Network Working Group                                          J. Hagino
Request for Comments: 3142                                   K. Yamamoto
Category: Informational                          IIJ Research Laboratory
                                                              June 2001


              An IPv6-to-IPv4 Transport Relay Translator

Status of this Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2001).  All Rights Reserved.

Abstract

  The document describes an IPv6-to-IPv4 transport relay translator
  (TRT).  It enables IPv6-only hosts to exchange {TCP,UDP} traffic with
  IPv4-only hosts.  A TRT system, which locates in the middle,
  translates {TCP,UDP}/IPv6 to {TCP,UDP}/IPv4, or vice versa.

  The memo talks about how to implement a TRT system using existing
  technologies.  It does not define any new protocols.

1.  Problem domain

  When you deploy an IPv6-only network, you still want to gain access
  to IPv4-only network resources outside, such as IPv4-only web
  servers.  To solve this problem, many IPv6-to-IPv4 translation
  technologies are proposed, mainly in the IETF ngtrans working group.
  The memo describes a translator based on the transport relay
  technique to solve the same problem.

  In this memo, we call this kind of translator "TRT" (transport relay
  translator).  A TRT system locates between IPv6-only hosts and IPv4
  hosts and translates {TCP,UDP}/IPv6 to {TCP,UDP}/IPv4, vice versa.

  Advantages of TRT are as follows:

  o  TRT is designed to require no extra modification on IPv6-only
     initiating hosts, nor that on IPv4-only destination hosts.  Some
     other translation mechanisms need extra modifications on IPv6-only
     initiating hosts, limiting possibility of deployment.




Hagino & Yamamoto            Informational                      [Page 1]

RFC 3142        IPv6-to-IPv4 Transport Relay Translator        June 2001


  o  The IPv6-to-IPv4 header converters have to take care of path MTU
     and fragmentation issues.  However, TRT is free from this problem.

  Disadvantages of TRT are as follows:

  o  TRT supports bidirectional traffic only.  The IPv6-to-IPv4 header
     converters may be able to support other cases, such as
     unidirectional multicast datagrams.

  o  TRT needs a stateful TRT system between the communicating peers,
     just like NAT systems.  While it is possible to place multiple TRT
     systems in a site (see Appendix A), a transport layer connection
     goes through particular, a single TRT system.  The TRT system thus
     can be considered a single point of failure, again like NAT
     systems.  Some other mechanisms, such as SIIT [Nordmark, 2000],
     use stateless translator systems which can avoid a single point of
     failure.

  o  Special code is necessary to relay NAT-unfriendly protocols.  Some
     of NAT-unfriendly protocols, including IPsec, cannot be used
     across TRT system.

  This memo assumes that traffic is initiated by an IPv6-only host
  destined to an IPv4-only host.  The memo can be extended to handle
  opposite direction, if an appropriate address mapping mechanism is
  introduced.

2.  IPv4-to-IPv4 transport relay

  To help understanding of the proposal in the next section, here we
  describe the transport relay in general.  The transport relay
  technique itself is not new, as it has been used in many of
  firewall-related products.

2.1.  TCP relay

  TCP relay systems have been used in firewall-related products.  These
  products are designed to achieve the following goals: (1) disallow
  forwarding of IP packets across a system, and (2) allow {TCP,UDP}
  traffic to go through the system indirectly.  For example, consider a
  network constructed like the following diagram.  "TCP relay system"
  in the diagram does not forward IP packet across the inner network to
  the outer network, vice versa.  It only relays TCP traffic on a
  specific port, from the inner network to the outer network, vice
  versa.  (Note:  The diagram has only two subnets, one for inner and
  one for outer.  Actually both sides can be more complex, and there
  can be as many subnets and routers as you wish.)




Hagino & Yamamoto            Informational                      [Page 2]

RFC 3142        IPv6-to-IPv4 Transport Relay Translator        June 2001


     destination host
       |X
     ==+=======+== outer network
               |Y
             TCP relay system
               |B
     ==+=======+== inner network
       |A
     initiating host

  When the initiating host (whose IP address is A) tries to make a TCP
  connection to the destination host (X), TCP packets are routed toward
  the TCP relay system based on routing decision.  The TCP relay system
  receives and accepts the packets, even though the TCP relay system
  does not own the destination IP address (X).  The TCP relay system
  pretends to having IP address X, and establishes TCP connection with
  the initiating host as X.  The TCP relay system then makes a another
  TCP connection from Y to X, and relays traffic from A to X, and the
  other way around.

  Thus, two TCP connections are established in the picture: from A to B
  (as X), and from Y to X, like below:

     TCP/IPv4: the initiating host (A) --> the TCP relay system (as X)
         address on IPv4 header: A -> X
     TCP/IPv4: the TCP relay system (Y) --> the destination host (X)
         address on IPv4 header: Y -> X

  The TCP relay system needs to capture some of TCP packets that is not
  destined to its address.  The way to do it is implementation
  dependent and outside the scope of this memo.

2.2.  UDP relay

  If you can recognize UDP inbound and outbound traffic pair in some
  way, UDP relay can be implemented in similar manner as TCP relay.  An
  implementation can recognize UDP traffic pair like NAT systems does,
  by recording address/port pairs onto an table and managing table
  entries with timeouts.

3.  IPv6-to-IPv4 transport relay translator

  We propose a transport relay translator for IPv6-to-IPv4 protocol
  translation, TRT.  In the following description, TRT for TCP is
  described.  TRT for UDP can be implemented in similar manner.

  For address mapping, we reserve an IPv6 prefix referred to by
  C6::/64.  C6::/64 should be a part of IPv6 unicast address space



Hagino & Yamamoto            Informational                      [Page 3]

RFC 3142        IPv6-to-IPv4 Transport Relay Translator        June 2001


  assigned to the site.  Routing information must be configured so that
  packets to C6::/64 are routed toward the TRT system.  The following
  diagram shows the network configuration.  The subnet marked as "dummy
  prefix" does not actually exist.  Also, now we assume that the
  initiating host to be IPv6-only, and the destination host to be
  IPv4-only.

     destination host
       |X4
     ==+=======+== outer network
               |Y4
             TRT system --- dummy prefix (C6::/64)
               |B6
     ==+=======+== inner network
       |A6
     initiating host

  When the initiating host (whose IPv6 address is A6) wishes to make a
  connection to the destination host (whose IPv4 address is X4), it
  needs to make an TCP/IPv6 connection toward C6::X4.  For example, if
  C6::/64 equals to fec0:0:0:1::/64, and X4 equals to 10.1.1.1, the
  destination address to be used is fec0:0:0:1::10.1.1.1.  The packet
  is routed toward the TRT system, and is captured by it.  The TRT
  system accepts the TCP/IPv6 connection between A6 and C6::X4, and
  communicate with the initiating host, using TCP/IPv6.  Then, the TRT
  system investigates the lowermost 32bit of the destination address
  (IPv6 address C6::X4) to get the real IPv4 destination (IPv4 address
  X4).  It makes an TCP/IPv4 connection from Y4 to X4, and forward
  traffic across the two TCP connections.

  There are two TCP connections.  One is TCP/IPv6 and another is
  TCP/IPv4, in the picture: from A6 to B6 (as C6::X4), and Y4 to X4,
  like below:

     TCP/IPv6: the initiating host (A6) --> the TRT system (as C6::X4)
         address on IPv6 header: A6 -> C6::X4
     TCP/IPv4: the TRT system (Y4) --> the destination host (X4)
         address on IPv4 header: Y4 -> X4

4.  Address mapping

  As seen in the previous section, an initiating host must use a
  special form of IPv6 address to connect to an IPv4 destination host.
  The special form can be resolved from a hostname by static address
  mapping table on the initiating host (like /etc/hosts in UNIX),
  special DNS server implementation, or modified DNS resolver
  implementation on initiating host.




Hagino & Yamamoto            Informational                      [Page 4]

RFC 3142        IPv6-to-IPv4 Transport Relay Translator        June 2001


5.  Notes to implementers

  TRT for UDP must take care of path MTU issues on the UDP/IPv6 side.
  The good thing is that, as we do not relay IP layer packets between
  IPv4 and IPv6, we can decide IPv6 path MTU independently from IPv4
  traffic.  A simple solution would be to always fragment packets from
  the TRT system to UDP/IPv6 side to IPv6 minimum MTU (1280 octets), to
  eliminate the need for IPv6 path MTU discovery.

  Though the TRT system only relays {TCP,UDP} traffic, it needs to
  check ICMPv6 packets destined to C6::X4 as well, so that it can
  recognize path MTU discovery messages and other notifications between
  A6 and C6::X4.

  When forwarding TCP traffic, a TRT system needs to handle urgent data
  [Postel, 1981] carefully.

  To relay NAT-unfriendly protocols [Hain, 2000] a TRT system may need
  to modify data content, just like any translators which modifies the
  IP addresses.

  Scalability issues must carefully be considered when you deploy TRT
  systems to a large IPv6 site.  Scalability parameters would be (1)
  number of connections the operating system kernel can accept, (2)
  number of connections a userland process can forward (equals to
  number of filehandles per process), and (3) number of transport
  relaying processes on a TRT system.  Design decision must be made to
  use proper number of userland processes to support proper number of
  connections.

  To make TRT for TCP more scalable in a large site, it is possible to
  have multiple TRT systems in a site.  This can be done by taking the
  following steps: (1) configure multiple TRT systems, (2) configure
  different dummy prefix to them, (3) and let the initiating host pick
  a dummy prefix randomly for load-balancing.  (3) can be implemented
  as follows; If you install special DNS server to the site, you may
  (3a) configure DNS servers differently to return different dummy
  prefixes and tell initiating hosts of different DNS servers.  Or you
  can (3b) let DNS server pick a dummy prefix randomly for load-
  balancing.  The load-balancing is possible because you will not be
  changing destination address (hence the TRT system), once a TCP
  connection is established.

  For address mapping, the authors recommend use of a special DNS
  server for large-scale installation, and static mapping for small-
  scale installation.  It is not always possible to have special
  resolver on the initiating host, and assuming it would cause
  deployment problems.



Hagino & Yamamoto            Informational                      [Page 5]

RFC 3142        IPv6-to-IPv4 Transport Relay Translator        June 2001


6.  Applicability statement

  Combined with a special DNS server implementation (which translates
  IPv4 addresses into IPv6), TRT systems support IPv6-to-IPv4
  translation very well.  It requires no change to existing IPv6
  clients, nor IPv4 servers, so the TRT system can be installed very
  easily to existing IPv6-capable networks.

  IPv4-to-IPv6 translation is much harder to support with any of the
  translator techniques [Yamamoto, 1998].  While it is possible to use
  TRT system for IPv4-to-IPv6 translation, it requires nontrivial
  mapping between DNS names to temporary IPv4 addresses, as presented
  in NAT-PT RFC [Tsirtsis, 2000].

  As presented in the earlier sections, TRT systems use transport layer
  (TCP/UDP) relay technique to translate IPv6 traffic to IPv4 traffic.
  It gives two major benefits: (1) the implementation of the TRT system
  can be done very simple, (2) with the TRT system path MTU discovery
  issue is easier to deal with, as we can decide IPv6 path MTU
  independently from IPv4 path MTU.  Even with the simplicity, the TRT
  system can cover most of the daily applications (HTTP, SMTP, SSH, and
  many other protocols).  For NAT-unfriendly protocols, a TRT system
  may need to modify data content, just like any translators/NATs.  As
  the TRT system reside in transport layer, it is not possible for the
  TRT system to translate protocols that are not known to the TRT
  system.

  Normally users do not want to translate DNS query/reply traffic using
  the TRT system.  Instead, it makes more sense to run standard DNS
  server, or special DNS server that helps TRT system, somewhere in the
  site IPv6 network.  There are two reasons to it:

  o  Transport issue - It is a lot easier to provide recursive DNS
     server, accessible via IPv6, than to translate DNS queries/replies
     across the TRT system.  If someone tries to ask TRT to translate
     DNS packets, the person would put C6::X (where C6 is TRT reserved
     prefix and X is an IPv4 address of a DNS server) into
     /etc/resolv.conf.  The configuration is rather complicated than we
     normally want.

  o  Payload issue - In some installation it makes more sense to
     transmit queries/replies unmodified, across the TRT system.  In
     some installation it makes more sense to translate IPv4 DNS
     queries (like queries for AAAA record) into queries for A record,
     and vice versa, to invite traffic into the TRT system.  It depends
     on the installation/configuration at the user's site.





Hagino & Yamamoto            Informational                      [Page 6]

RFC 3142        IPv6-to-IPv4 Transport Relay Translator        June 2001


7.  Security Considerations

  Malicious party may try to use TRT systems akin to an SMTP open relay
  [Lindberg, 1999] for traffic to IPv4 destinations, which is similar
  to circumventing ingress filtering [Ferguson, 1998] , or to achieve
  some other improper use.  TRT systems should implement some sorts of
  access control to prevent such improper usage.

  A careless TRT implementation may be subject to buffer overflow
  attack, but this kind of issue is implementation dependent and
  outside the scope of this memo.

  Due to the nature of TCP/UDP relaying service, it is not recommended
  to use TRT for protocols that use authentication based on source IP
  address (i.e., rsh/rlogin).

  A transport relay system intercepts TCP connection between two nodes.
  This may not be a legitimate behavior for an IP node.  The document
  does not try to claim it to be legitimate.

  IPsec cannot be used across a relay.

  Use of DNS proxies that modify the RRs will make it impossible for
  the resolver to verify DNSsec signatures.

References

  [Nordmark, 2000.] Nordmark, E., "Stateless IP/ICMP Translator
                    (SIIT)", RFC 2765, February 2000.

  [Postel, 1981.]   Postel, J., "Transmission Control Protocol", STD 7,
                    RFC 793 September 1981.

  [Hain, 2000.]     Hain, T., "Architectural Implications of NAT", RFC
                    2993, November 2000.

  [Yamamoto, 1998]  K. Yamamoto, A. Kato, M Sumikawa, and J. Murai,
                    "Deployment and Experiences of WIDE 6bone", in
                    Proceedings of INET98, 1998.

  [Tsirtsis, 2000.] Tsirtsis, G. and P. Srisuresh, "Network Address
                    Translation - Protocol Translation (NAT-PT)", RFC
                    2766, February 2000.








Hagino & Yamamoto            Informational                      [Page 7]

RFC 3142        IPv6-to-IPv4 Transport Relay Translator        June 2001


  [Lindberg, 1999.] Lindberg, G., "Anti-Spam Recommendations for SMTP
                    MTAs", RFC 2505, February 1999.

  [Ferguson, 1998.] Ferguson, P. and D. Senie, "Network Ingress
                    Filtering: Defeating Denial of Service Attacks
                    which employ IP Source Address Spoofing", RFC 2267,
                    January 1998.












































Hagino & Yamamoto            Informational                      [Page 8]

RFC 3142        IPv6-to-IPv4 Transport Relay Translator        June 2001


Appendix A. Operational experiences

  WIDE KAME IPv6 stack implements TRT for TCP, called "FAITH".  The
  implementation came from WIDE Hydrangea IPv6 stack, which is one of
  ancestors of the KAME IPv6 stack.

  The FAITH code has been available and operational for more than 5
  years.  The implementation has been used at WIDE research group
  offsite meeting, and IETF ipngwg 1999 Tokyo interim meeting.  At the
  latter occasion, we configured IPv6-only terminal network cluster
  just like we do in IETF meetings, and used a TRT system to support
  more than 100 IPv6 hosts on the meeting network to connect to outside
  IPv4 hosts.  From statistics we gathered SSH, FTP, HTTP, and POP3 are
  the most popular protocol we have relayed.  The implementation was
  also used in the terminal cluster IPv6 network at IETF48, IETF49 and
  IETF50.

  The source code is available as free software, bundled in the KAME
  IPv6 stack kit.

  Special DNS server implementations are available as "newbie" DNS
  server implementation by Yusuke DOI, and "totd" DNS proxy server from
  University of Tromso (Norway).

Acknowledgements

  The authors would like to thank people who were involved in
  implementing KAME FAITH translator code, including Kei-ichi SHIMA and
  Munechika SUMIKAWA.






















Hagino & Yamamoto            Informational                      [Page 9]

RFC 3142        IPv6-to-IPv4 Transport Relay Translator        June 2001


Authors' Addresses

  Jun-ichiro itojun HAGINO
  Research Laboratory, Internet Initiative Japan Inc.
  Takebashi Yasuda Bldg.,
  3-13 Kanda Nishiki-cho,
  Chiyoda-ku, Tokyo 101-0054, JAPAN

  Phone: +81-3-5259-6350
  Fax:   +81-3-5259-6351
  EMail: [email protected]


  Kazu YAMAMOTO
  Research Laboratory, Internet Initiative Japan Inc.
  Takebashi Yasuda Bldg.,
  3-13 Kanda Nishiki-cho,
  Chiyoda-ku, Tokyo 101-0054, JAPAN

  Phone: +81-3-5259-6350
  Fax:   +81-3-5259-6351
  EMail: [email protected]





























Hagino & Yamamoto            Informational                     [Page 10]

RFC 3142        IPv6-to-IPv4 Transport Relay Translator        June 2001


Full Copyright Statement

  Copyright (C) The Internet Society (2001).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















Hagino & Yamamoto            Informational                     [Page 11]