Network Working Group A. Shacham

Network Working Group A. Shacham
Request for Comments: 3173 Juniper
Obsoletes: 2393 B. Monsour
Category: Standards Track Consultant
R. Pereira
Cisco
M. Thomas
Consultant
September 2001

IP Payload Compression Protocol (IPComp)

Status of this Memo

This document specifies an Internet standards track protocol for the
Internet community, and requests discussion and suggestions for
improvements. Please refer to the current edition of the "Internet
Official Protocol Standards" (STD 1) for the standardization state
and status of this protocol. Distribution of this memo is unlimited.

Copyright Notice

Copyright (C) The Internet Society (2001). All Rights Reserved.

Abstract

This document describes a protocol intended to provide lossless
compression for Internet Protocol datagrams in an Internet
environment.

1. Introduction

IP payload compression is a protocol to reduce the size of IP
datagrams. This protocol will increase the overall communication
performance between a pair of communicating hosts/gateways ("nodes")
by compressing the datagrams, provided the nodes have sufficient
computation power, through either CPU capacity or a compression
coprocessor, and the communication is over slow or congested links.

IP payload compression is especially useful when encryption is
applied to IP datagrams. Encrypting the IP datagram causes the data
to be random in nature, rendering compression at lower protocol
layers (e.g., PPP Compression Control Protocol [RFC1962])
ineffective. If both compression and encryption are required,
compression must be applied before encryption.

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RFC 3173 IP Payload Compression Protocol September 2001

This document defines the IP payload compression protocol (IPComp),
the IPComp packet structure, the IPComp Association (IPCA), and
several methods to negotiate the IPCA.

Other documents shall specify how a specific compression algorithm
can be used with the IP payload compression protocol. Such
algorithms are beyond the scope of this document.

1.1. Specification of Requirements

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in RFC 2119 [RFC2119].

2. Compression Process

The compression processing of IP datagrams has two phases:
compressing of outbound IP datagrams ("compression") and
decompressing of inbound datagrams ("decompression"). The
compression processing MUST be lossless, ensuring that the IP
datagram, after being compressed and decompressed, is identical to
the original IP datagram.

Each IP datagram is compressed and decompressed by itself without any
relation to other datagrams ("stateless compression"), as IP
datagrams may arrive out of order or not arrive at all. Each
compressed IP datagram encapsulates a single IP payload.

Processing of inbound IP datagrams MUST support both compressed and
non-compressed IP datagrams, in order to meet the non-expansion
policy requirements, as defined in section 2.2.

The compression of outbound IP datagrams MUST be done before any IP
security processing, such as encryption and authentication, and
before any fragmentation of the IP datagram. In addition, in IP
version 6 [RFC2460], the compression of outbound IP datagrams MUST be
done before the addition of either a Hop-by-Hop Options header or a
Routing Header, since both carry information that must be examined
and processed by possibly every node along a packet's delivery path,
and therefore MUST be sent in the original form.

Similarly, the decompression of inbound IP datagrams MUST be done
after the reassembly of the IP datagrams, and after the completion of
all IP security processing, such as authentication and decryption.

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RFC 3173 IP Payload Compression Protocol September 2001

2.1. Compressed Payload

The compression is applied to a single array of octets, which are
contiguous in the IP datagram. This array of octets always ends at
the last octet of the IP packet payload. Note: A contiguous array of
octets in the IP datagram may be not contiguous in physical memory.

In IP version 4 [RFC0791], the compression is applied to the payload
of the IP datagram, starting at the first octet following the IP
header, and continuing through the last octet of the datagram. No
portion of the IP header or the IP header options is compressed.
Note: In the case of an encapsulated IP header (e.g., tunnel mode
encapsulation in IPsec), the datagram payload is defined to start
immediately after the outer IP header; accordingly, the inner IP
header is considered part of the payload and is compressed.

In the IPv6 context, IPComp is viewed as an end-to-end payload, and
MUST NOT apply to hop-by-hop, routing, and fragmentation extension
headers. The compression is applied starting at the first IP Header
Option field that does not carry information that must be examined
and processed by nodes along a packet's delivery path, if such an IP
Header Option field exists, and continues to the ULP payload of the
IP datagram.

The size of a compressed payload, generated by the compression
algorithm, MUST be in whole octet units.

As defined in section 3, an IPComp header is inserted immediately
preceding the compressed payload. The original IP header is modified
to indicate the usage of the IPComp protocol and the reduced size of
the IP datagram. The original content of the Next Header (IPv6) or
protocol (IPv4) field is stored in the IPComp header.

The decompression is applied to a single contiguous array of octets
in the IP datagram. The start of the array of octets immediately
follows the IPComp header and ends at the last octet of the IP
payload. If the decompression process is successfully completed, the
IP header is modified to indicate the size of the decompressed IP
datagram, and the original next header as stored in the IPComp
header. The IPComp header is removed from the IP datagram and the
decompressed payload immediately follows the IP header.

2.2. Non-Expansion Policy

If the total size of a compressed payload and the IPComp header, as
defined in section 3, is not smaller than the size of the original
payload, the IP datagram MUST be sent in the original non-compressed
form. To clarify: If an IP datagram is sent non-compressed, no

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RFC 3173 IP Payload Compression Protocol September 2001

IPComp header is added to the datagram. This policy ensures saving
the decompression processing cycles and avoiding incurring IP
datagram fragmentation when the expanded datagram is larger than the
MTU.

Small IP datagrams are likely to expand as a result of compression.
Therefore, a numeric threshold should be applied before compression,
where IP datagrams of size smaller than the threshold are sent in the
original form without attempting compression. The numeric threshold
is implementation dependent.

An IP datagram with payload that has been previously compressed tends
not to compress any further. The previously compressed payload may
be the result of external processes, such as compression applied by
an upper layer in the communication stack, or by an off-line
compression utility. An adaptive algorithm should be implemented to
avoid the performance hit. For example, if the compression of i
consecutive IP datagrams of an IPCA fails, the next several IP
datagrams, say k, are sent without attempting compression. If then
the next j datagrams also fail to compress, a larger number of
datagrams, say k+n, are sent without attempting compression. Once a
datagram is compressed successfully, the normal process of IPComp
restarts. Such an adaptive algorithm, including all the related
thresholds, is implementation dependent.

During the processing of the payload, the compression algorithm MAY
periodically apply a test to determine the compressibility of the
processed data, similar to the requirements of [V42BIS]. The nature
of the test is algorithm dependent. Once the compression algorithm
detects that the data is non-compressible, the algorithm SHOULD stop
processing the data, and the payload is sent in the original non-
compressed form.

3. Compressed IP Datagram Header Structure

A compressed IP datagram is encapsulated by modifying the IP header
and inserting an IPComp header immediately preceding the compressed
payload. This section defines the IP header modifications both in
IPv4 and IPv6, and the structure of the IPComp header.

3.1. IPv4 Header Modifications

The following IPv4 header fields are set before transmitting the
compressed IP datagram:

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RFC 3173 IP Payload Compression Protocol September 2001

Total Length

The length of the entire encapsulated IP datagram, including
the IP header, the IPComp header and the compressed payload.

Protocol

The Protocol field is set to 108, IPComp Datagram, [RFC1700].

Header Checksum

The Internet Header checksum [RFC0791] of the IP header.

All other IPv4 header fields are kept unchanged, including any header
options.

3.2. IPv6 Header Modifications

The following IPv6 header fields are set before transmitting the
compressed IP datagram:

Payload Length

The length of the compressed IP payload.

Next Header

The Next Header field is set to 108, IPComp Datagram,
[RFC1700].

All other IPv6 header fields are kept unchanged, including any non-
compressed header options.

The IPComp header is placed in an IPv6 packet using the same rules as
the IPv6 Fragment Header. However if an IPv6 packet contains both an
IPv6 Fragment Header and an IPComp header, the IPv6 Fragment Header
MUST precede the IPComp header in the packet. Note: Other IPv6
headers may be present between the IPv6 Fragment Header and the
IPComp header.

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RFC 3173 IP Payload Compression Protocol September 2001

3.3. IPComp Header Structure

The four-octet header has the following structure:

0 1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Next Header | Flags | Compression Parameter Index |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Next Header

8-bit selector. Stores the IPv4 Protocol field or the IPv6 Next
Header field of the original IP header.

Flags

8-bit field. Reserved for future use. MUST be set to zero. MUST
be ignored by the receiving node.

Compression Parameter Index (CPI)

16-bit index. The CPI is stored in network order. The values
0-63 designate well-known compression algorithms, which require no
additional information, and are used for manual setup. The values
themselves are identical to IPCOMP Transform identifiers as
defined in [SECDOI]. Consult [SECDOI] for an initial set of
defined values and for instructions on how to assign new values.
The values 64-255 are reserved for future use. The values
256-61439 are negotiated between the two nodes in definition of an
IPComp Association, as defined in section 4. Note: When
negotiating one of the well-known algorithms, the nodes MAY select
a CPI in the pre-defined range 0-63. The values 61440-65535 are
for private use among mutually consenting parties. Both nodes
participating can select a CPI value independently of each other
and there is no relationship between the two separately chosen
CPIs. The outbound IPComp header MUST use the CPI value chosen by
the decompressing node. The CPI in combination with the
destination IP address uniquely identifies the compression
algorithm characteristics for the datagram.

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RFC 3173 IP Payload Compression Protocol September 2001

4. IPComp Association (IPCA) Negotiation

To utilize the IPComp protocol, two nodes MUST first establish an
IPComp Association (IPCA) between them. The IPCA includes all
required information for the operation of IPComp, including the
Compression Parameter Index (CPI), the mode of operation, the
compression algorithm to be used, and any required parameter for the
selected compression algorithm.

The policy for establishing IPComp may be either a node-to-node
policy where IPComp is applied to every IP packet between the nodes,
or a session-based policy where only selected sessions between the
nodes employ IPComp.

Two nodes may choose to negotiate IPComp in either or both
directions, and they may choose to employ a different compression
algorithm in each direction. The nodes MUST, however, negotiate a
compression algorithm in each direction for which they establish an
IPCA: there is no default compression algorithm.

No compression algorithm is mandatory for an IPComp implementation.

The IPCA is established by dynamic negotiations or by manual
configuration. The dynamic negotiations SHOULD use the Internet Key
Exchange protocol [IKE], where IPsec is present. The dynamic
negotiations MAY be implemented through a different protocol.

4.1. Use of IKE

For IPComp in the context of IP Security, IKE provides the necessary
mechanisms and guidelines for establishing IPCA. Using IKE, IPComp
can be negotiated as stand-alone or in conjunction with other IPsec
protocols.

An IPComp Association is negotiated by the initiator using a Proposal
Payload, which includes one or more Transform Payloads. The Proposal
Payload specifies the IP Payload Compression Protocol in the protocol
ID field and each Transform Payload contains the specific compression
algorithm(s) being offered to the responder.

The CPI is sent in the SPI field of the proposal, with the SPI size
field set to match. The CPI SHOULD be sent as a 16-bit number, with
the SPI size field set to 2. Alternatively, the CPI MAY be sent as a
32-bit value, with the SPI size field set to 4. In this case, the
16-bit CPI number MUST be placed in the two least significant octets
of the SPI field, while the two most significant octets MUST be set
to zero, and MUST be ignored by the receiving node. The receiving
node MUST be able to process both forms of the CPI proposal.

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RFC 3173 IP Payload Compression Protocol September 2001

In the Internet IP Security Domain of Interpretation (DOI), IPComp is
negotiated as the Protocol ID PROTO_IPCOMP. The compression
algorithm is negotiated as one of the defined IPCOMP Transform
Identifiers.

The following attributes are applicable to IPComp proposals:

Encapsulation Mode

To propose a non-default Encapsulation Mode (such as Tunnel
Mode), an IPComp proposal MUST include an Encapsulation Mode
attribute. If the Encapsulation Mode is unspecified, the
default value of Transport Mode is assumed.

Lifetime

An IPComp proposal uses the Life Duration and Life Type
attributes to suggest life duration to the IPCA.

When IPComp is negotiated as part of a Protection Suite, all the
logically related offers must be consistent. However, an IPComp
proposal SHOULD NOT include attributes that are not applicable to
IPComp. An IPComp proposal MUST NOT be rejected because it does not
include attributes of other protocols in the Protection Suite that
are not relevant to IPComp. When an IPComp proposal includes such
attributes, those attributes MUST be ignored when setting the IPCA,
and therefore ignored in the operation of IPComp.

Implementation note:

A node can avoid the computation necessary for determining the
compression algorithm from the CPI if it is using one of the
well-known algorithms; this can save time in the decompression
process. A node can do this by negotiating a CPI equal in value
to the pre-defined Transform identifier of that compression
algorithm. Specifically: A node MAY offer a CPI in the pre-
defined range by sending a Proposal Payload that MUST contain a
single Transform Payload, which is identical to the CPI. When
proposing two or more Transform Payloads, a node MAY offer CPIs in
the pre-defined range by using multiple IPComp proposals -- each
MUST include a single Transform Payload. To clarify: If a
Proposal Payload contains two or more Transform Payloads, the CPI
MUST be in the negotiated range. A receiving node MUST be able to
process each of these proposal forms.

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RFC 3173 IP Payload Compression Protocol September 2001

Implementation note:

IPCAs become non-unique when two or more IPComp sessions are
established between two nodes, and the same well-known CPI is used
in at least two of the sessions. Non-unique IPCAs pose problems
in maintaining attributes specific to each IPCA, either negotiated
(e.g., lifetime) or internal (e.g., the counters of the adaptive
algorithm for handling previously compressed payload). To ensure
the uniqueness of IPCAs between two nodes, when two or more of the
IPCAs use the same compression algorithm, the CPIs SHOULD be in
the negotiated range. However, when the IPCAs are not required to
be unique, for example when no attribute is being utilized for
these IPCAs, a well-known CPI MAY be used. To clarify: When only
a single session using a particular well-known CPI is established
between two nodes, this IPCA is unique.

4.2. Use of Non-IKE Protocol

The dynamic negotiations MAY be implemented through a protocol other
than IKE. Such a protocol is beyond the scope of this document.

4.3. Manual Configuration

Nodes may establish IPComp Associations using manual configuration.
For this method, a limited number of Compression Parameters Indexes
(CPIs) is designated to represent a list of specific compression
methods.

5. Security Considerations

When IPComp is used in the context of IPsec, it is believed not to
have an effect on the underlying security functionality provided by
the IPsec protocol; i.e., the use of compression is not known to
degrade or alter the nature of the underlying security architecture
or the encryption technologies used to implement it.

When IPComp is used without IPsec, IP payload compression potentially
reduces the security of the Internet, similar to the effects of IP
encapsulation [RFC2003]. For example, IPComp may make it difficult
for border routers to filter datagrams based on header fields. In
particular, the original value of the Protocol field in the IP header
is not located in its normal positions within the datagram, and any
transport layer header fields within the datagram, such as port
numbers, are neither located in their normal positions within the
datagram nor presented in their original values after compression. A
filtering border router can filter the datagram only if it shares the
IPComp Association used for the compression. To allow this sort of
compression in environments in which all packets need to be filtered

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RFC 3173 IP Payload Compression Protocol September 2001

(or at least accounted for), a mechanism must be in place for the
receiving node to securely communicate the IPComp Association to the
border router. This might, more rarely, also apply to the IPComp
Association used for outgoing datagrams.

6. IANA Considerations

This document does not require any IANA actions. The well-known
numbers used in this document are defined elsewhere; see [SECDOI].

7. Changes made since RFC 2393

This section summarizes the changes in this document from RFC 2393 of
which an implementer of RFC 2393 should be aware. All the changes
are meant to clarify the negotiation of an IPComp Association (IPCA)
using IKE [IKE] in the context of IPsec.

1) Added a clarification that IPComp can be negotiated stand-alone or
bundled with other protocols in a Protection Suite.

2) Defined the CPI in the SPI field of an IKE proposal: two-octet
field is a SHOULD, four-octet a MAY. Defined the placement of the
16-bit CPI in a four-octet field. Specified that a receiver MUST
process both field sizes.

3) Added wording to define the default Encapsulation Mode to be
Transport Mode. Required that an IPComp proposal MUST include an
Encapsulation Mode attribute when it suggests a non-default
encapsulation, such as Tunnel Mode.

4) Added the Lifetime attribute to the list of supported attributes
(along with Transport Mode).

5) Specified the handling of attributes of transforms in a Protection
Suite that are not applicable to IPComp: These attributes SHOULD
NOT be included in an IPComp proposal and MUST be ignored when
setting IPCA and in the operation of IPComp. IPComp
implementations MUST never reject an IPCOMP proposal that does not
include attributes of other transforms.

6) Added implementation notes on the negotiation and usage of CPIs in
the predefined (well-known) range.

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RFC 3173 IP Payload Compression Protocol September 2001

8. References

[RFC0791] Postel, J., Editor, "Internet Protocol", STD 5, RFC 791,
September 1981.

[RFC1700] Reynolds, J. and J. Postel, "Assigned Numbers", STD 2, RFC
1700, October 1994. Or see:
http://www.iana.org/numbers.html

[RFC2460] Deering, S. and R. Hinden, "Internet Protocol, Version 6
(IPv6) Specification", RFC 2460, December 1998.

[RFC1962] Rand, D., "The PPP Compression Control Protocol (CCP)", RFC
1962, June 1996.

[RFC2003] Perkins, C., "IP Encapsulation within IP", RFC 2003,
October 1996.

[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119, March 1997.

[IKE] Harkins, D. and D. Carrel, "The Internet Key Exchange
(IKE)", RFC 2409, November 1998.

[SECDOI] Piper, D., "The Internet IP Security Domain of
Interpretation for ISAKMP", RFC 2407, November 1998.

[V42BIS] CCITT, "Data Compression Procedures for Data Circuit
Terminating Equipment (DCE) Using Error Correction
Procedures", Recommendation V.42 bis, January 1990.

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RFC 3173 IP Payload Compression Protocol September 2001

Authors' Addresses

Abraham Shacham
Juniper Networks, Inc.
1194 North Mathilda Avenue
Sunnyvale, California 94089
United States of America

EMail: [email protected]

Bob Monsour
18 Stout Road
Princeton, New Jersey 08540
United States of America

EMail: [email protected]

Roy Pereira
Cisco Systems, Inc.
55 Metcalfe Street
Ottawa, Ontario K1P 6L5
Canada

EMail: [email protected]

Matt Thomas
3am Software Foundry
8053 Park Villa Circle
Cupertino, California 95014
United States of America

EMail: [email protected]

Comments

Comments should be addressed to the [email protected] mailing
list and/or the author(s).

Shacham, et al. Standards Track [Page 12]

RFC 3173 IP Payload Compression Protocol September 2001

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Acknowledgement

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