Network Working Group                                        P. Hoffman
Request for Comments: 2781                     Internet Mail Consortium
Category: Informational                                      F. Yergeau
                                                     Alis Technologies
                                                         February 2000


                   UTF-16, an encoding of ISO 10646

Status of this Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2000).  All Rights Reserved.

1. Introduction

  This document describes the UTF-16 encoding of Unicode/ISO-10646,
  addresses the issues of serializing UTF-16 as an octet stream for
  transmission over the Internet, discusses MIME charset naming as
  described in [CHARSET-REG], and contains the registration for three
  MIME charset parameter values: UTF-16BE (big-endian), UTF-16LE
  (little-endian), and UTF-16.

1.1 Background and motivation

  The Unicode Standard [UNICODE] and ISO/IEC 10646 [ISO-10646] jointly
  define a coded character set (CCS), hereafter referred to as Unicode,
  which encompasses most of the world's writing systems [WORKSHOP].
  UTF-16, the object of this specification, is one of the standard ways
  of encoding Unicode character data; it has the characteristics of
  encoding all currently defined characters (in plane 0, the BMP) in
  exactly two octets and of being able to encode all other characters
  likely to be defined (the next 16 planes) in exactly four octets.

  The Unicode Standard further defines additional character properties
  and other application details of great interest to implementors. Up
  to the present time, changes in Unicode and amendments to ISO/IEC
  10646 have tracked each other, so that the character repertoires and
  code point assignments have remained in sync. The relevant
  standardization committees have committed to maintain this very
  useful synchronism, as well as not to assign characters outside of
  the 17 planes accessible to UTF-16.




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  The IETF policy on character sets and languages [CHARPOLICY] says
  that IETF protocols MUST be able to use the UTF-8 character encoding
  scheme [UTF-8]. Some products and network standards already specify
  UTF-16, making it an important encoding for the Internet. This
  document is not an update to the [CHARPOLICY] document, only a
  description of the UTF-16 encoding.

1.2 Terminology

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [MUSTSHOULD].

  Throughout this document, character values are shown in hexadecimal
  notation. For example, "0x013C" is the character whose value is the
  character assigned the integer value 316 (decimal) in the CCS.

2. UTF-16 definition

  UTF-16 is described in the Unicode Standard, version 3.0 [UNICODE].
  The definitive reference is Annex Q of ISO/IEC 10646-1 [ISO-10646].
  The rest of this section summarizes the definition is simple terms.

  In ISO 10646, each character is assigned a number, which Unicode
  calls the Unicode scalar value. This number is the same as the UCS-4
  value of the character, and this document will refer to it as the
  "character value" for brevity. In the UTF-16 encoding, characters are
  represented using either one or two unsigned 16-bit integers,
  depending on the character value. Serialization of these integers for
  transmission as a byte stream is discussed in Section 3.

  The rules for how characters are encoded in UTF-16 are:

  -  Characters with values less than 0x10000 are represented as a
     single 16-bit integer with a value equal to that of the character
     number.

  -  Characters with values between 0x10000 and 0x10FFFF are
     represented by a 16-bit integer with a value between 0xD800 and
     0xDBFF (within the so-called high-half zone or high surrogate
     area) followed by a 16-bit integer with a value between 0xDC00 and
     0xDFFF (within the so-called low-half zone or low surrogate area).

  -  Characters with values greater than 0x10FFFF cannot be encoded in
     UTF-16.

  Note: Values between 0xD800 and 0xDFFF are specifically reserved for
  use with UTF-16, and don't have any characters assigned to them.



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2.1 Encoding UTF-16

  Encoding of a single character from an ISO 10646 character value to
  UTF-16 proceeds as follows. Let U be the character number, no greater
  than 0x10FFFF.

  1) If U < 0x10000, encode U as a 16-bit unsigned integer and
     terminate.

  2) Let U' = U - 0x10000. Because U is less than or equal to 0x10FFFF,
     U' must be less than or equal to 0xFFFFF. That is, U' can be
     represented in 20 bits.

  3) Initialize two 16-bit unsigned integers, W1 and W2, to 0xD800 and
     0xDC00, respectively. These integers each have 10 bits free to
     encode the character value, for a total of 20 bits.

  4) Assign the 10 high-order bits of the 20-bit U' to the 10 low-order
     bits of W1 and the 10 low-order bits of U' to the 10 low-order
     bits of W2. Terminate.

  Graphically, steps 2 through 4 look like:
  U' = yyyyyyyyyyxxxxxxxxxx
  W1 = 110110yyyyyyyyyy
  W2 = 110111xxxxxxxxxx

2.2 Decoding UTF-16

  Decoding of a single character from UTF-16 to an ISO 10646 character
  value proceeds as follows. Let W1 be the next 16-bit integer in the
  sequence of integers representing the text. Let W2 be the (eventual)
  next integer following W1.

  1) If W1 < 0xD800 or W1 > 0xDFFF, the character value U is the value
     of W1. Terminate.

  2) Determine if W1 is between 0xD800 and 0xDBFF. If not, the sequence
     is in error and no valid character can be obtained using W1.
     Terminate.

  3) If there is no W2 (that is, the sequence ends with W1), or if W2
     is not between 0xDC00 and 0xDFFF, the sequence is in error.
     Terminate.

  4) Construct a 20-bit unsigned integer U', taking the 10 low-order
     bits of W1 as its 10 high-order bits and the 10 low-order bits of
     W2 as its 10 low-order bits.




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  5) Add 0x10000 to U' to obtain the character value U. Terminate.

  Note that steps 2 and 3 indicate errors. Error recovery is not
  specified by this document. When terminating with an error in steps 2
  and 3, it may be wise to set U to the value of W1 to help the caller
  diagnose the error and not lose information. Also note that a string
  decoding algorithm, as opposed to the single-character decoding
  described above, need not terminate upon detection of an error, if
  proper error reporting and/or recovery is provided.

3. Labelling UTF-16 text

  Appendix A of this specification contains registrations for three
  MIME charsets: "UTF-16BE", "UTF-16LE", and "UTF-16". MIME charsets
  represent the combination of a CCS (a coded character set) and a CES
  (a character encoding scheme). Here the CCS is Unicode/ISO 10646 and
  the CES is the same in all three cases, except for the serialization
  order of the octets in each character, and the external determination
  of which serialization is used.

  This section describes which of the three labels to apply to a stream
  of text. Section 4 describes how to interpret the labels on a stream
  of text.

3.1 Definition of big-endian and little-endian

  Historically, computer hardware has processed two-octet entities such
  as 16-bit integers in one of two ways. So-called "big-endian"
  hardware handles two-octet entities with the higher-order octet
  first, that is at the lower address in memory; when written out to
  disk or to a network interface (serializing), the high-order octet
  thus appears first in the data stream. On the other hand, "Little-
  endian" hardware handles two-octet entities with the lower-order
  octet first. Hardware of both kinds is common today.

  For example, the unsigned 16-bit integer that represents the decimal
  number 258 is 0x0102. The big-endian serialization of that number is
  the octet 0x01 followed by the octet 0x02. The little-endian
  serialization of that number is the octet 0x02 followed by the octet
  0x01. The following C code fragment demonstrates a way to write 16-
  bit quantities to a file in big-endian order, irrespective of the
  hardware's native byte order.

 void write_be(unsigned short u, FILE f)  /* assume short is 16 bits */
 {
   putc(u >> 8,   f);                     /* output high-order byte */
   putc(u & 0xFF, f);                     /* then low-order */
 }



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  The term "network byte order" has been used in many RFCs to indicate
  big-endian serialization, although that term has yet to be formally
  defined in a standards-track document. Although ISO 10646 prefers
  big-endian serialization (section 6.3 of [ISO-10646]), little-endian
  order is also sometimes used on the Internet.

3.2 Byte order mark (BOM)

  The Unicode Standard and ISO 10646 define the character "ZERO WIDTH
  NON-BREAKING SPACE" (0xFEFF), which is also known informally as "BYTE
  ORDER MARK" (abbreviated "BOM"). The latter name hints at a second
  possible usage of the character, in addition to its normal use as a
  genuine "ZERO WIDTH NON-BREAKING SPACE" within text. This usage,
  suggested by Unicode section 2.4 and ISO 10646 Annex F (informative),
  is to prepend a 0xFEFF character to a stream of Unicode characters as
  a "signature"; a receiver of such a serialized stream may then use
  the initial character both as a hint that the stream consists of
  Unicode characters and as a way to recognize the serialization order.
  In serialized UTF-16 prepended with such a signature, the order is
  big-endian if the first two octets are 0xFE followed by 0xFF; if they
  are 0xFF followed by 0xFE, the order is little-endian. Note that
  0xFFFE is not a Unicode character, precisely to preserve the
  usefulness of 0xFEFF as a byte-order mark.

  It is important to understand that the character 0xFEFF appearing at
  any position other than the beginning of a stream MUST be interpreted
  with the semantics for the zero-width non-breaking space, and MUST
  NOT be interpreted as a byte-order mark. The contrapositive of that
  statement is not always true: the character 0xFEFF in the first
  position of a stream MAY be interpreted as a zero-width non-breaking
  space, and is not always a byte-order mark. For example, if a process
  splits a UTF-16 string into many parts, a part might begin with
  0xFEFF because there was a zero-width non-breaking space at the
  beginning of that substring.

  The Unicode standard further suggests than an initial 0xFEFF
  character may be stripped before processing the text, the rationale
  being that such a character in initial position may be an artifact of
  the encoding (an encoding signature), not a genuine intended "ZERO
  WIDTH NON-BREAKING SPACE". Note that such stripping might affect an
  external process at a different layer (such as a digital signature or
  a count of the characters) that is relying on the presence of all
  characters in the stream.

  In particular, in UTF-16 plain text it is likely, but not certain,
  that an initial 0xFEFF is a signature. When concatenating two
  strings, it is important to strip out those signatures, because
  otherwise the resulting string may contain an unintended "ZERO WIDTH



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  NON-BREAKING SPACE" at the connection point. Also, some
  specifications mandate an initial 0xFEFF character in objects
  labelled as UTF-16 and specify that this signature is not part of the
  object.

3.3 Choosing a label for UTF-16 text

  Any labelling application that uses UTF-16 character encoding, and
  explicitly labels the text, and knows the serialization order of the
  characters in text, SHOULD label the text as either "UTF-16BE" or
  "UTF-16LE", whichever is appropriate based on the endianness of the
  text. This allows applications processing the text, but unable to
  look inside the text, to know the serialization definitively.

  Text in the "UTF-16BE" charset MUST be serialized with the octets
  which make up a single 16-bit UTF-16 value in big-endian order.
  Systems labelling UTF-16BE text MUST NOT prepend a BOM to the text.

  Text in the "UTF-16LE" charset MUST be serialized with the octets
  which make up a single 16-bit UTF-16 value in little-endian order.
  Systems labelling UTF-16LE text MUST NOT prepend a BOM to the text.

  Any labelling application that uses UTF-16 character encoding, and
  puts an explicit charset label on the text, and does not know the
  serialization order of the characters in text, MUST label the text as
  "UTF-16", and SHOULD make sure the text starts with 0xFEFF.

  An exception to the "SHOULD" rule of using "UTF-16BE" or "UTF-16LE"
  would occur with document formats that mandate a BOM in UTF-16 text,
  thereby requiring the use of the "UTF-16" tag only.

4. Interpreting text labels

  When a program sees text labelled as "UTF-16BE", "UTF-16LE", or
  "UTF-16", it can make some assumptions, based on the labelling rules
  given in the previous section. These assumptions allow the program to
  then process the text.

4.1 Interpreting text labelled as UTF-16BE

  Text labelled "UTF-16BE" can always be interpreted as being big-
  endian.  The detection of an initial BOM does not affect de-
  serialization of text labelled as UTF-16BE. Finding 0xFF followed by
  0xFE is an error since there is no Unicode character 0xFFFE.







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4.2 Interpreting text labelled as UTF-16LE

  Text labelled "UTF-16LE" can always be interpreted as being little-
  endian. The detection of an initial BOM does not affect de-
  serialization of text labelled as UTF-16LE. Finding 0xFE followed by
  0xFF is an error since there is no Unicode character 0xFFFE, which
  would be the interpretation of those octets under little-endian
  order.

4.3 Interpreting text labelled as UTF-16

  Text labelled with the "UTF-16" charset might be serialized in either
  big-endian or little-endian order. If the first two octets of the
  text is 0xFE followed by 0xFF, then the text can be interpreted as
  being big-endian. If the first two octets of the text is 0xFF
  followed by 0xFE, then the text can be interpreted as being little-
  endian. If the first two octets of the text is not 0xFE followed by
  0xFF, and is not 0xFF followed by 0xFE, then the text SHOULD be
  interpreted as being big-endian.

  All applications that process text with the "UTF-16" charset label
  MUST be able to read at least the first two octets of the text and be
  able to process those octets in order to determine the serialization
  order of the text. Applications that process text with the "UTF-16"
  charset label MUST NOT assume the serialization without first
  checking the first two octets to see if they are a big-endian BOM, a
  little-endian BOM, or not a BOM. All applications that process text
  with the "UTF-16" charset label MUST be able to interpret both big-
  endian and little-endian text.

5. Examples

  For the sake of example, let's suppose that there is a hieroglyphic
  character representing the Egyptian god Ra with character value
  0x12345 (this character does not exist at present in Unicode).

  The examples here all evaluate to the phrase:

  *=Ra

  where the "*" represents the Ra hieroglyph (0x12345).

  Text labelled with UTF-16BE, without a BOM:
  D8 08 DF 45 00 3D 00 52 00 61

  Text labelled with UTF-16LE, without a BOM:
  08 D8 45 DF 3D 00 52 00 61 00




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  Big-endian text labelled with UTF-16, with a BOM:
  FE FF D8 08 DF 45 00 3D 00 52 00 61

  Little-endian text labelled with UTF-16, with a BOM:
  FF FE 08 D8 45 DF 3D 00 52 00 61 00

6. Versions of the standards

  ISO/IEC 10646 is updated from time to time by published amendments;
  similarly, different versions of the Unicode standard exist: 1.0,
  1.1, 2.0, 2.1, and 3.0 as of this writing. Each new version replaces
  the previous one, but implementations, and more significantly data,
  are not updated instantly.

  In general, the changes amount to adding new characters, which does
  not pose particular problems with old data. Amendment 5 to ISO/IEC
  10646, however, has moved and expanded the Korean Hangul block,
  thereby making any previous data containing Hangul characters invalid
  under the new version. Unicode 2.0 has the same difference from
  Unicode 1.1. The official justification for allowing such an
  incompatible change was that no significant implementations and data
  containing Hangul existed, a statement that is likely to be true but
  remains unprovable. The incident has been dubbed the "Korean mess",
  and the relevant committees have pledged to never, ever again make
  such an incompatible change.

  New versions, and in particular any incompatible changes, have
  consequences regarding MIME character encoding labels, to be
  discussed in Appendix A.

7. IANA Considerations

  IANA is to register the character sets found in Appendixes A.1, A.2,
  and A.3 according to RFC 2278, using registration templates found in
  those appendixes.

8. Security Considerations

  UTF-16 is based on the ISO 10646 character set, which is frequently
  being added to, as described in Section 6 and Appendix A of this
  document. Processors must be able to handle characters that are not
  defined at the time that the processor was created in such a way as
  to not allow an attacker to harm a recipient by including unknown
  characters.

  Processors that handle any type of text, including text encoded as
  UTF-16, must be vigilant in checking for control characters that
  might reprogram a display terminal or keyboard. Similarly, processors



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  that interpret text entities (such as looking for embedded
  programming code), must be careful not to execute the code without
  first alerting the recipient.

  Text in UTF-16 may contain special characters, such as the OBJECT
  REPLACEMENT CHARACTER (0xFFFC), that might cause external processing,
  depending on the interpretation of the processing program and the
  availability of an external data stream that would be executed. This
  external processing may have side-effects that allow the sender of a
  message to attack the receiving system.

  Implementors of UTF-16 need to consider the security aspects of how
  they handle illegal UTF-16 sequences (that is, sequences involving
  surrogate pairs that have illegal values or unpaired surrogates). It
  is conceivable that in some circumstances an attacker would be able
  to exploit an incautious UTF-16 parser by sending it an octet
  sequence that is not permitted by the UTF-16 syntax, causing it to
  behave in some anomalous fashion.

9. References

  [CHARPOLICY]  Alvestrand, H., "IETF Policy on Character Sets and
                Languages", BCP 18, RFC 2277, January 1998.

  [CHARSET-REG] Freed, N. and J. Postel, "IANA Charset Registration
                Procedures", BCP 19, RFC 2278, January 1998.

  [HTTP-1.1]    Fielding, R., Gettys, J., Mogul, J., Frystyk, H.,
                Masinter, L., Leach, P. and T. Berners-Lee, "Hypertext
                Transfer Protocol -- HTTP/1.1", RFC 2616, June 1999.

  [ISO-10646]   ISO/IEC 10646-1:1993. International Standard --
                Information technology -- Universal Multiple-Octet
                Coded Character Set (UCS) -- Part 1: Architecture and
                Basic Multilingual Plane. 22 amendments and two
                technical corrigenda have been published up to now.
                UTF-16 is described in Annex Q, published as Amendment
                1. Many other amendments are currently at various
                stages of standardization. A second edition is in
                preparation, probably to be published in 2000; in this
                new edition, UTF-16 will probably be described in Annex
                C.

  [MUSTSHOULD]  Bradner, S., "Key words for use in RFCs to Indicate
                Requirement Levels", BCP 14, RFC 2119, March 1997.

  [UNICODE]     The Unicode Consortium, "The Unicode Standard --
                Version 3.0", ISBN 0-201-61633-5. Described at



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  <http://www.unicode.org/unicode/standard/versions/Unicode3.0.html>.

  [UTF-8]       Yergeau, F., "UTF-8, a transformation format of ISO
                10646", RFC 2279, January 1998.

  [WORKSHOP]    Weider, C., Preston, C., Simonsen, K., Alvestrand, H.,
                Atkinson, R., Crispin., M. and P. Svanberg, "Report of
                the IAB Character Set Workshop", RFC 2130, April 1997.

10. Acknowledgments

  Deborah Goldsmith wrote a great deal of the initial wording for this
  specification. Martin Duerst proposed numerous significant changes.
  Other significant contributors include:

  Mati Allouche
  Walt Daniels
  Mark Davis
  Ned Freed
  Asmus Freytag
  Lloyd Honomichl
  Dan Kegel
  Murata Makoto
  Larry Masinter
  Markus Scherer
  Keld Simonsen
  Ken Whistler

  Some of the text in this specification was copied from [UTF-8], and
  that document was worked on by many people. Please see the
  acknowledgments section in that document for more people who may have
  contributed indirectly to this document.



















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A. Charset registrations

  This memo is meant to serve as the basis for registration of three
  MIME charsets [CHARSET-REG]. The proposed charsets are "UTF-16BE",
  "UTF-16LE", and "UTF-16". These strings label objects containing text
  consisting of characters from the repertoire of ISO/IEC 10646
  including all amendments at least up to amendment 5 (Korean block),
  encoded to a sequence of octets using the encoding and serialization
  schemes outlined above.

  Note that "UTF-16BE", "UTF-16LE", and "UTF-16" are NOT suitable for
  use in media types under the "text" top-level type, because they do
  not encode line endings in the way required for MIME "text" media
  types. An exception to this is HTTP, which uses a MIME-like
  mechanism, but is exempt from the restrictions on the text top-level
  type (see section 19.4.2 of HTTP 1.1 [HTTP-1.1]).

  It is noteworthy that the labels described here do not contain a
  version identification, referring generically to ISO/IEC 10646. This
  is intentional, the rationale being as follows:

  A MIME charset is designed to give just the information needed to
  interpret a sequence of bytes received on the wire into a sequence of
  characters, nothing more (see RFC 2045, section 2.2, in [MIME]). As
  long as a character set standard does not change incompatibly,
  version numbers serve no purpose, because one gains nothing by
  learning from the tag that newly assigned characters may be received
  that one doesn't know about. The tag itself doesn't teach anything
  about the new characters, which are going to be received anyway.

  Hence, as long as the standards evolve compatibly, the apparent
  advantage of having labels that identify the versions is only that,
  apparent. But there is a disadvantage to such version-dependent
  labels: when an older application receives data accompanied by a
  newer, unknown label, it may fail to recognize the label and be
  completely unable to deal with the data, whereas a generic, known
  label would have triggered mostly correct processing of the data,
  which may well not contain any new characters.

  The "Korean mess" (ISO/IEC 10646 amendment 5) is an incompatible
  change, in principle contradicting the appropriateness of a version
  independent MIME charset as described above. But the compatibility
  problem can only appear with data containing Korean Hangul characters
  encoded according to Unicode 1.1 (or equivalently ISO/IEC 10646
  before amendment 5), and there is arguably no such data to worry
  about, this being the very reason the incompatible change was deemed
  acceptable.




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  In practice, then, a version-independent label is warranted, provided
  the label is understood to refer to all versions after Amendment 5,
  and provided no incompatible change actually occurs. Should
  incompatible changes occur in a later version of ISO/IEC 10646, the
  MIME charsets defined here will stay aligned with the previous
  version until and unless the IETF specifically decides otherwise.

A.1 Registration for UTF-16BE

  To: [email protected]
  Subject: Registration of new charset

  Charset name(s): UTF-16BE

  Published specification(s): This specification

  Suitable for use in MIME content types under the
  "text" top-level type: No

  Person & email address to contact for further information:
  Paul Hoffman <[email protected]>
  Francois Yergeau <[email protected]>

A.2 Registration for UTF-16LE

  To: [email protected]
  Subject: Registration of new charset

  Charset name(s): UTF-16LE

  Published specification(s): This specification

  Suitable for use in MIME content types under the
  "text" top-level type: No

  Person & email address to contact for further information:
  Paul Hoffman <[email protected]>
  Francois Yergeau <[email protected]>

A.3 Registration for UTF-16

  To: [email protected]
  Subject: Registration of new charset

  Charset name(s): UTF-16

  Published specification(s): This specification




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  Suitable for use in MIME content types under the
  "text" top-level type: No

  Person & email address to contact for further information:
  Paul Hoffman <[email protected]>
  Francois Yergeau <[email protected]>

Authors' Addresses

  Paul Hoffman
  Internet Mail Consortium
  127 Segre Place
  Santa Cruz, CA  95060 USA

  EMail: [email protected]


  Francois Yergeau
  Alis Technologies
  100, boul. Alexis-Nihon, Suite 600
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RFC 2781            UTF-16, an encoding of ISO 10646       February 2000


Full Copyright Statement

  Copyright (C) The Internet Society (2000).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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