Network Working Group                                      K. McCloghrie
Request for Comments: 3159                                       M. Fine
Category: Standards Track                                  Cisco Systems
                                                            J. Seligson
                                                                K. Chan
                                                        Nortel Networks
                                                                S. Hahn
                                                              R. Sahita
                                                                  Intel
                                                               A. Smith
                                                       Allegro Networks
                                                          F. Reichmeyer
                                                                    PFN
                                                            August 2001


         Structure of Policy Provisioning Information (SPPI)

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2001).  All Rights Reserved.

Abstract

  This document, the Structure of Policy Provisioning Information
  (SPPI), defines the adapted subset of SNMP's Structure of Management
  Information (SMI) used to write Policy Information Base (PIB)
  modules.

  RFC 2748 defines the COPS protocol, and RFC 2749 describes how the
  COPS protocol is used to provide for the outsourcing of policy
  decisions for RSVP.  Another usage of the COPS protocol, for the
  provisioning of policy, is introduced in RFC 3084.  In this
  provisioning model, the policy information is viewed as a collection
  of Provisioning Classes (PRCs) and Provisioning Instances (PRIs)
  residing in a virtual information store, termed the Policy
  Information Base (PIB).  Collections of related Provisioning Classes
  are defined in a PIB module.





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RFC 3159                          SPPI                       August 2001


Conventions used in this document

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in [RFC2119].

Table of Contents

  1 Use of the SMI .................................................  3
  1.1 Terminology Translation ......................................  3
  1.2 Overview .....................................................  3
  2 Structure of this Specification ................................  4
  3 Definitions ....................................................  5
  4 PIB Modules .................................................... 17
  4.1 Importing Definitions ........................................ 17
  4.2 Reserved Keywords ............................................ 18
  5 Naming Hierarchy ............................................... 18
  6 Mapping of the MODULE-IDENTITY macro ........................... 18
  6.1 Mapping of the SUBJECT-CATEGORIES clause ..................... 18
  7 Mapping of the OBJECT-TYPE macro ............................... 19
  7.1 Mapping of the SYNTAX clause ................................. 19
  7.1.1 Counter32 .................................................. 19
  7.1.2 Gauge32 .................................................... 20
  7.1.3 Opaque ..................................................... 20
  7.1.4 IpAddress .................................................. 20
  7.1.5 Counter64 .................................................. 20
  7.1.6 Integer64 .................................................. 20
  7.1.7 Unsigned64 ................................................. 20
  7.1.8 Provisioning Classes ....................................... 21
  7.2 Mapping of the MAX-ACCESS clause ............................. 21
  7.3 Mapping of the PIB-ACCESS clause ............................. 22
  7.4 Mapping of the INSTALL-ERRORS clause ......................... 22
  7.5 Mapping of the PIB-INDEX clause .............................. 22
  7.6 Mapping of the INDEX clause .................................. 23
  7.7 Mapping of the AUGMENTS clause ............................... 23
  7.8 Mapping of the EXTENDS clause ................................ 24
  7.8.1  Relation between PIB-INDEX, AUGMENTS and EXTENDS clauses .. 24
  7.9 Mapping of the UNIQUENESS clause ............................. 25
  7.10 Mapping of the PIB-REFERENCES clause ........................ 25
  7.11 Mapping of the PIB-TAG clause ............................... 25
  8 Mapping of the OBJECT-IDENTITY macro ........................... 26
  9 Mapping of the OBJECT-GROUP macro .............................. 26
  9.1 Mapping of the OBJECTS clause ................................ 26
  10 Mapping of the MODULE-COMPLIANCE macro ........................ 26
  10.1 Mapping of the MODULE clause ................................ 26
  10.1.1 Mapping of the MANDATORY-GROUPS clause .................... 27
  10.1.2 Mapping of the GROUP clause ............................... 27
  10.1.3 Mapping of the OBJECT clause .............................. 27



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RFC 3159                          SPPI                       August 2001


  10.1.3.1 Mapping of the SYNTAX clause ............................ 27
  10.1.3.2 Mapping of the WRITE-SYNTAX clause ...................... 28
  10.1.3.3 Mapping of the PIB-MIN-ACCESS clause .................... 28
  11 Textual Conventions ........................................... 28
  11.1 Mapping of the TEXTUAL-CONVENTION macro ..................... 28
  11.1.1 Mapping of the DISPLAY-HINT clause ........................ 29
  11.1.2 Mapping of the SYNTAX clause .............................. 29
  11.1.2.1 Sub-typing of Textual Conventions ....................... 29
  12 Extending a PIB Module ........................................ 29
  12.1 PIB Modules ................................................. 29
  12.2 Object Assignments .......................................... 30
  12.3 Object Definitions .......................................... 30
  Appendix A: Mapping a PIB to a MIB ............................... 32
  Appendix B: Example usage of PIB-REFERENCES and PIB-TAG clauses .. 33
  Security Considerations .......................................... 35
  IANA Considerations .............................................. 35
  Authors' Addresses ............................................... 37
  References ....................................................... 38
  Full Copyright Statement ......................................... 40

1.  Use of the SMI

  The SPPI and PIB modules are based on SNMP's SMI and MIB modules,
  which use an adapted subset of the ASN.1 data definition language
  [ASN1].  The decision to base the definition of PIB modules on this
  format allows for the leveraging of the community's knowledge,
  experience and tools of the SMI and MIB modules.

1.1.  Terminology Translation

  The SMI uses the term "managed objects" to refer to object types,
  both tabular types with descriptors such as xxxTable and xxxEntry, as
  well as scalar and columnar object types.  The SPPI does not use the
  term "object" so as to avoid confusion with COPS protocol objects.
  Instead, the SPPI uses the term Provisioning Class (PRC) for the
  table and row definitions (the xxxTable and xxxEntry objects,
  respectively), and Provisioning Instance (PRI) for an instantiation
  of a row definition.  For a columnar object of a table definition,
  the SPPI uses the term "attribute" of a Provisioning Class.  (The
  SPPI does not support the equivalent of the SMI's scalar objects.)

1.2.  Overview

  SNMP's SMI is divided into five parts: module definitions, object
  definitions, notification definitions [SMI], textual convention
  definitions [TC] and conformance definitions [CONF].





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RFC 3159                          SPPI                       August 2001


  -  The SMI's MODULE-IDENTITY macro is used to convey the semantics of
     a MIB module.  The SPPI uses this macro to convey the semantics of
     a PIB module.

  -  The SMI's OBJECT-TYPE macro is used to convey the syntax and
     semantics of managed objects.  The SPPI uses this macro to convey
     the syntax and semantics of PRCs and their attributes.

  -  The SMI's notification definitions are not used (at this time) by
     the SPPI.  (Note that the use of the keyword 'notify' in the SPPI
     is not related to the SMI's notifications).

  -  The SMI's TEXTUAL CONVENTION macro allows new data types to be
     defined.  The SPPI uses this macro to define new data types having
     particular syntax and semantics which is common to several
     attributes of one of more PRCs.

  -  The SMI's conformance definitions define several macros: the
     OBJECT-GROUP macro, the NOTIFICATION-GROUP macro, the MODULE-
     COMPLIANCE macro and the AGENT-CAPABILITIES macro.  The SPPI uses
     the OBJECT-GROUP and MODULE-COMPLIANCE macros to specify
     acceptable lower-bounds of implementation of the attributes of
     PRCs, and thereby indirectly, acceptable lower-bounds of
     implementation of the PRCs themselves.  The NOTIFICATION-GROUP
     macro is not used (at this time) by the SPPI.  Potential usage by
     the SPPI of the AGENT- CAPABILITIES macro is for further study.

2.  Structure of this Specification

  The SMI is specified in terms of an ASN.1 definition together with
  descriptive text for each element introduced in that ASN.1
  definition.  This document specifies the SPPI also via a ASN.1
  definition, which is a modified version of the SMI's definition,
  together with descriptive text for only those elements in the SPPI's
  ASN.1 definition which have differences from the SMI's.  For elements
  in the ASN.1 definition which have no descriptive text in this
  specification, the reader is referred to the SMI's descriptive text
  for that element.













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RFC 3159                          SPPI                       August 2001


3.  Definitions

COPS-PR-SPPI DEFINITIONS ::= BEGIN

IMPORTS    ObjectName, SimpleSyntax, ExtUTCTime, mgmt
                                               FROM SNMPv2-SMI;

-- the root for PIB definitions

     pib           OBJECT IDENTIFIER ::= { mgmt 2 }

-- definitions for PIB modules

MODULE-IDENTITY MACRO ::=
BEGIN
   TYPE NOTATION ::=
                 SubjectPart                        -- new
                 "LAST-UPDATED" value(Update ExtUTCTime)
                 "ORGANIZATION" Text
                 "CONTACT-INFO" Text
                 "DESCRIPTION" Text
                 RevisionPart

   VALUE NOTATION ::=
                 value(VALUE OBJECT IDENTIFIER)

   SubjectPart ::=                                  -- new
                 "SUBJECT-CATEGORIES" "{" Categories "}"
                  -- see IANA Considerations section
   Categories ::=                                   -- new
                 CategoryIDs
               | "all"
   CategoryIDs ::=                                  -- new
                 CategoryID
               | CategoryIDs "," CategoryID
   CategoryID ::=                                   -- new
                identifier "(" number ")"  -- number is positive

   RevisionPart ::=
                 Revisions
               | empty
   Revisions ::=
                 Revision
               | Revisions Revision
   Revision ::=
                 "REVISION" value(Update ExtUTCTime)
                 "DESCRIPTION" Text




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RFC 3159                          SPPI                       August 2001


   -- a character string as defined in [SMI]
   Text ::= value(IA5String)
END

--

OBJECT-IDENTITY MACRO ::=
BEGIN
   TYPE NOTATION ::=
                 "STATUS" Status
                 "DESCRIPTION" Text
                 ReferPart

   VALUE NOTATION ::=
                 value(VALUE OBJECT IDENTIFIER)

   Status ::=
                 "current"
               | "deprecated"
               | "obsolete"

   ReferPart ::=
                 "REFERENCE" Text
               | empty

   -- a character string as defined in [SMI]
   Text ::= value(IA5String)
END


-- syntax of attributes

-- the "base types" defined here are:
--   3 built-in ASN.1 types: INTEGER, OCTET STRING, OBJECT IDENTIFIER
--   7 application-defined types: Integer32, IpAddress, Unsigned32,
--         TimeTicks, Opaque, Integer64 and Unsigned64

ObjectSyntax ::=
   CHOICE {
       simple
           SimpleSyntax,

         -- note that SEQUENCEs for table and row definitions
         -- are not mentioned here...

       application-wide
           ApplicationSyntax
   }



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RFC 3159                          SPPI                       August 2001


-- application-wide types

ApplicationSyntax ::=
   CHOICE {
       ipAddress-value
           IpAddress,

       timeticks-value
           TimeTicks,

       arbitrary-value
           Opaque,

       unsigned-integer-value
           Unsigned32,

       large-integer-value                        -- new
           Integer64,

       large-unsigned-integer-value               -- new
           Unsigned64
   }


-- the following 5 types are copied from the SMI

-- indistinguishable from INTEGER, but never needs more than
-- 32-bits for a two's complement representation
Integer32 ::=
       INTEGER (-2147483648..2147483647)

-- (this is a tagged type for historical reasons)
IpAddress ::=
   [APPLICATION 0]
       IMPLICIT OCTET STRING (SIZE (4))
-- ******* THIS TYPE DEFINITION IS DEPRECATED *******
-- The IpAddress type represents a 32-bit internet
-- IPv4 address.  It is represented as an OctetString
-- of length 4, in network byte-order.
-- Note that the IpAddress type is present for
-- historical reasons. IPv4 and IPv6 addresses should
-- be represented using the INET-ADDRESS-MIB
-- defined in [INETADDR].

-- an unsigned 32-bit quantity
Unsigned32 ::=
   [APPLICATION 2]
       IMPLICIT INTEGER (0..4294967295)



McCloghrie, et al.          Standards Track                     [Page 7]

RFC 3159                          SPPI                       August 2001


-- hundredths of seconds since an epoch
TimeTicks ::=
   [APPLICATION 3]
       IMPLICIT INTEGER (0..4294967295)

--for backward compatibility only
Opaque ::=
   [APPLICATION 4]
       IMPLICIT OCTET STRING


-- the following 2 types are not present in the SMI

Integer64 ::=
   [APPLICATION 10]
       IMPLICIT INTEGER (-9223372036854775808..9223372036854775807)

Unsigned64 ::=
   [APPLICATION 11]
       IMPLICIT INTEGER (0..18446744073709551615)

-- definition for Provisioning Classes and their attributes
-- (differences from the SMI are noted in the ASN.1 comments)

OBJECT-TYPE MACRO ::=
BEGIN
   TYPE NOTATION ::=
                 "SYNTAX" Syntax
                 UnitsPart
                 "PIB-ACCESS" Access       -- modified
                 PibReferencesPart         -- new
                 PibTagPart                -- new
                 "STATUS" Status
                 "DESCRIPTION" Text
                 ErrorsPart                -- new
                 ReferPart
                 IndexPart                 -- modified
                 MibIndexPart              -- modified
                 UniquePart                -- new
                 DefValPart

   VALUE NOTATION ::=
                 value(VALUE ObjectName)

   Syntax ::=   -- Must be one of the following:
                      -- a base type (or its refinement),
                      -- a textual convention (or its refinement), or
                      -- a BITS pseudo-type



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RFC 3159                          SPPI                       August 2001


                  type
               | "BITS" "{" NamedBits "}"

   NamedBits ::= NamedBit
               | NamedBits "," NamedBit

   NamedBit ::=  identifier "(" number ")" -- number is nonnegative

   UnitsPart ::=
                 "UNITS" Text
               | empty

   Access ::=                                    -- modified
                 "install"
               | "notify"
               | "install-notify"
               | "report-only"

   Status ::=
                 "current"
               | "deprecated"
               | "obsolete"

   ErrorsPart ::=                                -- new
                 "INSTALL-ERRORS" "{" Errors "}"
               | empty

   Errors ::=                                    -- new
                 Error
               | Errors "," Error
   Error ::=                                     -- new
                 identifier "(" number ")"   -- number is positive

   ReferPart ::=
                 "REFERENCE" Text
               | empty

   IndexPart ::=
                 "PIB-INDEX" "{" Index "}"      -- new
               | "AUGMENTS"  "{" Entry "}"
               | "EXTENDS"   "{" Entry "}"      -- new
               | empty
   Index ::=
                   -- the correspondent OBJECT-TYPE invocation
                 value(ObjectName)
   Entry ::=
                   -- use the INDEX value of the
                   -- correspondent OBJECT-TYPE invocation



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RFC 3159                          SPPI                       August 2001


                 value(ObjectName)
   MibIndexPart ::=
                 "INDEX"   "{" IndexTypePart "}"
               | empty
   IndexTypePart ::=
                 IndexTypes
               | IndexTypes "," ImpliedIndex
               | ImpliedIndex
   IndexTypes ::=
                 Index
               | IndexTypes "," Index
   ImpliedIndex ::=
                 "IMPLIED" Index


   PibReferencesPart ::=
                    -- for use with ReferenceId TC
                 "PIB-REFERENCES" "{" Entry "}"
               |  empty

   PibTagPart ::=
                    -- for use with TagReferenceId TC
                  "PIB-TAG" "{" Attr "}"
               |  empty

   Attr ::=       -- specifies an attribute
                  value(ObjectName)

   UniquePart ::=                               -- new
                 "UNIQUENESS"    "{" UniqueTypes "}"
               | "UNIQUENESS"    "{" "}"
               |  empty
   UniqueTypes ::=
                 UniqueType
               | UniqueTypes "," UniqueType
   UniqueType ::=
                   -- the correspondent OBJECT-TYPE invocation
                 value(ObjectName)

   DefValPart ::= "DEFVAL" "{" Defvalue "}"
               | empty

   Defvalue ::=  -- must be valid for the type specified in
                 -- SYNTAX clause of same OBJECT-TYPE macro
                 value(ObjectSyntax)
               | "{" BitsValue "}"

   BitsValue ::= BitNames



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RFC 3159                          SPPI                       August 2001


               | empty

   BitNames ::=  BitName
               | BitNames "," BitName

   BitName ::= identifier

   -- a character string as defined in [SMI]
   Text ::= value(IA5String)
END


-- definitions for conformance groups

OBJECT-GROUP MACRO ::=
BEGIN
   TYPE NOTATION ::=
                 ObjectsPart
                 "STATUS" Status
                 "DESCRIPTION" Text
                 ReferPart

   VALUE NOTATION ::=
                 value(VALUE OBJECT IDENTIFIER)

   ObjectsPart ::=
                 "OBJECTS" "{" Objects "}"
   Objects ::=
                 Object
               | Objects "," Object
   Object ::=
                 value(ObjectName)

   Status ::=
                 "current"
               | "deprecated"
               | "obsolete"

   ReferPart ::=
                 "REFERENCE" Text
               | empty

   -- a character string as defined in [SMI]
   Text ::= value(IA5String)
END


-- definitions for compliance statements



McCloghrie, et al.          Standards Track                    [Page 11]

RFC 3159                          SPPI                       August 2001


MODULE-COMPLIANCE MACRO ::=
BEGIN
   TYPE NOTATION ::=
                 "STATUS" Status
                 "DESCRIPTION" Text
                 ReferPart
                 ModulePart

   VALUE NOTATION ::=
                 value(VALUE OBJECT IDENTIFIER)

   Status ::=
                 "current"
               | "deprecated"
               | "obsolete"

   ReferPart ::=
                 "REFERENCE" Text
               | empty

   ModulePart ::=
                 Modules
   Modules ::=
                 Module
               | Modules Module
   Module ::=
                 -- name of module --
                 "MODULE" ModuleName
                 MandatoryPart
                 CompliancePart

   ModuleName ::=
                 -- identifier must start with uppercase letter
                 identifier ModuleIdentifier
                 -- must not be empty unless contained
                 -- in MIB Module
               | empty
   ModuleIdentifier ::=
                 value(OBJECT IDENTIFIER)
               | empty

   MandatoryPart ::=
                 "MANDATORY-GROUPS" "{" Groups "}"
               | empty

   Groups ::=
                 Group
               | Groups "," Group



McCloghrie, et al.          Standards Track                    [Page 12]

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   Group ::=
                 value(OBJECT IDENTIFIER)

   CompliancePart ::=
                 Compliances
               | empty

   Compliances ::=
                 Compliance
               | Compliances Compliance
   Compliance ::=
                 ComplianceGroup
               | Object

   ComplianceGroup ::=
                 "GROUP" value(OBJECT IDENTIFIER)
                 "DESCRIPTION" Text

   Object ::=
                 "OBJECT" value(ObjectName)
                 InstallSyntaxPart                   -- modified
                 AccessPart
                 "DESCRIPTION" Text

   -- must be a refinement for object's SYNTAX clause
   InstallSyntaxPart ::= "SYNTAX" Syntax
               | empty

   Syntax ::=    -- Must be one of the following:
                      -- a base type (or its refinement),
                      -- a textual convention (or its refinement), or
                      -- a BITS pseudo-type
                 type
               | "BITS" "{" NamedBits "}"

   NamedBits ::= NamedBit
               | NamedBits "," NamedBit

   NamedBit ::= identifier "(" number ")" -- number is nonnegative

   AccessPart ::=
                 "PIB-MIN-ACCESS" Access            -- modified
               | empty
   Access ::=                                       -- modified
                 "not-accessible"
               | "install"
               | "notify"
               | "install-notify"



McCloghrie, et al.          Standards Track                    [Page 13]

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               | "report-only"

   -- a character string as defined in [SMI]
   Text ::= value(IA5String)
END

-- definition of textual conventions

TEXTUAL-CONVENTION MACRO ::=
BEGIN
   TYPE NOTATION ::=
                 DisplayPart
                 "STATUS" Status
                 "DESCRIPTION" Text
                 ReferPart
                 "SYNTAX" Syntax

   VALUE NOTATION ::=
                  value(VALUE Syntax)      -- adapted ASN.1

   DisplayPart ::=
                 "DISPLAY-HINT" Text
               | empty

   Status ::=
                 "current"
               | "deprecated"
               | "obsolete"

   ReferPart ::=
                 "REFERENCE" Text
               | empty

   -- a character string as defined in [SMI]
   Text ::= value(IA5String)

   Syntax ::=   -- Must be one of the following:
                      -- a base type (or its refinement), or
                      -- a BITS pseudo-type
                 type
               | "BITS" "{" NamedBits "}"

   NamedBits ::= NamedBit
               | NamedBits "," NamedBit

   NamedBit ::=  identifier "(" number ")" -- number is nonnegative

END



McCloghrie, et al.          Standards Track                    [Page 14]

RFC 3159                          SPPI                       August 2001


END

COPS-PR-SPPI-TC   PIB-DEFINITIONS ::= BEGIN

IMPORTS    Unsigned32, MODULE-IDENTITY, TEXTUAL-CONVENTION, pib
                                             FROM COPS-PR-SPPI;

copsPrSppiTc    MODULE-IDENTITY
   SUBJECT-CATEGORIES   { all }
   LAST-UPDATED "200108160000Z"
   ORGANIZATION "IETF RAP WG"
   CONTACT-INFO "Keith McCloghrie
                 Cisco Systems, Inc.
                 170 West Tasman Drive,
                 San Jose, CA 95134-1706 USA
                 Phone: +1 408 526 5260
                 Email: [email protected]

                 Ravi Sahita
                 Intel
                 2111 NE 25th Avenue
                 Hillsboro, OR 97124 USA
                 Phone: +1 503 712 1554
                 Email: [email protected] "
   DESCRIPTION
           "The PIB module containing a set of Textual Conventions
           which have general applicability to all PIB modules."
   REVISION     "200108160000Z"
   DESCRIPTION
        "Initial version, published in RFC 3159."
   ::= { pib 1 }

InstanceId ::= TEXTUAL-CONVENTION
   STATUS       current
   DESCRIPTION
       "The textual convention for use by an attribute which is used
       as the instance-identifying index of a PRC, i.e., an attribute
       named in a PIB-INDEX clause.  The value of an attribute with
       this syntax is always greater than zero.  PRIs of the same PRC
       need not have contiguous values for their instance-identifying
       attribute."
   SYNTAX       Unsigned32 (1..4294967295)

ReferenceId ::= TEXTUAL-CONVENTION
   STATUS       current
   DESCRIPTION
       "A textual convention for use by an attribute which is used as
       a pointer in order to reference an instance of a particular



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       PRC.  An attribute with this syntax must not be used in a
       PIB-INDEX clause , and its description must specify the
       particular PRC to which the referenced PRI will belong.
       For an attribute of this type, the referenced PRI must exist.
       Furthermore, it is an error to try to delete a PRI that is
       referenced by another instance without first deleting/modifying
       the referencing instance.  The definition of an attribute with
       this syntax can permit the attribute to have a value of zero to
       indicate that it is not currently pointing to a PRI."
   SYNTAX       Unsigned32

Prid ::= TEXTUAL-CONVENTION
   STATUS       current
   DESCRIPTION
        "Represents a pointer to a PRI, i.e,. to an instance of a
        PRC.  The value is the OID name of the PRC's row definition,
        appended with one sub-identifier containing the value of the
        InstanceId value for the referenced instance.  The definition
        of an attribute with this syntax can permit the attribute to
        have a value of 0.0 to indicate that it is not currently
        pointing to a PRI."
   SYNTAX       OBJECT IDENTIFIER

TagId ::= TEXTUAL-CONVENTION
   STATUS       current
   DESCRIPTION
        "Represents a tag value, such that all instances of a
        particular PRC having the same tag value form a tag list.
        A tag list is identified by the tag value shared by all
        instances in that tag list."
   SYNTAX       Unsigned32 (1..4294967295)

TagReferenceId ::= TEXTUAL-CONVENTION
   STATUS       current
   DESCRIPTION
        "Represents a reference to a tag list of instances of a
        particular PRC.  The particular PRC must have an attribute
        with the syntax of TagId.  The tag list consists of
        all instances which have the same value of the TagId
        attribute.  Reference to the tag list is via the attribute
        with the syntax of TagReferenceId containing the tag
        value which identifies the tag list.
        The definition of an attribute with this syntax can permit
        the attribute to have a value of 0 to indicate that it is
        not currently referencing a tag list."
   SYNTAX       Unsigned32
END




McCloghrie, et al.          Standards Track                    [Page 16]

RFC 3159                          SPPI                       August 2001


4.  PIB Modules

  The names of all standard PIB modules must be unique (but different
  versions of the same module should have the same name).  Developers
  of enterprise PIB modules are encouraged to choose names for their
  modules that will have a low probability of colliding with standard
  or other enterprise modules.

  The first line of a PIB module is:

       PIB-MODULE-NAME   PIB-DEFINITIONS ::= BEGIN

  where PIB-MODULE-NAME is the module name.

  Like the SMI, additional ASN.1 macros must not be defined in PIB
  modules.

4.1.  Importing Definitions

  Like the SMI, a PIB module which needs to reference an external
  definition, must use the IMPORTS statement to identify both the
  descriptor and the module in which the descriptor is defined, where a
  module is identified by its ASN.1 module name.

  In particular, a PIB module imports each of the base data types that
  it uses from COPS-PR-SPPI (defined in this document), and may import
  as required from other PIB modules.  A PIB module may import, from
  the SMI, (subtree) OIDs for the purpose of defining new OIDs.  A PIB
  module may also import, from MIB modules, OID assignments as well as
  textual convention definitions providing that their underlying syntax
  is supported by the SPPI.  However, the following must not be
  included in an IMPORTS statement:

  -  named types defined by ASN.1 itself, specifically: INTEGER, OCTET
     STRING, OBJECT IDENTIFIER, SEQUENCE, SEQUENCE OF type,

  -  the BITS construct.

  For each ASN.1 macro that a PIB uses, it must import that macro's
  definition from the COPS-PR-SPPI.











McCloghrie, et al.          Standards Track                    [Page 17]

RFC 3159                          SPPI                       August 2001


4.2.  Reserved Keywords

  In addition to the reserved keywords listed in the SMI, the following
  must not be used as descriptors or module names:

     EXTENDS INSTALL-ERRORS Integer64 PIB-MIN-ACCESS PIB-ACCESS PIB-
     INDEX PIB-REFERENCES PIB-TAG SUBJECT-CATEGORIES UNIQUENESS
     Unsigned64

5.  Naming Hierarchy

  The SPPI uses the same OBJECT IDENTIFIER naming hierarchy as the SMI.
  That is, OIDs are typically assigned to PIB modules from the subtree
  administered by the Internet Assigned Numbers Authority (IANA).
  However, like the SMI, the SPPI does not prohibit the definition of
  PRCs in other portions of the OID tree.

6.  Mapping of the MODULE-IDENTITY macro

6.1.  Mapping of the SUBJECT-CATEGORIES clause

  The SUBJECT-CATEGORIES clause, which must be present, identifies one
  or more categories of provisioning data for which this PIB module
  defines provisioning information.  For use with the COPS-PR protocol,
  the individual subject categories are mapped to COPS Client Types
  [COPS-PR].  IANA Considerations for SPPI SUBJECT-CATEGORIES follow
  the same requirements as specified in [COPS] IANA Considerations for
  COPS Client Types. The subject categories are identified either:

  -  via the keyword "all", indicating the PIB module defines
     provisioning information relevant for all subject categories (and
     thus, all COPS Client Types), or

  -  a list of named-number enumerations, where each number which must
     be greater than zero, identifies a subject category, and is mapped
     to the Client Type which is identified by that same number in the
     COPS protocol.  The namespace for these named numbers is global
     and therefore the labels should be assigned consistently across
     PIB modules.  At present time, no more than one named-number
     enumeration should be specified.

  Note that the list of categories specified in a PIB module's SUBJECT-
  CATEGORIES clause is not exclusive.  That is, some other
  specification might (e.g., at a future date) specify additional COPS
  Client Types to which the module is relevant.






McCloghrie, et al.          Standards Track                    [Page 18]

RFC 3159                          SPPI                       August 2001


  When a PIB module applies to multiple subject categories, that PIB
  module exists in multiple virtual information stores, one for each
  Client-Type. A PIB module with SUBJECT-CATEGORIES "all" uses the
  named- number specified in the SUBJECT-CATEGORIES of the PIB it is
  associated with, as the COPS Client-Type when it is sent over COPS.

7.  Mapping of the OBJECT-TYPE macro

  The SPPI requires that all attribute definitions be contained within
  a PRC, i.e., within a table definition.

7.1.  Mapping of the SYNTAX clause

  The SYNTAX clause, which must be present within the definition of an
  attribute, defines the abstract data structure of that attribute.
  The data structure must be one of the following: a base type, the
  BITS construct, or a textual convention.

  The SYNTAX clause must also be present for the table and row
  definitions of a PRC, and in this case must be a SEQUENCE OF or
  SEQUENCE (see section 8.1.7 below).

  The base types are an extended subset of the SMI's base types:

  -  built-in ASN.1 types: INTEGER, OCTET STRING, OBJECT IDENTIFIER,

  -  application-defined types: Integer32, Unsigned32, TimeTicks,
     Integer64 and Unsigned64.

  A textual convention is a newly-defined type defined as a sub-type of
  a base type [TC].  The value of an attribute whose syntax is defined
  using a textual convention is encoded "on-the-wire" according to the
  textual convention's underlying base type.

  Note that the set of base types has been chosen so as to provide
  sufficient variety of on-the-wire encodings for attribute values;
  base types should contain a minimum of semantics.  Semantics should,
  to the extent possible, be incorporated into a data type through the
  use of a textual convention.

  The differences from the SMI in the semantics of ObjectSyntax are now
  described.

7.1.1.  Counter32

  The Counter32 type is not supported by the SPPI.





McCloghrie, et al.          Standards Track                    [Page 19]

RFC 3159                          SPPI                       August 2001


7.1.2.  Gauge32

  The Gauge32 type is not supported by the SPPI.

7.1.3.  Opaque

  The Opaque type is provided solely for backward-compatibility, and
  shall not be used for newly-defined object types. The Opaque type
  supports the capability to pass arbitrary ASN.1 syntax. A value is
  encoded using the ASN.1 Basic Encoding Rules [ASN1] into a string of
  octets. This, in turn, is encoded as an OCTET STRING, in effect
  "double-wrapping" the original ASN.1 value. Note that a conforming
  implementation need only be able to accept and recognize opaquely-
  encoded data. It need not be able to unwrap the data and then
  interpret its contents. A requirement on "standard" PIB modules is
  that no object may have a SYNTAX clause value of Opaque.

7.1.4.  IpAddress

  The IpAddress type is provided solely for backward-compatibility, and
  shall not be used for newly-defined object types. Instead, It is
  recommended to use the InetAddressType/InetAddress pair TCs as
  defined in RFC2851 [INETADDR].

7.1.5.  Counter64

  The Counter64 type is not supported by the SPPI.

7.1.6.  Integer64

  The Integer64 type represents integer-valued information between
  -2^63 and 2^63-1 inclusive (-9223372036854775808 to
  9223372036854775807 decimal).  While Integer64 may be sub-typed to be
  more constrained, if the constraint results in all possible values
  being contained in the range (-2147483648..2147483647), then the
  Integer32 type must be used instead of Integer64.

7.1.7.  Unsigned64

  The Unsigned64 type represents integer-valued information between 0
  and 2^64-1 inclusive (0 to 18446744073709551615 decimal).  While
  Unsigned64 may be sub-typed to be more constrained, if the constraint
  results in all possible values being contained in the range
  (0..4294967295), then the Unsigned32 type must be used instead of
  Unsigned64.






McCloghrie, et al.          Standards Track                    [Page 20]

RFC 3159                          SPPI                       August 2001


7.1.8.  Provisioning Classes

  The operations (on PIBs) supported by the SPPI apply exclusively to
  PRCs.  Each PRC is modelled as a tabular structure, i.e., a table.
  Each instance of a particular PRC has the same set of attributes.
  The set of attributes which belong to every instance of a particular
  PRC is modelled as a row in the table. Note that a PRC must have no
  more than 127 attributes. The usage of subids (for PRC attributes)
  beyond 127 (that is 128 and above) is reserved for Mapping PIBs to
  MIBs (see Appendix A).  PRCs that require more than 127 attributes
  must use the AUGMENTS clause to augment the PRC containing the
  initial 127 attributes to add additional attributes. Definition of
  Provisioning Classes is formalized by using the OBJECT-TYPE macro to
  define both:

  -  the PRC as a whole, called the table definition, and

  -  the characteristics of every instance of a particular PRC, called
     the row definition.

  In the table definition, the SYNTAX clause has the form:

     SEQUENCE OF <EntryType>

  where <EntryType> refers to the SEQUENCE type of its attribute
  definitions.  In the row definition, the SYNTAX clause has the form:

     <EntryType>

  where <EntryType> is a SEQUENCE type defined as follows:

     <EntryType> ::= SEQUENCE { <type1>, ... , <typeN> }

  where there is one <type> for each attribute, and each <type> is of
  the form:

     <descriptor> <syntax>

  where <descriptor> is the descriptor naming an attribute, and
  <syntax> has the value of that attribute's SYNTAX clause, except that
  both sub- typing information and the named values for enumerated
  integers or the named bits for the BITS construct, are omitted from
  <syntax>.

7.2.  Mapping of the MAX-ACCESS clause

  The MAX-ACCESS clause is not supported by the SPPI.




McCloghrie, et al.          Standards Track                    [Page 21]

RFC 3159                          SPPI                       August 2001


7.3.  Mapping of the PIB-ACCESS clause

  The PIB-ACCESS clause must be present for a PRC's table definition,
  and must not be present for any other OBJECT-TYPE definition.  The
  PIB-ACCESS clause defines what kind of access is appropriate for the
  PRC.

  -  the value "install" is used to indicate a PRC which a PDP can
     install in the PEP as provisioning information.

  -  the value "notify" is used to indicate a PRC for which the PEP
     must notify the PDP of all its instances and attribute values of
     that PRC.

  -  the value "install-notify" is used to indicate the uncommon type
     of PRC which has both characteristics: "install" and "notify".

  -  the value "report-only" is used to indicate a PRC which has
     neither the "install" characteristic nor the "notify"
     characteristic.  However, instances of such a PRC may be included
     in synchronous/asynchronous reports generated by the PEP.  (Note:
     PRCs having the "install" and/or "notify" characteristics may also
     be included in reports generated by the PEP.)

7.4.  Mapping of the INSTALL-ERRORS clause

  The INSTALL-ERRORS clause, which may optionally be present for a
  PRC's table definition, and must be absent otherwise, lists one or
  more potential reasons for rejecting an install or a removal of an
  instance of the PRC.  Each reason consists of a named-number
  enumeration, where the number represents a PRC-specific error-code to
  be used in a COPS protocol message, as the Error Sub-code, with the
  Error-Code set to priSpecificError (see [COPS-PR]).  The semantics of
  each named-number enumeration should be described in the PRC's
  DESCRIPTION clause.

  The numbers listed in an INSTALL-ERRORS must be greater than zero and
  less than 65536.  If this clause is not present, an install/remove
  can still fail, but no PRC-specific error is available to be
  reported.

7.5.  Mapping of the PIB-INDEX clause

  The PIB-INDEX clause, which must be present for a row definition
  (unless an AUGMENTS or an EXTENDS clause is present instead), and
  must be absent otherwise, defines identification information for
  instances of the PRC.




McCloghrie, et al.          Standards Track                    [Page 22]

RFC 3159                          SPPI                       August 2001


  The PIB-INDEX clause includes exactly one descriptor.  This
  descriptor specifies an attribute (typically, but not necessarily of
  the same PRC) which is used to identify an instance of that PRC.  The
  syntax of this attribute is REQUIRED to be InstanceId (a textual
  convention with an underlying syntax of Unsigned32), and it has no
  semantics other than its use in identifying the PRC instance.  The
  OBJECT IDENTIFIER which identifies an instance of a PRC is formed by
  appending one sub- identifier to the OID which identifies that PRC's
  row definition.  The value of the additional sub-identifier is that
  instance's value of the attribute specified in the INDEX clause.

  Note that SPPI does not permit use of the IMPLIED keyword in a PIB-
  INDEX clause.

7.6.  Mapping of the INDEX clause

  The INDEX clause is optionally present if a PIB-INDEX clause is
  present, and must be absent otherwise.  If present, the INDEX clause
  can contain any number of attributes, and is used only by the
  algorithmic conversion of a PIB to a MIB (see Appendix A).

  An IMPLIED keyword can be present in an INDEX clause if so desired.

7.7.  Mapping of the AUGMENTS clause

  The AUGMENTS clause, which must not be present except in row
  definitions, is an alternative to the PIB-INDEX clause and the
  EXTENDS clause.  Every row definition has exactly one of: a PIB-INDEX
  clause, an AUGMENTS clause, or an EXTENDS clause.

  A row definition which has a PIB-INDEX clause is called a base row
  definition.  A row definition which has an AUGMENTS clause is called
  a row augmentation, where the AUGMENTS clause names the base row
  definition which is augmented by this row augmentation.  (Thus, a row
  augmentation cannot itself be augmented.)

  A PRC whose row definition is a row augmentation is called an
  augmenting PRC.  Instances of an augmenting PRC are identified
  according to the PIB-INDEX clause of the base row definition named in
  the AUGMENTS clause.  Further, instances of an augmenting PRC exist
  according to the same semantics as instances of the PRC which it
  augments. As such, when an instance of a PRC is installed or removed,
  an instance of every PRC which augments it is also installed or
  removed.  (for more details, see [COPS-PR]).







McCloghrie, et al.          Standards Track                    [Page 23]

RFC 3159                          SPPI                       August 2001


7.8.  Mapping of the EXTENDS clause

  The EXTENDS clause, which must not be present except in row
  definitions, is an alternative to the PIB-INDEX clause and the
  AUGMENTS clause.  Every row definition has exactly one of: a PIB-
  INDEX clause, an AUGMENTS clause, or an EXTENDS clause.

  A row definition which has an EXTENDS clause is called a sparse row
  augmentation, where the EXTENDS clause names the row definition which
  is sparsely-augmented by this sparse row augmentation.  The sparsely-
  augmented row can be a base row definition, or another sparse row
  augmentation.

  A PRC whose row definition is a sparse row augmentation is called a
  sparsely augmenting PRC.  Instances of a sparsely augmenting PRC are
  identified according to the PIB-INDEX clause of the row definition
  named in the sparsely augmenting PRC's EXTENDS clause.

  An instance of a sparsely augmenting PRC can not exist unless a
  corresponding instance of the PRC which it sparsely augments exists.
  As such, when an instance of a PRC is removed, an instance of any PRC
  which sparsely augments it is also removed.  However, an instance of
  a sparsely augmenting PRC need not exist when the corresponding
  instance of the PRC that it sparsely augments exists.  Thus, an
  instance of a sparsely augmenting PRC can be installed at the same
  time as or subsequent to the installation of, and can be removed
  prior to the removal of, the corresponding instance of the PRC that
  it sparsely augments.  So, instances of a sparsely augmenting PRC
  must be installed explicitly, but are removed either implicitly (via
  removal of the augmented PRI) or explicitly. When a sparsely
  augmented PRC is installed, both instances, the instance of the
  sparsely augmented PRC and the instance of the sparsely augmenting
  PRC must be sent in one COPS message.

7.8.1.  Relation between PIB-INDEX, AUGMENTS and EXTENDS clauses

  When defining instance identification information for a PRC:

  -  If there is a one-to-one correspondence between instances of this
     PRC and instances of an existing PRC, then the AUGMENTS clause
     should be used.

  -  Otherwise, if there is a sparse relationship between instances of
     this PRC and instances of an existing PRC (that is, there is a one
     to zero or one correspondence between instances of a sparsely
     augmented PRC and the instances of the PRC that sparsely augments
     it.), then an EXTENDS clause should be used.




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  -  Otherwise, a PIB-INDEX clause should be used which names its own
     InstanceId attribute.

7.9.  Mapping of the UNIQUENESS clause

  The UNIQUENESS clause, which is optionally present for any row
  definition, lists a set of zero or more of the PRC's attributes, for
  which no two instances of the PRC can have the same set of values.
  The specified set of attributes provide a necessary and sufficient
  set of values by which to identify an instance of this PRC.  The
  attribute contained in the PIB-INDEX clause may not be present in the
  UNIQUENESS clause.  By definition, an attribute may not appear more
  than once in a UNIQUENESS clause.  A UNIQUENESS clause containing
  zero attributes indicates that it's possible for two instances of the
  PRC to have identical values for all attributes except, of course,
  for the one named in the PIB-INDEX clause.

  If a PRC and its sparsely augmenting PRC both have UNIQUENESS
  clauses, then the UNIQUENESS constraint for instances of each PRC
  MUST be applied according to the UNIQUENESS clause in the
  corresponding PRC definition.  Note that a sparsely augmenting PRC
  thus can override the UNIQUENESS clause of the PRC it sparsely
  augments.

  Even though the UNIQUENESS clause is optional, its inclusion is
  recommended wherever it provides useful information.

7.10.  Mapping of the PIB-REFERENCES clause

  The PIB-REFERENCES clause, which must be present for any attribute
  which has the SYNTAX of ReferenceId, and must be absent otherwise,
  names the PRC, an instance of which is referenced by the ReferenceId
  attribute.  For example usages of the PIB-REFERENCES clause, see
  Appendix B.

7.11.  Mapping of the PIB-TAG clause

  The PIB-TAG clause, which must be present for an attribute which has
  the SYNTAX TagReferenceId, and must be absent otherwise, is used to
  indicate that this attribute references a "tag list" of instances of
  another PRC.  Such a tag list (similar in concept to the usage of the
  same term in [APPL]) is formed by all instances of the other PRC
  which have the same (tag) value of a particular attribute of that
  other PRC.  The particular attribute of the other PRC, which must
  have the SYNTAX TagId, is named in the PIB-TAG clause.  For an
  example usage of the PIB-TAG clause, see Appendix B.





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8.  Mapping of the OBJECT-IDENTITY macro

  The OBJECT-IDENTITY macro is used in PIB modules to define
  information about an OBJECT IDENTIFIER assignment.

9.  Mapping of the OBJECT-GROUP macro

  For conformance purposes, it is useful to define a conformance group
  as a collection of related PRCs and their attributes.  The OBJECT-
  GROUP macro (directly) defines the collection of attributes which
  belong to a conformance group.  Since each attribute included in the
  collection belongs to a PRC, the collection of related PRCs which
  belong to a conformance group is also specified (indirectly) as the
  set of PRCs to which the included attributes belong.

9.1.  Mapping of the OBJECTS clause

  The OBJECTS clause, which must be present, is used to specify each
  attribute contained in the conformance group.  Each of the specified
  attributes must be defined in the same PIB module as the OBJECT-GROUP
  macro appears.

  It is required that every attribute defined in a PIB module be
  contained in at least one conformance group.  This avoids the common
  error of adding a new attribute to a module and forgetting to add the
  new attribute to a group.

10.  Mapping of the MODULE-COMPLIANCE macro

  The MODULE-COMPLIANCE macro is used to convey a minimum set of
  requirements with respect to implementation of one or more PIB
  modules.

  A requirement on all "standard" PIB modules is that a corresponding
  MODULE-COMPLIANCE specification is also defined, either in the same
  module or in a companion module.

10.1.  Mapping of the MODULE clause

  The MODULE clause, which must be present, is repeatedly used to name
  each PIB module for which compliance requirements are being
  specified.  Each PIB module is named by its module name, and
  optionally, by its associated OBJECT IDENTIFIER as well.  The module
  name can be omitted when the MODULE-COMPLIANCE invocation occurs
  inside a PIB module, to refer to the encompassing PIB module.






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10.1.1.  Mapping of the MANDATORY-GROUPS clause

  The MANDATORY-GROUPS clause, which need not be present, names the one
  or more conformance groups within the correspondent PIB module which
  are unconditionally mandatory for implementation.  If an agent claims
  compliance to the PIB module, then it must implement each and every
  attribute (and therefore the PRCs to which they belong) within each
  conformance group listed.

10.1.2.  Mapping of the GROUP clause

  The GROUP clause, which need not be present, is repeatedly used to
  name each conformance group which is conditionally mandatory for
  compliance to the PIB module.  The GROUP clause can also be used to
  name unconditionally optional groups.  A group named in a GROUP
  clause must be absent from the correspondent MANDATORY-GROUPS clause.

  Conditionally mandatory groups include those which are mandatory only
  if a particular protocol is implemented, or only if another group is
  implemented.  A GROUP clause's DESCRIPTION specifies the conditions
  under which the group is conditionally mandatory.

  A group which is named in neither a MANDATORY-GROUPS clause nor a
  GROUP clause, is unconditionally optional for compliance to the PIB
  module.

10.1.3.  Mapping of the OBJECT clause

  The OBJECT clause, which need not be present, is repeatedly used to
  specify each attribute for which compliance has a refined requirement
  with respect to the PIB module definition.  The attribute must be
  present in one of the conformance groups named in the correspondent
  MANDATORY-GROUPS clause or GROUP clauses.

  By definition, each attribute specified in an OBJECT clause follows a
  MODULE clause which names the PIB module in which that attribute is
  defined.  Therefore, the use of an IMPORTS statement, to specify from
  where such attributes are imported, is redundant and is not required
  in a PIB module.

10.1.3.1.  Mapping of the SYNTAX clause

  The SYNTAX clause, which need not be present, is used to provide a
  refined SYNTAX for the attribute named in the correspondent OBJECT
  clause.  The refined syntax is the minimum level of support needed
  for this attribute in order to be compliant.





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10.1.3.2.  Mapping of the WRITE-SYNTAX clause

  The WRITE-SYNTAX clause is not supported by the SPPI.

10.1.3.3.  Mapping of the PIB-MIN-ACCESS clause

  The PIB-MIN-ACCESS clause, which need not be present, is used to
  define the minimal level of access for the attribute named in the
  correspondent OBJECT clause.  If this clause is absent, the minimal
  level of access is the same as the maximal level specified in the
  PIB-ACCESS clause of the correspondent invocation of the OBJECT-TYPE
  macro.  If present, this clause must specify a subset of the access
  specified in the correspondent PIB-ACCESS clause, where: "install" is
  a subset of "install-notify", "notify" is a subset of "install-
  notify", and "not- accessible" is a subset of all other values.

  An implementation is compliant if the level of access it provides is
  the same or a superset of the minimal level in the MODULE-COMPLIANCE
  macro and the same or a subset of the maximal level in the PIB-ACCESS
  clause.

11.  Textual Conventions

  When designing a PIB module, it is often useful to define new data
  types similar to those defined in the SPPI.  In comparison to a type
  defined in the SPPI, each of these new types has a different name, a
  similar syntax, and specific semantics.  These newly defined types
  are termed textual conventions, and are used for the convenience of
  humans reading the PIB module.

  Attributes defined using a textual convention are always encoded by
  means of the rules that define their underlying type.

11.1.  Mapping of the TEXTUAL-CONVENTION macro

  The TEXTUAL-CONVENTION macro is used to convey the syntax and
  semantics associated with a textual convention.  It should be noted
  that the expansion of the TEXTUAL-CONVENTION macro is something which
  conceptually happens during implementation and not during run-time.

  The name of a textual convention must consist of one or more letters
  or digits, with the initial character being an upper case letter.
  The name must not conflict with any of the reserved words listed in
  section 5.2, should not consist of all upper case letters, and shall
  not exceed 64 characters in length.  (However, names longer than 32
  characters are not recommended.)  The hyphen is not allowed in the
  name of a textual convention (except for use in information modules




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  converted from SMIv1 which allowed hyphens in ASN.1 type
  assignments).  Further, all names used for the textual conventions
  defined in all "standard" PIB modules shall be unique.

11.1.1.  Mapping of the DISPLAY-HINT clause

  The DISPLAY-HINT clause, which need not be present, gives a hint as
  to how the value of an instance of an object with the syntax defined
  using this textual convention might be displayed. The DISPLAY-HINT
  clause must not be present if the Textual Convention is defined with
  a syntax of:  OBJECT IDENTIFIER, or any enumerated syntax (BITS or
  INTEGER).  The determination of whether it makes sense for other
  syntax types is dependent on the specific definition of the Textual
  Convention.

  The rules for the format specification of the hint are the same as
  specified in Section 3.1 of [TC].

11.1.2.  Mapping of the SYNTAX clause

  The SYNTAX clause, which must be present, defines abstract data
  structure corresponding to the textual convention.  The data
  structure must be one of the following: a base type (see the SYNTAX
  clause of an OBJECT-TYPE macro), or the BITS construct.  Note that
  this means that the SYNTAX clause of a Textual Convention can not
  refer to a previously defined Textual Convention.

11.1.2.1.  Sub-typing of Textual Conventions

  The SYNTAX clause of a TEXTUAL CONVENTION macro may be sub-typed in
  the same way as the SYNTAX clause of an OBJECT-TYPE macro.

12.  Extending a PIB Module

  PIBs may be revised as implementation experience is gained. However,
  changes with potential to cause disruption to interoperability
  between the previous PIB and the revised PIB are not allowed.

12.1.  PIB Modules

  For any change, the invocation of the MODULE-IDENTITY macro must be
  updated to include information about the revision: specifically,
  updating the LAST-UPDATED clause, adding a pair of REVISION and
  DESCRIPTION clauses, and making any necessary changes to existing
  clauses, including the ORGANIZATION and CONTACT-INFO clauses.






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  Note that any definition contained in an existing PIB is available to
  be IMPORT-ed by any other PIB, and is referenced in an IMPORTS clause
  via the PIB module name.  Thus, a PIB module name should not be
  changed.  Definitions should not be moved from one PIB to another.

  Also note that obsolete definitions must not be removed from PIB
  modules since their descriptors may still be referenced by other PIB
  modules, and the OBJECT IDENTIFIERs used to name them must never be
  re-assigned.  The EXTENDS/AUGMENTS clause should be used to extend
  previous definitions depending on the information to be represented.

  Changes to an existing PIB can be made in several ways:

  -  Additional PRCs can be added to a PIB or an existing one
     deprecated.

  -  Attributes can be added to, or deprecated from, an existing PRC.
     Note that an ASN.1 value of the correct type or an ASN.1 NULL
     value must be sent even for deprecated attributes to maintain
     interoperability. New attributes must be added in sequence after
     the existing ones.

  -  An existing PRC can be extended or augmented with a new PRC
     defined in another (perhaps enterprise specific) PIB.

  Additional named-number enumerations may be added to a SUBJECT-
  CATEGORIES clause.

12.2.  Object Assignments

  If any non-editorial change is made to any clause of a object
  assignment, then the OBJECT IDENTIFIER value associated with that
  object assignment must also be changed, along with its associated
  descriptor.  Note that the max subid for PRC attributes is 127 (See
  Section 7.1.8)

12.3.  Object Definitions

  An object definition may be revised in any of the following ways:

  -  A SYNTAX clause containing an enumerated INTEGER may have new
     enumerations added or existing labels changed.  Similarly, named
     bits may be added or existing labels changed for the BITS
     construct.







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  -  The value of a SYNTAX clause may be replaced by a textual
     convention, providing the textual convention is defined to use the
     same primitive ASN.1 type, has the same set of values, and has
     identical semantics.

  -  A UNITS clause may be added.

  -  A STATUS clause value of "current" may be revised as "deprecated"
     or "obsolete".  Similarly, a STATUS clause value of "deprecated"
     may be revised as "obsolete".  When making such a change, the
     DESCRIPTION clause should be updated to explain the rationale.

  -  Clarifications and additional information may be included in the
     DESCRIPTION clause.

  -  An INSTALL-ERRORS clause may be added or an existing INSTALL-
     ERRORS clause have additional errors defined.

  -  A REFERENCE clause may be added or updated.

  -  A DEFVAL clause may be added or updated.

  -  A PRC may be augmented by adding new objects at the end of the
     row, and making the corresponding update to the SEQUENCE
     definition.

  -  Entirely new objects may be defined, named with previously
     unassigned OBJECT IDENTIFIER values.

  Otherwise, if the semantics of any previously defined object are
  changed (i.e., if a non-editorial change is made to any clause other
  than those specifically allowed above), then the OBJECT IDENTIFIER
  value associated with that object must also be changed.  Note that
  changing the descriptor associated with an existing object is
  considered a semantic change, as these strings may be used in an
  IMPORTS statement.















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Appendix A: Mapping a PIB to a MIB

  Since the SPPI is modelled on the SMI, a PIB can be potentially
  algorithmically mapped into a MIB.  This mapping is achieved by means
  of the following rules:

  -  Modify the module's module name by appending "-MIB" to the name.

  -  Change the OID assigned to the MODULE-IDENTITY to be different
     value.

  -  Replace the keyword PIB-DEFINITIONS with the keyword DEFINITIONS.

  -  Modify the module names of all external references to PIB modules
     by appending "-MIB" to each such module name.

  -  For each PRC definition, if an INDEX clause is absent, change the
     "PIB-INDEX" keyword to "INDEX"; otherwise, delete the PIB-INDEX
     clause.

  -  Delete all of the following clauses: PIB-ACCESS, PIB-REFERENCES,
     PIB-TAG, UNIQUENESS, INSTALL-ERRORS, and SUBJECT-CATEGORIES.

  -  Change all PIB-MIN-ACCESS clauses to MIN-ACCESS clauses, modifying
     "install" and "install-notify" to "read-create", and "notify" to
     "read-only".

  -  Add a MAX-ACCESS clause for each OBJECT-TYPE.  For each table
     definition and row definition, the MAX-ACCESS is "not-accessible".
     For each attribute that is in the INDEX clause, the MAX-ACCESS is
     "not-accessible".  For the remaining attributes, the MAX-ACCESS is
     "read-create".

  -  Add a columnar attribute of type RowStatus with a descriptor and
     appropriate DESCRIPTION.  The descriptor can be formed by
     appending the nine characters "RowStatus" to the end of the PRC's
     descriptor (truncated if necessary to avoid the resulting
     descriptor being too long).  A Subid beyond 127 (i.e., 128 and
     above) can be used as the OID for this columnar attribute.

  -  Modify any SYNTAX clause which has a base data type which is not
     allowed in the SMI, either to be a valid SMI data type or to omit
     the OBJECT-TYPE or TEXTUAL-CONVENTION definition and all
     references to it.  Since it is not clear (at this time) which is
     the best SMI data type to use, the conversion SHOULD provide a
     configurable option allowing a choice from at least the following:





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     -  convert to an OCTET STRING of the relevant size.  Specifically,
        this option would map both Integer64 and Unsigned64 to OCTET
        STRING (SIZE(8)), or

     -  omit them from the conversion, or

     -  map Integer64 and Unsigned64 to Counter64 (even though this has
        problems representing negative numbers, and unwanted counter
        semantics.)

Appendix B: Example usage of PIB-REFERENCES and PIB-TAG clauses

  The following example demonstrates the use of the PIB-REFERENCES and
  PIB-TAG clauses.

  In this example, the PIB-REFERENCES clause is used by the
  qosIfDscpMapQueue attribute to indicate the PRC of which it
  references an instance, and similarly, by the qosIfDscpMapThresh
  attribute.

  The qosIfDscpMapTable PRC has an instance for each DSCP of a
  particular "map", but there is no PRC defined for a map itself;
  rather, a map consists of all instances of qosIfDscpMapTable which
  have the same value of qosIfDscpMapMapId.  That is, a tag list is
  formed by all instances of qosIfDscpMapTable which have the same
  value of qosIfDscpMapMapId.  This tag list is referenced by the
  attribute qosIfDscpAssignDscpMap, and its use of the PIB-TAG clause
  indicates this.

qosIfDscpAssignTable OBJECT-TYPE
   SYNTAX         SEQUENCE OF QosIfDscpAssignEntry
   PIB-ACCESS     install
   STATUS         current
   DESCRIPTION " "
   ::= { qosIfParameters 9 }

qosIfDscpAssignEntry OBJECT-TYPE
   SYNTAX         QosIfDscpAssignEntry
   STATUS         current
   DESCRIPTION
       "An instance of the qosIfDscpAssign class."
   PIB-INDEX      { qosIfDscpAssignPrid }
   UNIQUENESS     { qosIfDscpAssignName, qosIfDscpAssignRoles }
   ::= { qosIfDscpAssignTable 1 }

QosIfDscpAssignEntry ::= SEQUENCE {
       qosIfDscpAssignPrid       InstanceId,
       qosIfDscpAssignName       SnmpAdminString,



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       qosIfDscpAssignRoles      RoleCombination,
       qosIfDscpAssignDscpMap    TagReferenceId
}

qosIfDscpAssignDscpMap OBJECT-TYPE
   SYNTAX         TagReferenceId
   PIB-TAG        { qosIfDscpMapMapId }  -- attribute defined below
   STATUS         current
   DESCRIPTION
       "The DSCP map which is applied to interfaces of type
       qosIfDscpAssignName which have a role combination of
       qosIfDscpAssignRoles."
   ::= { qosIfDscpAssignEntry 3 }

--
-- DSCP to Queue and Threshold Mapping Table
--

qosIfDscpMapTable OBJECT-TYPE
   SYNTAX         SEQUENCE OF QosIfDscpMapEntry
   PIB-ACCESS     install
   STATUS         current
   DESCRIPTION
       "Assigns DSCP values to queues and thresholds for an arbitrary
       DSCP map.  This map can then be assigned to various interface
       and role combination pairs."
   ::= { qosIfParameters 10 }

qosIfDscpMapEntry OBJECT-TYPE
   SYNTAX         QosIfDscpMapEntry
   STATUS         current
   DESCRIPTION
       "An instance of the qosIfDscpMap class."
   PIB-INDEX      { qosIfDscpMapPrid }
   UNIQUENESS     { qosIfDscpMapMapId, qosIfDscpMapDscp }
   ::= { qosIfDscpMapTable 1 }

QosIfDscpMapEntry ::= SEQUENCE {
       qosIfDscpMapPrid       InstanceId,
       qosIfDscpMapMapId      TagId,
       qosIfDscpMapDscp       Dscp,
       qosIfDscpMapQueue      ReferenceId,
       qosIfDscpMapThresh     ReferenceId
}

qosIfDscpMapMapId OBJECT-TYPE
   SYNTAX         TagId
   STATUS         current



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   DESCRIPTION
       "An integer that identifies the DSCP map to which this PRI
       belongs."
   ::= { qosIfDscpMapEntry 2 }

qosIfDscpMapQueue OBJECT-TYPE
   SYNTAX         ReferenceId
   PIB-REFERENCES { qosIfQueueEntry }
   STATUS         current
   DESCRIPTION
       "This attribute maps the DSCP specified by qosIfDscpMapDscp to
       the queue identified by qosIfQueuePrid in qosIfQueueTable.
       For a given DSCP map, all the queues must belong to a single
       queue set."
   ::= { qosIfDscpMapEntry 4 }

qosIfDscpMapThresh OBJECT-TYPE
   SYNTAX         ReferenceId
   PIB-REFERENCES { qosIfThresholdEntry }
   STATUS         current
   DESCRIPTION
       "This attribute maps the DSCP specified by qosIfDscpMapDscp to
       the threshold identified by qosIfThresholdId in
       qosIfThresholdTable.  The threshold set to which this
       threshold belongs must be assigned to the queue specified by
       qosIfDscpMapQueue."
   ::= { qosIfDscpMapEntry 5 }

Security Considerations

  This document defines a language with which to define provisioning
  information.  The language itself has no security impact on the
  Internet.

IANA Considerations

  The root of the subtree administered by the Internet Assigned Numbers
  Authority (IANA) for the Internet is:

     internet       OBJECT IDENTIFIER ::= { iso 3 6 1 }

  That is, the Internet subtree of OBJECT IDENTIFIERs starts with the
  prefix:

     1.3.6.1.

  Several branches underneath this subtree are used for network
  management:



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     mgmt           OBJECT IDENTIFIER ::= { internet 2 }
     experimental   OBJECT IDENTIFIER ::= { internet 3 }
     private        OBJECT IDENTIFIER ::= { internet 4 }
     enterprises    OBJECT IDENTIFIER ::= { private 1 }

  The mgmt(2) subtree is used to identify "standard" objects.

  This document defines

     pib           OBJECT IDENTIFIER ::= { mgmt 2 }

  as the root for PIBs defined to be carried over [COPS-PR].  This
  Object Identifier is a high level assignment that needs to be
  registered with [IANA]. Root Object Identifiers for future "standards
  track" PIBs will also need to be registered and MUST use Object
  Identifiers below this oid. A standards track PIB can only be
  assigned an OID by IANA if the PIB is approved by the IESG as a
  "standards track" document.  Experimental and enterprise PIBs MUST be
  defined under the "experimental" and "enterprises" Object Identifiers
  respectively.

  The PIB module "copsPrSppiTc" is defined in this document as a
  standard module and hence, needs a subid assignment under the "pib"
  oid from IANA.

  SPPI SUBJECT-CATEGORIES are mapped to COPS Client Types.  IANA
  Considerations for SUBJECT-CATEGORIES follow the same requirements as
  specified in [COPS] IANA Considerations for COPS Client Types. Thus,
  a new PIB can define a new COPS Client Type in the "standards",
  "experimental" or "enterprise" space, and when approved that would
  mean that a new COPS Client Type gets assigned. IANA must update the
  registry for COPS Client Types (where applicable as described in
  [COPS] IANA Considerations) as a result.


















McCloghrie, et al.          Standards Track                    [Page 36]

RFC 3159                          SPPI                       August 2001


Authors' Addresses

  Keith McCloghrie
  Cisco Systems, Inc.
  170 West Tasman Drive
  San Jose, CA  95134-1706 USA

  Phone: +1 408 526 5260
  Email: [email protected]


  Michael Fine
  Cisco Systems, Inc.
  170 West Tasman Drive
  San Jose, CA  95134-1706 USA

  Phone: +1 408 527 8218
  EMail: [email protected]


  John Seligson
  Nortel Networks, Inc.
  4401 Great America Parkway
  Santa Clara, CA 95054 USA

  Phone: +1 408 495 2992
  EMail: [email protected]


  Kwok Ho Chan
  Nortel Networks, Inc.
  600 Technology Park Drive
  Billerica, MA 01821 USA

  Phone: +1 978 288 8175
  EMail: [email protected]


  Scott Hahn
  Intel
  2111 NE 25th Avenue
  Hillsboro, OR 97124 USA

  Phone: +1 503 264 8231
  EMail: [email protected]






McCloghrie, et al.          Standards Track                    [Page 37]

RFC 3159                          SPPI                       August 2001


  Ravi Sahita
  Intel
  2111 NE 25th Avenue
  Hillsboro, OR 97124 USA

  Phone: +1 503 712 1554
  EMail: [email protected]


  Andrew Smith
  Allegro Networks
  6399 San Ignacio Ave.
  San Jose, CA 95119 USA

  Fax:   +1 415 345 1827
  EMail: [email protected]


  Francis Reichmeyer
  PFN Inc.
  University Park at MIT
  26 Landsdowne Street
  Cambridge, MA 02139 USA

  Phone: +1 617 494 9980
  EMail: [email protected]

References

  [COPS]                Boyle, J., Cohen, R., Durham, D., Herzog, S.,
                        Rajan, R. and A. Sastry, "The COPS (Common Open
                        Policy Service) Protocol", RFC 2748, January
                        2000.

  [COPS-RSVP]           Boyle, J., Cohen, R., Durham, D., Herzog, S.,
                        Rajan, R. and A. Sastry, " COPS usage for
                        RSVP", RFC 2749, January 2000.

  [COPS-PR]             Reichmeyer, F., Herzog, S., Chan, K., Durham,
                        D., Yavatkar, R., Gai, S., McCloghrie, K. and
                        A. Smith, "COPS Usage for Policy Provisioning",
                        RFC 3084, March 2001.

  [SMI]                 McCloghrie, K., Perkins, D., Schoenwaelder, J.,
                        Case, J., Rose, M. and S. Waldbusser,
                        "Structure of Management Information Version 2
                        (SMIv2)", STD 58, RFC 2578, April 1999.




McCloghrie, et al.          Standards Track                    [Page 38]

RFC 3159                          SPPI                       August 2001


  [TC]                  McCloghrie, K., Perkins, D., Schoenwaelder, J.,
                        Case, J., Rose, M. and S. Waldbusser, "Textual
                        Conventions for SMIv2", STD 58, RFC 2579, April
                        1999.

  [CONF]                McCloghrie, K., Perkins, D., Schoenwaelder, J.,
                        Case, J., Rose, M. and S. Waldbusser,
                        "Conformance Statements for SMIv2", STD 58, RFC
                        2580, April 1999.

  [APPL]                Levi, D., Meyer, P. and B. Stewart, "SNMP
                        Applications", RFC 2573, April 1999.

  [ASN1]                Information processing systems -- Open Systems
                        Interconnection -- Specification of Abstract
                        Syntax Notation One (ASN.1), International
                        Organization for Standardization.
                        International Standard 8824, December 1987.

  [INETADDR]            Daniele, M., Haberman, B., Routhier, S. and J.
                        Schoenwaelder "Textual Conventions for Internet
                        Network Addresses", RFC 2851, June 2000.

  [IANA]   http://www.isi.edu/in-notes/iana/assignments/smi-numbers

  [IANA-CONSIDERATIONS] Alvestrand, H. and T. Narten, "Guidelines for
                        Writing an IANA Considerations Section in
                        RFCs", BCP 26, RFC 2434, October 1998.

  [RFC2119]             Bradner, S., "Key words for use in RFCs to
                        Indicate Requirement Levels", BCP 14, RFC 2119,
                        March 1997.



















McCloghrie, et al.          Standards Track                    [Page 39]

RFC 3159                          SPPI                       August 2001


Full Copyright Statement

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Acknowledgement

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