Network Working Group                                          S. Herzog
Request for Comments: 3181                          PolicyConsulting.Com
Obsoletes: 2751                                             October 2001
Category: Standards Track


             Signaled Preemption Priority Policy Element

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2001).  All Rights Reserved.

Abstract

  This document describes a preemption priority policy element for use
  by signaled policy based admission protocols (such as the Resource
  ReSerVation Protocol (RSVP) and Common Open Policy Service (COPS).

  Preemption priority defines a relative importance (rank) within the
  set of flows competing to be admitted into the network. Rather than
  admitting flows by order of arrival (First Come First Admitted)
  network nodes may consider priorities to preempt some previously
  admitted low priority flows in order to make room for a newer, high-
  priority flow.

  This memo corrects an RSVP POLICY_DATA P-Type codepoint assignment
  error in RFC 2751.
















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RFC 3181      Signaled Preemption Priority Policy Element   October 2001


Table of Contents

  1 Introduction .....................................................2
  2 Scope and Applicability ..........................................3
  3 Stateless Policy .................................................3
  4 Policy Element Format ............................................4
  5 Priority Merging Issues ..........................................5
  5.1  Priority Merging Strategies ...................................6
  5.1.1 Take priority of highest QoS .................................6
  5.1.2 Take highest priority ........................................7
  5.1.3 Force error on heterogeneous merge ...........................7
  5.2  Modifying Priority Elements ...................................7
  6 Error Processing .................................................8
  7 IANA Considerations ..............................................8
  8 Security Considerations ..........................................8
  9 References .......................................................9
  10  Author's Address ...............................................9
  Appendix A: Example ...............................................10
  A.1  Computing Merged Priority ....................................10
  A.2  Translation (Compression) of Priority Elements ...............11
  Full Copyright Statement ..........................................12

1  Introduction

  This document describes a preemption priority policy element for use
  by signaled policy based admission protocols (such as [RSVP] and
  [COPS]).

  Traditional Capacity based Admission Control (CAC) indiscriminately
  admits new flows until capacity is exhausted (First Come First
  Admitted).  Policy based Admission Control (PAC) on the other hand
  attempts to minimize the significance of order of arrival and use
  policy based admission criteria instead.

  One of the more popular policy criteria is the rank of importance of
  a flow relative to the others competing for admission into a network
  node.  Preemption Priority takes effect only when a set of flows
  attempting admission through a node represents overbooking of
  resources such that based on CAC some would have to be rejected.
  Preemption priority criteria help the node select the most important
  flows (highest priority) for admission, while rejecting the low
  priority ones.

  Network nodes which support preemption should consider priorities to
  preempt some previously admitted low-priority flows in order to make
  room for a newer, high-priority flow.





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RFC 3181      Signaled Preemption Priority Policy Element   October 2001


  This document describes the format and applicability of the
  preemption priority represented as a policy element in [RSVP-EXT].

2  Scope and Applicability

  The Framework document for policy-based admission control [RAP]
  describes the various components that participate in policy decision
  making (i.e., PDP, PEP and LDP).  The emphasis of PREEMPTION_PRI
  elements is to be simple, stateless, and light-weight such that they
  could be implemented internally within a node's LDP (Local Decision
  Point).

  Certain base assumptions are made in the usage model for
  PREEMPTION_PRI elements:

  -  They are created by PDPs

     In a model where PDPs control PEPs at the periphery of the policy
     domain (e.g., in border routers), PDPs reduce sets of relevant
     policy rules into a single priority criterion.  This priority as
     expressed in the PREEMPTION_PRI element can then be communicated
     to downstream PEPs of the same policy domain, which have LDPs but
     no controlling PDP.

  -  They can be processed by LDPs

     PREEMPTION_PRI elements are processed by LDPs of nodes that do not
     have a controlling PDP.  LDPs may interpret these objects, forward
     them as is, or perform local merging to forward an equivalent
     merged PREEMPTION_PRI policy element.  LDPs must follow the
     merging strategy that was encoded by PDPs in the PREEMPTION_PRI
     objects.  (Clearly, a PDP, being a superset of LDP, may act as an
     LDP as well).

  -  They are enforced by PEPs

     PREEMPTION_PRI elements interact with a node's traffic control
     module (and capacity admission control) to enforce priorities, and
     preempt previously admitted flows when the need arises.

3  Stateless Policy

  Signaled Preemption Priority is stateless (does not require past
  history or external information to be interpreted).  Therefore, when
  carried in COPS messages for the outsourcing of policy decisions,
  these objects are included as COPS Stateless Policy Data Decision
  objects (see [COPS, COPS-RSVP]).




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RFC 3181      Signaled Preemption Priority Policy Element   October 2001


4  Policy Element Format

  The format of Policy Data objects is defined in [RSVP-EXT].  A single
  Policy Data object may contain one or more policy elements, each
  representing a different (and perhaps orthogonal) policy.

  The format of preemption priority policy element is as follows:

     +-------------+-------------+-------------+-------------+
     | Length (12)               | P-Type = PREEMPTION_PRI   |
     +------+------+-------------+-------------+-------------+
     | Flags       | M. Strategy | Error Code  | Reserved(0) |
     +------+------+-------------+-------------+-------------+
     | Preemption Priority       | Defending Priority        |
     +------+------+-------------+-------------+-------------+

  Length: 16 bits
     Always 12.  The overall length of the policy element, in bytes.

  P-Type: 16 bits
     PREEMPTION_PRI  = 1

     This value is registered with IANA, see Section 7.

  Flags: 8 bits
     Reserved (always 0).

  Merge Strategy: 8 bit
     1    Take priority of highest QoS: recommended
     2    Take highest priority: aggressive
     3    Force Error on heterogeneous merge

  Reserved: 8 bits
  Error code: 8 bits
     0  NO_ERROR        Value used for regular PREEMPTION_PRI elements
     1  PREEMPTION      This previously admitted flow was preempted
     2  HETEROGENEOUS   This element encountered heterogeneous merge

  Reserved: 8 bits
     Always 0.

  Preemption Priority: 16 bit (unsigned)
     The priority of the new flow compared with the defending priority
     of previously admitted flows.  Higher values represent higher
     Priority.






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RFC 3181      Signaled Preemption Priority Policy Element   October 2001


  Defending Priority: 16 bits (unsigned)
     Once a flow was admitted, the preemption priority becomes
     irrelevant.  Instead, its defending priority is used to compare
     with the preemption priority of new flows.

  For any specific flow, its preemption priority must always be less
  than or equal to the defending priority.  A wide gap between
  preemption and defending priority provides added stability: moderate
  preemption priority makes it harder for a flow to preempt others, but
  once it succeeded, the higher defending priority makes it easier for
  the flow to avoid preemption itself.  This provides a mechanism for
  balancing between order dependency and priority.

5  Priority Merging Issues

  Consider the case where two RSVP reservations merge:

           F1: QoS=High,  Priority=Low
           F2: QoS=Low,   Priority=High

  F1+F2= F3: QoS=High,  Priority=???

  The merged reservation F3 should have QoS=Hi, but what Priority
  should it assume? Several negative side-effects have been identified
  that may affect such a merger:

  Free-Riders:

  If F3 assumes Priority=High, then F1 got a free ride, assuming high
  priority that was only intended to the low QoS F2.  If one associates
  costs as a function of QoS and priority, F1 receives an "expensive"
  priority without having to "pay" for it.

  Denial of Service:

  If F3 assumes Priority=Low, the merged flow could be preempted or
  fail even though F2 presented high priority.

  Denial of service is virtually the inverse of the free-rider problem.
  When flows compete for resources, if one flow receives undeserving
  high priority it may be able to preempt another deserving flow (hence
  one free-rider turns out to be another's denial of service).









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RFC 3181      Signaled Preemption Priority Policy Element   October 2001


  Instability:

  The combination of preemption priority, killer reservation and
  blockade state [RSVP] may increase the instability of admitted flows
  where a reservation may be preempted, reinstated, and preempted again
  periodically.

5.1  Priority Merging Strategies

  In merging situations LDPs may receive multiple preemption elements
  and must compute the priority of the merged flow according to the
  following rules:

  a. Preemption priority and defending priority are merged and computed
     separately, irrespective of each other.

  b. Participating priority elements are selected.

     All priority elements are examined according to their merging
     strategy to decide whether they should participate in the merged
     result (as specified bellow).

  c. The highest priority of all participating priority elements is
     computed.

  The remainder of this section describes the different merging
  strategies the can be specified in the PREEMPTION_PRI element.

5.1.1  Take priority of highest QoS

  The PREEMPTION_PRI element would participate in the merged
  reservation only if it belongs to a flow that contributed to the
  merged QoS level (i.e., that its QoS requirement does not constitute
  a subset another reservation.)  A simple way to determine whether a
  flow contributed to the merged QoS result is to compute the merged
  QoS with and without it and to compare the results (although this is
  clearly not the most efficient method).

  The reasoning for this approach is that the highest QoS flow is the
  one dominating the merged reservation and as such its priority should
  dominate it as well.  This approach is the most amiable to the
  prevention of priority distortions such as free-riders and denial of
  service.

  This is a recommended merging strategy.






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RFC 3181      Signaled Preemption Priority Policy Element   October 2001


5.1.2  Take highest priority

  All PREEMPTION_PRI elements participate in the merged reservation.

  This strategy disassociates priority and QoS level, and therefore is
  highly subject to free-riders and its inverse image, denial of
  service.

  This is not a recommended method, but may be simpler to implement.

5.1.3  Force error on heterogeneous merge

  A PREEMPTION_PRI element may participate in a merged reservation only
  if all other flows in the merged reservation have the same QoS level
  (homogeneous flows).

  The reasoning for this approach assumes that the heterogeneous case
  is relatively rare and too complicated to deal with, thus it better
  be prohibited.

  This strategy lends itself to denial of service, when a single
  receiver specifying a non-compatible QoS level may cause denial of
  service for all other receivers of the merged reservation.

  Note: The determination of heterogeneous flows applies to QoS level
  only (FLOWSPEC values), and is a matter for local (LDP) definition.
  Other types of heterogeneous reservations (e.g., conflicting
  reservation styles) are handled by RSVP and are unrelated to this
  PREEMPTION_PRI element.

  This is a recommended merging strategy when reservation homogeneity
  is coordinated and enforced for the entire multicast tree.  It is
  more restrictive than Section 5.1.1, but is easier to implement.

5.2  Modifying Priority Elements

  When POLICY_DATA objects are protected by integrity, LDPs should not
  attempt to modify them.  They must be forwarded as-is or else their
  security envelope would be invalidated.  In other cases, LDPs may
  modify and merge incoming PREEMPTION_PRI elements to reduce their
  size and number according to the following rule:

  Merging is performed for each merging strategy separately.

  There is no known algorithm to merge PREEMPTION_PRI element of
  different merging strategies without loosing valuable information
  that may affect OTHER nodes.




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RFC 3181      Signaled Preemption Priority Policy Element   October 2001


  -  For each merging strategy, the highest QoS of all participating
     PREEMPTION_PRI elements is taken and is placed in an outgoing
     PREEMPTION_PRI element of this merging strategy.

  -  This approach effectively compresses the number of forwarded
     PREEMPTION_PRI elements to at most to the number of different
     merging strategies, regardless of the number of receivers (See the
     example in Appendix A.2).

6  Error Processing

  A PREEMPTION_PRI error object is sent back toward the appropriate
  receivers when an error involving PREEMPTION_PRI elements occur.

  PREEMPTION

  When a previously admitted flow is preempted, a copy of the
  preempting flow's PREEMPTION_PRI element is sent back toward the PDP
  that originated the preempted PREEMPTION_PRI object.  This PDP,
  having information on both the preempting and the preempted
  priorities may construct a higher priority PREEMPTION_PRI element in
  an effort to re-instate the preempted flow.

  Heterogeneity

  When a flow F1 with Heterogeneous Error merging strategy set in its
  PREEMPTION_PRI element encounters heterogeneity the PREEMPTION_PRI
  element is sent back toward receivers with the Heterogeneity error
  code set.

7  IANA Considerations

  Following the policies outlined in [IANA-CONSIDERATIONS], Standard
  RSVP Policy Elements (P-type values) are assigned by IETF Consensus
  action as described in [RSVP-EXT].

  P-Type PREEMPTION_PRI is assigned the value 1.

8  Security Considerations

  The integrity of PREEMPTION_PRI is guaranteed, as any other policy
  element, by the encapsulation into a Policy Data object [RSVP-EXT].

  Further security mechanisms are not warranted, especially considering
  that preemption priority aims to provide simple and quick guidance to
  routers within a trusted zone or at least a single zone (no zone
  boundaries are crossed).




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RFC 3181      Signaled Preemption Priority Policy Element   October 2001


9  References

  [RFC2751]             Herzog, S., "Signaled Preemption Priority
                        Policy Element", RFC 2751, January 2000.

  [RSVP-EXT]            Herzog, S., "RSVP Extensions for Policy
                        Control", RFC 2750, January 2000.

  [COPS-RSVP]           Boyle, J., Cohen, R., Durham, D., Herzog, S.,
                        Raja, R. and A. Sastry, "COPS usage for RSVP",
                        RFC 2749, January 2000.

  [RAP]                 Yavatkar, R., Pendarakis, D. and R. Guerin, "A
                        Framework for Policy Based Admission Control",
                        RFC 2753, January 2000.

  [COPS]                Boyle, J., Cohen, R., Durham, D., Herzog, S.,
                        Raja, R. and A. Sastry, "The COPS (Common Open
                        Policy Service) Protocol", RFC 2748, January
                        2000.

  [RSVP]                Braden, R., Zhang, L., Berson, S., Herzog, S.
                        and S. Jamin, "Resource ReSerVation Protocol
                        (RSVP) - Functional Specification", RFC 2205,
                        September 1997.

  [IANA-CONSIDERATIONS] Alvestrand, H. and T. Narten, "Guidelines for
                        Writing an IANA Considerations Section in
                        RFCs", BCP 26, RFC 2434, October 1998.

10 Author's Address

  Shai Herzog
  PolicyConsulting.Com
  200 Clove Rd.
  New Rochelle, NY 10801

  EMail: [email protected]













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RFC 3181      Signaled Preemption Priority Policy Element   October 2001


Appendix A:    Example

  The following examples describe the computation of merged priority
  elements as well as the translation (compression) of PREEMPTION_PRI
  elements.

A.1 Computing Merged Priority

                            r1
                           /   QoS=Hi (Pr=3, St=Highest QoS)
                          /
        s1-----A---------B--------r2  QoS=Low (Pr=4, St=Highest PP)
                \        \
                 \        \   QoS=Low  (Pr=7, St=Highest QoS)
                  r4        r3

          QoS=Low (Pr=9, St=Error)

        Example 1: Merging preemption priority elements

  Example one describes a multicast scenario with one sender and four
  receivers each with each own PREEMPTION_PRI element definition.

  r1, r2 and r3 merge in B.  The resulting priority is 4.

  Reason: The PREEMPTION_PRI of r3 doesn't participate (since r3 is not
  contributing to the merged QoS) and the priority is the highest of
  the PREEMPTION_PRI from r1 and r2.

  r1, r2, r3 and r4 merge in A.  The resulting priority is again 4: r4
  doesn't participate because its own QoS=Low is incompatible with the
  other (r1) QoS=High.  An error PREEMPTION_PRI should be sent back to
  r4 telling it that its PREEMPTION_PRI element encountered
  heterogeneity.

















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RFC 3181      Signaled Preemption Priority Policy Element   October 2001


A.2 Translation (Compression) of Priority Elements

  Given this set of participating PREEMPTION_PRI elements, the
  following compression can take place at the merging node:

  From:
            (Pr=3, St=Highest QoS)
            (Pr=7, St=Highest QoS)
            (Pr=4, St=Highest PP)
            (Pr=9, St=Highest PP)
            (Pr=6, St=Highest PP)
  To:
            (Pr=7, St=Highest QoS)
            (Pr=9, St=Highest PP)





































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RFC 3181      Signaled Preemption Priority Policy Element   October 2001


Full Copyright Statement

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Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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