Network Working Group                                        T. Showalter
Request for Comments: 2971                                Mirapoint, Inc.
Category: Standards Track                                    October 2000


                          IMAP4 ID extension

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2000).  All Rights Reserved.

Abstract

  The ID extension to the Internet Message Access Protocol - Version
  4rev1 (IMAP4rev1) protocol allows the server and client to exchange
  identification information on their implementation in order to make
  bug reports and usage statistics more complete.

1. Introduction

  The IMAP4rev1 protocol described in [IMAP4rev1] provides a method for
  accessing remote mail stores, but it provides no facility to
  advertise what program a client or server uses to provide service.
  This makes it difficult for implementors to get complete bug reports
  from users, as it is frequently difficult to know what client or
  server is in use.

  Additionally, some sites may wish to assemble usage statistics based
  on what clients are used, but in an an environment where users are
  permitted to obtain and maintain their own clients this is difficult
  to accomplish.

  The ID command provides a facility to advertise information on what
  programs are being used along with contact information (should bugs
  ever occur).








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RFC 2971                   IMAP4 ID extension               October 2000


2. Conventions Used in this Document

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in [KEYWORDS].

  The conventions used in this document are the same as specified in
  [IMAP4rev1].  In examples, "C:" and "S:" indicate lines sent by the
  client and server respectively.  Line breaks have been inserted for
  readability.

3. Specification

  The sole purpose of the ID extension is to enable clients and servers
  to exchange information on their implementations for the purposes of
  statistical analysis and problem determination.

  This information is be submitted to a server by any client wishing to
  provide information for statistical purposes, provided the server
  advertises its willingness to take the information with the atom "ID"
  included in the list of capabilities returned by the CAPABILITY
  command.

  Implementations MUST NOT make operational changes based on the data
  sent as part of the ID command or response.  The ID command is for
  human consumption only, and is not to be used in improving the
  performance of clients or servers.

  This includes, but is not limited to, the following:

     Servers MUST NOT attempt to work around client bugs by using
     information from the ID command.  Clients MUST NOT attempt to work
     around server bugs based on the ID response.

     Servers MUST NOT provide features to a client or otherwise
     optimize for a particular client by using information from the ID
     command.  Clients MUST NOT provide features to a server or
     otherwise optimize for a particular server based on the ID
     response.

     Servers MUST NOT deny access to or refuse service for a client
     based on information from the ID command.  Clients MUST NOT refuse
     to operate or limit their operation with a server based on the ID
     response.







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  Rationale: It is imperative that this extension not supplant IMAP's
  CAPABILITY mechanism with a ad-hoc approach where implementations
  guess each other's features based on who they claim to be.

  Implementations MUST NOT send false information in an ID command.

  Implementations MAY send less information than they have available or
  no information at all.  Such behavior may be useful to preserve user
  privacy.  See Security Considerations, section 7.

3.1. ID Command

  Arguments:  client parameter list or NIL

  Responses:  OPTIONAL untagged response: ID

  Result:     OK    identification information accepted
              BAD   command unknown or arguments invalid

  Implementation identification information is sent by the client with
  the ID command.

  This command is valid in any state.

  The information sent is in the form of a list of field/value pairs.
  Fields are permitted to be any IMAP4 string, and values are permitted
  to be any IMAP4 string or NIL.  A value of NIL indicates that the
  client can not or will not specify this information.  The client may
  also send NIL instead of the list, indicating that it wants to send
  no information, but would still accept a server response.

  The available fields are defined in section 3.3.

  Example:  C: a023 ID ("name" "sodr" "version" "19.34" "vendor"
                "Pink Floyd Music Limited")
            S: * ID NIL
            S: a023 OK ID completed

3.2. ID Response

  Contents:   server parameter list

  In response to an ID command issued by the client, the server replies
  with a tagged response containing information on its implementation.
  The format is the same as the client list.






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  Example:  C: a042 ID NIL
            S: * ID ("name" "Cyrus" "version" "1.5" "os" "sunos"
                 "os-version" "5.5" "support-url"
                 "mailto:[email protected]")
            S: a042 OK ID command completed

  A server MUST send a tagged ID response to an ID command.  However, a
  server MAY send NIL in place of the list.

3.3. Defined Field Values

  Any string may be sent as a field, but the following are defined to
  describe certain values that might be sent.  Implementations are free
  to send none, any, or all of these.  Strings are not case-sensitive.
  Field strings MUST NOT be longer than 30 octets.  Value strings MUST
  NOT be longer than 1024 octets.  Implementations MUST NOT send more
  than 30 field-value pairs.

    name            Name of the program
    version         Version number of the program
    os              Name of the operating system
    os-version      Version of the operating system
    vendor          Vendor of the client/server
    support-url     URL to contact for support
    address         Postal address of contact/vendor
    date            Date program was released, specified as a date-time
                      in IMAP4rev1
    command         Command used to start the program
    arguments       Arguments supplied on the command line, if any
                      if any
    environment     Description of environment, i.e., UNIX environment
                      variables or Windows registry settings

  Implementations MUST NOT use contact information to submit automatic
  bug reports.  Implementations may include information from an ID
  response in a report automatically prepared, but are prohibited from
  sending the report without user authorization.

  It is preferable to find the name and version of the underlying
  operating system at runtime in cases where this is possible.

  Information sent via an ID response may violate user privacy.  See
  Security Considerations, section 7.

  Implementations MUST NOT send the same field name more than once.






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4. Formal Syntax

  This  syntax is intended to augment the grammar specified in
  [IMAP4rev1] in order to provide for the ID command.  This
  specification uses the augmented Backus-Naur Form (BNF) notation as
  used in [IMAP4rev1].

    command_any ::= "CAPABILITY" / "LOGOUT" / "NOOP" / x_command / id
        ;; adds id command to command_any in [IMAP4rev1]

    id ::= "ID" SPACE id_params_list

    id_response ::= "ID" SPACE id_params_list

    id_params_list ::= "(" #(string SPACE nstring) ")" / nil
        ;; list of field value pairs

    response_data ::= "*" SPACE (resp_cond_state / resp_cond_bye /
        mailbox_data / message_data / capability_data / id_response)

5. Use of the ID extension with Firewalls and Other Intermediaries

  There exist proxies, firewalls, and other intermediary systems that
  can intercept an IMAP session and make changes to the data exchanged
  in the session.  Such intermediaries are not anticipated by the IMAP4
  protocol design and are not within the scope of the IMAP4 standard.
  However, in order for the ID command to be useful in the presence of
  such intermediaries, those intermediaries need to take special note
  of the ID command and response.  In particular, if an intermediary
  changes any part of the IMAP session it must also change the ID
  command to advertise its presence.

  A firewall MAY act to block transmission of specific information
  fields in the ID command and response that it believes reveal
  information that could expose a security vulnerability.  However, a
  firewall SHOULD NOT disable the extension, when present, entirely,
  and SHOULD NOT unconditionally remove either the client or server
  list.

  Finally, it should be noted that a firewall, when handling a
  CAPABILITY response, MUST NOT allow the names of extensions to be
  returned to the client that the firewall has no knowledge of.









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6. References

  [KEYWORDS]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", RFC 2119, March 1997.

  [IMAP4rev1] Crispin, M., "Internet Message Access Protocol - Version
              4rev1", RFC 2060, October 1996.

  [RFC-822]   Crocker, D., "Standard for the Format of ARPA Internet
              Text Messages", STD 11, RFC 822, August 1982.

7. Security Considerations

  This extension has the danger of violating the privacy of users if
  misused.  Clients and servers should notify users that they implement
  and enable the ID command.

  It is highly desirable that implementations provide a method of
  disabling ID support, perhaps by not sending ID at all, or by sending
  NIL as the argument to the ID command or response.

  Implementors must exercise extreme care in adding fields sent as part
  of an ID command or response.  Some fields, including a processor ID
  number, Ethernet address, or other unique (or mostly unique)
  identifier allow tracking of users in ways that violate user privacy
  expectations.

  Having implementation information of a given client or server may
  make it easier for an attacker to gain unauthorized access due to
  security holes.

  Since this command includes arbitrary data and does not require the
  user to authenticate, server implementations are cautioned to guard
  against an attacker sending arbitrary garbage data in order to fill
  up the ID log.  In particular, if a server naively logs each ID
  command to disk without inspecting it, an attacker can simply fire up
  thousands of connections and send a few kilobytes of random data.
  Servers have to guard against this.  Methods include truncating
  abnormally large responses; collating responses by storing only a
  single copy, then keeping a counter of the number of times that
  response has been seen; keeping only particularly interesting parts
  of responses; and only logging responses of users who actually log
  in.

  Security is affected by firewalls which modify the IMAP protocol
  stream; see section 5, Use of the ID Extension with Firewalls and
  Other Intermediaries, for more information.




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8. Author's Address

  Tim Showalter
  Mirapoint, Inc.
  909 Hermosa Ct.
  Sunnyvale, CA 94095

  EMail: [email protected]











































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9.  Full Copyright Statement

  Copyright (C) The Internet Society (2000).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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