Network Working Group                                           G. Almes
Request for Comments: 2681                                  S. Kalidindi
Category: Standards Track                                   M. Zekauskas
                                            Advanced Network & Services
                                                         September 1999


                  A Round-trip Delay Metric for IPPM

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (1999).  All Rights Reserved.

1. Introduction

  This memo defines a metric for round-trip delay of packets across
  Internet paths.  It builds on notions introduced and discussed in the
  IPPM Framework document, RFC 2330 [1], and follows closely the
  corresponding metric for One-way Delay ("A One-way Delay Metric for
  IPPM") [2]; the reader is assumed to be familiar with those
  documents.

  The memo was largely written by copying material from the One-way
  Delay metric.  The intention is that, where the two metrics are
  similar, they will be described with similar or identical text, and
  that where the two metrics differ, new or modified text will be used.

  This memo is intended to be parallel in structure to a future
  companion document for Packet Loss.

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [6].
  Although RFC 2119 was written with protocols in mind, the key words
  are used in this document for similar reasons.  They are used to
  ensure the results of measurements from two different implementations
  are comparable, and to note instances when an implementation could
  perturb the network.





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  The structure of the memo is as follows:

  +  A 'singleton' analytic metric, called Type-P-Round-trip-Delay,
     will be introduced to measure a single observation of round-trip
     delay.

  +  Using this singleton metric, a 'sample', called Type-P-Round-trip-
     Delay-Poisson-Stream, will be introduced to measure a sequence of
     singleton delays measured at times taken from a Poisson process.

  +  Using this sample, several 'statistics' of the sample will be
     defined and discussed.

  This progression from singleton to sample to statistics, with clear
  separation among them, is important.

  Whenever a technical term from the IPPM Framework document is first
  used in this memo, it will be tagged with a trailing asterisk.  For
  example, "term*" indicates that "term" is defined in the Framework.

1.1. Motivation

  Round-trip delay of a Type-P* packet from a source host* to a
  destination host is useful for several reasons:

  +  Some applications do not perform well (or at all) if end-to-end
     delay between hosts is large relative to some threshold value.

  +  Erratic variation in delay makes it difficult (or impossible) to
     support many interactive real-time applications.

  +  The larger the value of delay, the more difficult it is for
     transport-layer protocols to sustain high bandwidths.

  +  The minimum value of this metric provides an indication of the
     delay due only to propagation and transmission delay.

  +  The minimum value of this metric provides an indication of the
     delay that will likely be experienced when the path* traversed is
     lightly loaded.

  +  Values of this metric above the minimum provide an indication of
     the congestion present in the path.








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  The measurement of round-trip delay instead of one-way delay has
  several weaknesses, summarized here:

  +  The Internet path from a source to a destination may differ from
     the path from the destination back to the source ("asymmetric
     paths"), such that different sequences of routers are used for the
     forward and reverse paths.  Therefore round-trip measurements
     actually measure the performance of two distinct paths together.

  +  Even when the two paths are symmetric, they may have radically
     different performance characteristics due to asymmetric queueing.

  +  Performance of an application may depend mostly on the performance
     in one direction.

  +  In quality-of-service (QoS) enabled networks, provisioning in one
     direction may be radically different than provisioning in the
     reverse direction, and thus the QoS guarantees differ.

  On the other hand, the measurement of round-trip delay has two
  specific advantages:

  +  Ease of deployment: unlike in one-way measurement, it is often
     possible to perform some form of round-trip delay measurement
     without installing measurement-specific software at the intended
     destination.  A variety of approaches are well-known, including
     use of ICMP Echo or of TCP-based methodologies (similar to those
     outlined in "IPPM Metrics for Measuring Connectivity" [4]).
     However, some approaches may introduce greater uncertainty in the
     time for the destination to produce a response (see
     Section 2.7.3).

  +  Ease of interpretation: in some circumstances, the round-trip time
     is in fact the quantity of interest. Deducing the round-trip time
     from matching one-way measurements and an assumption of the
     destination processing time is less direct and potentially less
     accurate.

1.2. General Issues Regarding Time

  Whenever a time (i.e., a moment in history) is mentioned here, it is
  understood to be measured in seconds (and fractions) relative to UTC.

  As described more fully in the Framework document, there are four
  distinct, but related notions of clock uncertainty:






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  synchronization*

       measures the extent to which two clocks agree on what time it
       is.  For example, the clock on one host might be 5.4 msec ahead
       of the clock on a second host.

  accuracy*

       measures the extent to which a given clock agrees with UTC.  For
       example, the clock on a host might be 27.1 msec behind UTC.

  resolution*

       measures the precision of a given clock.  For example, the clock
       on an old Unix host might tick only once every 10 msec, and thus
       have a resolution of only 10 msec.

  skew*

       measures the change of accuracy, or of synchronization, with
       time.  For example, the clock on a given host might gain 1.3
       msec per hour and thus be 27.1 msec behind UTC at one time and
       only 25.8 msec an hour later.  In this case, we say that the
       clock of the given host has a skew of 1.3 msec per hour relative
       to UTC, which threatens accuracy.  We might also speak of the
       skew of one clock relative to another clock, which threatens
       synchronization.

2. A Singleton Definition for Round-trip Delay

2.1. Metric Name:

  Type-P-Round-trip-Delay

2.2. Metric Parameters:

  +  Src, the IP address of a host

  +  Dst, the IP address of a host

  +  T, a time

2.3. Metric Units:

  The value of a Type-P-Round-trip-Delay is either a real number, or an
  undefined (informally, infinite) number of seconds.





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2.4. Definition:

  For a real number dT, >>the *Type-P-Round-trip-Delay* from Src to Dst
  at T is dT<< means that Src sent the first bit of a Type-P packet to
  Dst at wire-time* T, that Dst received that packet, then immediately
  sent a Type-P packet back to Src, and that Src received the last bit
  of that packet at wire-time T+dT.

  >>The *Type-P-Round-trip-Delay* from Src to Dst at T is undefined
  (informally, infinite)<< means that Src sent the first bit of a
  Type-P packet to Dst at wire-time T and that (either Dst did not
  receive the packet, Dst did not send a Type-P packet in response, or)
  Src did not receive that response packet.

  >>The *Type-P-Round-trip-Delay between Src and Dst at T<< means
  either the *Type-P-Round-trip-Delay from Src to Dst at T or the
  *Type-P-Round-trip-Delay from Dst to Src at T.  When this notion is
  used, it is understood to be specifically ambiguous which host acts
  as Src and which as Dst.  {Comment: This ambiguity will usually be a
  small price to pay for being able to have one measurement, launched
  from either Src or Dst, rather than having two measurements.}

  Suggestions for what to report along with metric values appear in
  Section 3.8 after a discussion of the metric, methodologies for
  measuring the metric, and error analysis.

2.5. Discussion:

  Type-P-Round-trip-Delay is a relatively simple analytic metric, and
  one that we believe will afford effective methods of measurement.

  The following issues are likely to come up in practice:

  +  The timestamp values (T) for the time at which delays are measured
     should be fairly accurate in order to draw meaningful conclusions
     about the state of the network at a given T.  Therefore, Src
     should have an accurate knowledge of time-of-day.  NTP [3] affords
     one way to achieve time accuracy to within several milliseconds.
     Depending on the NTP server, higher accuracy may be achieved, for
     example when NTP servers make use of GPS systems as a time source.
     Note that NTP will adjust the instrument's clock.  If an
     adjustment is made between the time the initial timestamp is taken
     and the time the final timestamp is taken the adjustment will
     affect the uncertainty in the measured delay.  This uncertainty
     must be accounted for in the instrument's calibration.






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  +  A given methodology will have to include a way to determine
     whether a delay value is infinite or whether it is merely very
     large (and the packet is yet to arrive at Dst).  As noted by
     Mahdavi and Paxson [4], simple upper bounds (such as the 255
     seconds theoretical upper bound on the lifetimes of IP
     packets [5]) could be used, but good engineering, including an
     understanding of packet lifetimes, will be needed in practice.
     {Comment: Note that, for many applications of these metrics, the
     harm in treating a large delay as infinite might be zero or very
     small.  A TCP data packet, for example, that arrives only after
     several multiples of the RTT may as well have been lost.}

  +  If the packet is duplicated so that multiple non-corrupt instances
     of the response arrive back at the source, then the packet is
     counted as received, and the first instance to arrive back at the
     source determines the packet's round-trip delay.

  +  If the packet is fragmented and if, for whatever reason,
     reassembly does not occur, then the packet will be deemed lost.

2.6. Methodologies:

  As with other Type-P-* metrics, the detailed methodology will depend
  on the Type-P (e.g., protocol number, UDP/TCP port number, size,
  precedence).

  Generally, for a given Type-P, the methodology would proceed as
  follows:

  +  At the Src host, select Src and Dst IP addresses, and form a test
     packet of Type-P with these addresses.  Any 'padding' portion of
     the packet needed only to make the test packet a given size should
     be filled with randomized bits to avoid a situation in which the
     measured delay is lower than it would otherwise be due to
     compression techniques along the path.  The test packet must have
     some identifying information so that the response to it can be
     identified by Src when Src receives the response; one means to do
     this is by placing the timestamp generated just before sending the
     test packet in the packet itself.

  +  At the Dst host, arrange to receive and respond to the test
     packet.  At the Src host, arrange to receive the corresponding
     response packet.








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  +  At the Src host, take the initial timestamp and then send the
     prepared Type-P packet towards Dst.  Note that the timestamp could
     be placed inside the packet, or kept separately as long as the
     packet contains a suitable identifier so the received timestamp
     can be compared with the send timestamp.

  +  If the packet arrives at Dst, send a corresponding response packet
     back from Dst to Src as soon as possible.

  +  If the response packet arrives within a reasonable period of time,
     take the final timestamp as soon as possible upon the receipt of
     the packet.  By subtracting the two timestamps, an estimate of
     round-trip delay can be computed.  If the delay between the
     initial timestamp and the actual sending of the packet is known,
     then the estimate could be adjusted by subtracting this amount;
     uncertainty in this value must be taken into account in error
     analysis.  Similarly, if the delay between the actual receipt of
     the response packet and final timestamp is known, then the
     estimate could be adjusted by subtracting this amount; uncertainty
     in this value must be taken into account in error analysis.  See
     the next section, "Errors and Uncertainties", for a more detailed
     discussion.

  +  If the packet fails to arrive within a reasonable period of time,
     the round-trip delay is taken to be undefined (informally,
     infinite).  Note that the threshold of 'reasonable' is a parameter
     of the methodology.

  Issues such as the packet format and the means by which Dst knows
  when to expect the test packet are outside the scope of this
  document.

  {Comment: Note that you cannot in general add two Type-P-One-way-
  Delay values (see [2]) to form a Type-P-Round-trip-Delay value.  In
  order to form a Type-P-Round-trip-Delay value, the return packet must
  be triggered by the reception of a packet from Src.}

  {Comment: "ping" would qualify as a round-trip measure under this
  definition, with a Type-P of ICMP echo request/reply with 60-byte
  packets.  However, the uncertainties associated with a typical ping
  program must be analyzed as in the next section, including the type
  of reflecting point (a router may not handle an ICMP request in the
  fast path) and effects of load on the reflecting point.}








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2.7. Errors and Uncertainties:

  The description of any specific measurement method should include an
  accounting and analysis of various sources of error or uncertainty.
  The Framework document provides general guidance on this point, but
  we note here the following specifics related to delay metrics:

  +  Errors or uncertainties due to uncertainty in the clock of the Src
     host.

  +  Errors or uncertainties due to the difference between 'wire time'
     and 'host time'.

  +  Errors or uncertainties due to time required by the Dst to receive
     the packet from the Src and send the corresponding response.

  In addition, the loss threshold may affect the results.  Each of
  these are discussed in more detail below, along with a section
  ("Calibration") on accounting for these errors and uncertainties.

2.7.1. Errors or Uncertainties Related to Clocks

  The uncertainty in a measurement of round-trip delay is related, in
  part, to uncertainty in the clock of the Src host.  In the following,
  we refer to the clock used to measure when the packet was sent from
  Src as the source clock, and we refer to the observed time when the
  packet was sent by the source as Tinitial, and the observed time when
  the packet was received by the source as Tfinal.  Alluding to the
  notions of synchronization, accuracy, resolution, and skew mentioned
  in the Introduction, we note the following:

  +  While in one-way delay there is an issue of the synchronization of
     the source clock and the destination clock, in round-trip delay
     there is an (easier) issue of self-synchronization, as it were,
     between the source clock at the time the test packet is sent and
     the (same) source clock at the time the response packet is
     received.  Theoretically a very severe case of skew could threaten
     this.  In practice, the greater threat is anything that would
     cause a discontinuity in the source clock during the time between
     the taking of the initial and final timestamp.  This might happen,
     for example, with certain implementations of NTP.

  +  The accuracy of a clock is important only in identifying the time
     at which a given delay was measured.  Accuracy, per se, has no
     importance to the accuracy of the measurement of delay.






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  +  The resolution of a clock adds to uncertainty about any time
     measured with it.  Thus, if the source clock has a resolution of
     10 msec, then this adds 10 msec of uncertainty to any time value
     measured with it.  We will denote the resolution of the source
     clock as Rsource.

  Taking these items together, we note that naive computation Tfinal-
  Tinitial will be off by 2*Rsource.

2.7.2. Errors or Uncertainties Related to Wire-time vs Host-time

  As we have defined round-trip delay, we would like to measure the
  time between when the test packet leaves the network interface of Src
  and when the corresponding response packet (completely) arrives at
  the network interface of Src, and we refer to these as "wire times".
  If the timings are themselves performed by software on Src, however,
  then this software can only directly measure the time between when
  Src grabs a timestamp just prior to sending the test packet and when
  it grabs a timestamp just after having received the response packet,
  and we refer to these two points as "host times".

  Another contributor to this problem is time spent at Dst between the
  receipt there of the test packet and the sending of the response
  packet.  Ideally, this time is zero; it is explored further in the
  next section.

  To the extent that the difference between wire time and host time is
  accurately known, this knowledge can be used to correct for host time
  measurements and the corrected value more accurately estimates the
  desired (wire time) metric.

  To the extent, however, that the difference between wire time and
  host time is uncertain, this uncertainty must be accounted for in an
  analysis of a given measurement method.  We denote by Hinitial an
  upper bound on the uncertainty in the difference between wire time
  and host time on the Src host in sending the test packet, and
  similarly define Hfinal for the difference on the Src host in
  receiving the response packet.  We then note that these problems
  introduce a total uncertainty of Hinitial + Hfinal.  This estimate of
  total wire-vs-host uncertainty should be included in the
  error/uncertainty analysis of any measurement implementation.

2.7.3. Errors or Uncertainties Related to Dst Producing a Response

  Any time spent by the destination host in receiving and recognizing
  the packet from Src, and then producing and sending the corresponding
  response adds additional error and uncertainty to the round-trip
  delay measurement.  The error equals the difference between the wire



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  time the first bit of the packet is received by Dst and the wire time
  the first bit of the response is sent by Dst.  To the extent that
  this difference is accurately known, this knowledge can be used to
  correct the desired metric.  To the extent, however, that this
  difference is uncertain, this uncertainty must be accounted for in
  the error analysis of a measurement implementation. We denote this
  uncertainty by Hrefl.  This estimate of uncertainty should be
  included in the error/uncertainty analysis of any measurement
  implementation.

2.7.4. Calibration

  Generally, the measured values can be decomposed as follows:

      measured value = true value + systematic error + random error

  If the systematic error (the constant bias in measured values) can be
  determined, it can be compensated for in the reported results.

      reported value = measured value - systematic error

  therefore

      reported value = true value + random error

  The goal of calibration is to determine the systematic and random
  error generated by the instruments themselves in as much detail as
  possible.  At a minimum, a bound ("e") should be found such that the
  reported value is in the range (true value - e) to (true value + e)
  at least 95 percent of the time.  We call "e" the calibration error
  for the measurements.  It represents the degree to which the values
  produced by the measurement instrument are repeatable; that is, how
  closely an actual delay of 30 ms is reported as 30 ms.  {Comment: 95
  percent was chosen because (1) some confidence level is desirable to
  be able to remove outliers, which will be found in measuring any
  physical property; and (2) a particular confidence level should be
  specified so that the results of independent implementations can be
  compared.}

  From the discussion in the previous three sections, the error in
  measurements could be bounded by determining all the individual
  uncertainties, and adding them together to form

      2*Rsource + Hinitial + Hfinal + Hrefl.







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  However, reasonable bounds on both the clock-related uncertainty
  captured by the first term and the host-related uncertainty captured
  by the last three terms should be possible by careful design
  techniques and calibrating the instruments using a known, isolated,
  network in a lab.

  The host-related uncertainties, Hinitial + Hfinal + Hrefl, could be
  bounded by connecting two instruments back-to-back with a high-speed
  serial link or isolated LAN segment.  In this case, repeated
  measurements are measuring the same round-trip delay.

  If the test packets are small, such a network connection has a
  minimal delay that may be approximated by zero.  The measured delay
  therefore contains only systematic and random error in the
  instrumentation.  The "average value" of repeated measurements is the
  systematic error, and the variation is the random error.

  One way to compute the systematic error, and the random error to a
  95% confidence is to repeat the experiment many times - at least
  hundreds of tests.  The systematic error would then be the median.
  The random error could then be found by removing the systematic error
  from the measured values.  The 95% confidence interval would be the
  range from the 2.5th percentile to the 97.5th percentile of these
  deviations from the true value.  The calibration error "e" could then
  be taken to be the largest absolute value of these two numbers, plus
  the clock-related uncertainty.  {Comment: as described, this bound is
  relatively loose since the uncertainties are added, and the absolute
  value of the largest deviation is used.  As long as the resulting
  value is not a significant fraction of the measured values, it is a
  reasonable bound.  If the resulting value is a significant fraction
  of the measured values, then more exact methods will be needed to
  compute the calibration error.}

  Note that random error is a function of measurement load.  For
  example, if many paths will be measured by one instrument, this might
  increase interrupts, process scheduling, and disk I/O (for example,
  recording the measurements), all of which may increase the random
  error in measured singletons.  Therefore, in addition to minimal load
  measurements to find the systematic error, calibration measurements
  should be performed with the same measurement load that the
  instruments will see in the field.

  We wish to reiterate that this statistical treatment refers to the
  calibration of the instrument; it is used to "calibrate the meter
  stick" and say how well the meter stick reflects reality.






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  In addition to calibrating the instruments for finite delay, two
  checks should be made to ensure that packets reported as losses were
  really lost.  First, the threshold for loss should be verified.  In
  particular, ensure the "reasonable" threshold is reasonable: that it
  is very unlikely a packet will arrive after the threshold value, and
  therefore the number of packets lost over an interval is not
  sensitive to the error bound on measurements.  Second, consider the
  possibility that a packet arrives at the network interface, but is
  lost due to congestion on that interface or to other resource
  exhaustion (e.g. buffers) in the instrument.

2.8. Reporting the Metric:

  The calibration and context in which the metric is measured MUST be
  carefully considered, and SHOULD always be reported along with metric
  results.  We now present four items to consider: the Type-P of test
  packets, the threshold of infinite delay (if any), error calibration,
  and the path traversed by the test packets.  This list is not
  exhaustive; any additional information that could be useful in
  interpreting applications of the metrics should also be reported.

2.8.1. Type-P

  As noted in the Framework document [1], the value of the metric may
  depend on the type of IP packets used to make the measurement, or
  "type-P".  The value of Type-P-Round-trip-Delay could change if the
  protocol (UDP or TCP), port number, size, or arrangement for special
  treatment (e.g., IP precedence or RSVP) changes.  The exact Type-P
  used to make the measurements MUST be accurately reported.

2.8.2. Loss threshold

  In addition, the threshold (or methodology to distinguish) between a
  large finite delay and loss MUST be reported.

2.8.3. Calibration Results

  +  If the systematic error can be determined, it SHOULD be removed
     from the measured values.

  +  You SHOULD also report the calibration error, e, such that the
     true value is the reported value plus or minus e, with 95%
     confidence (see the last section.)

  +  If possible, the conditions under which a test packet with finite
     delay is reported as lost due to resource exhaustion on the
     measurement instrument SHOULD be reported.




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2.8.4. Path

  Finally, the path traversed by the packet SHOULD be reported, if
  possible.  In general it is impractical to know the precise path a
  given packet takes through the network.  The precise path may be
  known for certain Type-P on short or stable paths.  For example, if
  Type-P includes the record route (or loose-source route) option in
  the IP header, and the path is short enough, and all routers* on the
  path support record (or loose-source) route, and the Dst host copies
  the path from Src to Dst into the corresponding reply packet, then
  the path will be precisely recorded.  This is impractical because the
  route must be short enough, many routers do not support (or are not
  configured for) record route, and use of this feature would often
  artificially worsen the performance observed by removing the packet
  from common-case processing.  However, partial information is still
  valuable context.  For example, if a host can choose between two
  links* (and hence two separate routes from Src to Dst), then the
  initial link used is valuable context.  {Comment: For example, with
  Merit's NetNow setup, a Src on one NAP can reach a Dst on another NAP
  by either of several different backbone networks.}

3. A Definition for Samples of Round-trip Delay

  Given the singleton metric Type-P-Round-trip-Delay, we now define one
  particular sample of such singletons.  The idea of the sample is to
  select a particular binding of the parameters Src, Dst, and Type-P,
  then define a sample of values of parameter T.  The means for
  defining the values of T is to select a beginning time T0, a final
  time Tf, and an average rate lambda, then define a pseudo-random
  Poisson process of rate lambda, whose values fall between T0 and Tf.
  The time interval between successive values of T will then average
  1/lambda.

  {Comment: Note that Poisson sampling is only one way of defining a
  sample.  Poisson has the advantage of limiting bias, but other
  methods of sampling might be appropriate for different situations.
  We encourage others who find such appropriate cases to use this
  general framework and submit their sampling method for
  standardization.}

3.1. Metric Name:

  Type-P-Round-trip-Delay-Poisson-Stream








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3.2. Metric Parameters:

  +  Src, the IP address of a host

  +  Dst, the IP address of a host

  +  T0, a time

  +  Tf, a time

  +  lambda, a rate in reciprocal seconds

3.3. Metric Units:

  A sequence of pairs; the elements of each pair are:

  +  T, a time, and

  +  dT, either a real number or an undefined number of seconds.

  The values of T in the sequence are monotonic increasing.  Note that
  T would be a valid parameter to Type-P-Round-trip-Delay, and that dT
  would be a valid value of Type-P-Round-trip-Delay.

3.4. Definition:

  Given T0, Tf, and lambda, we compute a pseudo-random Poisson process
  beginning at or before T0, with average arrival rate lambda, and
  ending at or after Tf.  Those time values greater than or equal to T0
  and less than or equal to Tf are then selected.  At each of the times
  in this process, we obtain the value of Type-P-Round-trip-Delay at
  this time.  The value of the sample is the sequence made up of the
  resulting <time, delay> pairs.  If there are no such pairs, the
  sequence is of length zero and the sample is said to be empty.

3.5. Discussion:

  The reader should be familiar with the in-depth discussion of Poisson
  sampling in the Framework document [1], which includes methods to
  compute and verify the pseudo-random Poisson process.

  We specifically do not constrain the value of lambda, except to note
  the extremes.  If the rate is too large, then the measurement traffic
  will perturb the network, and itself cause congestion.  If the rate
  is too small, then you might not capture interesting network
  behavior.  {Comment: We expect to document our experiences with, and
  suggestions for, lambda elsewhere, culminating in a "best current
  practices" document.}



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  Since a pseudo-random number sequence is employed, the sequence of
  times, and hence the value of the sample, is not fully specified.
  Pseudo-random number generators of good quality will be needed to
  achieve the desired qualities.

  The sample is defined in terms of a Poisson process both to avoid the
  effects of self-synchronization and also capture a sample that is
  statistically as unbiased as possible.  {Comment: there is, of
  course, no claim that real Internet traffic arrives according to a
  Poisson arrival process.}  The Poisson process is used to schedule
  the delay measurements.  The test packets will generally not arrive
  at Dst according to a Poisson distribution, nor will response packets
  arrive at Src according to a Poisson distribution, since they are
  influenced by the network.

  All the singleton Type-P-Round-trip-Delay metrics in the sequence
  will have the same values of Src, Dst, and Type-P.

  Note also that, given one sample that runs from T0 to Tf, and given
  new time values T0' and Tf' such that T0 <= T0' <= Tf' <= Tf, the
  subsequence of the given sample whose time values fall between T0'
  and Tf' are also a valid Type-P-Round-trip-Delay-Poisson-Stream
  sample.

3.6. Methodologies:

  The methodologies follow directly from:

  +  the selection of specific times, using the specified Poisson
     arrival process, and

  +  the methodologies discussion already given for the singleton Type-
     P-Round-trip-Delay metric.

  Care must, of course, be given to correctly handle out-of-order
  arrival of test or response packets; it is possible that the Src
  could send one test packet at TS[i], then send a second test packet
  (later) at TS[i+1], and it could receive the second response packet
  at TR[i+1], and then receive the first response packet (later) at
  TR[i].

3.7. Errors and Uncertainties:

  In addition to sources of errors and uncertainties associated with
  methods employed to measure the singleton values that make up the
  sample, care must be given to analyze the accuracy of the Poisson
  process with respect to the wire-times of the sending of the test
  packets.  Problems with this process could be caused by several



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  things, including problems with the pseudo-random number techniques
  used to generate the Poisson arrival process, or with jitter in the
  value of Hinitial (mentioned above as uncertainty in the singleton
  delay metric).  The Framework document shows how to use the
  Anderson-Darling test to verify the accuracy of a Poisson process
  over small time frames.  {Comment: The goal is to ensure that test
  packets are sent "close enough" to a Poisson schedule, and avoid
  periodic behavior.}

3.8. Reporting the Metric:

  You MUST report the calibration and context for the underlying
  singletons along with the stream.  (See "Reporting the metric" for
  Type-P-Round-trip-Delay.)

4. Some Statistics Definitions for Round-trip Delay

  Given the sample metric Type-P-Round-trip-Delay-Poisson-Stream, we
  now offer several statistics of that sample.  These statistics are
  offered mostly to be illustrative of what could be done.

4.1. Type-P-Round-trip-Delay-Percentile

  Given a Type-P-Round-trip-Delay-Poisson-Stream and a percent X
  between 0% and 100%, the Xth percentile of all the dT values in the
  Stream.  In computing this percentile, undefined values are treated
  as infinitely large.  Note that this means that the percentile could
  thus be undefined (informally, infinite).  In addition, the Type-P-
  Round-trip-Delay-Percentile is undefined if the sample is empty.

  Example: suppose we take a sample and the results are:

     Stream1 = <
     <T1, 100 msec>
     <T2, 110 msec>
     <T3, undefined>
     <T4, 90 msec>
     <T5, 500 msec>
     >

  Then the 50th percentile would be 110 msec, since 90 msec and 100
  msec are smaller and 110 msec and 'undefined' are larger.

  Note that if the possibility that a packet with finite delay is
  reported as lost is significant, then a high percentile (90th or
  95th) might be reported as infinite instead of finite.





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4.2. Type-P-Round-trip-Delay-Median

  Given a Type-P-Round-trip-Delay-Poisson-Stream, the median of all the
  dT values in the Stream.  In computing the median, undefined values
  are treated as infinitely large.  As with Type-P-Round-trip-Delay-
  Percentile, Type-P-Round-trip-Delay-Median is undefined if the sample
  is empty.

  As noted in the Framework document, the median differs from the 50th
  percentile only when the sample contains an even number of values, in
  which case the mean of the two central values is used.

  Example: suppose we take a sample and the results are:

     Stream2 = <
     <T1, 100 msec>
     <T2, 110 msec>
     <T3, undefined>
     <T4, 90 msec>
     >

  Then the median would be 105 msec, the mean of 100 msec and 110 msec,
  the two central values.

4.3. Type-P-Round-trip-Delay-Minimum

  Given a Type-P-Round-trip-Delay-Poisson-Stream, the minimum of all
  the dT values in the Stream.  In computing this, undefined values are
  treated as infinitely large.  Note that this means that the minimum
  could thus be undefined (informally, infinite) if all the dT values
  are undefined.  In addition, the Type-P-Round-trip-Delay-Minimum is
  undefined if the sample is empty.

  In the above example, the minimum would be 90 msec.

4.4. Type-P-Round-trip-Delay-Inverse-Percentile

  Given a Type-P-Round-trip-Delay-Poisson-Stream and a time duration
  threshold, the fraction of all the dT values in the Stream less than
  or equal to the threshold.  The result could be as low as 0% (if all
  the dT values exceed threshold) or as high as 100%.  Type-P-Round-
  trip-Delay-Inverse-Percentile is undefined if the sample is empty.

  In the above example, the Inverse-Percentile of 103 msec would be
  50%.






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5. Security Considerations

  Conducting Internet measurements raises both security and privacy
  concerns.  This memo does not specify an implementation of the
  metrics, so it does not directly affect the security of the Internet
  nor of applications which run on the Internet.  However,
  implementations of these metrics must be mindful of security and
  privacy concerns.

  There are two types of security concerns: potential harm caused by
  the measurements, and potential harm to the measurements.  The
  measurements could cause harm because they are active, and inject
  packets into the network.  The measurement parameters MUST be
  carefully selected so that the measurements inject trivial amounts of
  additional traffic into the networks they measure.  If they inject
  "too much" traffic, they can skew the results of the measurement, and
  in extreme cases cause congestion and denial of service.

  The measurements themselves could be harmed by routers giving
  measurement traffic a different priority than "normal" traffic, or by
  an attacker injecting artificial measurement traffic.  If routers can
  recognize measurement traffic and treat it separately, the
  measurements will not reflect actual user traffic.  If an attacker
  injects artificial traffic that is accepted as legitimate, the loss
  rate will be artificially lowered.  Therefore, the measurement
  methodologies SHOULD include appropriate techniques to reduce the
  probability measurement traffic can be distinguished from "normal"
  traffic.  Authentication techniques, such as digital signatures, may
  be used where appropriate to guard against injected traffic attacks.

  The privacy concerns of network measurement are limited by the active
  measurements described in this memo.  Unlike passive measurements,
  there can be no release of existing user data.

6. Acknowledgements

  Special thanks are due to Vern Paxson and to Will Leland for several
  useful suggestions.

7. References

  [1]  Paxson, D., Almes, G., Mahdavi, J. and M. Mathis, "Framework for
       IP Performance Metrics", RFC 2330, May 1998.

  [2]  Almes, G., Kalidindi,S. and M. Zekauskas, "A One-way Delay
       Metric for IPPM", RFC 2679, September 1999.

  [3]  Mills, D., "Network Time Protocol (v3)", RFC 1305, April 1992.



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  [4]  Mahdavi, J. and V. Paxson, "IPPM Metrics for Measuring
       Connectivity", RFC 2678, September 1999.

  [5]  Postel, J., "Internet Protocol", STD 5, RFC 791, September 1981.

  [6]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
       Levels", BCP 14, RFC 2119, March 1997.

8. Authors' Addresses

  Guy Almes
  Advanced Network & Services, Inc.
  200 Business Park Drive
  Armonk, NY  10504
  USA

  Phone: +1 914 765 1120
  EMail: [email protected]


  Sunil Kalidindi
  Advanced Network & Services, Inc.
  200 Business Park Drive
  Armonk, NY  10504
  USA

  Phone: +1 914 765 1128
  EMail: [email protected]


  Matthew J. Zekauskas
  Advanced Network & Services, Inc.
  200 Business Park Drive
  Armonk, NY 10504
  USA

  Phone: +1 914 765 1112
  EMail: [email protected]













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9.  Full Copyright Statement

  Copyright (C) The Internet Society (1999).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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