   boundary="RAA14128.773615766/example.org"

     --RAA14128.773615766/example.org

     The message sent on 1995 Sep 20 at 00:18:00 (EDT) -0400 to
     Tom Recipient <[email protected]> with subject "Internet
     FAX Full Mode Content Negotiation" has been received.  An
     alternative form of the message data is requested.

     --RAA14128.773615766/example.org
     Content-Type: message/disposition-notification

     Reporting-UA: Toms-pc.cs.example.org; IFAX-FullMode
     Original-Recipient: rfc822;[email protected]
     Final-Recipient: rfc822;[email protected]
     Original-Message-ID: <[email protected]>
     Disposition: automatic-action/MDN-sent-automatically;
                  deleted/alternative-preferred
     Media-Accept-Features:
         (& (type="image/tiff")
            (color=Binary)
            (image-file-structure=TIFF-minimal)
            (dpi=200)
            (dpi-xyratio=1)
            (paper-size=A4)
            (image-coding=MH)
            (MRC-mode=0)
            (ua-media=stationery) )

     --RAA14128.773615766/example.org--











Klyne, et. al.              Standards Track                    [Page 30]

RFC 3297      Content Negotiation for Messaging Services       July 2002


  Sender's message with baseline content:

     Date: Wed,20 Sep 1995 00:21:00 (EDT)-0400
     From: Jane Sender <[email protected]>
     Message-Id: <[email protected]>
     Original-Message-Id: <[email protected]>
     Subject: Internet FAX Full Mode Image Transmission
     To: Tom Recipient <[email protected]>
     Disposition-Notification-To: [email protected]
     MIME-Version: 1.0
     Content-Type: multipart/mixed;
                   boundary="RAA14128.773615768/ example.com"

     --RAA14128.773615768/ example.com
     Content-type: image/tiff
     Content-Transfer-Encoding: base64

     [TIFF-FX profile-S message goes here]

     --RAA14128.773615768/ example.com--

  Receiver sends MDN confirmation of impoverished message content:

     Date: Wed,20 Sep 1995 00:22:00 (EDT)-0400
     From: Tom Recipient <[email protected]>
     Message-Id: <[email protected]>
     Subject: Re: Internet FAX Full Mode Image Transmission
     To: Jane Sender <[email protected]>
     MIME-Version: 1.0
     Content-Type: multipart/report;
                   report-type=disposition-notification;
                   boundary="RAA14128.773615769/example.org"

     --RAA14128.773615769/example.org

     The message sent on 1995 Sep 20 at 00:21:00 (EDT) -0400 to Tom
     Recipient <[email protected]> with subject " Internet FAX
     Full Mode Image Transmission" has been processed in Internet FAX
     Full Mode.

     --RAA14128.773615769/example.org
     Content-Type: message/disposition-notification









Klyne, et. al.              Standards Track                    [Page 31]

RFC 3297      Content Negotiation for Messaging Services       July 2002


     Reporting-UA: Toms-pc.cs.example.org; IFAX-FullMode
     Original-Recipient: rfc822;[email protected]
     Final-Recipient: rfc822;[email protected]
     Original-Message-ID: <[email protected]>
     Disposition: automatic-action/MDN-sent-automatically; processed
     Media-Accept-Features:
         (& (color=Binary)
            (image-file-structure=TIFF-minimal)
            (dpi=200)
            (dpi-xyratio=1)
            (paper-size=A4)
            (image-coding=MH)
            (MRC-mode=0)
            (ua-media=stationery) )

     --RAA14128.773615769/example.org--

8.4 Sending an alternative content type

  As noted in section 4, the sender can offer the data using a
  different MIME content-type.  This example shows a profile-F (A4,
  400x400dpi, MMR) image and a limited-colour PDF document offered as
  alternatives to a baseline image/TIFF.

  Sender's initial message:

       (Note that the MIME content type is not specified for the
       image/tiff alternative, being the same as that provided, but
       is mentioned for the application/pdf alternative.)

     Date: Wed,20 Sep 1995 00:18:00 (EDT)-0400
     From: Jane Sender <[email protected]>
     Message-Id: <[email protected]>
     Subject: Internet FAX Full Mode Content Negotiation
     To: Tom Recipient <[email protected]>
     Disposition-Notification-To: [email protected]
     Disposition-Notification-Options:
         Alternative-available=optional,permanent
     MIME-Version: 1.0
     Content-Type: multipart/mixed;
                   boundary="RAA14128.773615765/ example.com"

     --RAA14128.773615765/ example.com
     Content-type: image/tiff
     Content-Transfer-Encoding: base64
     Content-features:
         (& (color=Binary)
            (image-file-structure=TIFF-minimal)



Klyne, et. al.              Standards Track                    [Page 32]

RFC 3297      Content Negotiation for Messaging Services       July 2002


            (dpi=200)
            (dpi-xyratio=1)
            (paper-size=A4)
            (image-coding=MH)
            (MRC-mode=0)
            (ua-media=stationery) )
     Content-alternative:
         (& (color=Binary)
            (image-file-structure=TIFF-limited)
            (dpi=400)
            (dpi-xyratio=1)
            (paper-size=A4)
            (image-coding=MMR)
            (MRC-mode=0)
            (ua-media=stationery) )
     Content-alternative:
         (& (type="application/pdf")
            (color=Limited)
            (dpi=400)
            (paper-size=A4)
            (ua-media=stationery) )

     [TIFF-FX Profile-S message goes here]

     --RAA14128.773615765/ example.com--

  Receiver sends MDN response to initial message:

       (Note that this response indicates an ability to handle the
       PDF MIME content-types, but with only binary colour.)

     Date: Wed,20 Sep 1995 00:19:00 (EDT)-0400
     From: Tom Recipient <[email protected]>
     Message-Id: <[email protected]>
     Subject: Re: Internet FAX Full Mode Content Negotiation
     To: Jane Sender <[email protected]>
     MIME-Version: 1.0
     Content-Type: multipart/report;
                   report-type=disposition-notification;
                   boundary="RAA14128.773615766/example.org"

     --RAA14128.773615766/example.org

     The message sent on 1995 Sep 20 at 00:18:00 (EDT) -0400 to
     Tom Recipient <[email protected]> with subject "Internet
     FAX Full Mode Content Negotiation" has been received.  An
     alternative form of the message data is requested.




Klyne, et. al.              Standards Track                    [Page 33]

RFC 3297      Content Negotiation for Messaging Services       July 2002


     --RAA14128.773615766/example.org
     Content-Type: message/disposition-notification

     Reporting-UA: Toms-pc.cs.example.org; IFAX-FullMode
     Original-Recipient: rfc822;[email protected]
     Final-Recipient: rfc822;[email protected]
     Original-Message-ID: <[email protected]>
     Disposition: automatic-action/MDN-sent-automatically;
                  deleted/alternative-preferred
     Media-Accept-Features:
         (| (& (type="image/tiff")
               (color=Binary)
               (image-file-structure=TIFF-minimal)
               (dpi=200)
               (dpi-xyratio=1)
               (image-coding=MH)
               (MRC-mode=0)
               (paper-size=A4)
               (ua-media=stationery) )
            (& (type="application/pdf")
               (color=Binary)
               (dpi-xyratio=1)
               (dpi=[200,400])
               (paper-size=[A4,B4])
               (ua-media=stationery) ) )

     --RAA14128.773615766/example.org--

  Resend with alternative content-type:

     Date: Wed,20 Sep 1995 00:21:00 (EDT)-0400
     From: Jane Sender <[email protected]>
     Message-Id: <[email protected]>
     Original-Message-Id: <[email protected]>
     Subject: Internet FAX Full Mode Image Transmission
     To: Tom Recipient <[email protected]>
     Disposition-Notification-To: [email protected]
     MIME-Version: 1.0
     Content-Type: multipart/mixed;
                   boundary="RAA14128.773615768/ example.com"

     --RAA14128.773615768/ example.com
     Content-type: application/pdf
     Content-Transfer-Encoding: base64

     [PDF data goes here]

     --RAA14128.773615768/ example.com--



Klyne, et. al.              Standards Track                    [Page 34]

RFC 3297      Content Negotiation for Messaging Services       July 2002


  Receiver sends MDN confirmation of enhanced message content:

       (Also indicating the PDF capability for future messages.)

     Date: Wed,20 Sep 1995 00:22:00 (EDT)-0400
     From: Tom Recipient <[email protected]>
     Message-Id: <[email protected]>
     Subject: Re: Internet FAX Full Mode Image Transmission
     To: Jane Sender <[email protected]>
     MIME-Version: 1.0
     Content-Type: multipart/report;
                   report-type=disposition-notification;
                   boundary="RAA14128.773615769/example.org"

     --RAA14128.773615769/example.org

     The message sent on 1995 Sep 20 at 00:21:00 (EDT) -0400 to Tom
     Recipient <[email protected]> with subject " Internet FAX
     Full Mode Image Transmission" has been processed in Internet FAX
     Full Mode.

     --RAA14128.773615769/example.org
     Content-Type: message/disposition-notification

     Reporting-UA: Toms-pc.cs.example.org; IFAX-FullMode
     Original-Recipient: rfc822;[email protected]
     Final-Recipient: rfc822;[email protected]
     Original-Message-ID: <[email protected]>
     Disposition: automatic-action/MDN-sent-automatically; processed
     Media-Accept-Features:
         (| (& (type="image/tiff")
               (color=Binary)
               (image-file-structure=TIFF-minimal)
               (dpi=200)
               (dpi-xyratio=1)
               (image-coding=MH)
               (MRC-mode=0)
               (paper-size=A4)
               (ua-media=stationery) )
            (& (type="application/pdf")
               (color=Binary)
               (dpi-xyratio=1)
               (dpi=[200,400])
               (paper-size=[A4,B4])
               (ua-media=stationery) ) )

     --RAA14128.773615769/example.org--




Klyne, et. al.              Standards Track                    [Page 35]

RFC 3297      Content Negotiation for Messaging Services       July 2002


9. IANA Considerations

9.1 New message headers

  This specification defines new email/MIME message headers:

     Content-alternative
     Original-Message-ID

  As such, there being no registry of email headers, it is an update to
  the specifications of RFC 2822 and RFC 2045.

9.2 MDN extensions

  This specification defines extensions to the Message Disposition
  Notification (MDN) protocol.  The sections below are the registration
  templates for these extensions, as required by RFC 2298 [4], section
  10.

9.2.1 Notification option 'Alternative-available'

  (a)   Disposition-notification-option name:
        Alternative-available

  (b)   Syntax:
        (see this document, section 6.1)

  (c)   Character-encoding:
        US-ASCII characters only are used

  (d)   Semantics:
        (see this document, section 6.1)

9.2.2 Notification option 'Alternative-not-available'

  (a)   Disposition-notification-option name:
        Alternative-not-available

  (b)   Syntax:
        (see this document, section 6.1)

  (c)   Character-encoding:
        US-ASCII characters only are used

  (d)   Semantics
        (see this document, section 6.3)





Klyne, et. al.              Standards Track                    [Page 36]

RFC 3297      Content Negotiation for Messaging Services       July 2002


9.2.3 Disposition modifier 'Alternative-preferred'

  (a)   Disposition-modifier name:
        Alternative-preferred

  (b)   Semantics:
        (see this document, section 6.2)

9.2.4 Disposition modifier 'Original-lost'

  (a)   Disposition-modifier name:
        Original-lost

  (b)   Semantics:
        (see this document, section 6.4)

10.  Internationalization considerations

  This specification deals with protocol exchanges between mail user
  agents, and as such does not deal primarily with human readable text.
  But not all user agents may automatically handle the protocol
  elements defined here, and may attempt to display text from the
  protocol elements to the user.

  The main candidate for this treatment is the text accompanying a
  disposition notification response that requests alternative
  information.  In normal use, the protocol design ensures that the
  recipient can process this response automatically; exceptionally, a
  receiving agent may display it to a user.

11.  Security Considerations

  Security considerations of this specification can be divided into two
  main areas:

  o  Privacy concerns with automated MDN response generation:  see
     section 6.5 of this document, and the security considerations
     section of RFC 2298 [4].

  o  Risks of negotiation:  see the security considerations section
     transaction.  If alternative data arrives subsequently, it may be
     ignored or possibly also displayed or printed.  A successful
     completion MDN may be sent to the sender.








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RFC 3297      Content Negotiation for Messaging Services       July 2002


12.  Acknowledgements

  The basic structure of the negotiation described here was first
  documented in a draft by Mr. Toru Maeda of Canon.

  Helpful comments on earlier drafts were provided by Mr Hiroshi
  Tamura, Ted Hardie and Larry Masinter.

13.  References

  [1]   Masinter, L. and D. Wing, "Extended Facsimile using Internet
        Mail", RFC 2532, March 1999.

  [2]   Wing, D., "Indicating Supported Media Features Using Extensions
        to DSN and MDN", RFC 2530, March 1999.

  [3]   Masinter, L., "Terminology and Goals for Internet Fax", RFC
        2542, March 1999.

  [4]   Fajman, R., "An Extensible Message Format for Message
        Disposition Notifications", RFC 2298, March 1998.

  [5]   Holtman, K., Mutz, A. and T. Hardie, "Media Feature Tag
        Registration Procedure", RFC 2506, March 1999.

  [6]   Klyne, G., "A syntax for describing media feature sets", BCP
        31, RFC 2533, March 1999.

  [7]   Klyne, G., "Indicating media features for MIME content", RFC
        2938, September 2000.

  [8]  'Content-alternative' header (this memo, section 4)

  [9]   MDN extension for alternative data (this memo, section 6)

  [10]  Crocker, D. and P. Overell, "Augmented BNF for Syntax
        Specifications: ABNF", RFC 2234, November 1997.

  [11]  McIntyre, L.,  Buckley, R., Venable, D., Zilles, S., Parsons,
        G. and J. Rafferty, "File format for Internet fax", RFC 2301,
        March 1998.

  [12]  Toyoda K., Ohno H., Murai, J. and D. Wing, "A Simple Mode of
        Facsimile Using Internet Mail", RFC 2305, March 1998.

  [13]  Fielding, R., Gettys, J., Mogul, J., Frystyk, H., Masinter, L.,
        Leach, P. and T. Berners-Lee, "Hypertext Transfer Protocol --
        HTTP/1.1", RFC 2616, June 1999.



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RFC 3297      Content Negotiation for Messaging Services       July 2002


  [14]  Holtman, K. and A. Mutz, "Transparent Content Negotiation in
        HTTP", RFC 2295, March 1998.

  [15]  Freed, N. and N. Borenstein, "Multipurpose Internet Mail
        Extensions (MIME) Part 2: Media types", RFC 2046, November
        1996.

  [16]  Klyne, G. and L. McIntyre, "Content feature schema for Internet
        fax V2", RFC 2879, August 2000.

  [17]  Klyne, G., "Protocol-independent Content Negotiation
        Framework", RFC 2703, September 1999.

  [18]  Moore, K., "SMTP Service Extension for Delivery Status
        Notifications", RFC 1891, January 1996.

  [19]  Klensin, J., "Simple Mail Transfer Protocol", RFC 2821, April
        2001.

  [20]  Resnick, P., "Internet Message Format", RFC 2822, April 2001.

  [21]  Klyne, G. and D. Crocker, "Timely Delivery for Facsimile Using
        Internet Mail", Work in Progress.

  [22]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
        Levels", BCP 14, RFC 2119, March 1997.

  [23] 'Original-Message-ID' header for mail messages (this memo,
        section 5)

  [24]  Klyne, G., "MIME Content Types in Media Feature Expressions",
        RFC 2913, September 2000.



















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RFC 3297      Content Negotiation for Messaging Services       July 2002


Appendix A: Implementation issues

  This section is not a normative part of this specification.  Rather,
  it discusses some of the issues that were considered during its
  design in a way that we hope will be useful to implementers.

A.1 Receiver state

  Probably the biggest implication for implementers of this proposal
  compared with standard mail user agents is the need to maintain some
  kind of state information at the receiver while content is being
  negotiated.

  By "receiver state", we mean that a receiver needs to remember that
  it has received an initial message AND that it has requested an
  alternative form of data.  Without this, when a receiver responds
  with a request for an alternative data format there is a possibility
  (if the response does not reach the sender) that the message will be
  silently lost, despite its having been delivered to the receiving
  MTA.

  The matter of maintaining receiver state is particularly germane
  because of the requirement to allow low-memory systems to participate
  in the content negotiation.  Unlike traditional T.30 facsimile, where
  the negotiation takes place within the duration of a single
  connection, an extended time may be taken to complete a negotiation
  in email.  State information must be maintained for all negotiations
  outstanding at any time, and there is no theoretical upper bound on
  how many there may be.

  Keeping receiver state is probably not a problem for systems with
  high capacity storage devices to hold message data and state
  information.  The remainder of this section discusses strategies that
  small-system designers might employ to place an upper bound on memory
  that must be reserved for this information.  When a receiver is
  really memory constrained then message loss remains a possibility,
  but the mechanisms described here should ensure that it never happens
  silently.

  So what is this "receiver state"?  It must contain, as a minimum:

  o  the fact that message data was received, and alternative data has
     been requested,

  o  a unique message identifier, and

  o  the time at which an alternative format request was sent.




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  This allows the receiver to re-issue a request, or to report an
  error, if requested alternative data does not arrive in a reasonable
  time.

  Receiver state may also include:

  o  a copy of the data originally received.  This allows the receiver
     to display the original data if an alternative is not received.

  o  details of the data format supplied, and alternatives offered.
     This permits improved diagnostics if alternative data is not
     received.

  If a receiver of a message with alternative content available does
  not have enough memory to hold new negotiation state information, it
  may fall back to non-negotiation behaviour, accept the data received
  and send an MDN indicating disposition of that data (see sections
  3.2.1, 3.2.2).

  If a receiving system runs low on memory after entering into a
  negotiation, a number of options may be possible:

  o  display or print buffered data, if available, and complete the
     transaction.  If alternative data arrives subsequently, it may be
     ignored or possibly also displayed or printed.  A successful
     completion MDN may be sent to the sender.

  o  discard any buffered data, and continue waiting for alternative
     data.  If alternative data does not subsequently arrive, a message
     transfer failure should be declared.

  o  abort the transfer and declare a message transfer failure:  a
     diagnostic message must be displayed to the local user, and a
     failure notification sent to the sender.

A.2 Receiver buffering of message data

  If a receiver is capable of buffering received message data while
  waiting for an alternative, this is to be preferred because it
  retains the option to display that data if an alternative is not
  received (see above).

  Partial message data should not be buffered for this purpose:
  displaying part of the original message is not an allowable
  substitute for displaying all of the received data.  (There may be
  some value in keeping some of the original message data for
  diagnostic purposes.)




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  If a receiver starts to buffer message data pending negotiation, then
  finds that the entire message is too large to buffer, it may choose
  to fall back to "extended mode" and display the incoming data as it
  is received.

  When a sender indicates availability of alternative data, it also
  indicates whether it is permanently or transiently available.  The
  intent of this is that if alternative data is transient, a receiver
  should not discard original data received.  If necessary, it should
  simply display the original data without requesting an alternative.

A.3 Sender state

  When a sender indicates that it can offer an alternative format of
  message content, it accepts some responsibility for trying to ensure
  that alternative is available if requested.  Thus, the message
  content (both original and any alternative) should be stored for a
  reasonable period, together with any corresponding Message-ID
  value(s).

  A request for retransmission must be accompanied by an Original-
  Message-ID value that the sender can use to correlate with the
  message data originally sent.

A.4 Timeout of offer of alternatives

  If the sender is operating with a high capacity message storage
  device (e.g., a disk drive), and normally holds the data for extended
  periods (several days or weeks) then it should indicate that the
  alternative data is permanently available (see 6.1):  a recipient
  seeing this may discard the original data, assuming that the sender
  will most likely be able to re-transmit.

  If the sender has limited memory capacity, and is likely to be able
  to hold the data for no more than a few minutes or hours, it should
  indicate that the alternative data is transiently available (see
  6.1).  If there is doubt about a sender's ability to keep the message
  content, it should indicate that availability of any alternative is
  transient.

A.5 Timeout of receiver capabilities

  It should not be assumed that receiver capabilities declared during
  negotiation are available indefinitely.







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  In particular, any receiver capabilities declared on a final message
  confirmation should be regarded as definitive, even if they differ
  from the capabilities associated with the message just accepted.
  These may be stored for future use.

  Any receiver capabilities declared when requesting an alternative
  format should not be stored for future use, as the receiver might be
  selective about the purposes for which those capabilities may be
  used.

A.6 Relationship to timely delivery

  Some of the issues of sender state maintenance may be simplified if
  content negotiation is used in conjunction with a facility for timely
  delivery (e.g., [21]).  If there is a known time window within which
  a response should be received, the sender may be less conservative
  about keeping information about outstanding offers of alternative
  data for extended periods.  A sender that exploits timely delivery in
  this way should indicate that the alternative is transiently
  available.

A.7 Ephemeral capabilities

  Ephemeral capabilities may present some special problems.  Consider
  the case of selection of a particular content variant that may depend
  on an ephemeral setting.

  Imagine someone sending a basic fax to a color fax machine,
  indicating that a color alternative is available.  The color fax
  discards the content and sends an MDN which says
  "deleted/alternative-preferred" to the originator.  It then runs out
  of colored ink.  The originating fax then sends a new message which
  the colored fax cannot print.

  Or consider an the email client in a phone with sound on/off as a
  related problem.  When sound is ON, the phone may be able to accept
  voice messages by email.

  This negotiation framework has not been designed with ephemeral
  capabilities in mind, but, with care, may be adaptable to deal with
  them.










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A.8 Situations where MDNs must not be auto-generated

  Bearing in mind privacy concerns, implementers should be careful that
  systems do not automatically enter into a negotiation exchange in a
  way that may disclose the recipient's whereabouts without first
  having obtained explicit permission.  For example, if receiving a
  message depends in any way on the user's physical presence, automatic
  negotiation should not be performed.

  While it may be OK for an unattended fax machine to perform automated
  negotiation, it is not OK for a PC software package to do so without
  the users explicit permission as the PC may be switched on only when
  the user is present.  This suggests that default settings in this
  regard should take account of the type of system.

Appendix B: Candidates for further enhancements

  This appendix lists some possible features of content negotiation
  that were considered, but not included in the current specification.
  In most cases the reasons for exclusion were (a) that they could
  introduce unanticipated additional complexities, and (b) no
  compelling requirement was recognized.

  o  Cache control indicator for recipient capabilities.  This would
     instruct the sender, or other message system component, that
     capability information in the current message is for the current
     transaction only, and should NOT be remembered for future
     transactions.  E.g., a recipient may not wish colour capability to
     be used for routine communications.  (See also section A.5 above.)

  o  Use of q-values [6] in media feature expressions for indicating
     preference among alternatives available and/or receiver
     preferences.

  o  Partial re-sends.  There are proposals being developed for
     "partial MDN" responses that can indicate disposition status on a
     per-message-part basis.  This opens the possibility of partial
     re-sends when alternative formats are requested for only some of
     the message body parts.  The current specification assumes that
     either none or all of message is re-sent when content negotiation
     is used.

  o  Allow negotiation with parties other than originally addressed
     recipients of a message.

  o  Negotiation response might indicate different receiver endpoint
     with different capabilities.




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RFC 3297      Content Negotiation for Messaging Services       July 2002


Authors' Addresses

  Graham Klyne (editor)
  Clearswift Corporation,
  1310 Waterside,
  Arlington Business Park
  Theale
  Reading, RG7 4SA
  United Kingdom

  Phone: +44 11 8903 8903
  Fax:   +44 11 8903 9000
  EMail: [email protected]


  Ryuji Iwazaki
  TOSHIBA TEC CORPORATION
  2-4-1, Shibakoen, Minato-ku,
  Tokyo, 105-8524 Japan

  Phone: +81 3 3438 6866
  Fax:   +81 3 5402 6355
  EMail:  [email protected]


  Dave Crocker
  Brandenburg InternetWorking
  675 Spruce Dr.
  Sunnyvale, CA 94086 USA

  Phone: +1 408 246 8253
  Fax:   +1 408 249 6205
  EMail: [email protected]


















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RFC 3297      Content Negotiation for Messaging Services       July 2002


Full Copyright Statement

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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