Network Working Group                                          A. Durand
Request for Comments: 3194                              SUN Microsystems
Updates: 1715                                                 C. Huitema
Category: Informational                                        Microsoft
                                                          November 2001


      The Host-Density Ratio for Address Assignment Efficiency:
                       An update on the H ratio

Status of this Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2001).  All Rights Reserved.

Abstract

  This document provides an update on the "H ratio" defined in RFC
  1715.  It defines a new ratio which the authors claim is easier to
  understand.

1. Evaluating the efficiency of address allocation

  A naive observer might assume that the number of addressable objects
  in an addressing plan is a linear function of the size of the
  address.  If this were true, a telephone numbering plan based on 10
  digits would be able to number 10 billion telephones, and the IPv4 32
  bit addresses would be adequate for numbering 4 billion computers
  (using the American English definition of a billion, i.e. one
  thousand millions.) We all know that this is not correct: the 10
  digit plan is stressed today, and it handles only a few hundred
  million telephones in North America; the Internet registries have
  started to implement increasingly restrictive allocation policies
  when there were only a few tens of million computers on the Internet.

  Addressing plans are typically organized as a hierarchy: in
  telephony, the first digits will designate a region, the next digits
  will designate an exchange, and the last digits will designate a
  subscriber within this exchange; in computer networks, the most
  significant bits will designate an address range allocated to a
  network provider, the next bits will designate the network of an
  organization served by that provider, and then the subnet to which
  the individual computers are connected.  At each level of the



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  hierarchy, one has to provide some margins:  one has to allocate more
  digits to the region code than the current number of regions would
  necessitate, and more bits in a subnet than strictly required by the
  number of computers.  The number of elements in any given level of
  the   hierarchy will change over time, due to growth and mobility.
  If the current allocation is exceeded, one has to engage in
  renumbering, which is painful and expensive.  In short, trying to
  squeeze too many objects into a hierarchical address space increases
  the level of pain endured by operators and subscribers.

  Back in 1993, when we were debating the revision of the Internet
  Protocol, we wondered what the acceptable ratio of utilization was of
  a given addressing plan.  Coming out with such a ratio was useful to
  assess how many computers could be connected to the Internet with the
  current 32-bit addresses, as well as to decide the size of the next
  generation addresses.  The second point is now decided, with 128-bits
  addresses for IPv6, but the first question is still relevant:
  knowing the capacity of the current address plan will help us predict
  the date at which this capacity will be exceeded.

  Participants in the IPNG debates initially measured the efficiency of
  address allocation by simply dividing the number of allocated
  addresses by the size of the address space.  This is a simple
  measure, but it is largely dependent on the size of the address
  space.  Loss of efficiency at each level of a hierarchical plan has a
  multiplicative effect; for example, 50% efficiency at each stage of a
  three level hierarchy results in a overall efficiency of 12.5%.  If
  we want a "pain level indicator", we have to use a ratio that takes
  into account these multiplicative effects.

  The "H-Ratio" defined in RFC 1715 proposed to measure the efficiency
  of address allocation as the ratio of the base 10 logarithm of the
  number of allocated addresses to the size of the address in bits.
  This provides an address size independent ratio, but the definition
  of the H ratio results in values in the range of 0.0 to 0.30103, with
  typical values ranging from 0.20 to 0.28.  Experience has shown that
  these numbers are difficult to explain to others; it would be easier
  to say that "your address bits are used to 83% of their H-Density",
  and then explain what the H-Density is, than to say "you are hitting
  a H ratio of 0.25" and then explain what exactly the range is.

  This memo introduces the Host Density ratio or "HD-Ratio", a proposed
  replacement for the H-Ratio defined in RFC 1715.  The HD values range
  from 0 to 1, and are generally expressed as percentage points; the
  authors believe that this new formulation is easier to understand and
  more expressive than the H-Ratio.





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2. Definition of the HD-ratio

  When considering an addressing plan to allocate objects, the host
  density ratio HD is defined as follow:

             log(number of allocated objects)
  HD = ------------------------------------------
        log(maximum number of allocatable objects)

  This ratio is defined for any number of allocatable objects greater
  than 1 and any number of allocated objects greater or equal than 1
  and less than or equal the maximum number of allocatable objects.
  The ratio is usually presented as a percentage, e.g. 70%.  It varies
  between 0 (0%), when there is just one allocation, and 1 (100%), when
  there is one object allocated to each available address.  Note that
  for the calculation of the HD-ratio, one can use any base for the
  logarithm as long as it is the same for both the numerator and the
  denominator.

  The HD-ratio can, in most cases, be derived from the H ratio by the
  formula:

          H
  HD = --------
       log10(2)

3. Using the HD-ratio as an indicator of the pain level

  In order to assess whether the H-Ratio was a good predictor of the
  "pain level" caused by a specific efficiency, RFC1715 used several
  examples of networks that had reached their capacity limit.  These
  could be for example telephone networks at the point when they
  decided to add digits to their numbering plans, or computer networks
  at the point when their addressing capabilities were perceived as
  stretched beyond practical limits.  The idea behind these examples is
  that network managers would delay renumbering or changing the network
  protocol until it became just too painful; the ratio just before the
  change is thus a good predictor of what can be achieved in practice.
  The examples were the following:

  * Adding one digit to all French telephone numbers, moving from 8
  digits to 9, when the number of phones reached a threshold of 1.0
  E+7.








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                                 log(1.0E+7)
     HD(FrenchTelephone8digit) = ----------- = 0.8750 = 87.5%
                                 log(1.0E+8)


                                 log(1.0E+7)
     HD(FrenchTelephone9digit) = ----------- = 0.7778 = 77.8%
                                 log(1.0E+9)

  * Expanding the number of areas in the US telephone system, making
  the phone number effectively 10 digits long instead of "9.2" (the
  second digit of area codes used to be limited to 0 or 1) for about
  1.0 E+8 subscribers.

                               log(1.0E+8)
     HD(USTelephone9.2digit) = ------------ = 0.8696 = 87.0 %
                               log(9.5E+9)


                               log(1.0E+8)
     HD(USTelephone10digit)  = ------------ = 0.8000 = 80.0 %
                               log(1E+10)

  * The globally-connected physics/space science DECnet (Phase IV)
  stopped growing at about 15K nodes (i.e. new nodes were hidden) in a
  16 bit address space.

                     log(15000)
     HD(DecNET IV) = ---------- = 0.8670 = 86.7 %
                     log(2^16)

  From those examples, we can note that these addressing systems
  reached their limits for very close values of the HD-ratio.  We can
  use the same examples to confirm that the definition of the HD-ratio
  as a quotient of logarithms results in better prediction than the
  direct quotient of allocated objects over size of the address space.
  In our three examples, the direct quotients were 10%, 3.2% and 22.8%,
  three very different numbers that don't lead to any obvious
  generalization.  The examples suggest an HD-ratio value on the order
  of 85% and above correspond to a high pain level, at which operators
  are ready to make drastic decisions.

  We can also examine our examples and hypothesize that the operators
  who renumbered their networks tried to reach, after the renumbering,
  a pain level that was easily supported.  The HD-ratio of the French
  or US network immediately after renumbering was 78% and 80%,
  respectively.  This suggests that values of 80% or less corresponds
  to comfortable trade-offs between pain and efficiency.



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4. Using the HD-ratio to evaluate the capacity of addressing plans

  Directly using the HD-ratio makes it easy to evaluate the density of
  allocated objects.  Evaluating how well an addressing plan will scale
  requires the reverse calculation.  We have seen in section 3.1 that
  an HD-ratio lower than 80% is manageable, and that HD-ratios higher
  than 87% are hard to sustain.  This should enable us to compute the
  acceptable and "practical maximum" number of objects that can be
  allocated given a specific address size, using the formula:

  number allocatable of objects
              = exp( HD x log(maximum number allocatable of objects))
              = (maximum number allocatable of objects)^HD

  The following table provides example values for a 9-digit telephone
  plan, a 10-digit telephone plan, and the 32-bit IPv4 Internet:

                                            Very  Practical
                    Reasonable  Painful  Painful    Maximum
                        HD=80%   HD=85%   HD=86%     HD=87%
  ---------------------------------------------------------
  9-digits plan           16 M     45 M     55 M       68 M
  10-digits plan         100 M    316 M    400 M      500 M
  32-bits addresses       51 M    154 M    192 M      240 M

  Note: 1M = 1,000,000

  Indeed, the practical maximum depends on the level of pain that the
  users and providers are willing to accept.  We may very well end up
  with more than 154M allocated IPv4 addresses in the next years, if we
  are willing to accept the pain.

5. Security considerations

  This document has no security implications.

6. IANA Considerations

  This memo does not request any IANA action.












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7. Author addresses

  Alain Durand
  SUN Microsystems, Inc
  901 San Antonio Road MPK17-202
  Palo Alto, CA 94303-4900
  USA

  EMail: [email protected]


  Christian Huitema
  Microsoft Corporation
  One Microsoft Way Redmond, WA 98052-6399
  USA

  EMail: [email protected]

8. Acknowledgment

  The authors would like to thank Jean Daniau for his kind support
  during the elaboration of the HD formula.

9. References

  [RFC1715] Huitema, C., "The H Ratio for Address Assignment
            Efficiency", RFC 1715, November 1994.

  [IANAV4]  INTERNET PROTOCOL V4 ADDRESS SPACE, maintained by the IANA,
            http://www.iana.org/assignments/ipv4-address-space

  [DMNSRV]  Internet Domain Survey, Internet Software Consortium,
            http://www.isc.org/ds/

  [NETSZR]  Netsizer, Telcordia Technologies, http://www.netsizer.com/
















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10. Full Copyright Statement

  Copyright (C) The Internet Society (2001).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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