Network Working Group                                          G. Dommety
Request for Comments: 2890                                  Cisco Systems
Category: Standards Track                                  September 2000


              Key and Sequence Number Extensions to GRE

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2000).  All Rights Reserved.

Abstract

  GRE (Generic Routing Encapsulation) specifies a protocol for
  encapsulation of an arbitrary protocol over another arbitrary network
  layer protocol. This document describes extensions by which two
  fields, Key and Sequence Number, can be optionally carried in the GRE
  Header [1].

1. Introduction

  The current specification of Generic Routing Encapsulation [1]
  specifies a protocol for encapsulation of an arbitrary protocol over
  another arbitrary network layer protocol. This document describes
  enhancements by which two fields, Key and Sequence Number, can be
  optionally carried in the GRE Header [1]. The Key field is intended
  to be used for identifying an individual traffic flow within a
  tunnel. The Sequence Number field is used to maintain sequence of
  packets within the GRE Tunnel.

1.1. Specification Language


  The keywords "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [3].

  In addition, the following words are used to signify the requirements
  of the specification.




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RFC 2890       Key and Sequence Number Extensions to GRE  September 2000


  Silently discard
               The implementation discards the datagram without further
               processing, and without indicating an error to the
               sender.  The implementation SHOULD provide the
               capability of logging the error, including the contents
               of the discarded datagram, and SHOULD record the event
               in a statistics counter.

2. Extensions to GRE Header

  The GRE packet header[1] has the following format:

    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |C|       Reserved0       | Ver |         Protocol Type         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |      Checksum (optional)      |       Reserved1 (Optional)    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The proposed GRE header will have the following format:

   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |C| |K|S| Reserved0       | Ver |         Protocol Type         |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |      Checksum (optional)      |       Reserved1 (Optional)    |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                         Key (optional)                        |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |                 Sequence Number (Optional)                    |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


    Key Present (bit 2)

    If the Key Present bit is set to 1, then it indicates that the
    Key field is present in the GRE header.  Otherwise, the Key
    field is not present in the GRE header.

    Sequence Number Present (bit 3)

    If the Sequence Number Present bit is set to 1, then it
    indicates that the Sequence Number field is present.
    Otherwise, the Sequence Number field is not present in the GRE
    header.

    The Key and the Sequence Present bits are chosen to be
    compatible with RFC 1701 [2].



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RFC 2890       Key and Sequence Number Extensions to GRE  September 2000


2.1. Key Field (4 octets)

  The Key field contains a four octet number which was inserted by the
  encapsulator. The actual method by which this Key is obtained is
  beyond the scope of the document. The Key field is intended to be
  used for identifying an individual traffic flow within a tunnel. For
  example, packets may need to be routed based on context information
  not present in the encapsulated data.  The Key field provides this
  context and defines a logical traffic flow between encapsulator and
  decapsulator.  Packets belonging to a traffic flow are encapsulated
  using the same Key value and the decapsulating tunnel endpoint
  identifies packets belonging to a traffic flow based on the Key Field
  value.

2.2. Sequence Number (4 octets)

  The Sequence Number field is a four byte field and is inserted by the
  encapsulator when Sequence Number Present Bit is set. The Sequence
  Number MUST be used by the receiver to establish the order in which
  packets have been transmitted from the encapsulator to the receiver.
  The intended use of the Sequence Field is to provide unreliable but
  in-order delivery. If the Key present bit (bit 2) is set, the
  sequence number is specific to the traffic flow identified by the Key
  field. Note that packets without the sequence bit set can be
  interleaved with packets with the sequence bit set.

  The sequence number value ranges from 0 to (2**32)-1. The first
  datagram is sent with a sequence number of 0. The sequence number is
  thus a free running counter represented modulo 2**32.  The receiver
  maintains the sequence number value of the last successfully
  decapsulated packet. Upon establishment of the GRE tunnel, this value
  should be set to (2**32)-1.

  When the decapsulator receives an out-of sequence packet it SHOULD be
  silently discarded. A packet is considered an out-of-sequence packet
  if the sequence number of the received packet is less than or equal
  to the sequence number of last successfully decapsulated packet. The
  sequence number of a received message is considered less than or
  equal to the last successfully received sequence number if its value
  lies in the range of the last received sequence number and the
  preceding 2**31-1 values, inclusive.

  If the received packet is an in-sequence packet, it is successfully
  decapsulated. An in-sequence packet is one with a sequence number
  exactly 1 greater than (modulo 2**32) the last successfully
  decapsulated packet, or one in which the sequence number field is not
  present (S bit not set).




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RFC 2890       Key and Sequence Number Extensions to GRE  September 2000


  If the received packet is neither an in-sequence nor an out-of-
  sequence packet it indicates a sequence number gap. The receiver may
  perform a small amount of buffering in an attempt to recover the
  original sequence of transmitted packets. In this case, the packet
  may be placed in a buffer sorted by sequence number.  If an in-
  sequence packet is received and successfully decapsulated, the
  receiver should consult the head of this buffer to see if the next
  in-sequence packet has already been received. If so, the receiver
  should decapsulate it as well as the following in-sequence packets
  that may be present in the buffer. The "last successfully
  decapsulated sequence number" should then be set to the last packet
  that was decapsulated from the buffer.

  Under no circumstances should a packet wait more that
  OUTOFORDER_TIMER milliseconds in the buffer.  If a packet has been
  waiting that long, the receiver MUST immediately traverse the buffer
  in sorted order, decapsulating packets (and ignoring any sequence
  number gaps) until there are no more packets in the buffer that have
  been waiting longer than OUTOFORDER_TIMER milliseconds. The "last
  successfully decapsulated sequence number" should then be set to the
  last packet so decapsulated.

  The receiver may place a limit on the number of packets in any per-
  flow buffer (Packets with the same Key Field value belong to a flow).
  If a packet arrives that would cause the receiver to place more than
  MAX_PERFLOW_BUFFER packets into a given buffer, then the packet at
  the head of the buffer is immediately decapsulated regardless of its
  sequence number and the "last successfully decapsulated sequence
  number" is set to its sequence number. The newly arrived packet may
  then be placed in the buffer.

  Note that the sequence number is used to detect lost packets and/or
  restore the original sequence of packets (with buffering) that may
  have been reordered during transport.  Use of the sequence number
  option should be used appropriately; in particular, it is a good idea
  a avoid using when tunneling protocols that have higher layer in-
  order delivery mechanisms or are tolerant to out-of-order delivery.
  If only at certain instances the protocol being carried in the GRE
  tunnel requires in-sequence delivery, only the corresponding packets
  encapsulated in a GRE header can be sent with the sequence bit set.

  Reordering of out-of sequence packets MAY be performed by the
  decapsulator for improved performance and tolerance to reordering in
  the network.  A small amount of reordering buffer
  (MAX_PERFLOW_BUFFER) may help in improving performance when the
  higher layer employs stateful compression or encryption. Since the
  state of the stateful compression or encryption is reset by packet
  loss, it might help the performance to tolerate some small amount of



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RFC 2890       Key and Sequence Number Extensions to GRE  September 2000


  packet reordering in the network by buffering.

3. Security Considerations

  This document describes extensions by which two fields, Key and
  Sequence Number, can be optionally carried in the GRE (Generic
  Routing Encapsulation) Header [1].  When using the Sequence number
  field, it is possible to inject packets with an arbitrary Sequence
  number and launch a Denial of Service attack.  In order to protect
  against such attacks, IP security protocols [4] MUST be used to
  protect the GRE header and the tunneled payload.  Either ESP
  (Encapsulating Security Payload) [5] or AH (Authentication Header)[6]
  MUST be used to protect the GRE header.  If ESP is used it protects
  the IP payload which includes the GRE header. If AH is used the
  entire packet other than the mutable fields are authenticated. Note
  that Key field is not involved in any sort or security (despite its
  name).

4. IANA Considerations

  This document does not require any allocations by the IANA and
  therefore does not have any new IANA considerations.

5. Acknowledgments

  This document is derived from the original ideas of the authors of
  RFC 1701. Kent Leung, Pete McCann, Mark Townsley, David Meyer,
  Yingchun Xu, Ajoy Singh and many others provided useful discussion.
  The author would like to thank all the above people.






















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RFC 2890       Key and Sequence Number Extensions to GRE  September 2000


6. References

  [1] Farinacci, D., Li, T., Hanks, S., Meyer, D. and P. Traina,
      "Generic Routing Encapsulation (GRE)", RFC 2784, March 2000.

  [2] Hanks, S., Li, T, Farinacci, D., and P. Traina, "Generic Routing
      Encapsulation", RFC 1701, October 1994.

  [3] Bradner S., "Key words for use in RFCs to Indicate Requirement
      Levels", BCP 14, RFC 2119, March 1997.

  [4] Kent, S. and R. Atkinson, "Security Architecture for the Internet
      Protocol", RFC 2401, November 1998.

  [5] Kent, S. and R. Atkinson, "IP Encapsulating Security Payload
      (ESP)", RFC 2406, November 1998.

  [6] Kent, S., and R. Atkinson, " IP Authentication Header", RFC 2402,
      November 1998.

Author's Address

  Gopal Dommety
  Cisco Systems, Inc.
  170 West Tasman Drive
  San Jose, CA 95134

  EMail: [email protected]























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RFC 2890       Key and Sequence Number Extensions to GRE  September 2000


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Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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