Network Working Group                                           E. Duros
Request for Comments: 3077                                        UDcast
Category: Standards Track                                     W. Dabbous
                                                 INRIA Sophia-Antipolis
                                                           H. Izumiyama
                                                               N. Fujii
                                                                   WIDE
                                                               Y. Zhang
                                                                    HRL
                                                             March 2001


      A Link-Layer Tunneling Mechanism for Unidirectional Links

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2001).  All Rights Reserved.

Abstract

  This document describes a mechanism to emulate full bidirectional
  connectivity between all nodes that are directly connected by a
  unidirectional link.  The "receiver" uses a link-layer tunneling
  mechanism to forward datagrams to "feeds" over a separate
  bidirectional IP (Internet Protocol) network.  As it is implemented
  at the link-layer, protocols in addition to IP may also be supported
  by this mechanism.

1. Introduction

  Internet routing and upper layer protocols assume that links are
  bidirectional, i.e., directly connected hosts can communicate with
  each other over the same link.

  This document describes a link-layer tunneling mechanism that allows
  a set of nodes (feeds and receivers, see Section 2 for terminology)
  which are directly connected by a unidirectional link to send
  datagrams as if they were all connected by a bidirectional link.  We
  present a generic topology in section 3 with a tunneling mechanism




Duros, et al.               Standards Track                     [Page 1]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


  that supports multiple feeds and receivers.  Note, this mechanism is
  not designed for topologies where a pair of nodes are connected by 2
  unidirectional links in opposite direction.

  The tunneling mechanism requires that all nodes have an additional
  interface to an IP interconnected infrastructure.

  The tunneling mechanism is implemented at the link-layer of the
  interface of every node connected to the unidirectional link.  The
  aim is to hide from higher layers, i.e., the network layer and above,
  the unidirectional nature of the link.  The tunneling mechanism also
  includes an automatic tunnel configuration protocol that allows nodes
  to come up/down at any time.

  Generic Routing Encapsulation [RFC2784] is suggested as the tunneling
  mechanism as it provides a means for carrying IP, ARP datagrams, and
  any other layer-3 protocol between nodes.

  The tunneling mechanism described in this document was discussed and
  agreed upon by the UDLR working group.

  The keywords MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD,
  SHOULD NOT, RECOMMENDED, MAY, and OPTIONAL, when they appear in this
  document, are to be interpreted as described in [RFC2119].

2. Terminology

  Unidirectional link (UDL): A one way transmission link, e.g., a
     broadcast satellite link.

  Receiver: A router or a host that has receive-only connectivity to a
     UDL.

  Send-only feed: A router that has send-only connectivity to a UDL.

  Receive capable feed: A router that has send-and-receive connectivity
     to a UDL.

  Feed: A send-only or a receive capable feed.

  Node: A receiver or a feed.

  Bidirectional interface: a typical communication interface that can
     send or receive packets, such as an Ethernet card, a modem, etc.







Duros, et al.               Standards Track                     [Page 2]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


3. Topology

  Feeds and receivers are connected via a unidirectional link.  Send-
  only feeds can only send data over this unidirectional link, and
  receivers can only receive data from it.  Receive capable feeds have
  both send and receive capabilities.

  This mechanism has been designed to work with any topology with any
  number of receivers and one or more feeds.  However, it is expected
  that the number of feeds will be small.  In particular, the special
  case of a single send-only feed and multiple receivers is among the
  topologies supported.

  A receiver has several interfaces, a receive-only interface and one
  or more additional bidirectional communication interfaces.

  A feed has several interfaces, a send-only or a send-and-receive
  capable interface connected to the unidirectional link and one or
  more additional bidirectional communication interfaces.  A feed MUST
  be a router.

  Tunnels are constructed between the bidirectional interfaces of
  nodes, so these interfaces must be interconnected by an IP
  infrastructure.  In this document we assume that that infrastructure
  is the Internet.

  Figure 1 depicts a generic topology with several feeds and several
  receivers.

                    Unidirectional Link

        ---->---------->------------------->------
         |          |               |           |
         |f1u       |f2u            |r2u        |r1u
     --------   --------        --------    --------   ----------
     |Feed 1|   |Feed 2|        |Recv 2|    |Recv 1|---|subnet A|
     --------   --------        --------    --------   ----------
         |f1b       |f2b            |r2b        |r1b      |
         |          |               |           |         |
        ----------------------------------------------------
        |                     Internet                     |
        ----------------------------------------------------
                    Figure 1: Generic topology

  f1u (resp. f2u) is the IP address of the 'Feed 1' (resp. Feed 2)
      send-only interface.





Duros, et al.               Standards Track                     [Page 3]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


  f1b (resp. f2b) is the IP address of the 'Feed 1' (resp. Feed 2)
      bidirectional interface connected to the Internet.

  r1u (resp. r2u) is the IP address of the 'Receiver 1' (resp. Receiver
      2) receive-only interface.

  r1b (resp. r2b) is the IP address of the 'Receiver 1' (resp. Receiver
      2) bidirectional interface connected to the Internet.

  Subnet A is a local area network connected to recv1.

  Note that nodes have IP addresses on their unidirectional and their
  bidirectional interfaces.  The addresses on the unidirectional
  interfaces (f1u, f2u, r1u, r2u) will be drawn from the same IP
  network.  In general the addresses on the bidirectional interfaces
  (f1b, f2b, r1b, r2b) will be drawn from different IP networks, and
  the Internet will route between them.

4. Problems related to unidirectional links

  Receive-only interfaces are "dumb" and send-only interfaces are
  "deaf".  Thus a datagram passed to the link-layer driver of a
  receive-only interface is simply discarded.  The link-layer of a
  send-only interface never receives anything.

  The network layer has no knowledge of the underlying transmission
  technology except that it considers its access as bidirectional.
  Basically, for outgoing datagrams, the network layer selects the
  correct first hop on the connected network according to a routing
  table and passes the packet(s) to the appropriate link-layer driver.

  Referring to Figure 1, Recv 1 and Feed 1 belong to the same network.
  However, if Recv 1 initiates a 'ping f1u', it cannot get a response
  from Feed 1.  The network layer of Recv 1 delivers the packet to the
  driver of the receive-only interface, which obviously cannot send it
  to the feed.

  Many protocols in the Internet assume that links are bidirectional.
  In particular, routing protocols used by directly connected routers
  no longer behave properly in the presence of a unidirectional link.

5. Emulating a broadcast bidirectional network

  The simplest solution is to emulate a broadcast capable link-layer
  network.  This will allow the immediate deployment of existing higher
  level protocols without change.  Though other network structures,
  such as NBMA, could also be emulated, a broadcast network is more
  generally useful.  Though a layer 3 network could be emulated, a



Duros, et al.               Standards Track                     [Page 4]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


  link-layer network allows the immediate use of any other network
  layer protocols, and most particularly allows the immediate use of
  ARP.

  A link-layer tunneling mechanism which emulates bidirectional
  connectivity in the presence of a unidirectional link will be
  described in the next Section.  We first consider the various
  communication scenarios which characterize a broadcast network in
  order to define what functionalities the link-layer tunneling
  mechanism has to perform in order to emulate a bidirectional
  broadcast link.

  Here we enumerate the scenarios which would be feasible on a
  broadcast network, i.e., if feeds and receivers were connected by a
  bidirectional broadcast link:

  Scenario 1: A receiver can send a packet to a feed (point-to-point
     communication between a receiver and a feed).

  Scenario 2: A receiver can send a broadcast/multicast packet on the
     link to all nodes (point-to-multipoint).

  Scenario 3: A receiver can send a packet to another receiver (point-
     to-point communication between two receivers).

  Scenario 4: A feed can send a packet to a send-only feed (point-to-
     point communication between two feeds).

  Scenario 5: A feed can send a broadcast/multicast packet on the link
     to all nodes (point-to-multipoint).

  Scenario 6: A feed can send a packet to a receiver or a receive
     capable feed (point-to-point).

  These scenarios are possible on a broadcast network.  Scenario 6 is
  already feasible on the unidirectional link.  The link-layer
  tunneling mechanism should therefore provide the functionality to
  support scenarios 1 to 5.

  Note that regular IP forwarding over such an emulated network (i.e.,
  using the emulated network as a transit network) works correctly; the
  next hop address at the receiver will be the unidirectional link
  address of another router (a feed or a receiver) which will then
  relay the packet.







Duros, et al.               Standards Track                     [Page 5]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


6. Link-layer tunneling mechanism

  This link-layer tunneling mechanism operates underneath the network
  layer.  Its aim is to emulate bidirectional link-layer connectivity.
  This is transparent to the network layer: the link appears and
  behaves to the network layer as if it was bidirectional.

  Figure 2 depicts a layered representation of the link-layer tunneling
  mechanism in the case of Scenario 1.

             Send-only Feed                       Receiver

              decapsulation                     encapsulation
       /-----***************----\       /-->---***************--\
       |                        |       |                       |
       |                        |       |                       |
     --|----------------------  |       |  ---------------------|---
     | |    f1b  |  f1u      |  |       |  |    x  r1u | r1b    |  |
     | |         |       ^   |  |   IP  |  |    |      |        v  |
     | ^         |       |   |  v       |  |    |      |        |  |
     | |         |       |   |  |       |  |    v      |        |  |
     |-|---------|-------|---|  |       |  |----|------|--------|--|
     | |         |       |   |  |       ^  |    |      |        |  |
     | |         |       |   |  |   LL  |  |    |      |        |  |
     | |         |       |   |  |       |  |    |      |        |  |
     | |         |       O------/       \<------O      |        |  |
     |-|---------|-----------|             |-----------|--------|--|
     | |         |           |             |           |        |  |
     | |         |           |     PHY     |           |        |  |
     | |         |           |             |           |        v  |
     | |         | |         |             |         | |        |  |
     --|-----------|----------             ----------|----------|---
       | Bidir     | Send-Only             Recv-Only |   Bidir  |
       ^ Interf    | Interf        UDL      Interf   |   Interf |
       |           \------------>------->------------/          |
       \----------------------<------------------------<--------/
                            Bidirectional network

    x : IP layer at the receiver generates a datagram to be forwarded
        on the receive-only interface.
    O : Entry point where the link-layer tunneling mechanism is
        triggered.

    Figure 2: Scenario 1 using the link-layer Tunneling Mechanism







Duros, et al.               Standards Track                     [Page 6]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


6.1. Tunneling mechanism on the receiver

  On the receiver, a datagram is delivered to the link-layer of the
  unidirectional interface for transmission (see Figure 2).  It is then
  encapsulated within a MAC header corresponding to the unidirectional
  link.  This packet cannot be sent directly over the link, so it is
  then processed by the tunneling mechanism.

  The packet is encapsulated within an IP header whose destination is
  the IP address of a feed bidirectional interface (f1b or f2b).  This
  destination address is also called the tunnel end-point.  The
  mechanism for a receiver to learn these addresses and to choose the
  feed is explained in Section 7.  The type of encapsulation is
  described in Section 8.

  In all cases the packet is encapsulated, but the tunnel end-point (an
  IP address) depends on the encapsulated packet's destination MAC
  address.  If the destination MAC address is:

     1) the MAC address of a feed interface connected to the
        unidirectional link (Scenario 1).  The datagram is
        encapsulated, the destination address of the encapsulating
        datagram is the feed tunnel end-point (f1b referring to Figure
        2).

     2) a MAC broadcast/multicast address (Scenario 2).  The datagram
        is encapsulated, the destination address of the encapsulating
        datagram is the default feed tunnel end-point.  See Section 7.4
        for further details on the default feed.

     3) a MAC address that belongs to the unidirectional network but is
        not a feed address (Scenario 3).  The datagram is encapsulated,
        the destination address of the encapsulating datagram is the
        default feed tunnel end-point.

  The encapsulated datagram is passed to the network layer which
  forwards it according to its destination address.  The destination
  address is a feed bidirectional interface which is reachable via the
  Internet.  In this case, the encapsulated datagram is forwarded via
  the receiver bidirectional interface (r1b).

6.2. Tunneling mechanism on the feed

  A feed processes unidirectional link related packets in two different
  ways:






Duros, et al.               Standards Track                     [Page 7]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


  -  packets generated by a local application or packets routed as
     usual by the IP layer may have to be forwarded over the
     unidirectional link (Section 6.2.1)

  -  encapsulated packets received from another receiver or feed need
     tunnel processing (Section 6.2.2).

  A feed cannot directly send a packet to a send-only feed over the
  unidirectional link (Scenario 4).  In order to emulate this type of
  communication, feeds have to tunnel packets to send-only feeds.  A
  feed MUST maintain a list of all other feed tunnel end-points.  This
  list MUST indicate which are send-only feed tunnel end-points.  This
  is configured manually at the feed by the local administrator, as
  described in Section 7.

6.2.1. Forwarding packets over the unidirectional link

  When a datagram is delivered to the link-layer of the unidirectional
  interface of a feed for transmission, its treatment depends on the
  packet's destination MAC address.  If the destination MAC address is:

     1) the MAC address of a receiver or a receive capable feed
        (Scenario 6).  The packet is sent over the unidirectional link.
        This is classical "forwarding".

     2) the MAC address of a send-only feed (Scenario 4).  The packet
        is encapsulated and sent to the send-only feed tunnel end-
        point.  The type of encapsulation is described in Section 8.

     3) a broadcast/multicast destination (Scenario 5).  The packet is
        sent over the unidirectional link.  Concurrently, a copy of
        this packet is encapsulated and sent to every feed of the list
        of send-only feed tunnel end-points.  Thus the
        broadcast/multicast will reach all receivers and all send-only
        feeds.

6.2.2. Receiving encapsulated packets

  Feeds listen for incoming encapsulated datagrams on their tunnel
  end-points.  Encapsulated packets will have been received on a
  bidirectional interface, and traversed their way up the IP stack.
  They will then enter a decapsulation process (See Figure 2).

  Decapsulation reveals the original link-layer packet.  Note that this
  has not been modified in any way by intermediate routers; in
  particular, the original MAC header will be intact.





Duros, et al.               Standards Track                     [Page 8]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


  Further actions depend on the destination MAC address of the link-
  layer packet, which can be:

     1) the MAC address of the feed interface connected to the
        unidirectional link, i.e., own MAC address (Scenarios 1 and 4).
        The packet is passed to the link-layer of the interface
        connected to the unidirectional link which can then deliver it
        up to higher layers.  As a result, the datagram is processed as
        if it was coming from the unidirectional link, and being
        delivered locally.  Scenarios 1 and 4 are now feasible, a
        receiver or a feed can send a packet to a feed.

     2) a receiver address (Scenario 3).  The packet is passed to the
        link-layer of the interface connected to the unidirectional
        link.  It is directly sent over the unidirectional link, to the
        indicated receiver.  Note, the packet must not be delivered
        locally.  Scenario 3 is now feasible, a receiver can send a
        packet to another receiver.

     3) a broadcast/multicast address, this corresponds to Scenarios 2
        and 5.  We have to distinguish two cases, either (i) the
        encapsulated packet was sent from a receiver or (ii) from a
        feed (encapsulated broadcast/multicast packet sent to a send-
        only feed).  These cases are distinguished by examining the
        source address of the encapsulating packet and comparing it
        with the configured list of feed IP addresses.  The action then
        taken is:

        i) the feed was designated as a default feed by a receiver to
           forward the broadcast/multicast packet.  The feed is then in
           charge of sending the multicast packet to all nodes.
           Delivery to all nodes is accomplished by executing all 3 of
           the following actions:

           -  The packet is encapsulated and sent to the list of send-
              only feed tunnel end-points.
           -  Also, the packet is passed to the link-layer of the
              interface which forwards it directly over the
              unidirectional link (all receivers and receive capable
              feeds receive it).
           -  Also, the link-layer delivers it locally to higher
              layers.

           Caution: a receiver which sends an encapsulated
           broadcast/multicast packet to a default feed will receive
           its own packet via the unidirectional link.  Correct
           filtering as described in [RFC1112] must be applied.




Duros, et al.               Standards Track                     [Page 9]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


       ii) the feed receives the packet and keeps it for local
           delivery.  The packet is passed to the link-layer of the
           interface connected to the unidirectional link which
           delivers it to higher layers.

        Scenario 2 is now feasible, a receiver can send a
        broadcast/multicast packet over the unidirectional link and it
        will be heard by all nodes.

7. Dynamic Tunnel Configuration Protocol (DTCP)

  Receivers and feeds have to know the feed tunnel end-points in order
  to forward encapsulated datagrams (e.g., Scenarios 1 and 4).

  The number of feeds is expected to be relatively small (Section 3),
  so at every feed the list of all feeds is configured manually.  This
  list should note which are send-only feeds, and which are receive
  capable feeds.  The administrator sets up tunnels to all send-only
  feeds.  A tunnel end-point is an IP address of a bidirectional link
  on a send-only feed.

  For scalability reasons, manual configuration cannot be done at the
  receivers.  Tunnels must be configured and maintained dynamically by
  receivers, both for scalability, and in order to cope with the
  following events:

     1) New feed detection.
        When a new feed comes up, every receiver must create a tunnel
        to enable bidirectional communication with it.

     2) Loss of unidirectional link detection.
        When the unidirectional link is down, receivers must disable
        their tunnels.  The tunneling mechanism emulates bidirectional
        connectivity between nodes.  Therefore, if the unidirectional
        link is down, a feed should not receive datagrams from the
        receivers.  Protocols that consider a link as operational if
        they receive datagrams from it (e.g., the RIP protocol
        [RFC2453]) require this behavior for correct operation.

     3) Loss of feed detection.
        When a feed is down, receivers must disable their corresponding
        tunnel.  This prevents unnecessary datagrams from being
        tunneled which might overload the Internet.  For instance,
        there is no need for receivers to forward a broadcast message
        through a tunnel whose end-point is down.






Duros, et al.               Standards Track                    [Page 10]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


  The DTCP protocol provides a means for receivers to dynamically
  discover the presence of feeds and to maintain a list of operational
  tunnel end-points.  Feeds periodically announce their tunnel end-
  point addresses over the unidirectional link.  Receivers listen to
  these announcements and maintain a list of tunnel end-points.

7.1. The HELLO message

  The DTCP protocol is a 'unidirectional protocol', messages are only
  sent from feeds to receivers.

  The packet format is shown in Figure 3.  Fields contain binary
  integers, in normal Internet order with the most significant bit
  first.  Each tick mark represents one bit.

  0                   1                   2                   3
  0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  | Vers  |  Com  |    Interval   |           Sequence            |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  | res |F|IP Vers|  Tunnel Type  |   Nb of FBIP  |    reserved   |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                   Feed  BDL IP addr (FBIP1)    (32/128 bits)  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                             .....                             |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                   Feed  BDL IP addr (FBIPn)    (32/128 bits)  |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                      Figure 3: Packet Format

  Every datagram contains the following fields, note that constants are
  written in uppercase and are defined in Section 7.5:

  Vers (4 bit unsigned integer): DTCP version number.  MUST be
     DTCP_VERSION.

  Com (4 bit unsigned integer): Command field, possible values are
     1 - JOIN   A message announcing that the feed sending this message
          is up and running.
     2 - LEAVE  A message announcing that the feed sending this message
          is being shut down.

  Interval (8 bit unsigned integer): Interval in seconds between HELLO
     messages for the IP protocol in "IP Vers".  Must be > 0.  The
     recommended value is HELLO_INTERVAL.  If this value is increased,
     the feed MUST continue to send HELLO messages at the old rate for
     at least the old HELLO_LEAVE period.



Duros, et al.               Standards Track                    [Page 11]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


  Sequence (16 bit unsigned integer): Random value initialized at boot
     time and incremented by 1 every time a value of the HELLO message
     is modified.

  res (3 bits): Reserved/unused field, MUST be zero.

  F (1 bit): bit indicating the type of feed:
     0 = Send-only feed
     1 = Receive-capable feed

  IP Vers (4 bit unsigned integer): IP protocol version of the feed
     bidirectional IP addresses (FBIP):
     4 = IP version 4
     6 = IP version 6

  Tunnel Type (8 bit unsigned integer): tunneling protocol supported by
     the feed.  This value is the IP protocol number defined in
     [RFC1700] [iana/protocol-numbers] and their legitimate
     descendents.  Receivers MUST use this form of tunnel encapsulation
     when tunneling to the feed.
     47 = GRE [RFC2784] (recommended)
     Other protocol types allowing link-layer encapsulation are
     permitted.  Obtaining new values is documented in [RFC2780].

  Nb of FBIP (8 bit unsigned integer): Number of bidirectional IP feed
     addresses which are enumerated in the HELLO message

  reserved (8 bits): Reserved/unused field, MUST be zero.

  Feed BDL IP addr (32 or 128 bits).  The bidirectional IP address feed
     is the IP address of a feed bidirectional interface (tunnel end-
     point) reachable via the Internet.  A feed has 'Nb of FBIP' IP
     addresses which are operational tunnel end-points.  They are
     enumerated in preferred order.  FBIP1 being the most suitable
     tunnel end-point.

7.2. DTCP on the feed: sending HELLO packets

  The DTCP protocol runs on top of UDP.  Packets are sent to the "DTCP
  announcement" multicast address over the unidirectional link on port
  HELLO_PORT with a TTL of 1.  Due to existing deployments a feed
  SHOULD also support the use of the old DTCP announcement address, as
  described in Appendix B.

  The source address of the HELLO packet is set to the IP address of
  the feed interface connected to the unidirectional link.  In the rest
  of the document, this value is called FUIP (Feed Unidirectional IP
  address).



Duros, et al.               Standards Track                    [Page 12]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


  The process in charge of sending HELLO packets fills every field of
  the datagram according to the description given in Section 7.1.

  As long as a feed is up and running, it periodically announces its
  presence to receivers.  It MUST send HELLO packets containing a JOIN
  command every HELLO_INTERVAL over the unidirectional link.

  Referring to Figure 1 in Section 3, Feed 1 (resp. Feed 2) sends HELLO
  messages with the FBIP1 field set to f1b (resp. f2b).

  When a feed is about to be shut down, or when routing over the
  unidirectional link is about to be intentionally interrupted, it is
  recommended that feeds:

     1) stop sending HELLO messages containing a JOIN command.

     2) send a HELLO message containing a LEAVE command to inform
        receivers that the feed is no longer performing routing over
        the unidirectional link.

7.3. DTCP on the receiver: receiving HELLO packets

  Based on the reception of HELLO messages, receivers discover the
  presence of feeds, maintain a list of active feeds, and keep track of
  the tunnel end-points for those feeds.

  For each active feed, and each IP protocol supported, at least the
  following information will be kept:

     FUIP              - feed unidirectional link IP address
     FUMAC             - MAC address corresponding to the above IP
                         address
     (FBIP1,...,FBIPn) - list of tunnel end-points
     tunnel type       - tunnel type supported by this feed
     Sequence          - "Sequence" value from the last HELLO received
                         from this feed
     timer             - used to timeout this entry

  The FUMAC value for an active feed is needed for the operation of
  this protocol.  However, the method of discovery of this value is not
  specified here.

  Initially, the list of active feeds is empty.

  When a receiver is started, it MUST run a process which joins the
  "DTCP announcement" multicast group and listens to incoming packets
  on the HELLO_PORT port from the unidirectional link.




Duros, et al.               Standards Track                    [Page 13]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


  Upon the reception of a HELLO message, the process checks the version
  number of the protocol.  If it is different from HELLO_VERSION, the
  packet is discarded and the process waits for the next incoming
  packet.

  After successfully checking the version number further action depends
  on the type of command:

  -  JOIN:

     The process verifies if the address FUIP already belongs to the
     list of active feeds.

     If it does not, a new entry, for feed FUIP, is created and added
     to the list of active feeds.  The number of feed bidirectional IP
     addresses to read is deduced from the 'Nb of FBID' field.  These
     tunnel end-points (FBIP1,...,FBIPn) can then be added to the new
     entry.  The tunnel Type and Sequence values are also taken from
     the HELLO packet and recorded in the new entry.  A timer set to
     HELLO_LEAVE is associated with this entry.

     If it does, the sequence number is compared to the sequence number
     contained in the previous HELLO packet sent by this feed.  If they
     are equal, the timer associated with this entry is reset to
     HELLO_LEAVE.  Otherwise all the information corresponding to FUIP
     is set to the values from the HELLO packet.

     Referring to Figure 1 in Section 3, both receivers (recv 1 and
     recv 2) have a list of active feeds containing two entries: Feed 1
     with a FUIP of f1u and a list of tunnel end-points (f1b); and Feed
     2 with a FUIP of f2u and a list of tunnel end-points (f2b).

  -  LEAVE:

     The process checks if there is an entry for FUIP in the list of
     active feeds.  If there is, the timer is disabled and the entry is
     deleted from the list.  The LEAVE message provides a means of
     quickly updating the list of active feeds.

  A timeout occurs for either of two reasons:

     1) a feed went down without sending a LEAVE message.  As JOIN
        messages are no longer sent from this feed, a timeout occurs at
        HELLO_LEAVE after the last JOIN message.

     2) the unidirectional link is down.  Thus no more JOIN messages
        are received from any of the feeds, and they will each timeout
        independently.  The timeout of each entry depends on its



Duros, et al.               Standards Track                    [Page 14]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


        individual HELLO_LEAVE value, and when the last JOIN message
        was sent by that feed, before the unidirectional link went
        down.

  In either case, bidirectional connectivity can no longer be ensured
  between the receiver and the feed (FUIP): either the feed is no
  longer routing datagrams over the unidirectional link, or the link is
  down.  Thus the associated entry is removed from the list of active
  feeds, whatever the cause.  As a result, the list only contains
  operational tunnel end-points.

  The HELLO protocol provides receivers with a list of feeds, and a
  list of usable tunnel end-points (FBIP1,..., FBIPn) for each feed.
  In the following Section, we describe how to integrate the HELLO
  protocol into the tunneling mechanism described in Sections 6.1 and
  6.2.

7.4. Tunneling mechanism using the list of active feeds

  This Section explains how the tunneling mechanism uses the list of
  active feeds to handle datagrams which are to be tunneled.  Referring
  to Section 6.1, it shows how feed tunnel end-points are selected.

  The choice of the default feed is made independently at each
  receiver.  The choice is a matter of local policy, and this policy is
  out of scope for this document.  However, as an example, the default
  feed may be the feed that has the lowest round trip time to the
  receiver.

  When a receiver sends a packet to a feed, it must choose a tunnel
  end-point from within the FBIP list.  The 'preferred FBIP' is
  generally FBIP1 (Section 7.1).  For various reasons, a receiver may
  decide to use a different FBIP, say FBIPi instead of FBIP1, as the
  tunnel end-point.  For example, the receiver may have better
  connectivity to FBIPi.  This decision is taken by the receiver
  administrator.

  Here we show how the list of active feeds is involved when a receiver
  tunnels a link-layer packet.  Section 6.1 listed the following cases,
  depending on whether the MAC destination address of the packet is:

     1) the MAC address of a feed interface connected to the
        unidirectional link: This is TRUE if the address matches a
        FUMAC address in the list of active feeds.  The packet is
        tunneled to the preferred FBIP of the matching feed.

     2) the broadcast address of the unidirectional link or a multicast
        address:



Duros, et al.               Standards Track                    [Page 15]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


        This is determined by the MAC address format rules, and the
        list of active feeds is not involved.  The packet is tunneled
        to the preferred FBIP of the default feed.

     3) an address that belongs to the unidirectional network but is
        not a feed address:
        This is TRUE if the address is neither broadcast nor multicast,
        nor found in the list of active feeds.  The packet is tunneled
        to the preferred FBIP of the default feed.

  In all cases, the encapsulation type depends on the tunnel type
  required by the feed which is selected.

7.5. Constant definitions

  DTCP_VERSION is 1.

  HELLO_INTERVAL is 5 seconds.

  "DTCP announcement" multicast group is 224.0.0.36, assigned by IANA.

  HELLO_PORT is 652.  It is a reserved system port assigned by IANA, no
     other traffic must be allowed.

  HELLO_LEAVE is 3*Interval, as advertised in a HELLO packet, i.e., 15
     seconds if the default HELLO_INTERVAL was advertised.

8. Tunnel encapsulation format

  The tunneling mechanism operates at the link-layer and emulates
  bidirectional connectivity amongst receivers and feeds.  We assume
  that hardware connected to the unidirectional link supports broadcast
  and unicast MAC addressing.  That is, a feed can send a packet to a
  particular receiver using a unicast MAC destination address or to a
  set of receivers using a broadcast/multicast destination address.
  The hardware (or the driver) of the receiver can then filter the
  incoming packets sent over the unidirectional links without any
  assumption about the encapsulated data type.

  In a similar way, a receiver should be capable of sending unicast and
  broadcast MAC packets via its tunnels.  Link-layer packets are
  encapsulated.  As a result, after decapsulating an incoming packet,
  the feed can perform link-layer filtering as if the data came
  directly from the unidirectional link (See Figure 2).

  Generic Routing Encapsulation (GRE) [RFC2784] suits our requirements
  because it specifies a protocol for encapsulating arbitrary packets,
  and allows use of IP as the delivery protocol.



Duros, et al.               Standards Track                    [Page 16]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


  The feed's local administrator decides what encapsulation it will
  demand that receivers use, and sets the tunnel type field in the
  HELLO message appropriately.  The value 47 (decimal) indicates GRE.
  Other values can be used, but their interpretation must be agreed
  upon between feeds and receivers.  Such usage is not defined here.

8.1. Generic Routing Encapsulation on the receiver

  A GRE packet is composed of a header in which a type field specifies
  the encapsulated protocol (ARP, IP, IPX, etc.).  See [RFC2784] for
  details about the encapsulation.  In our case, only support for the
  MAC addressing scheme of the unidirectional link MUST be implemented.

  A packet tunneled with a GRE encapsulation has the following format:
  the delivery header is an IP header whose destination is the tunnel
  end-point (FBIP), followed by a GRE header specifying the link-layer
  type of the unidirectional link.  Figure 4 presents the entire
  encapsulated packet.

           ----------------------------------------
           |           IP delivery header         |
           |        destination addr = FBIP       |
           |          IP proto = GRE (47)         |
           ----------------------------------------
           |             GRE Header               |
           |      type = MAC type of the UDL      |
           ----------------------------------------
           |            Payload packet            |
           |             MAC packet               |
           ----------------------------------------

                 Figure 4: Encapsulated packet

9. Issues

9.1. Hardware address resolution

  Regardless of whether the link is unidirectional or bidirectional, if
  a feed sends a packet over a non-point-to-point type network, it
  requires the data link address of the destination.  ARP [RFC826] is
  used on Ethernet networks for this purpose.

  The link-layer mechanism emulates a bidirectional network in the
  presence of an unidirectional link.  However, there are asymmetric
  delays between every (feed, receiver) pair.  The backchannel between
  a receiver and a feed has varying delays because packets go through
  the Internet.  Furthermore, a typical example of a unidirectional
  link is a GEO satellite link whose delay is about 250 milliseconds.



Duros, et al.               Standards Track                    [Page 17]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


  Because of long round trip delays, reactive address resolution
  methods such as ARP [RFC826] may not work well.  For example, a feed
  may have to forward packets at high data rates to a receiver whose
  hardware address is unknown.  The stream of packets is passed to the
  link-layer driver of the feed send-only interface.  When the first
  packet arrives, the link-layer realizes it does not have the
  corresponding hardware address of the next hop, and sends an ARP
  request.  While the link-layer is waiting for the response (at least
  250 ms for the GEO satellite case), IP packets are buffered by the
  feed.  If it runs out of space before the ARP response arrives, IP
  packets will be dropped.

  This problem of address resolution protocols is not addressed in this
  document.  An ad-hoc solution is possible when the MAC address is
  configurable, which is possible in some satellite receiver cards.  A
  simple transformation (maybe null) of the IP address can then be used
  as the MAC address.  In this case, senders do not need to "resolve"
  an IP address to a MAC address, they just need to perform the simple
  transformation.

9.2. Routing protocols

  The link-layer tunneling mechanism hides from the network and higher
  layers the fact that feeds and receivers are connected by a
  unidirectional link.  Communication is bidirectional, but asymmetric
  in bandwidths and delays.

  In order to incorporate unidirectional links in the Internet, feeds
  and receivers might have to run routing protocols in some topologies.
  These protocols will work fine because the tunneling mechanism
  results in bidirectional connectivity between all feeds and
  receivers.  Thus routing messages can be exchanged as on any
  bidirectional network.

  The tunneling mechanism allows any IP traffic, not just routing
  protocol messages, to be forwarded between receivers and feeds.
  Receivers can route datagrams on the Internet using the most suitable
  feed or receiver as a next hop.  Administrators may want to set the
  metrics used by their routing protocols in order to reflect in
  routing tables the asymmetric characteristics of the link, and thus
  direct traffic over appropriate paths.

  Feeds and receivers may implement multicast routing and therefore
  dynamic multicast routing can be performed over the unidirectional
  link.  However issues related to multicast routing (e.g., protocol
  configuration) are not addressed in this document.





Duros, et al.               Standards Track                    [Page 18]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


9.3. Scalability

  The DTCP protocol does not generate a lot of traffic whatever the
  number of nodes.  The problem with a large number of nodes is not
  related to this protocol but to more general issues such as the
  maximum number of nodes which can be connected to any link.  This is
  out of scope of this document.

10. IANA Considerations

  IANA has reserved the address 224.0.0.36 for the "DTCP announcement"
  multicast address as defined in Section 7.

  IANA has reserved the udp port 652 for the HELLO_PORT as defined in
  Section 7.

11. Security Considerations

  Many unidirectional link technologies are characterised by the ease
  with which the link contents can be received.  If sensitive or
  valuable information is being sent, then link-layer security
  mechanisms are an appropriate measure.  For the UDLR protocol itself,
  the feed tunnel end-point addresses, sent in HELLO messages, may be
  considered sensitive.  In such cases link-layer security mechanisms
  may be used.

  Security in a network using the link-layer tunneling mechanism should
  be relatively similar to security in a normal IPv4 network.  However,
  as the link-layer tunneling mechanism requires the use of tunnels, it
  introduces a potential for unauthorised access to the service.  In
  particular, ARP and IP spoofing are potential threats because nodes
  may not be authorised to tunnel packets.  This can be countered by
  authenticating all tunnels.  The authenticating mechanism is not
  specified in this document, it can take place either in the delivery
  IP protocol (e.g., AH[RFC2402]) or in an authentication protocol
  integrated with the tunneling mechanism.

  At a higher level, receivers may not be authorised to provide routing
  information even though they are connected to the unidirectional
  link.  In order to prevent unauthorised receivers from providing fake
  routing information, routing protocols running on top of the link-
  layer tunneling mechanism MUST use authentication mechanisms when
  available.








Duros, et al.               Standards Track                    [Page 19]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


12. Acknowledgments

  We would like to thank Tim Gleeson (Cisco Japan) for his valuable
  editing and technical input during the finalization phase of the
  document.

  We would like to thank Patrick Cipiere (UDcast) for his valuable
  input concerning the design of the encapsulation mechanism.

  We would like also to thank for their participation: Akihiro Tosaka
  (IMD), Akira Kato (Tokyo Univ.), Hitoshi Asaeda (IBM/ITS), Hiromi
  Komatsu (JSAT), Hiroyuki Kusumoto (Keio Univ.), Kazuhiro Hara (Sony),
  Kenji Fujisawa (Sony), Mikiyo Nishida (Keio Univ.), Noritoshi Demizu
  (Sony CSL), Jun Murai (Keio Univ.), Jun Takei (JSAT) and Harri
  Hakulinen (Nokia).




































Duros, et al.               Standards Track                    [Page 20]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


Appendix A: Conformance and interoperability

  This document describes a mechanism to emulate bidirectional
  connectivity between nodes that are directly connected by a
  unidirectional link.  Applicability over a variety of equipment and
  environments is ensured by allowing a choice of several key system
  parameters.

  Thus in order to ensure interoperability of equipment it is not
  enough to simply claim conformance with the mechanism defined here.
  A usage profile for a particular environment will require the
  definition of several parameters:

     - the MAC format used
     - the tunneling mechanism to be used (GRE is recommended)
     - the "tunnel type" indication if GRE is not used

  For example, a system might claim to implement "the link-layer
  tunneling mechanism for unidirectional links, using IEEE 802 LLC, and
  GRE encapsulation for the tunnels."

Appendix B: DTCP announcement address transition plan

  Some older receivers listen for DTCP announcements on the 224.0.1.124
  multicast address (the "old DTCP announcement" address).  In order to
  support such legacy receivers, feeds SHOULD be configurable to send
  all announcements simultaneously to both the "DTCP announcement"
  address, and the "old DTCP announcement" address.  The default
  setting is to send announcements to just the "DTCP announcement"
  address.

  In order to encourage the transition plan, the "old" feeds MUST be
  updated to send DTCP announcements as defined in this section.  The
  number of "old" feeds originally deployed is relatively small and
  therefore the update should be fairly easy.  "New" receivers only
  support "new" feeds, i.e., they listen to DTCP announcements on the
  "DTCP announcement" address.














Duros, et al.               Standards Track                    [Page 21]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


References

  [RFC826]  Plummer, D., "An Ethernet Address Resolution Protocol", STD
            37, RFC 826, November 1982.

  [RFC1112] Deering, S., "Host Extensions for IP Multicasting", STD 5,
            RFC 1112, August 1989

  [RFC1700] Reynolds, J. and J. Postel, "ASSIGNED NUMBERS", STD 2, RFC
            1700, October 1994.

  [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC2402] Kent, S. and R. Atkinson, "IP Authentication Header", RFC
            2402, November 1998.

  [RFC2453] Malkin, G., "RIP Version 2", STD 56, RFC 2453, November
            1998.

  [RFC2780] Bradner, S. and V. Paxson, "IANA Allocation Guidelines For
            Values In the Internet Protocol and Related Headers", BCP
            37, RFC 2780, March 2000.

  [RFC2784] Farinacci, D., Hanks, S., Meyer, D. and P. Traina, "Generic
            Routing Encapsulation (GRE)", RFC 2784, March 2000.

























Duros, et al.               Standards Track                    [Page 22]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


Authors' Addresses

  Emmanuel Duros
  UDcast
  1681, route des Dolines
  Les Taissounieres - BP 355
  06906 Sophia-Antipolis Cedex
  France

  Phone : +33 4 93 00 16 60
  Fax   : +33 4 93 00 16 61
  EMail : [email protected]


  Walid Dabbous
  INRIA Sophia Antipolis
  2004, Route des Lucioles BP 93
  06902 Sophia Antipolis
  France

  Phone : +33 4 92 38 77 18
  Fax   : +33 4 92 38 79 78
  EMail : [email protected]


  Hidetaka Izumiyama
  JSAT Corporation
  Toranomon 17 Mori Bldg.5F
  1-26-5 Toranomon, Minato-ku
  Tokyo 105
  Japan

  Phone : +81-3-5511-7568
  Fax   : +81-3-5512-7181
  EMail : [email protected]


  Noboru Fujii
  Sony Corporation
  2-10-14 Osaki, Shinagawa-ku
  Tokyo 141
  Japan

  Phone : +81-3-3495-3092
  Fax   : +81-3-3495-3527
  EMail : [email protected]





Duros, et al.               Standards Track                    [Page 23]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


  Yongguang Zhang
  HRL
  RL-96, 3011 Malibu Canyon Road
  Malibu, CA 90265,
  USA

  Phone : 310-317-5147
  Fax   : 310-317-5695
  EMail : [email protected]










































Duros, et al.               Standards Track                    [Page 24]

RFC 3077            LL Tunneling Mechanism for UDLs           March 2001


Full Copyright Statement

  Copyright (C) The Internet Society (2001).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















Duros, et al.               Standards Track                    [Page 25]