Network Working Group                                      G. Montenegro
Request for Comments: 3104                        Sun Microsystems, Inc.
Category: Experimental                                        M. Borella
                                                              CommWorks
                                                           October 2001


                  RSIP Support for End-to-end IPsec

Status of this Memo

  This memo defines an Experimental Protocol for the Internet
  community.  It does not specify an Internet standard of any kind.
  Discussion and suggestions for improvement are requested.
  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2001).  All Rights Reserved.

IESG Note

  The IESG notes that the set of documents describing the RSIP
  technology imply significant host and gateway changes for a complete
  implementation.  In addition, the floating of port numbers can cause
  problems for some applications, preventing an RSIP-enabled host from
  interoperating transparently with existing applications in some cases
  (e.g., IPsec).  Finally, there may be significant operational
  complexities associated with using RSIP.  Some of these and other
  complications are outlined in section 6 of the RFC 3102, as well as
  in the Appendices of RFC 3104.  Accordingly, the costs and benefits
  of using RSIP should be carefully weighed against other means of
  relieving address shortage.

Abstract

  This document proposes mechanisms that enable Realm Specific IP
  (RSIP) to handle end-to-end IPsec (IP Security).













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Table of Contents

  1. Introduction ..................................................  2
  2. Model .........................................................  2
  3. Implementation Notes ..........................................  3
  4. IKE Handling and Demultiplexing ...............................  4
  5. IPsec Handling and Demultiplexing .............................  5
  6. RSIP Protocol Extensions ......................................  6
     6.1 IKE Support in RSIP .......................................  6
     6.2 IPsec Support in RSIP .....................................  7
  7. IANA Considerations ........................................... 10
  8. Security Considerations ....................................... 10
  9. Acknowledgements .............................................. 10
  References ....................................................... 11
  Authors' Addresses ............................................... 12
  Appendix A: On Optional Port Allocation to RSIP Clients .......... 13
  Appendix B: RSIP Error Numbers for IKE and IPsec Support ......... 14
  Appendix C: Message Type Values for IPsec Support ................ 14
  Appendix D: A Note on Flow Policy Enforcement .................... 14
  Appendix E: Remote Host Rekeying ................................. 14
  Appendix F: Example Application Scenarios ........................ 15
  Appendix G: Thoughts on Supporting Incoming Connections .......... 17
  Full Copyright Statement ......................................... 19

1. Introduction

  This document specifies RSIP extensions to enable end-to-end IPsec.
  It assumes the RSIP framework as presented in [RSIP-FW], and
  specifies extensions to the RSIP protocol defined in [RSIP-P].  Other
  terminology follows [NAT-TERMS].

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119.

2. Model

  For clarity, the discussion below assumes this model:

  RSIP client              RSIP server                   Host

     Xa                    Na   Nb                       Yb
           +------------+       Nb1  +------------+
  [X]------| Addr space |----[N]-----| Addr space |-------[Y]
           |  A         |       Nb2  |  B         |
           +------------+       ...  +------------+





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  Hosts X and Y belong to different address spaces A and B,
  respectively, and N is an RSIP server.  N has two addresses:  Na on
  address space A, and Nb on address space B.  For example, A could be
  a private address space, and B the public address space of the
  general Internet.  Additionally, N may have a pool of addresses in
  address space B which it can assign to or lend to X.

  This document proposes RSIP extensions and mechanisms to enable an
  RSIP client X to initiate IKE and IPsec sessions to a legacy IKE and
  IPsec node Y.  In order to do so, X exchanges RSIP protocol messages
  with the RSIP server N.  This document does not yet address IKE/IPsec
  session initiation from Y to an RSIP client X.  For some thoughts on
  this matter see Appendix G.

  The discussion below assumes that the RSIP server N is examining a
  packet sent by Y, destined for X.  This implies that "source" refers
  to Y and "destination" refers to Y's peer, namely, X's presence at N.

  This document assumes the use of the RSAP-IP flavor of RSIP (except
  that port number assignments are optional), on top of which SPI
  values are used for demultiplexing.  Because of this, more than one
  RSIP client may share the same global IP address.

3. Implementation Notes

  The RSIP server N is not required to have more than one address on
  address space B.  RSIP allows X (and any other hosts on address space
  A) to reuse Nb.  Because of this, Y's SPD SHOULD NOT be configured to
  support address-based keying.  Address-based keying implies that only
  one RSIP client may, at any given point in time, use address Nb when
  exchanging IPsec packets with Y.  Instead, Y's SPD SHOULD be
  configured to support session-oriented keying, or user-oriented
  keying [Kent98c].  In addition to user-oriented keying, other types
  of identifications within the IKE Identification Payload are equally
  effective at disambiguating who is the real client behind the single
  address Nb [Piper98].

  Because it cannot rely on address-based keying, RSIP support for
  IPsec is similar to the application of IPsec for remote access using
  dynamically assigned addresses.  Both cases impose additional
  requirements which are not met by minimally compliant IPsec
  implementations [Gupta]:

     Note that a minimally-compliant IKE implementation (which only
     implements Main mode with Pre-shared keys for Phase I
     authentication) cannot be used on a remote host with a dynamically
     assigned address.  The IKE responder (gateway) needs to look up
     the initiator's (mobile node's) pre-shared key before it can



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     decrypt the latter's third main mode message (fifth overall in
     Phase I).  Since the initiator's identity is contained in the
     encrypted message, only its IP address is available for lookup and
     must be predictable.  Other options, such as Main mode with
     digital signatures/RSA encryption and Aggressive mode, can
     accommodate IKE peers with dynamically assigned addresses.

  IKE packets are typically carried on UDP port 500 for both source and
  destination, although the use of ephemeral source ports is not
  precluded [ISAKMP].  IKE implementations for use with RSIP SHOULD
  employ ephemeral ports, and should handle them as follows [IPSEC-
  MSG]:

     IKE implementations MUST support UDP port 500 for both source and
     destination, but other port numbers are also allowed.  If an
     implementation allows other-than-port-500 for IKE, it sets the
     value of the port numbers as reported in the ID payload to 0
     (meaning "any port"), instead of 500.  UDP port numbers (500 or
     not) are handled by the common "swap src/dst port and reply"
     method.

  It is important to note that IPsec implementations MUST be aware of
  RSIP, at least in some peripheral sense, in order to receive assigned
  SPIs and perhaps other parameters from an RSIP client.  Therefore,
  bump-in-the-stack (BITS) implementations of IPsec are not expected to
  work "out of the box" with RSIP.

4. IKE Handling and Demultiplexing

  If an RSIP client requires the use of port 500 as its IKE source,
  this prevents that field being used for demultiplexing.  Instead, the
  "Initiator Cookie" field in the IKE header fields must be used for
  this purpose.  This field is appropriate as it is guaranteed to be
  present in every IKE exchange (Phase 1 and Phase 2), and is
  guaranteed to be in the clear (even if subsequent IKE payloads are
  encrypted).  However, it is protected by the Hash payload in IKE
  [IKE].  Because of this, an RSIP client and server must agree upon a
  valid value for the Initiator Cookie.

  Once X and N arrive at a mutually agreeable value for the Initiator
  Cookie, X uses it to create an IKE packet and tunnels it the RSIP
  server N.  N decapsulates the IKE packet and sends it on address
  space B.

  The minimum tuple negotiated via RSIP, and used for demultiplexing
  incoming IKE responses from Y at the RSIP server N, is:





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     -  IKE destination port number

     -  Initiator Cookie

     -  Destination IP address

  One problem still remains: how does Y know that it is supposed to
  send packets to X via Nb? Y is not RSIP-aware, but it is definitely
  IKE-aware.  Y sees IKE packets coming from address Nb.  To prevent Y
  from mistakenly deriving the identity of its IKE peer based on the
  source address of the packets (Nb), X MUST exchange client
  identifiers with Y:

     -  IDii, IDir if in Phase 1, and

     -  IDci, IDcr if in Phase 2.

  The proper use of identifiers allows the clear separation between
  those identities and the source IP address of the packets.

5. IPsec Handling and Demultiplexing

  The RSIP client X and server N must arrive at an SPI value to denote
  the incoming IPsec security association from Y to X.  Once N and X
  make sure that the SPI is unique within both of their SPI spaces, X
  communicates its value to Y as part of the IPsec security association
  establishment process, namely, Quick Mode in IKE [IKE] or manual
  assignment.

  This ensures that Y sends IPsec packets (protocols 51 and 50 for AH
  and ESP, respectively) [Kent98a,Kent98b] to X via address Nb using
  the negotiated SPI.

  IPsec packets from Y destined for X arrive at RSIP server N.  They
  are demultiplexed based on the following minimum tuple of
  demultiplexing fields:

     -  protocol (50 or 51)

     -  SPI

     -  destination IP address

  If N is able to find a matching mapping, it tunnels the packet to X
  according to the tunneling mode in effect.  If N cannot find an
  appropriate mapping, it MUST discard the packet.





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6. RSIP Protocol Extensions

  The next two sections specify how the RSIP protocol [RSIP-P] is
  extended to support both IKE (a UDP application) and the IPsec-
  defined AH and ESP headers (layered directly over IP with their own
  protocol numbers).

  If a server implements RSIP support for IKE and IPsec as defined in
  this document, it MAY include the RSIP Method parameter for RSIP with
  IPsec in the REGISTER_RESPONSE method sent to the client.  This
  method is assigned a value of 3:

     3   RSIP with IPsec (RSIPSEC)

  Unless otherwise specified, requirements of micro and macro flow-
  based policy are handled according to [RSIP-P].

6.1 IKE Support in RSIP

  As discussed above, if X's IPsec implementation allows use of an
  ephemeral source port for IKE, then incoming IKE traffic can be
  demultiplexed by N based on the destination address and port tuple.
  This is the simplest and most desirable way of supporting IKE, and
  IPsec implementations that interact with RSIP SHOULD allow it.

  However, if X must use source port 500 for IKE, there are two
  techniques with which X and N can arrive at a mutually unique
  Initiator Cookie.

     -  Trial and error.

     -  Negotiation via an extension of the RSIP protocol.

  The trial and error technique consists of X first obtaining resources
  with which to use IPsec (via ASSIGN_REQUEST_RSIPSEC, defined below),
  and then randomly choosing an Initiator Cookie and transmitting the
  first packet to Y.  Upon arrival at N, the RSIP server examines the
  Initiator Cookie for uniqueness per X's assigned address (Nb).  If
  the cookie is unique, N allows the use of this cookie for this an all
  subsequent packets between X and Y on this RSIP binding.  If the
  cookie is not unique, N drops the packet.

  When an IKE packet is determined to be lost, the IKE client will
  attempt to retransmit at least three times [IKE].  An RSIP-aware IKE
  client SHOULD use different Initiator Cookies for each of these
  retransmissions.





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  The probability of an Initiator Cookie collision at N and subsequent
  retransmissions by X, is infinitesimal given the 64-bit cookie space.
  According to the birthday paradox, in a population of 640 million
  RSIP clients going through the same RSIP server, the chances of a
  first collision is just 1%.  Thus, it is desirable to use the trial
  and error method over negotiation, for these reasons:

     -  Simpler implementation requirements

     -  It is highly unlikely that more than one round trip between X
        and N will be necessary.

6.2 IPsec Support in RSIP

  This section defines the protocol extensions required for RSIP to
  support AH and ESP.  The required message types are
  ASSIGN_REQUEST_RSIPSEC and ASSIGN_RESPONSE_RSIPSEC:

  ASSIGN_REQUEST_RSIPSEC

     The ASSIGN_REQUEST_RSIPSEC message is used by an RSIP client to
     request IPsec parameter assignments.  An RSIP client MUST request
     an IP address and SPIs in one message.

     If the RSIP client wishes to use IPsec to protect a TCP or UDP
     application, it MUST use the port range parameter (see Appendix
     A).  Otherwise, it MUST set the port parameters to the "don't
     need" value.  This is accomplished by setting the length field to
     0, and by omitting both the number field and the port field.  This
     informs the server that the client does not actually need any port
     assignments.

     The client may initialize the SPI parameter to the "don't care"
     value (see below).  In this case, it is requesting the server to
     assign it a valid SPI value to use.

     Alternatively, the client may initialize the SPI parameter to a
     value it considers valid.  In this case, it is suggesting that
     value to the server.  Of course, the server may choose to reject
     that suggestion and return an appropriate error message.











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     The format of this message is:

     <ASSIGN_REQUEST_RSIPSEC> ::= <Version>
                                  <Message Type>
                                  <Overall Length>
                                  <Client ID>
                                  <Address (local)>
                                  <Ports (local)>
                                  <Address (remote)>
                                  <Ports (remote)>
                                  <SPI>
                                  [Message Counter]
                                  [Lease Time]
                                  [Tunnel Type]

     The following message-specific error conditions exist.  The error
     behavior of ASSIGN_REQUEST_RSIP_IPSEC follows that of
     ASSIGN_REQUEST_RSAP-IP for all non-IPsec errors.

     -  If the client is not allowed to use IPsec through the server,
        the server MUST respond with an ERROR_RESPONSE containing the
        IPSEC_UNALLOWED parameter.

     -  If the SPI parameter is a "don't care" value and the RSIP
        server cannot allocate ANY SPIs, the RSIP server MUST respond
        with an ERROR_RESPONSE containing the IPSEC_SPI_UNAVAILABLE
        error.

     -  If an SPI parameter is not a "don't care" value and the RSIP
        server cannot allocate it because the requested address and SPI
        tuple is in use, the RSIP server MUST respond with an
        ERROR_RESPONSE containing the IPSEC_SPI_INUSE error.

  ASSIGN_RESPONSE_RSIPSEC

     The ASSIGN_RESPONSE_RSIPSEC message is used by an RSIP server to
     assign parameters to an IPsec-enabled RSIP client.














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     The format of this message is:

     <ASSIGN_RESPONSE_RSIPSEC> ::= <Version>
                                   <Message Type>
                                   <Overall Length>
                                   <Client ID>
                                   <Bind ID>
                                   <Address (local)>
                                   <Ports (local)>
                                   <Address (remote)>
                                   <Ports (remote)>
                                   <SPI>
                                   <Lease Time>
                                   <Tunnel Type>
                                   [Address (tunnel endpoint)]
                                   [Message Counter]

     If the port parameters were set to the "don't need" value in the
     request (see above), the RSIP server must do the same in the
     response.

  Additionally, RSIP support for IPsec requires the following new
  parameter:

  SPI
       Code   Length    Number    SPI             SPI
     +------+--------+---------+---------+     +---------+
     |  22  |    2   | 2 bytes | 4 bytes | ... | 4 bytes |
     +------+--------+---------+---------+     +---------+

  Sent by the RSIP client in ASSIGN_REQUEST_RSIPSEC messages to ask for
  a particular number of SPIs to be assigned.  Also sent by the RSIP
  server to the client in ASSIGN_RESPONSE_RSIPSEC messages.

  The "SPI" fields encode one or more SPIs.  When a single SPI is
  specified, the value of the number field is 1 and there is one SPI
  field following the number field.  When more than one SPI is
  specified, the value of the number field will indicate the total
  number of SPIs contained, and the parameter may take one of two
  forms.  If there is one SPI field, the SPIs specified are considered
  to be contiguous starting at the SPI number specified in the SPI
  field.  Alternatively, there may be a number of SPI fields equal to
  the value of the number field.  The number of SPI fields can be
  extrapolated from the value of the length field.







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  In some cases, it is necessary to specify a "don't care" value for
  one or more SPIs.  This is accomplished by setting the length field
  to 2 (to account for the 2 bytes in the Number field), setting the
  number field to the number of SPIs necessary, and omitting all SPI
  fields.  The value of the number field MUST be greater than or equal
  to one.

7. IANA Considerations

  All of the designations below are tentative.

     -  RSIP IPsec error codes (see below).

     -  ASSIGN_REQUEST_RSIP_IPSEC message type code.

     -  SPI parameter code.

8. Security Considerations

  This document does not add any security issues to those already posed
  by NAT, or normal routing operations.  Current routing decisions
  typically are based on a tuple with only one element:  destination IP
  address.  This document just adds more elements to the tuple.

  Furthermore, by allowing an end-to-end mode of operation and by
  introducing a negotiation phase to address reuse, the mechanisms
  described here are more secure and less arbitrary than NAT.

  A word of caution is in order: SPI values are meant to be semi-
  random, and, thus serve also as anti-clogging tokens to reduce off-
  the-path denial-of-service attacks.  However, RSIP support for IPsec,
  renders SPI's a negotiated item: in addition to being unique values
  at the receiver X, they must also be unique at the RSIP server, N.
  Limiting the range of the SPI values available to the RSIP clients
  reduces their entropy slightly.

9. Acknowledgements

  Many thanks to Bernard Aboba, Vipul Gupta, Jeffrey Lo, Dan Nessett,
  Gary Jaszewski and Prakash Iyer for helpful discussions.











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References

  [Gupta]     Gupta, V., "Secure Remote Access over the Internet using
              IPSec", Work in Progress.

  [IKE]       Harkins, D. and D. Carrel, "The Internet Key Exchange
              (IKE)", RFC 2409, November 1998.

  [ISAKMP]    Maughan, D., Schertler, M., Schneider, M. and J. Turner,
              "Internet Security Association and Key Management
              Protocol (ISAKMP)", RFC 2408, November 1998.

  [IPSEC-MSG] Ted Ts'o, message to the IETF's IPsec mailing list,
              Message-Id:<[email protected]>,
              November 23, 1999.

  [Jenkins]   Jenkins, T., "IPsec Rekeying Issues", Work in Progress.

  [Kent98a]   Kent, S. and R. Atkinson, "IP Encapsulating Payload", RFC
              2406, November 1998.

  [Kent98b]   Kent, S. and R. Atkinson, "IP Authentication Header", RFC
              2402, November 1998.

  [Kent98c]   Kent, S. and R. Atkinson, "Security Architecture for the
              Internet Protocol", RFC 2401, November 1998.

  [Piper98]   Piper, D., "The Internet IP Security Domain of
              Interpretation for ISAKMP", RFC 2407, November 1998.

  [NAPT]      Srisuresh, P. and K. Egevang, "Traditional IP Network
              Address Translator (Traditional NAT)", RFC 3022, January
              2001.

  [NAT-TERMS] Srisuresh, P. and M. Holdredge, "IP Network Address
              Translator (NAT) Terminology and Considerations", RFC
              2663, August 1999.

  [RSIP-FW]   Borella, M., Lo, J., Grabelsky, D. and G. Montenegro,
              "Realm Specific IP: A Framework", RFC 3102, October 2001.

  [RSIP-P]    Borella, M., Grabelsky, D., Lo, J. and K. Taniguchi,
              "Realm Specific IP: Protocol Specification", RFC 3103,
              October 2001.







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Authors' Addresses

  Gabriel E. Montenegro
  Sun Microsystems
  Laboratories, Europe
  29, chemin du Vieux Chene
  38240 Meylan
  FRANCE

  Phone: +33 476 18 80 45
  EMail: [email protected]


  Michael Borella
  CommWorks
  3800 Golf Rd.
  Rolling Meadows IL 60008

  Phone: (847) 262-3083
  EMail: [email protected]































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Appendix A: On Optional Port Allocation to RSIP Clients

  Despite the fact that SPIs rather than ports are used to
  demultiplex packets at the RSIP server, the RSIP server may
  still allocate mutually exclusive port numbers to the RSIP
  clients.  If this does not happen, there is the possibility that
  two RSIP clients using the same IP address attempt an IPsec
  session with the same server using the same source port
  numbers.

  +-------------+
  | RSIP client |
  |      X1     +--+
  |             |  |         +-------------+
  +-------------+  |         |             |Nb
                   +---------+ RSIP server +----------------
  +-------------+  |         |      N      |
  | RSIP client |  |         +-------------+
  |      X2     +--+ private                     public
  |             |  | network                     network
  +-------------+  |
                   |
                   |

  For example, consider hosts X1 and X2 depicted above.  Assume that
  they both are using public address Nb, and both are contacting an
  external server Y at port 80.  If they are using IPsec but are not
  allocated mutually exclusive port numbers, they may both choose the
  same ephemeral port number to use when contacting Y at port 80.
  Assume client X1 does so first, and after engaging in an IKE
  negotiation begins communicating with the public server using IPsec.

  When Client X2 starts its IKE session, it sends its identification to
  the public server.  The latter's SPD requires that different
  identities use different flows (port numbers).  Because of this, the
  IKE negotiation will fail.  Client X2 will be forced to try another
  ephemeral port until it succeeds in obtaining one which is currently
  not in use by any other security association between the public
  server and any of the RSIP clients in the private network.

  Each such iteration is costly in terms of round-trip times and CPU
  usage.  Hence --and as a convenience to its RSIP clients--, an RSIP
  server may also assign mutually exclusive port numbers to its IPsec
  RSIP clients.







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  Despite proper allocation of port numbers, an RSIP server cannot
  prevent their misuse because it cannot examine the port fields in
  packets that have been encrypted by the RSIP clients.  Presumably, if
  the RSIP clients have gone through the trouble of negotiating ports
  numbers, it is in their best interest to adhere to these assignments.

Appendix B: RSIP Error Numbers for IKE and IPsec Support

  This section provides descriptions for the error values in the RSIP
  error parameter beyond those defined in [RSIP-P].

  401: IPSEC_UNALLOWED.  The server will not allow the client
       to use end-to-end IPsec.

  402: IPSEC_SPI_UNAVAILABLE.  The server does not have an SPI
       available for client use.

  403: IPSEC_SPI_INUSE.  The client has requested an SPI that
       another client is currently using.

Appendix C: Message Type Values for IPsec Support

  This section defines the values assigned to RSIP message types beyond
  those defined in [RSIP-P].

  22  ASSIGN_REQUEST_RSIPSEC

  23  ASSIGN_RESPONSE_RSIPSEC

Appendix D: A Note on Flow Policy Enforcement

  An RSIP server may not be able to enforce local or remote micro-flow
  policy when a client uses ESP for end-to-end encryption, since all
  TCP/UDP port numbers will be encrypted.  However, if AH without ESP
  is used, micro-flow policy is enforceable.  Macro-flow policy will
  always be enforceable.

Appendix E: Remote Host Rekeying

  Occasionally, a remote host with which an RSIP client has established
  an IPsec security association (SA) will rekey [Jenkins].  SA rekeying
  is only an issue for RSIP when IKE port 500 is used by the client and
  the rekey is of ISAKMP phase 1 (the ISAKMP SA).  The problem is that
  the remote host will transmit IKE packets to port 500 with a new
  initiator cookie.  The RSIP server will not have a mapping for the
  cookie, and SHOULD drop the the packets.  This will cause the ISAKMP





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  SA between the RSIP client and remote host to be deleted, and may
  lead to undefined behavior given that current implementations handle
  rekeying in a number of different ways.

  If the RSIP client uses an ephemeral source port, rekeying will not
  be an issue for RSIP.  If this cannot be done, there are a number of
  RSIP client behaviors that may reduce the number of occurrences of
  this problem, but are not guaranteed to eliminate it.

     -  The RSIP client's IKE implementation is given a smaller ISAKMP
        SA lifetime than is typically implemented.  This would likely
        cause the RSIP client to rekey the ISAKMP SA before the remote
        host.  Since the RSIP client chooses the Initiator Cookie,
        there will be no problem routing incoming traffic at the RSIP
        server.

     -  The RSIP client terminates the ISAKMP SA as soon as the first
        IPsec SA is established.  This may alleviate the situation to
        some degree if the SA is coarse-grained.  On the other hand,
        this exacerbates the problem if the SA is fine-grained (such
        that it cannot be reused by other application-level
        connections), and the remote host needs to initialize sockets
        back to the RSIP client.

  Note that the unreliability of UDP essentially makes the ephemeral
  source approach the only robust solution.

Appendix F: Example Application Scenarios

  This section briefly describes some examples of how RSIP may be used
  to enable applications of IPsec that are otherwise not possible.

  The SOHO (small office, home office) scenario
  ---------------------------------------------

  +----------+
  |RSIP      |
  |client X1 +--+
  |          |  |  +-------------+            +-------+
  +----------+  |  |NAPT gateway |            |public |
                +--+ and         +--.......---+IPsec  |
  +----------+  |  |RSIP server  |            |peer Y |
  |RSIP      |  |  +-------------+            +-------+
  |client X2 +--+ private             public
  |          |  | "home"             Internet
  +----------+  | network
                |
                |



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  Suppose the private "home" network is a small installation in
  somebody's home, and that the RSIP clients X1 and X2 must use the
  RSIP server N as a gateway to the outside world.  N is connected via
  an ISP and obtains a single address which must be shared by its
  clients.  Because of this, N has NAPT, functionality.  Now, X1 wishes
  to establish an IPsec SA with peer Y.  This is possible because N is
  also an RSIP server augmented with the IPsec support defined in this
  document.  Y is IPsec-capable, but is not RSIP aware.  This is
  perhaps the most typical application scenario.

  The above is equally applicable in the ROBO (remote office, branch
  office) scenario.

  The Roadwarrior scenario
  ------------------------

  +---------+              +------------+   +----------+
  |RSIP     |              |Corporate   |   | IPsec    |
  |client X +--..........--+Firewall    +---+ peer Y   |
  |         |    public    | and        |   | (user's  |
  +---------+   Internet   |RSIP server |   | desktop) |
                           | N          |   |          |
                           +------------+   +----------+
                                 private corporate
                                 network

  In this example, a remote user with a laptop gains access to the
  Internet, perhaps by using PPP or DHCP.  The user wants to access its
  corporation private network.  Using mechanisms not specified in this
  document, the RSIP client in the laptop engages in an RSIP
  authentication and authorization phase with the RSIP server at the
  firewall.  After that phase is completed, the IPsec extensions to
  RSIP defined here are used to establish an IPsec session with a peer,
  Y, that resides within the corporation's network.  Y could be, for
  example, the remote user's usual desktop when at the office.  The
  corporate firewall complex would use RSIP to selectively enable IPsec
  traffic between internal and external systems.

  Note that this scenario could also be reversed in order to allow an
  internal system (Y) to initiate and establish an IPsec session with
  an external IPsec peer (X).










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Appendix G: Thoughts on Supporting Incoming Connections

  Incoming IKE connections are much easier to support if the peer Y can
  initiate IKE exchanges to a port other than 500.  In this case, the
  RSIP client would allocate that port at the RSIP server via
  ASSIGN_REQUEST_RSAP-IP.  Alternatively, if the RSIP client is able to
  allocate an IP address at the RSIP server via ASSIGN_REQUEST_RSA-IP,
  Y could simply initiate the IKE exchange to port 500 at that address.

  If there is only one address Nb that must be shared by the RSIP
  server and all its clients, and if Y can only send to port 500, the
  problem is much more difficult.  At any given time, the combination
  of address Nb and UDP port 500 may be registered and used by only one
  RSIP system (including clients and server).

  Solving this issue would require demultiplexing the incoming IKE
  connection request based on something other than the port and address
  combination.  It may be possible to do so by first registering an
  identity with a new RSIP command of LISTEN_RSIP_IKE.  Note that the
  identity could not be that of the IKE responder (the RSIP client),
  but that of the initiator (Y).  The reason is that IKE Phase 1 only
  allows the sender to include its own identity, not that of the
  intended recipient (both, by the way, are allowed in Phase 2).
  Furthermore, the identity must be in the clear in the first incoming
  packet for the RSIP server to be able to use it as a demultiplexor.
  This rules out all variants of Main Mode and Aggressive Mode with
  Public Key Encryption (and Revised Mode of Public Key Encryption),
  since these encrypt the ID payload.

  The only Phase 1 variants which enable incoming IKE sessions are
  Aggressive Mode with signatures or with pre-shared keys.  Because
  this scheme involves the RSIP server demultiplexing based on the
  identity of the IKE initiator, it is conceivable that only one RSIP
  client at a time may register interest in fielding requests from any
  given peer Y.  Furthermore, this precludes more than one RSIP client'
  s being available to any unspecified peer Y.

  Once the IKE session is in place, IPsec is set up as discussed in
  this document, namely, by the RSIP client and the RSIP server
  agreeing on an incoming SPI value, which is then communicated to the
  peer Y as part of Quick Mode.

  The alternate address and port combination must be discovered by the
  remote peer using methods such as manual configuration, or the use of
  KX (RFC2230) or SRV (RFC2052) records.  It may even be possible for
  the DNS query to trigger the above mechanisms to prepare for the
  incoming and impending IKE session initiation.  Such a mechanism
  would allow more than one RSIP client to be available at any given



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  time, and would also enable each of them to respond to IKE
  initiations from unspecified peers.  Such a DNS query, however, is
  not guaranteed to occur.  For example, the result of the query could
  be cached and reused after the RSIP server is no longer listening for
  a given IKE peer's identity.

  Because of the limitations implied by having to rely on the identity
  of the IKE initiator, the only practical way of supporting incoming
  connections is for the peer Y to initiate the IKE session at a port
  other than 500.









































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Full Copyright Statement

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Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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