Network Working Group                                       L-E. Jonsson
Request for Comments: 3242                                  G. Pelletier
Category: Standards Track                                       Ericsson
                                                             April 2002


                  RObust Header Compression (ROHC):
             A Link-Layer Assisted Profile for IP/UDP/RTP

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

Abstract

  This document defines a ROHC (Robust Header Compression) profile for
  compression of IP/UDP/RTP (Internet Protocol/User Datagram
  Protocol/Real-Time Transport Protocol) packets, utilizing
  functionality provided by the lower layers to increase compression
  efficiency by completely eliminating the header for most packets
  during optimal operation.  The profile is built as an extension to
  the ROHC RTP profile.  It defines additional mechanisms needed in
  ROHC, states requirements on the assisting layer to guarantee
  transparency, and specifies general logic for compression and
  decompression making use of this header-free packet.

Table of Contents

  1.  Introduction....................................................2
  2.  Terminology.....................................................4
  3.  Overview of the Link-Layer Assisted Profile.....................5
       3.1.  Providing Packet Type Identification.....................6
       3.2.  Replacing the Sequence Number............................6
       3.3.  CRC Replacement..........................................7
       3.4.  Applicability of This Profile............................7
  4.  Additions and Exceptions Compared to ROHC RTP...................8
       4.1.  Additional Packet Types..................................8
              4.1.1.  No-Header Packet (NHP)..........................8
              4.1.2.  Context Synchronization Packet (CSP)............8
              4.1.3.  Context Check Packet (CCP)......................9



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       4.2.  Interfaces Towards the Assisting Layer..................11
              4.2.1.  Interface, Compressor to Assisting Layer.......11
              4.2.2.  Interface, Assisting Layer to Decompressor.....12
       4.3.  Optimistic Approach Agreement...........................13
       4.4.  Fast Context Initialization, IR Redefinition............13
       4.5.  Feedback Option, CV-REQUEST.............................14
       4.6.  Periodic Context Verification...........................15
       4.7.  Use of Context Identifier...............................15
  5.  Implementation Issues..........................................15
       5.1.  Implementation Parameters and Signals...................15
              5.1.1.  Implementation Parameters at the Compressor....16
              5.1.2.  Implementation Parameters at the Decompressor..17
       5.2.  Implementation over Various Link Technologies...........18
  6.  IANA Considerations............................................18
  7.  Security Considerations........................................18
  8.  Acknowledgements...............................................18
  9.  References.....................................................19
  10. Authors' Addresses.............................................20
  11. Full Copyright Statement.......................................21

1.  Introduction

  Header compression is a technique used to compress and transparently
  decompress the header information of a packet on a per-hop basis,
  utilizing redundancy within individual packets and between
  consecutive packets within a packet stream.  Over the years, several
  protocols [VJHC, IPHC] have been developed to compress the network
  and transport protocol headers [IPv4, IPv6, UDP, TCP], and these
  schemes have been successful in improving efficiency over many wired
  bottleneck links, such as modem connections over telephone networks.
  In addition to IP, UDP, and TCP compression, an additional
  compression scheme called Compressed RTP [CRTP] has been developed to
  further improve compression efficiency for the case of real-time
  traffic using the Real-Time Transport Protocol [RTP].

  The schemes mentioned above have all been designed taking into
  account normal assumptions about link characteristics, which
  traditionally have been based on wired links only.  However, with an
  increasing number of wireless links in the Internet paths, these
  assumptions are no longer generally valid.  In wireless environments,
  especially wide coverage cellular environments, relatively high error
  rates are tolerated in order to allow efficient usage of the radio
  resources.  For real-time traffic, which is more sensitive to delays
  than to errors, such operating conditions will be norm over, for
  example, 3rd generation cellular links, and header compression must
  therefore tolerate packet loss.  However, with the previously
  mentioned schemes, especially for real-time traffic compressed by
  CRTP, high error rates have been shown to significantly degrade



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  header compression performance [CRTPC].  This problem was the driving
  force behind the creation of the RObust Header Compression (ROHC) WG
  in the IETF.

  The ROHC WG has developed a header compression framework on top of
  which profiles can be defined for different protocol sets, or for
  different compression strategies.  Due to the limited packet loss
  robustness of CRTP, and the demands of the cellular industry for an
  efficient way of transporting voice over IP over wireless, the main
  focus of ROHC has so far been on compression of IP/UDP/RTP headers,
  which are generous in size, especially compared to the payloads often
  carried by packets with such headers.

  ROHC RTP has become a very efficient, robust and capable compression
  scheme, able to compress the headers down to a total size of one
  octet only.  Also, transparency is guaranteed to an extremely great
  extent even when residual bit errors are present in compressed
  headers delivered to the decompressor.  The requirements for RTP
  compression [RTP-REQ], defined by the WG before and during the
  development process, have thus been fulfilled.

  As mentioned above, the 3rd generation cellular systems, where IP
  will be used end-to-end, have been one of the driving forces behind
  ROHC RTP, and the scheme has been designed to also suit new cellular
  air interfaces, such as WCDMA, making it possible to run even speech
  services with spectrum efficiency insignificantly lower than for
  existing one-service circuit switched solutions [VTC2000].  However,
  other air interfaces such as those based on GSM and IS-95 will also
  be used in all-IP networks, with further implications for the header
  compression issue.  These older air interfaces are less flexible,
  with radio bearers optimized for specific payload sizes.  This means
  that not even a single octet of header can be added without using the
  next higher fixed packet size supported by the link, something which
  is obviously very costly.  For the already deployed speech vocoders,
  the spectrum efficiency over these links will thus be low compared to
  existing circuit switched solutions.  To achieve high spectrum
  efficiency overall with any application, more flexible air interfaces
  must be deployed, and then the ROHC RTP scheme will perform
  excellently, as shown for WCDMA [MOMUC01].  However, for deployment
  reasons, it is however important to also provide a suitable header
  compression strategy for already existing vocoders and air
  interfaces, such as for GERAN and for CDMA2000, with minimal effects
  on spectral efficiency.

  This document defines a new link-layer assisted ROHC RTP profile
  extending ROHC RTP (profile 0x0001) [ROHC], compliant with the ROHC
  0-byte requirements [0B-REQ].  The purpose of this new profile is to
  provide a header-free packet format that, for a certain application



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  behavior, can replace a majority of the 1-octet header ROHC RTP
  packets during normal U/O-mode operation, while still being fully
  transparent and complying with all the requirements of ROHC RTP
  [RTP-REQ].  For other applications, compression will be carried out
  as with normal ROHC RTP.

  To completely eliminate the compressed header, all functionality
  normally provided by the 1-octet header has to be provided by other
  means, typically by utilizing functionality provided by the lower
  layers and sacrificing efficiency for less frequently occurring
  larger compressed headers.  The latter is not a contradiction since
  the argument for eliminating the last octet for most packets is not
  overall efficiency in general.  It is important to remember that the
  purpose of this profile is to provide efficient matching of existing
  applications to existing link technologies, not efficiency in
  general.  The additional complexity introduced by this profile,
  although minimized by a tight integration with already existing ROHC
  functionality, implies that it should therefore only be used to
  optimize performance of specific applications over specific links.

  When implementing this profile over various link technologies, care
  must be taken to guarantee that all the functionality needed is
  provided by ROHC and the lower layers together.  Therefore,
  additional documents should specify how to incorporate this profile
  on top of various link technologies.

2.  Terminology

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119.

  CCP    Context Check Packet
  CRC    Cyclic Redundancy Check
  CSP    Context Synchronization Packet
  LLA    Link Layer Assisted ROHC RTP profile
  NHP    No Header Packet
  ROHC   RObust Header Compression
  RHP    ROHC Header Packet (a non-NHP packet, i.e., RRP, CSP or CCP)
  RRP    ROHC RTP Packet as defined in [ROHC, profile 0x0001]

  Assisting layer

     "Assisting layer" refers to any entity implementing the interface
     to ROHC (section 4.2).  It may, for example, refer to a sub-layer
     used to adapt the ROHC implementation and the physical link layer.
     This layer is assumed to have knowledge of the physical layer
     synchronization.



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  Compressing side

     "Compressing side" refers to the combination of the header
     compressor, operating with the LLA profile, and its associated
     assisting layer.

  Lower layers

     "Lower layers" in this document refers to entities located below
     ROHC in the protocol stack, including the assisting layer.

  ROHC RTP

     "ROHC RTP" in this document refers to the IP/UDP/RTP profile
     (profile 0x0001) as defined in [ROHC].

3.  Overview of the Link-Layer Assisted Profile

  The ROHC IP/UDP/RTP profile defined in this document, profile 0x0005
  (hex), is designed to be used over channels that have been optimized
  for specific payload sizes and therefore cannot efficiently
  accommodate header information when transmitted together with
  payloads corresponding to these optimal sizes.

  The LLA profile extends, and thus also inherits all functionality
  from, the ROCH RTP profile by defining some additional functionality
  and an interface from the ROHC component towards an assisting lower
  layer.

                 +---------------------------------------+
                 |                                       |
    The LLA      |    ROHC RTP,                          |
    profile      |    Profile #1       +-----------------+
                 |                     |  LLA Additions  |
                 +---------------------+-----------------+

  By imposing additional requirements on the lower layers compared to
  [ROHC], it is possible to infer the information needed to maintain
  robust and transparent header compression even though the headers are
  completely eliminated during most of the operation time.

  Basically, what this profile does is to replace the smallest and most
  frequent ROHC U/O-mode headers with a no-header format, for which the
  header functionality must be provided by other means.







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    Smallest header in                 Smallest header in
    ROHC RTP (profile #1)              LLA (profile #5)
  +--+--+--+--+--+--+--+--+              ++
  |        1 octet        |  ----->      ||  No Header
  +--+--+--+--+--+--+--+--+              ++
              |
              |                        Header field functionality
              +------------------->    provided by other means

  The fields present in the ROHC RTP headers for U/O-mode PT0 are the
  packet type identifier, the sequence number and the CRC.  The
  subsequent sections elaborate more on how the functionality of these
  fields is replaced for NHP.

3.1.  Providing Packet Type Identification

  All ROHC headers carry a packet type identifier, indicating to the
  decompressor how the header should be interpreted.  This is a
  function that must be provided by some means in 0-byte header
  compression.  ROHC RTP packets with compressed headers will be
  possible to distinguish thanks to the packet type identifier, but a
  mechanism is needed to separate packets with a header from packets
  without a header.  This function MUST therefore be provided by the
  assisting layer in one way or another.

3.2.  Replacing the Sequence Number

  From the sending application, the RTP sequence number is increased by
  one for each packet sent.  The purpose of the sequence number is to
  cope with packet reordering and packet loss.  If reordering or loss
  has occurred before the transmission point, if needed the compressing
  side can easily avoid problems by not allowing the use of a header-
  free packet.

  However, at the transmission point, loss or reordering that may occur
  over the link can not be anticipated and covered for.  Therefore, for
  NHP the assisting layer MUST guarantee in-order delivery over the
  link (already assumed by [ROHC]) and at the receiving side it MUST
  provide an indication for each packet loss over the link.  This is
  basically the same principle as the VJ header compression [VJHC]
  relies on.

  Note that guaranteeing in-order delivery and packet loss indication
  over the link not only makes it possible to infer the sequence number
  information, but also supersedes the main function of the CRC, which
  normally takes care of errors due to long link losses and bit errors
  in the compressed sequence number.




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3.3.  CRC Replacement

  All context updating RRP packets carry a CRC calculated over the
  uncompressed header.  The CRC is used by the decompressor to verify
  that the updated context is correct.  This verification serves three
  purposes in U/O-mode:

     1) Detection of longer losses than can be covered by the sequence
        number LSBs
     2) Protection against failures caused by residual bit errors in
        compressed headers
     3) Protection against faulty implementations and other causes of
        error

  Since this profile defines an NHP packet without this CRC, care must
  be taken to fulfill these purposes by other means, when an NHP is
  used as a replacement for a context updating packet.  Detection of
  long losses (1) is already covered since the assisting layer MUST
  provide indication of all packet losses.  Furthermore, the NHP packet
  has one important advantage over RHP packets in that residual bit
  errors (2) cannot damage a header that is not even sent.

  It is thus reasonable to assume that compression and decompression
  transparency can be assured with high confidence even without a CRC
  in header-free packets.  However, to provide additional protection
  against damage propagation due to undetected residual bit errors in
  context updating packets (2) or other unexpected errors (3), periodic
  context verifications SHOULD be performed (see section 4.6).

3.4.  Applicability of This Profile

  The LLA profile can be used with any link technology capable of
  providing the required functionality described in previous sections.
  Whether LLA or ROHC RTP should be implemented thus depends on the
  characteristics of the link itself.  For most RTP packet streams, LLA
  will work exactly as ROHC RTP, while it will be more efficient for
  packet streams with certain characteristics.  LLA will never be less
  efficient than ROHC RTP.

  Note as well that LLA, like all other ROHC profiles, is fully
  transparent to any packet stream reaching the compressor.  LLA does
  not make any assumptions about the packet stream but will perform
  optimally for packet streams with certain characteristics, e.g.,
  synchronized streams exactly timed with the assisting link over which
  the LLA profile is implemented.






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  The LLA profile is obviously not applicable if the UDP checksum (2
  bytes) is enabled, which is always the case for IPv6/UDP.  For
  IPv4/UDP, the sender may choose to disable the UDP checksum.

4.  Additions and Exceptions Compared to ROHC RTP

4.1.  Additional Packet Types

  The LLA profile defines three new packet types to be used in addition
  to the RRP packet types defined by [ROHC].  The following sections
  describe these packet types and their purpose in detail.

4.1.1.  No-Header Packet (NHP)

  A No-Header Packet (NHP), i.e., a packet consisting only of a
  payload, is defined and MAY be used when only sequencing must be
  conveyed, i.e., when all header fields are either unchanged or follow
  the currently established change pattern.  In addition, there are
  some considerations for the use of the NHP (see 4.3, 4.5 and 4.6).
  An LLA compressor is not allowed to deliver NHP packets when
  operating in R-mode.

  The assisting layer MAY send the NHP for RTP SN = X only if an NHP
  was delivered by the LLA compressor AND the assisting layer can
  guarantee that the decompressor will infer the proper sequencing for
  this NHP.  This guarantee is based on the confidence that the
  decompressor

  a) has the means to infer proper sequencing for the packet
     corresponding to SN = X-1, AND
  b) has either received a loss indication or the packet itself for the
     packet corresponding to SN = X-1.

  Updating properties: NHP packets update context (RTP Sequence
  Number).

4.1.2.  Context Synchronization Packet (CSP)

  The case where the packet stream overruns the channel bandwidth may
  lead to data being discarded, which may result in decompressor
  context invalidation.  It might therefore be beneficial to send a
  packet with only the header information and discard the payload.
  This would be helpful to maintain synchronization of the decompressor
  context, while efficiently using the available bandwidth.







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  This case can be handled with the Context Synchronization Packet
  (CSP), which has the following format:

    0   1   2   3   4   5   6   7
  +---+---+---+---+---+---+---+---+
  | 1   1   1   1   1   0   1   0 | Packet type identifier
  +===+===+===+===+===+===+===+===+
  :  ROHC header without padding  :
  :    see [ROHC, section 5.7]    :
  +---+---+---+---+---+---+---+---+

  Updating properties: CSP maintains the updating properties of the
  ROHC header it carries.

  The CSP is defined by one of the unused packet type identifiers from
  ROHC RTP, carried in the one-octet base header.  As for any ROHC
  packet, except the NHP, the packet may begin with ROHC padding and/or
  feedback.  It may also carry context identification after the packet
  type identifier.  It is possible to have two CID fields present, one
  after the packet type ID and one within the encapsulated ROHC header.
  If a decompressor receives a CSP with two non-equal CID values
  included, the packet MUST be discarded.  ROHC segmentation may also
  be applied to the CSP.

  Note that when the decompressor has received and processed a CSP, the
  packet (including any possible data following the CSP encapsulated
  compressed header) MUST be discarded.

4.1.3.  Context Check Packet (CCP)

  A Context Check Packet (CCP), which does not carry any payload but
  only an optional CRC value in addition to the packet type identifier,
  is defined.

  The purpose of the CCP is to provide a useful packet that MAY be sent
  by a synchronized physical link layer in the case where data must be
  sent at fixed intervals, even if no compressed packet is available.
  Whether the CCP is sent over the link and delivered to the
  decompressor is decided by the assisting layer.  The CCP has the
  following format:











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    0   1   2   3   4   5   6   7
  +---+---+---+---+---+---+---+---+
  | 1   1   1   1   1   0   1   1 | Packet type identifier
  +===+===+===+===+===+===+===+===+
  | C |          CRC              |
  +---+---+---+---+---+---+---+---+

    C: C = 0 indicates that the CRC field is not used;
       C = 1 indicates that a valid CRC is present.

  Updating properties: CCP packets do not update context.

  The CCP is defined by one of the unused packet type identifiers from
  ROHC RTP, carried in the first octet of the base header.  The first
  bit of the second octet, the C bit, indicates whether the CRC field
  is used or not.  If C=1, the CRC field MUST be set to the 7-bits CRC
  calculated over the original uncompressed header defined in [ROHC
  section 5.9.2].  As for any ROHC packet, except NHP, the packet MAY
  begin with ROHC padding and/or carry context identification.

  The use of the CRC field to perform decompressor context verification
  is optional and is therefore a compressor implementation issue.
  However, a CCP MUST always be made available to the assisting layer.

  If the assisting layer receives CCPs with the C-bit set (C=1) from
  the compressor, it MUST use the last CCP received if a CCP is to be
  sent, i.e., the CCP corresponding to the last non-CCP packet sent
  (NHP, RRP or CSP).  An assisting layer MAY use the CCP for other
  purposes, such as signaling a packet loss before the link.

  The decompressor is REQUIRED to handle a CCP received with the C bit
  set (C=1), indicating a valid CRC field, and perform context
  verification.  The received CRC MUST then be applied to the last
  decompressed packet, unless a packet loss indication was previously
  received.  Upon CRC failure, actions MUST be taken as specified in
  [ROHC, section 5.3.2.2.3].  A CCP received with C=0 MUST be ignored
  by the decompressor.  The decompressor is not allowed to make any
  further interpretation of the CCP.

  The use of CCP by an assisting layer is optional and depends on the
  characteristics of the actual link.  Whether it is used or not MUST
  therefore be specified in link layer implementation specifications
  for this profile.








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4.2.  Interfaces Towards the Assisting Layer

  This profile relies on the lower layers to provide the necessary
  functionality to allow NHP packets to be sent.  This interaction
  between LLA and the assisting layer is defined as interfaces between
  the LLA compressor/decompressor and the LLA applicable link
  technology.

               |                              |
               +                              +
  +-------------------------+    +-------------------------+
  |       ROHC RTP HC       |    |       ROHC RTP HD       |
  +-------------------------+    +-------------------------+
  |       LLA profile       |    |       LLA profile       |
  +=========================+    +=========================+
  |       Interface         |    |        Interface        |
  | ROHC to assisting layer |    | Assisting layer to ROHC |
  +=========================+    +=========================+
  |       Applicable        |    |       Applicable        |
  |     link technology     |    |     link technology     |
  +=========================+    +=========================+
               |                              |
               +------>---- CHANNEL ---->-----+

  The figure above shows the various levels, as defined in [ROHC] and
  this document, constituting a complete implementation of the LLA
  profile.  The figure also underlines the need for additional
  documents to specify how to implement these interfaces for a link
  technology for which this profile is relevant.

  This section defines the information to be exchanged between the LLA
  compressor and the assisting layer for this profile to operate
  properly.  While it does define semantics, it does not specify how
  these interfaces are to be implemented.

4.2.1.  Interface, Compressor to Assisting Layer

  This section defines the interface semantics between the compressor
  and the assisting layer, providing rules for packet delivery from the
  compressor.

  The interface defines the following parameters: RRP, RRP segmentation
  flag, CSP, CSP segmentation flag, NHP, and RTP Sequence Number.  All
  parameters, except the NHP, MUST always be delivered to the assisting
  layer.  This leads to two possible delivery scenarios:

  a. RRP, CSP, CCP, NHP and RTP Sequence Number are delivered, along
     with the corresponding segmentation flags set accordingly.



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     This corresponds to the case when the compressor allows sending of
     an NHP packet, with or without segmentation being applied to the
     corresponding RRP/CSP packets.

     Recall that delivery of an NHP packet occurs when the ROHC RTP
     compressor would have used a ROHC UO-0.

  b. RRP, CSP, CCP and RTP Sequence Number are delivered, along with
     the corresponding segmentation flags set accordingly.

     This corresponds to the case when the compressor does not allow
     sending of an NHP packet.  Segmentation might be applied to the
     corresponding RRP and CSP packets.

  Segmentation may be applied independently to an RRP or a CSP packet
  if its size exceeds the largest value provided in the PREFERRED
  PACKET_SIZES list and if the LARGE_PACKET_ALLOWED parameter is set to
  false.  The segmentation flags are explicitly stated in the interface
  definition to emphasize that the RRP and the CSP may be delivered by
  the compressor as segmented packets.

  The RTP SN MUST be delivered for each packet by the compressor to
  allow the assisting layer to maintain the necessary sequencing
  information.

4.2.2.  Interface, Assisting Layer to Decompressor

  Here the interface semantics between the assisting layer and the
  decompressor are defined, providing simple rules for the delivery of
  received packets to the decompressor.  The decompressor needs a way
  to distinguish NHP packets from RHP packets.  Also, when receiving
  packets without a header, the decompressor needs a way to infer the
  sequencing information to keep synchronization between the received
  payload and the sequence information of the decompressed headers.  To
  achieve this, the decompressor MUST receive the following from the
  assisting layer:

  -  an indication for each packet loss over the link between the
     compressing and decompressing sides for CID=0
  -  the received packet together with an indication whether the packet
     received is an NHP or not

  Note that the context is updated from a packet loss indication.








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4.3.  Optimistic Approach Agreement

  ROHC defines an optimistic approach for updates to reduce the header
  overhead.  This approach is fully exploited in the Optimistic and
  Unidirectional modes of operation.  Due to the presence of a CRC in
  all compressed headers, the optimistic approach is defined as a
  compressor issue only because the decompressor will always be able to
  detect an invalid context through the CRC verification.

  However, no CRC is present in the NHP packet defined by the LLA
  profile.  Therefore the loss of an RHP packet updating the context
  may not always be detected.  To avoid this problem, the compressing
  and decompressing sides must agree on the principles for the
  optimistic approach, and the agreed principles MUST be enforced not
  only by the compressor but also by the transmitting assisting layer.
  If, for example, three consecutive updates are sent to convey a
  header field change, the decompressor must know this and invalidate
  the context in case of three or more consecutive physical packet
  losses.  Note that the mechanism used to enforce the optimistic
  approach must be reinitialized if a new field change needs to be
  conveyed while the compressing side is already sending packets to
  convey non-linear context updates.

  An LLA decompressor MUST use the optimistic approach knowledge to
  detect possible context loss events.  If context loss is suspected it
  MUST invalidate the context and not forward any packets before the
  context has been synchronized.

  It is REQUIRED that all documents, describing how the LLA profile is
  implemented over a certain link technology, define how the optimistic
  approach is agreed between the compressing side and the decompressing
  side.  It could be handled with a fixed principle, negotiation at
  startup, or by other means, but the method must be unambiguously
  defined.

4.4.  Fast Context Initialization, IR Redefinition

  As initial IR packets might overrun the channel bandwidth and
  significantly delay decompressor context establishment, it might be
  beneficial to initially discard the payload.  This allows state
  transitions and higher compression efficiency to be achieved with
  minimal delay.

  To serve this purpose, the D-bit from the basic structure of the ROHC
  RTP IR packet [ROHC section 5.7.7.1] is redefined for the LLA
  profile.  For D=0 (no dynamic chain), the meaning of the D-bit is





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  extended to indicate that the payload has been discarded when
  assembling the IR packet.  All other fields keep their meanings as
  defined for ROHC RTP.

  The resulting structure, using small CIDs and CID=0, becomes:

    0   1   2   3   4   5   6   7
  +---+---+---+---+---+---+---+---+
  | 1 | 1 | 1 | 1 | 1 | 1 | 0 | D |
  +---+---+---+---+---+---+---+---+
  |            Profile            | 1 octet
  +---+---+---+---+---+---+---+---+
  |              CRC              | 1 octet
  +---+---+---+---+---+---+---+---+
  |            Static             | variable length
  |             chain             |
   - - - - - - - - - - - - - - - -
  |            Dynamic            | not present if D = 0
  |             chain             | present if D = 1, variable length
   - - - - - - - - - - - - - - - -
  |            Payload            | not present if D = 0
  |                               | present if D = 1, variable length
   - - - - - - - - - - - - - - - -

       D:   D = 0 indicates that the dynamic chain is not present
            and the payload has been discarded.

  After an IR packet with D=0 has been processed by the decompressor,
  the packet MUST be discarded.

4.5.  Feedback Option, CV-REQUEST

  The CV-REQUEST option MAY be used by the decompressor to request an
  RRP or CSP for context verification.  This option should be used if
  only NHP have been received for a long time and the context therefore
  has not been verified recently.

  +---+---+---+---+---+---+---+---+
  |  Opt Type = 8 |  Opt Len = 0  |
  +---+---+---+---+---+---+---+---+

  If the compressor receives a feedback packet with this option, the
  next packet compressed SHOULD NOT be delivered to the assisting layer
  as an NHP.







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4.6.  Periodic Context Verification

  As described in section 3.3, transparency is expected to be
  guaranteed by the functionality provided by the lower layers.  This
  ROHC profile would therefore be at least as reliable as the older
  header compression schemes [VJHC, IPHC, CRTP], which do not make use
  of a header compression CRC.  However, since ROHC RTP normally is
  extremely safe to use from a transparency point of view, it would be
  desirable to be able to achieve this with LLA also.

  To provide an additional guarantee for transparency and also catch
  unexpected errors, such as errors due to faulty implementations, it
  is RECOMMENDED to periodically send context updating packets, even
  when the compressor logic allows NHP packets to be used.

4.7.  Use of Context Identifier

  Since an NHP cannot carry a context identifier (CID), there is a
  restriction on how this profile may be used, related to context
  identification.  Independent of which CID size has been negotiated,
  NHP packets can only be used for CID=0.  If the decompressor receives
  an NHP packet, it can only belong to CID=0.

  Note that if multiple packet streams are handled by a compressor
  operating using LLA, the assisting layer must in case of physical
  packet loss be able to tell for which CID the loss occurred, or at
  least it MUST be able to tell if packets with CID=0 (packet stream
  with NHPs) have been lost.

5.  Implementation Issues

  This document specifies mechanisms for the protocol and leaves
  details on the use of these mechanisms to the implementers.  The
  present chapter aims to provide guidelines, ideas and suggestions for
  implementation of LLA.

5.1.  Implementation Parameters and Signals

  As described in [ROHC, section 6.3], implementations use parameters
  to set up configuration information and to stipulate how a ROHC
  implementation is to operate.  The following parameters are
  additions, useful to LLA, to the parameter set defined for ROHC RTP
  implementations.  Note that if the PREFERRED_PACKET_SIZES parameters
  defined here are used, they obsolete all PACKET_SIZE and PAYLOAD_SIZE
  parameters of ROHC RTP.






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5.1.1.  Implementation Parameters at the Compressor

  ALWAYS_PAD -- value: boolean

     This parameter may be set by an external entity to specify to the
     compressor that every RHP packet MUST be padded with a minimum of
     one octet ROHC padding.

     The assisting layer MUST provide a packet type identification.  If
     no field is available for this purpose from the protocol at the
     link layer, then a leading sequence may be used to distinguish RHP
     packets from NHP packets.  Although the use of a leading sequence
     is obviously not efficient, since it sacrifices efficiency for RHP
     packets, the efficiency loss should be insignificant because the
     leading sequence applies only to packets with headers in order to
     favor the use of packets without headers.  If a leading sequence
     is desired for RHP identification, the lower layer MAY use ROHC
     padding for the leading sequence by setting the ALWAYS_PAD
     parameter. Note that in such cases, possible collisions of the
     padding with the NHP payload must be avoided.

     By default, this parameter is set to FALSE.

  PREFERRED_PACKET_SIZES -- list of:
        SIZE -- value: integer (octets)
        RESTRICTED_TYPE -- values: [NHP_ONLY, RHP_ONLY, NO_RESTRICTION]

     This parameter set governs which packet sizes are preferred by the
     assisting layer.  If this parameter set is used, all RHP packets
     MUST be padded to fit the smallest possible preferred size.  If
     the size of the unpadded packet (or, in the case of ALWAYS_PAD
     being set, the packet with minimal one octet padding) is larger
     than the maximal preferred packet size, the compressor has two
     options.  Either, it may deliver this larger packet with an
     arbitrary size, or it may split the packet into several segments
     using ROHC segmentation and pad each segment to one of the
     preferred sizes.  Which method to use depends on the value of the
     LARGE_PACKETS_ALLOWED parameter below.

     NHP packets can be delivered to the lower layer only if the
     payload size is part of the preferred packet size set.
     Furthermore, if RESTRICTED_TYPE is set to one of NHP_ONLY or
     RHP_ONLY for any of the preferred packet sizes, that size is
     allowed only for packets of the specified type.

     By default, no preferred packet sizes are specified.  When sizes
     are specified, the default value for RESTRICTED_TYPE is
     NO_RESTRICTION.



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  LARGE_PACKETS_ALLOWED -- value: boolean

     This parameter may be set by an external entity to specify how to
     handle packets that do not fit any of the preferred packet sizes
     specified.  If it is set to TRUE, the compressor MUST deliver the
     larger packet as-is and MUST NOT use segmentation.  If it is set
     to FALSE, the ROHC segmentation scheme MUST be used to split the
     packet into two or more segments, and each segment MUST further be
     padded to fit one of the preferred packet sizes.

     By default, this parameter is set to TRUE, which means that
     segmentation is disabled.

  VERIFICATION_PERIOD -- value: integer

     This parameter may be set by an external entity to specify to the
     compressor the minimum frequency with which a packet validating
     the context must be sent.  This tells the compressor that a packet
     containing a CRC field MUST be sent at least once every N packets,
     where N=VERIFICATION_PERIOD (see section 4.6).

     By default, this parameter is set to 0, which indicates that
     periodical verifications are disabled.

5.1.2.  Implementation Parameters at the Decompressor

  NHP_PACKET -- value: boolean

     This parameter informs the decompressor that the packet being
     delivered is an NHP packet.  The decompressor MUST accept this
     packet type indicator from the lower layer.  An assisting layer
     MUST set this indicator to true for every NHP packet delivered,
     and to false for any other packet.

  PHYSICAL_PACKET_LOSS -- signal

     This signal indicates to the decompressor that a packet has been
     lost on the link between the compressing and the decompressing
     sides, due to a physical link error.  The signal is given once for
     each packet that was lost, and a decompressor must increase the
     sequence number accordingly when this signal is received.

  PRE_LINK_PACKET_LOSS -- signal

     This signal tells the decompressor to increase the sequence number
     due to a gap in the sequencing, not related to a physical link
     error.  A receiving assisting layer may for example use this




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     signal to indicate to the decompressor that a packet was lost
     before the compressor, or that a packet was discarded by the
     transmitting assisting layer.

5.2.  Implementation over Various Link Technologies

  This document provides the semantics and requirements of the
  interface needed from the ROHC compressor and decompressor towards
  the assisting layer to perform link-layer assisted header
  compression.

  However, this document does not provide any link layer specific
  operational information, except for some implementation suggestions.
  Further details about how this profile is to be implemented over
  various link technologies must be described in other documents, where
  specific characteristics of each link layer can be taken into account
  to provide optimal usage of this profile.

  These specifications MAY use a packet type bit pattern unused by this
  profile to implement signaling on the lower layer.  The pattern
  available to lower layer implementations is [11111001].

6.  IANA Considerations

  ROHC profile identifier 0x0005 has been reserved by the IANA for the
  IP/UDP/RTP profile defined in this document.

7.  Security Considerations

  The security considerations of ROHC RTP [ROHC section 7] apply also
  to this document with one addition: in the case of a denial-of-
  service attack scenario where an intruder injects bogus CCP packets
  onto the link using random CRC values, the CRC check will fail for
  incorrect reasons at the decompressor side.  This would obviously
  greatly reduce the advantages of ROHC and any extra efficiency
  provided by this profile due to unnecessary context invalidation,
  feedback messages and refresh packets.  However, the same remarks
  related to the presence of such an intruder apply.

8.  Acknowledgements

  The authors would like to thank Lila Madour, Ulises Olvera-Hernandez
  and Francis Lupien for input regarding the typical links in which LLA
  can be applied.  Thanks also to Mikael Degermark for fruitful
  discussions that led to improvements of this profile, and to Zhigang
  Liu for many valuable comments.





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9.  References

  [ROHC]      Bormann, C., Burmeister, C., Degermark, M., Fukushima,
              H., Hannu, H., Jonsson, L., Hakenberg, R., Koren, T., Le,
              K., Liu, Z., Martensson, A., Miyazaki, A., Svanbro, K.,
              Wiebke, T., Yoshimura, T. and H. Zheng, "RObust Header
              Compression (ROHC): Framework and four profiles: RTP,
              UDP, ESP, and uncompressed", RFC 3095, July 2001.

  [IPv4]      Postel, J., "Internet Protocol", STD 5, RFC 791,
              September 1981.

  [IPv6]      Deering, S. and R. Hinden, "Internet Protocol, Version 6
              (IPv6) Specification", RFC 2460, December 1998.

  [UDP]       Postel, J., "User Datagram Protocol", STD 6, RFC 768,
              August 1980.

  [RTP]       Schulzrinne, H., Casner S., Frederick, R. and V.
              Jacobson, "RTP: A Transport Protocol for Real-Time
              Applications", RFC 1889, January 1996.

  [TCP]       Postel, P., "Transmission Control Protocol", STD 7, RFC
              793, September 1981.

  [RTP-REQ]   Degermark, M., "Requirements for IP/UDP/RTP Header
              Compression", RFC 3096, July 2001.

  [0B-REQ]    Jonsson, L-E., "RObust Header Compression (ROHC):
              Requirements and Assumptions for 0-byte IP/UDP/RTP
              Compression", RFC 3243, April 2002.

  [VJHC]      Jacobson, V., "Compressing TCP/IP Headers for Low-Speed
              Serial Links", RFC 1144, February 1990.

  [IPHC]      Degermark, M., Nordgren, B. and S. Pink, "IP Header
              Compression", RFC 2507, February 1999.

  [CRTP]      Casner, S. and V. Jacobson, "Compressing IP/UDP/RTP
              Headers for Low-Speed Serial Links", RFC 2508, February
              1999.

  [CRTPC]     Degermark, M., Hannu, H., Jonsson, L-E. and K. Svanbro,
              "Evaluation of CRTP Performance over Cellular Radio
              Networks", IEEE Personal Communications Magazine, Volume
              7, number 4, pp. 20-25, August 2000.





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RFC 3242             A Link-Layer Assisted ROHC RTP           April 2002


  [VTC2000]   Svanbro, K., Hannu, H., Jonsson, L-E. and M. Degermark,
              "Wireless real time IP-services enabled by header
              compression", proceedings of IEEE VTC2000, May 2000.

  [MOMUC01]   Liu, G., et al., "Experimental field trials results of
              Voice-over IP over WCDMA links", MoMuC'01 - The
              International Workshop on Mobile Multimedia
              Communications, Conference proceedings, February 2001.

10.  Authors' Addresses

  Lars-Erik Jonsson
  Ericsson AB
  Box 920
  SE-971 28 Lulea
  Sweden

  Phone: +46 920 20 21 07
  Fax:   +46 920 20 20 99
  EMail: [email protected]


  Ghyslain Pelletier
  Ericsson AB
  Box 920
  SE-971 28 Lulea
  Sweden

  Phone: +46 920 20 24 32
  Fax:   +46 920 20 20 99
  EMail: [email protected]




















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11.  Full Copyright Statement

  Copyright (C) The Internet Society (2002).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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