Network Working Group                                         R. Kermode
Request for Comments: 2907                                      Motorola
Category: Standards Track                                 September 2000


             MADCAP Multicast Scope Nesting State Option

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2000).  All Rights Reserved.

Abstract

  This document defines a new option to the Multicast Address Dynamic
  Client Allocation Protocol (MADCAP) to support nested scoping. The
  new option's purpose is to allow clients to learn which scopes nest
  inside each other, and hence it may be used for expanding scope
  searches or hierarchical multicast transport.

Table of Contents

  1.  Introduction. . . . . . . . . . . . . . . . . . . . .    2
       1.1 Time-To-Live (TTL) Scoping Split Horizon Effect.    2
       1.2 Eliminating the Split Horizon Effect with
           Administrative Scoping . . . . . . . . . . . . .    3
       1.3 Terminology. . . . . . . . . . . . . . . . . . .    4
  2.  Multicast Nested Scoping State. . . . . . . . . . . .    5
  3.  Multicast Scope Nesting State Option. . . . . . . . .    5
       3.1 Multicast Scope List Option  . . . . . . . . . .    5
       3.2 Representing the Multicast Scope Nesting State .    6
       3.3 Multicast Scope Nesting State Option Usage . . .    7
  4.  Managing Dynamic Nested Scopes. . . . . . . . . . . .    8
       4.1 MADCAP Server processing of MZAP messages. . . .    9
       4.2 Updating State for Dynamic Nested Scopes due to
               Timer Expiration . . . . . . . . . . . . . .    9
  5.  Multicast Scope Nesting State Option Format . . . . .    9
  6.  Constants . . . . . . . . . . . . . . . . . . . . . .   10
  7.  Security Considerations . . . . . . . . . . . . . . .   11
  8.  IANA Considerations . . . . . . . . . . . . . . . . .   11
  9.  Acknowledgements. . . . . . . . . . . . . . . . . . .   11



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RFC 2907      MADCAP Multicast Scope Nesting State Option September 2000


  10. References. . . . . . . . . . . . . . . . . . . . . .   11
  11. Author's Address. . . . . . . . . . . . . . . . . . .   12
  12. Full Copyright Statement. . . . . . . . . . . . . . .   13

1. Introduction

  The Multicast Address Dynamic Client Allocation Protocol (MADCAP)
  [RFC2730] affords client applications the ability to request
  multicast address allocation services from multicast address
  allocation servers.  As part of the Multicast Address Allocation
  Architecture [RFC2908], MADCAP gives clients the ability to reserve,
  request, and extend leases on multicast addresses.

  A new MADCAP option, the "Multicast Scope Nesting State" option is
  proposed to allow clients to learn not only which scopes exist via
  the existing "Multicast Scope List" option, but how these scopes nest
  inside each other. This new option will also afford clients the
  ability to make better scope selections for a given session and also
  to construct hierarchies of administratively scoped zones. These
  hierarchies may then be used to perform expanding scope searches
  instead of the expanding ring or increasing-TTL searches. Expanding
  scope searches do not suffer from the Split-Horizon Effect present in
  expanding ring searches, and therefore both simplify protocol design
  and provide better localization.

1.1 Time-To-Live (TTL) Scoping Split Horizon Effect

  Multicast searching and localized recovery transport techniques that
  rely on TTL scoping are known to suffer when deployed in a wide scale
  manner. The failing lies in the split horizon effect shown below in
  Figure 1. Here a requestor and responder must each use a TTL that is
  sufficiently large that they will reach the other. When they are
  separated by many hops the TTL becomes large and the number of
  receivers within the multicast tree that only receive either the
  request or the response can become very large.
















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RFC 2907      MADCAP Multicast Scope Nesting State Option September 2000


                     .......   *******
                  ...       ***       ***        A Only hears S
                ..        **   ..        **      B hears S and R
               .         *       .         *     C Only hears R
              .         *         .         *
              .         S<------->R         *    . TTL Boundary for S
              .         *         .         *    * TTL Boundary for R
               .    A    *   B   .   C     *
                ..        **   ..        **
                  ...       ***       ***
                     .......   *******

           Figure 1 : Split Horizon Problem from TTL scoping

1.2 Eliminating the Split Horizon Effect with Administrative Scoping

  Ideally, a mechanism that either eliminates or minimizes the size of
  the A and C regions in Figure 1. as shown in Figure 2. is needed to
  solve this problem. One mechanism that affords this ability is
  administrative scoping [RFC2365], in which routers prevent the
  passing of packets within a certain range of multicast addresses.
  Routers that have this feature can be configured to provide a
  perimeter around a region of the network. This perimeter is said to
  encompass an administratively scoped zone inside of which traffic
  sent to that particular range of multicast addresses can neither
  leave nor enter. Routers can construct and manage administratively
  scoped zones using the MZAP [RFC2776] protocol.

                   ........................
                 .                          .
                .        many hops           .
                .S<------------------------>R.
                .                            .
                 .                          .
                   ........................

         Figure 2 : Eliminating the Split Horizon Effect

  MZAP also includes the ability to determine whether or not
  administratively scoped regions nest inside one another. This allows
  hierarchies such as that shown in Figure 1. to be constructed.










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RFC 2907      MADCAP Multicast Scope Nesting State Option September 2000


       . . . . .  . . . . . . . . . . . . .
      .            scope a                 .     Scope Boundaries
     .                                      .     . = scope  a
    .  _______________      ________________ .    - = scopes b,c
    . /    scope b    \    /  scope c       \ .   # = scopes d,e,f, & g
    .|                 |  |                  |.
    .|  #####    ##### |  |  #####    #####  |.
    .| #scope#  #scope#|  | #scope#  #scope# |.
     .\ # d  #  # e   #|  | # f   #  #  g # /.
      .\ ####    #####/    \ #####    #### /.
       .\____________/      \_____________/.
        . . . . . . . . . . . . . . . . .

         Figure 3 : Admin Scope Zone Nesting Hierarchy example

  A generic expanding scope search algorithm [KERM] that exploits the
  existence of a hierarchy of administratively scoped zones is:

  1) Starting with the smallest known scope for the session, a
     requestor in that session issues a request and waits for a reply.

  2) If a node within that scope hears a request at a certain scope
     that it can satisfy it sends a response at that same scope,
     possibly after some random delay to reduce duplicate responses.

  3) Nodes that receive a response to a particular request while
     waiting to send a response to that request, suppress their own
     response.

  4) If a requestor issues a request to a scope, and does not hear a
     response after a specified amount of time, it retransmits its
     request at the same scope a small number of additional times.
     Should these retries fail to elicit a response, the requestor
     increases the scope to the next largest scope and tries again.

  5) Requestors increase the scope of the request according to step 4
     until either a response is received, or the largest legal scope
     for the session is reached. Should attempts to elicit a response
     at the largest possible scope for the session fail to yield a
     response, the requestor may conclude that the request cannot be
     met.

1.3. Terminology

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and"OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [RFC2119].




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RFC 2907      MADCAP Multicast Scope Nesting State Option September 2000


  Throughout the rest of this document, the words "server" or "MADCAP
  server" refer to a host providing multicast address allocation
  services via MADCAP. The words "client" or "MADCAP client" refer to a
  host requesting multicast address allocation services via MADCAP.

2. Multicast Nested Scoping State

  Two scopes, X and Y, can be related in one of four possible ways.

   1) X nests inside Y,
   2) Y nests inside X,
   3) X and Y do not nest (the overlap case), and
   4) X and Y nest inside each other.

  The fourth case SHOULD be interpreted as meaning that X and Y have
  exactly the same border. This does not mean that X and Y are the same
  scope since X and Y may correspond to different ranges of the
  multicast address space.

  This state MUST be stored in the MADCAP servers which MUST allow the
  state to be updated as network conditions change. Each MADCAP server
  SHOULD therefore define two pieces of state that describe whether
  "scope X nests in scope Y" and vice versa. For the remainder of this
  document the nesting relationship shall be denoted as the "/" where
  X/Y defines the relation "X nests inside Y". This relation shall be
  understood to take one of the values "true", or "false".  Nesting
  relationship state that is indeterminate is considered to be "false".

3 Multicast Scope Nesting State Option

  The "Multicast Scope Nesting State" option is proposed to augment the
  "Multicast Scope List" option within the MADCAP protocol by providing
  additional information to applications about how scopes nest. The
  proposed option is OPTIONAL, that is MADCAP servers MAY implement
  this new option, however they are not required to.

  MADCAP servers shall learn this additional nesting information by
  means of static configuration or via some other protocol such as MZAP
  [RFC2776] that manages administrative scopes in a dynamic fashion.

3.1 Multicast Scope List Option

  To understand the "Multicast Scope Nesting State" option one must
  first understand the "Multicast Scope List" option.







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RFC 2907      MADCAP Multicast Scope Nesting State Option September 2000


  The Multicast Scope List option in MADCAP is used by MADCAP servers
  to inform MADCAP clients of which zones are visible. Visible scopes
  are enumerated inside the option as successive tuples, where each
  tuple consists of the following information:

     o Scope ID:
         The smallest address for the range of multicast addresses
         covered by this scope.

     o Last Address:
         The largest address for the range of multicast addresses
         covered by this scope.

     o TTL:
         The TTL to be used when sending messages to this scope.

     o Name(s):
         One or more language specific names for the scope.

3.2 Representing the Multicast Scope Nesting State

  Given a Multicast Scope List containing descriptions for n scopes one
  can form n(n-1)/2 pairings. As was shown in section 2 each pairing
  can take on one of four possible states. Thus, for a list of n scopes
  there exists 2 pieces of information for each pairing for a total of
  n(n-1) pieces of information regarding which scopes do and do not
  nest inside each other.

  There are several ways to represent this state using full matrices,
  sparse-matrices, and using lists of variable length lists. In the
  interests of maximal efficiency and flexibility, the Multicast
  Nesting State Option uses a bit-packed matrix approach.  In this
  approach a matrix is constructed using pieces of X/Y state where X is
  the row and Y is the column.  A "1" in the matrix means that the
  relationship "row nests inside column" is true, while a "0" means
  that this relationship is either false or indeterminate.  The
  diagonal of the matrix is removed, since this is the case where X is
  the same as Y, and each row is then zero-padded to the next byte
  boundary to give the final representation.

  An example of how a matrix would be constructed for the following
  scope nestings  S1/S2, S2/S3, S2/S4, S3/S5, S4/S5, S5/S6, and S6/S7.
  Note that a number of additional nesting relationships are implied
  from this set.







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RFC 2907      MADCAP Multicast Scope Nesting State Option September 2000


                        ________________________________
                       /............          \    \    \
                      /.S3 _________._____     \    \    \
                     |.   /+--+    \ .    \    |    |    |
                     |.  | |S1| S2 | . S4 | S5 | S6 | S7 |
                     |.   \+--+    / .    |    |    |    |
                      \.   \______/ .     |    |    |    |
                       \....\.......      /    /    /    /
                        \    \___________/    /    /    /
                         \___________________/    /    /
      \ Y                 \______________________/    /
     X \ 1 2 3 4 5 6 7     \_________________________/
        +-+-+-+-+-+-+-+
     1  |1 1 1 1 1 1 1|      *111111       1111 1100       0xfc
     2  |0 1 1 1 1 1 1|      0*11111       0111 1100       0x7c
     3  |0 0 1 0 1 1 1|      00*0111       0001 1100       0x1c
     4  |0 0 0 1 1 1 1|  =>  000*111   =>  0001 1100   =>  0x1c
     5  |0 0 0 0 1 1 1|      0000*11       0000 1100       0x0c
     6  |0 0 0 0 0 1 1|      00000*1       0000 0100       0x04
     7  |0 0 0 0 0 0 1|      000000*       0000 0000       0x00
        +-+-+-+-+-+-+-+                           ^^
                         * = X/Y where   zero padding
                            X == Y
        Final Representation: 0xfc 0x7c 0x1c 0x1c 0x0c 0x04 0x00

        Figure 4. Scope Nesting Example

3.3 Multicast Scope Nesting State Option Usage

  The "Multicast Scope Nesting State" option is dependent upon the
  "Multicast Scope List" option. This decision was made according to
  the following reasoning.  The Multicast Nest State Option requires
  that the scopes be identified along with their nesting properties.
  Since the information needed to describe a scope is contained in the
  Multicast Scope List option and this information can change, the
  MADCAP messages that contain the Multicast Scope Nesting State option
  must be atomic and therefore must include the "Multicast Scope List
  Option".

  Thus, the "Multicast Scope Nesting State" option MUST only be used in
  messages that carry the "Multicast Scope List" option, specifically:

       ACK (in response to GETINFO)

  Since the Multicast Nest State option is dependent upon the Multicast
  Scope List option, it MUST NOT be included without the Multicast
  Scope List option.




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RFC 2907      MADCAP Multicast Scope Nesting State Option September 2000


  Clients that need to explicitly learn the nesting relationships
  between scopes should therefore send a GETINFO message to the server
  with the "Multicast Scope List" AND "Multicast Scope Nesting State"
  option codes listed in an Option Request option.

4. Managing Dynamically Nested Scopes

  Scopes can either be manually or automatically configured.  When
  scopes are manually configured the relationships between them will
  also be static, assuming that network does not partition due to
  router failure.  Should the network partition or heal after a
  partition it is highly likely that the nesting relationships will
  change.  Scope nesting relationships will also change as a network is
  brought up or when a change is deliberately made to a router either
  through manual reconfiguration or by some automatic means.

  To ensure that nesting relationships are correctly determined when
  scope boundaries undergo change MADCAP servers MUST include a
  mechanism that allow for:

   a) whether the nesting decision is still under consideration or
      can be considered definitive, and therefore be announced to
      MADCAP clients.

   b) whether one or both scopes for a particular nesting state entry
      have been destroyed, and hence whether the nesting state should
      therefore be discarded.

   c) whether the scope boundaries have changed so that whereas scope
      X did or did not nest inside scope Y, the opposite is now true.

  To realize a) and b) MADCAP servers MUST implement the following two
  timers; NEST_NO_DECISION_TIMER, ZONES_EXIST_TIMER.

  The first timer, NEST_NO_DECISION_TIMER, is used to mark time between
  a MADCAP server's first hearing of a scope and making a decision
  about its relationship to other zones.  Up until the time this timer
  expires MADCAP servers MUST NOT conclude that the scope nests within
  another.

  The NEST_NO_DECISION_TIMER timer will also be used to timeout X/Y =
  "false" state to allow X/Y to be reset to true in the event that the
  boundaries for zone X and zone Y change so that zone X now nests
  inside zone Y.

  The second timer ZONES_EXIST_TIMER will be used to timeout the
  internal state between two scopes in the event that one or both
  scopes are destroyed.



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RFC 2907      MADCAP Multicast Scope Nesting State Option September 2000


4.1 MADCAP Server processing of MZAP messages

  When MZAP is used to discover the nesting relationship between scopes
  MADCAP servers will eavesdrop into the MZAP messages that are
  periodically transmitted by the Zone Border Routers (ZBR) during the
  normal course of administrative scope boundary maintenance.  In this
  way they will be able to learn which scopes exist (via Zone
  Announcement Messages, ZAMs) and which of these scopes do not nest
  (via Not Inside Messages, NIMs). This state must be cached within the
  MADCAP server.

  When a MADCAP server S receives a NIM from a ZBR containing
  information that scope X does not nest in scope Y, it MUST update its
  internal state in the following manner.

     1) S MUST update its internal X/Y state to "false".
     2) S MUST restart NEST_NO_DECISION_TIMER for the newly updated
        X/Y state.

4.2 Updating State for Dynamic Scopes due to timer expiration.

  MADCAP servers will update X/Y nesting state upon the expiration of
  timers in the following manner.

   o If the NEST_NO_DECISION_TIMER expires for a state entry X/Y AND no
     MADCAP messages have been received that indicate scope X does not
     nest inside scope Y, a MADCAP Server, S, MUST conclude that scope
     X nests inside scope Y. As a result S will change X/Y from
     "false" to "true".

     When a state change from "false" to "true" occurs for X/Y, S must
     also start the ZONES_EXIST_TIMER timer for X/Y. The
     ZONES_EXIST_TIMER should only reset when a Zone Announcement
     Message (ZAM) has been received for both zone X and zone Y since
     the last time it was restarted. This ensures that both zone X and
     zone Y are known to still exist.

   o If the ZONES_EXIST_TIMER expires for a state entry X/Y, S
     SHOULD conclude that either zone Y or zone X no longer exists and
     hence that both X/Y and Y/X state should be destroyed.

5. Multicast Scope Nesting State Option Format

          Code        Len     Count  Nest State Matrix
     +-----+-----+-----+-----+-----+-----+-...-+-----+
     |    17     |     p     | m   | N1  |     | Nm  |
     +-----+-----+-----+-----+-----+-----+-...-+-----+




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RFC 2907      MADCAP Multicast Scope Nesting State Option September 2000


  Code: 16 bits
     Option identifier 17.

  Len: 16 bits
     The length of the option in bytes.

  Count: 8 bits
     The number of zones present in the Nest State Matrix. This value
     MUST be identical to the Count field in the preceding Multicast
     State List option. If this is not the case the scope nesting
     state information MUST BE ignored.

  Nest State Matrix:
     The compressed bit-packed representation of the matrix, derived
     in the same manner as shown in Figure 4.  Note for N scopes
     the compressed matrix will be N times ceil((N-1)/8) bytes long,
     where ceil() is the function that rounds up to the nearest integer.
     The scopes corresponding to the rows and columns of this matrix
     list in the same order as they appear in the Multicast Scope
     List Option.

6. Constants

  [NEST_NO_DECISION_TIMER] The time after which a MADCAP server or
       client can assume that a message announcing that two zones
       do not nest should not be received. The length of this timer
       is dependent upon the zone announcement protocol used to
       inform the MADCAP router of which zones currently exist.
       When MZAP [RFC2776] is used this value should be greater than
       the MZAP timeout value NIM-INTERVAL +30%. This corresponds
       to a timeout value of 1800 + 30% = 2340 seconds (39 minutes).

  [ZONES_EXIST_TIMER] The time after which a MADCAP server or client
       should assume that the zone in question does not exist when
       zones are detected dynamically. The length of this timer is
       dependent upon the zone announcement protocol used to inform
       the MADCAP router of which zones currently exist. When MZAP
       [RFC2776] is used this value should be no less than the MZAP
       timeout value NIM-HOLDTIME, which has a default of
       5460 seconds (91 minutes).











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RFC 2907      MADCAP Multicast Scope Nesting State Option September 2000


7. Security Considerations

  Since this document proposes an extension to the MADCAP protocol via
  the addition of a new option, the same set of security concerns
  apply.

  In addition to these concerns are those that would arise were the
  information in the Multicast Scope Nesting State option to be
  falsified. In this case the clients would be misinformed as to which
  scopes nest inside one another. In this event, the client would then
  make incorrect decisions regarding the order in which to use the
  scopes. The effect of this would be to use larger scopes than
  necessary, which would effectively flatten any scope hierarchy
  present and  nullify the advantage afforded by the hierarchy's
  presence.

  Thus a malformed or tampered Multicast Scope Nesting option may cause
  protocols that rely upon the existence of a scoping hierarchy to
  scale less well, but it would not prevent them from working.

8. IANA Considerations

  The Multicast Nesting State Option has been assigned MADCAP option
  code 17 by the IANA [RFC2730].

9. Acknowledgments

  The Author would like to acknowledge Mark Handley and Dave Thaler for
  the helpful discussions and feedback which helped shape and refine
  this document.

10. References

  [KERM]    Kermode, R., "Smart Network Caches: Localized Content and
            Application Negotiated Recovery Mechanisms for Multicast
            Media Distribution", Ph.D. Thesis, MIT Media Laboratory,
            June 1998.

  [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
            Requirement Levels", BCP 14, RFC 2119, March 1997.

  [RFC2365] Meyer, D., "Administratively Scoped IP Multicast", BCP 23,
            RFC 2365, July 1998.








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RFC 2907      MADCAP Multicast Scope Nesting State Option September 2000


  [RFC2730] Patel, B.V., Shah, M. and S.R. Hanna, "Multicast Address
            Dynamic Client Allocation Protocol (MADCAP)", RFC 2730,
            December 1999.

  [RFC2776] Handley, M., Thaler, D. and R. Kermode, "Multicast-Scope
            Zone Announcement Protocol (MZAP)", RFC 2776, February
            2000.

  [RFC2908] Handley, M., Thaler, D. and D. Estrin, "The Internet
            Multicast Address Allocation Architecture", RFC 2908,
            September 2000.

11. Author's Address

  Roger Kermode
  Motorola Australian Research Centre
  Locked Bag 5028
  Botany, NSW 1455
  Australia

  EMail: [email protected]






























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RFC 2907      MADCAP Multicast Scope Nesting State Option September 2000


12.  Full Copyright Statement

  Copyright (C) The Internet Society (2000).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
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  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
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Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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