Network Working Group                 Editors of this version:
Request for Comments: 2580                                 K. McCloghrie
STD: 58                                                    Cisco Systems
Obsoletes: 1904                                               D. Perkins
Category: Standards Track                                       SNMPinfo
                                                       J. Schoenwaelder
                                                        TU Braunschweig
                                     Authors of previous version:
                                                                J. Case
                                                          SNMP Research
                                                          K. McCloghrie
                                                          Cisco Systems
                                                                M. Rose
                                                 First Virtual Holdings
                                                          S. Waldbusser
                                         International Network Services
                                                             April 1999



                   Conformance Statements for SMIv2


Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (1999).  All Rights Reserved.


Table of Contents

  1 Introduction .....................................................3
  1.1 A Note on Terminology ..........................................3
  2 Definitions ......................................................3
  2.1 The OBJECT-GROUP macro .........................................3
  2.2 The NOTIFICATION-GROUP macro ...................................4
  2.3 The MODULE-COMPLIANCE macro ....................................5
  2.4 The AGENT-CAPABILITIES macro ...................................7
  3 Mapping of the OBJECT-GROUP macro ...............................10
  3.1 Mapping of the OBJECTS clause .................................10
  3.2 Mapping of the STATUS clause ..................................11
  3.3 Mapping of the DESCRIPTION clause .............................11
  3.4 Mapping of the REFERENCE clause ...............................11



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RFC 2580            Conformance Statements for SMIv2          April 1999


  3.5 Mapping of the OBJECT-GROUP value .............................11
  3.6 Usage Example .................................................12
  4 Mapping of the NOTIFICATION-GROUP macro .........................12
  4.1 Mapping of the NOTIFICATIONS clause ...........................12
  4.2 Mapping of the STATUS clause ..................................13
  4.3 Mapping of the DESCRIPTION clause .............................13
  4.4 Mapping of the REFERENCE clause ...............................13
  4.5 Mapping of the NOTIFICATION-GROUP value .......................13
  4.6 Usage Example .................................................13
  5 Mapping of the MODULE-COMPLIANCE macro ..........................14
  5.1 Mapping of the STATUS clause ..................................14
  5.2 Mapping of the DESCRIPTION clause .............................14
  5.3 Mapping of the REFERENCE clause ...............................15
  5.4 Mapping of the MODULE clause ..................................15
  5.4.1 Mapping of the MANDATORY-GROUPS clause ......................15
  5.4.2 Mapping of the GROUP clause .................................15
  5.4.3 Mapping of the OBJECT clause ................................16
  5.4.3.1 Mapping of the SYNTAX clause ..............................16
  5.4.3.2 Mapping of the WRITE-SYNTAX clause ........................16
  5.4.3.3 Mapping of the MIN-ACCESS clause ..........................16
  5.4.4 Mapping of the DESCRIPTION clause ...........................17
  5.5 Mapping of the MODULE-COMPLIANCE value ........................17
  5.6 Usage Example .................................................17
  6 Mapping of the AGENT-CAPABILITIES macro .........................19
  6.1 Mapping of the PRODUCT-RELEASE clause .........................19
  6.2 Mapping of the STATUS clause ..................................19
  6.3 Mapping of the DESCRIPTION clause .............................20
  6.4 Mapping of the REFERENCE clause ...............................20
  6.5 Mapping of the SUPPORTS clause ................................20
  6.5.1 Mapping of the INCLUDES clause ..............................20
  6.5.2 Mapping of the VARIATION clause .............................20
  6.5.2.1 Mapping of the SYNTAX clause ..............................21
  6.5.2.2 Mapping of the WRITE-SYNTAX clause ........................21
  6.5.2.3 Mapping of the ACCESS clause ..............................21
  6.5.2.4 Mapping of the CREATION-REQUIRES clause ...................22
  6.5.2.5 Mapping of the DEFVAL clause ..............................22
  6.5.2.6 Mapping of the DESCRIPTION clause .........................22
  6.6 Mapping of the AGENT-CAPABILITIES value .......................22
  6.7 Usage Example .................................................23
  7 Extending an Information Module .................................25
  7.1 Conformance Groups ............................................25
  7.2 Compliance Definitions ........................................26
  7.3 Capabilities Definitions ......................................26
  8 Security Considerations .........................................27
  9 Editors' Addresses ..............................................27
  10 References .....................................................28
  11 Full Copyright Statement .......................................29


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1.  Introduction

  Management information is viewed as a collection of managed objects,
  residing in a virtual information store, termed the Management
  Information Base (MIB).  Collections of related objects are defined
  in MIB modules.  These modules are written using an adapted subset of
  OSI's Abstract Syntax Notation One, ASN.1 (1988) [1], termed the
  Structure of Management Information (SMI) [2].

  It may be useful to define the acceptable lower-bounds of
  implementation, along with the actual level of implementation
  achieved.  It is the purpose of this document to define the notation
  used for these purposes.

1.1.  A Note on Terminology

  For the purpose of exposition, the original Structure of Management
  Information, as described in RFCs 1156 (STD 16), 1212 (STD 16), and
  RFC 1215, is termed the SMI version 1 (SMIv1).  The current version
  of the Structure of Management Information is termed SMI version 2
  (SMIv2).

2.  Definitions

SNMPv2-CONF DEFINITIONS ::= BEGIN

IMPORTS ObjectName, NotificationName, ObjectSyntax
                                              FROM SNMPv2-SMI;

-- definitions for conformance groups

OBJECT-GROUP MACRO ::=
BEGIN
   TYPE NOTATION ::=
                 ObjectsPart
                 "STATUS" Status
                 "DESCRIPTION" Text
                 ReferPart

   VALUE NOTATION ::=
                 value(VALUE OBJECT IDENTIFIER)

   ObjectsPart ::=
                 "OBJECTS" "{" Objects "}"
   Objects ::=
                 Object
               | Objects "," Object
   Object ::=


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RFC 2580            Conformance Statements for SMIv2          April 1999


                 value(ObjectName)

   Status ::=
                 "current"
               | "deprecated"
               | "obsolete"

   ReferPart ::=
                 "REFERENCE" Text
               | empty

   -- a character string as defined in [2]
   Text ::= value(IA5String)
END

-- more definitions for conformance groups

NOTIFICATION-GROUP MACRO ::=
BEGIN
   TYPE NOTATION ::=
                 NotificationsPart
                 "STATUS" Status
                 "DESCRIPTION" Text
                 ReferPart

   VALUE NOTATION ::=
                 value(VALUE OBJECT IDENTIFIER)

   NotificationsPart ::=
                 "NOTIFICATIONS" "{" Notifications "}"
   Notifications ::=
                 Notification
               | Notifications "," Notification
   Notification ::=
                 value(NotificationName)

   Status ::=
                 "current"
               | "deprecated"
               | "obsolete"

   ReferPart ::=
                 "REFERENCE" Text
               | empty

   -- a character string as defined in [2]
   Text ::= value(IA5String)
END


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RFC 2580            Conformance Statements for SMIv2          April 1999


-- definitions for compliance statements

MODULE-COMPLIANCE MACRO ::=
BEGIN
   TYPE NOTATION ::=
                 "STATUS" Status
                 "DESCRIPTION" Text
                 ReferPart
                 ModulePart

   VALUE NOTATION ::=
                 value(VALUE OBJECT IDENTIFIER)

   Status ::=
                 "current"
               | "deprecated"
               | "obsolete"

   ReferPart ::=
                 "REFERENCE" Text
               | empty

   ModulePart ::=
                 Modules
   Modules ::=
                 Module
               | Modules Module
   Module ::=
                 -- name of module --
                 "MODULE" ModuleName
                 MandatoryPart
                 CompliancePart

   ModuleName ::=
                 -- identifier must start with uppercase letter
                 identifier ModuleIdentifier
                 -- must not be empty unless contained
                 -- in MIB Module
               | empty
   ModuleIdentifier ::=
                 value(OBJECT IDENTIFIER)
               | empty

   MandatoryPart ::=
                 "MANDATORY-GROUPS" "{" Groups "}"
               | empty

   Groups ::=


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RFC 2580            Conformance Statements for SMIv2          April 1999


                 Group
               | Groups "," Group
   Group ::=
                 value(OBJECT IDENTIFIER)

   CompliancePart ::=
                 Compliances
               | empty

   Compliances ::=
                 Compliance
               | Compliances Compliance
   Compliance ::=
                 ComplianceGroup
               | Object

   ComplianceGroup ::=
                 "GROUP" value(OBJECT IDENTIFIER)
                 "DESCRIPTION" Text

   Object ::=
                 "OBJECT" value(ObjectName)
                 SyntaxPart
                 WriteSyntaxPart
                 AccessPart
                 "DESCRIPTION" Text

   -- must be a refinement for object's SYNTAX clause
   SyntaxPart ::= "SYNTAX" Syntax
               | empty

   -- must be a refinement for object's SYNTAX clause
   WriteSyntaxPart ::= "WRITE-SYNTAX" Syntax
               | empty

   Syntax ::=    -- Must be one of the following:
                      -- a base type (or its refinement),
                      -- a textual convention (or its refinement), or
                      -- a BITS pseudo-type
                 type
               | "BITS" "{" NamedBits "}"

   NamedBits ::= NamedBit
               | NamedBits "," NamedBit

   NamedBit ::= identifier "(" number ")" -- number is nonnegative

   AccessPart ::=


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                 "MIN-ACCESS" Access
               | empty
   Access ::=
                 "not-accessible"
               | "accessible-for-notify"
               | "read-only"
               | "read-write"
               | "read-create"

   -- a character string as defined in [2]
   Text ::= value(IA5String)
END

-- definitions for capabilities statements

AGENT-CAPABILITIES MACRO ::=
BEGIN
   TYPE NOTATION ::=
                 "PRODUCT-RELEASE" Text
                 "STATUS" Status
                 "DESCRIPTION" Text
                 ReferPart
                 ModulePart

   VALUE NOTATION ::=
                 value(VALUE OBJECT IDENTIFIER)

   Status ::=
                 "current"
               | "obsolete"

   ReferPart ::=
                 "REFERENCE" Text
               | empty

   ModulePart ::=
                 Modules
               | empty
   Modules ::=
                 Module
               | Modules Module
   Module ::=
                 -- name of module --
                 "SUPPORTS" ModuleName
                 "INCLUDES" "{" Groups "}"
                 VariationPart

   ModuleName ::=


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                 -- identifier must start with uppercase letter
                 identifier ModuleIdentifier
   ModuleIdentifier ::=
                 value(OBJECT IDENTIFIER)
               | empty

   Groups ::=
                 Group
               | Groups "," Group
   Group ::=
                 value(OBJECT IDENTIFIER)

   VariationPart ::=
                 Variations
               | empty
   Variations ::=
                 Variation
               | Variations Variation

   Variation ::=
                 ObjectVariation
               | NotificationVariation

   NotificationVariation ::=
                 "VARIATION" value(NotificationName)
                 AccessPart
                 "DESCRIPTION" Text

   ObjectVariation ::=
                 "VARIATION" value(ObjectName)
                 SyntaxPart
                 WriteSyntaxPart
                 AccessPart
                 CreationPart
                 DefValPart
                 "DESCRIPTION" Text

   -- must be a refinement for object's SYNTAX clause
   SyntaxPart ::= "SYNTAX" Syntax
               | empty

   WriteSyntaxPart ::= "WRITE-SYNTAX" Syntax
               | empty

   Syntax ::=    -- Must be one of the following:
                      -- a base type (or its refinement),
                      -- a textual convention (or its refinement), or
                      -- a BITS pseudo-type


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RFC 2580            Conformance Statements for SMIv2          April 1999


                 type
               | "BITS" "{" NamedBits "}"

   NamedBits ::= NamedBit
               | NamedBits "," NamedBit

   NamedBit ::= identifier "(" number ")" -- number is nonnegative

   AccessPart ::=
                 "ACCESS" Access
               | empty

   Access ::=
                 "not-implemented"
               -- only "not-implemented" for notifications
               | "accessible-for-notify"
               | "read-only"
               | "read-write"
               | "read-create"
               -- following is for backward-compatibility only
               | "write-only"

   CreationPart ::=
                 "CREATION-REQUIRES" "{" Cells "}"
               | empty
   Cells ::=
                 Cell
               | Cells "," Cell
   Cell ::=
                 value(ObjectName)

   DefValPart ::= "DEFVAL" "{" Defvalue "}"
               | empty

   Defvalue ::=  -- must be valid for the object's syntax
                 -- in this macro's SYNTAX clause, if present,
                 -- or if not, in object's OBJECT-TYPE macro
                 value(ObjectSyntax)
               | "{" BitsValue "}"

   BitsValue ::= BitNames
               | empty

   BitNames ::=  BitName
               | BitNames "," BitName

   BitName ::= identifier



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RFC 2580            Conformance Statements for SMIv2          April 1999


   -- a character string as defined in [2]
   Text ::= value(IA5String)
END

END


3.  Mapping of the OBJECT-GROUP macro

  For conformance purposes, it is useful to define a collection of
  related managed objects.  The OBJECT-GROUP macro is used to define
  each such collection of related objects.  It should be noted that the
  expansion of the OBJECT-GROUP macro is something which conceptually
  happens during implementation and not during run-time.

  To "implement" an object, an agent must return a reasonably accurate
  value for management protocol retrieval operations; similarly, if the
  object is writable, then in response to a management protocol set
  operation, an agent must accordingly be able to reasonably influence
  the underlying managed entity.  If an agent can not implement an
  object, the management protocol provides for it to return an
  exception or error, e.g, noSuchObject [4].  Under no circumstances
  shall an agent return a value for objects which it does not implement
  -- it must always return the appropriate exception or error, as
  described in the protocol specification [4].

  Note that the OBJECT-GROUP macro itself provides no conformance
  information.  Rather, conformance information is specified through
  the inclusion of defined groups in a MODULE-COMPLIANCE macro.

3.1.  Mapping of the OBJECTS clause

  The OBJECTS clause, which must be present, is used to specify each
  object contained in the conformance group.  Each of the specified
  objects must be defined in the same information module as the
  OBJECT-GROUP macro appears, and must have a MAX-ACCESS clause value
  of "accessible-for-notify", "read-only", "read-write", or "read-
  create".

  It is required that every object defined in an information module
  with a MAX-ACCESS clause other than "not-accessible" be contained in
  at least one object group.  This avoids the common error of adding a
  new object to an information module and forgetting to add the new
  object to a group.






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3.2.  Mapping of the STATUS clause

  The STATUS clause, which must be present, indicates whether this
  definition is current or historic.

  The value "current" means that the definition is current and valid.
  The value "obsolete" means the definition is obsolete and the group
  should no longer be used for defining conformance.  While the value
  "deprecated" also indicates an obsolete definition, it permits
  new/continued use of conformance definitions using this group.

3.3.  Mapping of the DESCRIPTION clause

  The DESCRIPTION clause, which must be present, contains a textual
  definition of that group, along with a description of any relations
  to other groups.  Note that generic compliance requirements should
  not be stated in this clause.  However, implementation relationships
  between this group and other groups may be defined in this clause.

3.4.  Mapping of the REFERENCE clause

  The REFERENCE clause, which need not be present, contains a textual
  cross-reference to some other document, either another information
  module which defines a related assignment, or some other document
  which provides additional information relevant to this definition.

3.5.  Mapping of the OBJECT-GROUP value

  The value of an invocation of the OBJECT-GROUP macro is the name of
  the group, which is an OBJECT IDENTIFIER, an administratively
  assigned name.



















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3.6.  Usage Example

  The SNMP Group [3] is described:

  snmpGroup OBJECT-GROUP
      OBJECTS { snmpInPkts,
                snmpInBadVersions,
                snmpInASNParseErrs,
                snmpBadOperations,
                snmpSilentDrops,
                snmpProxyDrops,
                snmpEnableAuthenTraps }
      STATUS  current
      DESCRIPTION
              "A collection of objects providing basic instrumentation
              and control of an agent."
     ::= { snmpMIBGroups 8 }


  According to this invocation, the conformance group named

       { snmpMIBGroups 8 }

  contains 7 objects.

4.  Mapping of the NOTIFICATION-GROUP macro

  For conformance purposes, it is useful to define a collection of
  notifications.  The NOTIFICATION-GROUP macro serves this purpose.  It
  should be noted that the expansion of the NOTIFICATION-GROUP macro is
  something which conceptually happens during implementation and not
  during run-time.

4.1.  Mapping of the NOTIFICATIONS clause

  The NOTIFICATIONS clause, which must be present, is used to specify
  each notification contained in the conformance group.  Each of the
  specified notifications must be defined in the same information
  module as the NOTIFICATION-GROUP macro appears.

  It is required that every notification defined in an information
  module be contained in at least one notification group.







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4.2.  Mapping of the STATUS clause

  The STATUS clause, which must be present, indicates whether this
  definition is current or historic.

  The value "current" means that the definition is current and valid.
  The value "obsolete" means the definition is obsolete and this group
  should no longer be used for defining conformance.  While the value
  "deprecated" also indicates an obsolete definition, it permits
  new/continued use of conformance definitions using this group.

4.3.  Mapping of the DESCRIPTION clause

  The DESCRIPTION clause, which must be present, contains a textual
  definition of the group, along with a description of any relations to
  other groups.  Note that generic compliance requirements should not
  be stated in this clause.  However, implementation relationships
  between this group and other groups may be defined in this clause.

4.4.  Mapping of the REFERENCE clause

  The REFERENCE clause, which need not be present, contains a textual
  cross-reference to some other document, either another information
  module which defines a related assignment, or some other document
  which provides additional information relevant to this definition.

4.5.  Mapping of the NOTIFICATION-GROUP value

  The value of an invocation of the NOTIFICATION-GROUP macro is the
  name of the group, which is an OBJECT IDENTIFIER, an administratively
  assigned name.

4.6.  Usage Example

  The SNMP Basic Notifications Group [3] is described:















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  snmpBasicNotificationsGroup NOTIFICATION-GROUP
      NOTIFICATIONS { coldStart, authenticationFailure }
      STATUS        current
      DESCRIPTION
              "The two notifications which an agent is required to
              implement."
     ::= { snmpMIBGroups 7 }

  According to this invocation, the conformance group named

       { snmpMIBGroups 7 }

  contains 2 notifications.

5.  Mapping of the MODULE-COMPLIANCE macro

  The MODULE-COMPLIANCE macro is used to convey a minimum set of
  requirements with respect to implementation of one or more MIB
  modules.  It should be noted that the expansion of the MODULE-
  COMPLIANCE macro is something which conceptually happens during
  implementation and not during run-time.

  A requirement on all "standard" MIB modules is that a corresponding
  MODULE-COMPLIANCE specification is also defined, either in the same
  information module or in a companion information module.

5.1.  Mapping of the STATUS clause

  The STATUS clause, which must be present, indicates whether this
  definition is current or historic.

  The value "current" means that the definition is current and valid.
  The value "obsolete" means the definition is obsolete, and this
  MODULE-COMPLIANCE specification no longer specifies a valid
  definition of conformance.  While the value "deprecated" also
  indicates an obsolete definition, it permits new/continued use of the
  MODULE-COMPLIANCE specification.

5.2.  Mapping of the DESCRIPTION clause

  The DESCRIPTION clause, which must be present, contains a textual
  definition of this compliance statement and should embody any
  information which would otherwise be communicated in any ASN.1
  commentary annotations associated with the statement.






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5.3.  Mapping of the REFERENCE clause

  The REFERENCE clause, which need not be present, contains a textual
  cross-reference to some other document, either another information
  module which defines a related assignment, or some other document
  which provides additional information relevant to this definition.

5.4.  Mapping of the MODULE clause

  The MODULE clause, which must be present, is repeatedly used to name
  each MIB module for which compliance requirements are being
  specified.  Each MIB module is named by its module name, and
  optionally, by its associated OBJECT IDENTIFIER as well.  The module
  name can be omitted when the MODULE-COMPLIANCE invocation occurs
  inside a MIB module, to refer to the encompassing MIB module.

5.4.1.  Mapping of the MANDATORY-GROUPS clause

  The MANDATORY-GROUPS clause, which need not be present, names the one
  or more object or notification groups within the correspondent MIB
  module which are unconditionally mandatory for implementation.  If an
  agent claims compliance to the MIB module, then it must implement
  each and every object and notification within each conformance group
  listed.  That is, if an agent returns a noSuchObject exception in
  response to a management protocol get operation [4] for any object
  within any mandatory conformance group for every possible MIB view,
  or if the agent cannot generate each notification listed in any
  conformance group under the appropriate circumstances, then that
  agent is not a conformant implementation of the MIB module.

5.4.2.  Mapping of the GROUP clause

  The GROUP clause, which need not be present, is repeatedly used to
  name each object and notification group which is conditionally
  mandatory for compliance to the MIB module.  The GROUP clause can
  also be used to name unconditionally optional groups.  A group named
  in a GROUP clause must be absent from the correspondent MANDATORY-
  GROUPS clause.

  Conditionally mandatory groups include those which are mandatory only
  if a particular protocol is implemented, or only if another group is
  implemented.  A GROUP clause's DESCRIPTION specifies the conditions
  under which the group is conditionally mandatory.

  A group which is named in neither a MANDATORY-GROUPS clause nor a
  GROUP clause, is unconditionally optional for compliance to the MIB
  module.



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5.4.3.  Mapping of the OBJECT clause

  The OBJECT clause, which need not be present, is repeatedly used to
  specify each MIB object for which compliance has a refined
  requirement with respect to the MIB module definition.  The MIB
  object must be present in one of the conformance groups named in the
  correspondent MANDATORY-GROUPS clause or GROUP clauses.

  By definition, each object specified in an OBJECT clause follows a
  MODULE clause which names the information module in which that object
  is defined.  Therefore, the use of an IMPORTS statement, to specify
  from where such objects are imported, is redundant and is not
  required in an information module.

5.4.3.1.  Mapping of the SYNTAX clause

  The SYNTAX clause, which need not be present, is used to provide a
  refined SYNTAX for the object named in the correspondent OBJECT
  clause.  Note that if this clause and a WRITE-SYNTAX clause are both
  present, then this clause only applies when instances of the object
  named in the correspondent OBJECT clause are read.

  Consult Section 9 of [2] for more information on refined syntax.

5.4.3.2.  Mapping of the WRITE-SYNTAX clause

  The WRITE-SYNTAX clause, which need not be present, is used to
  provide a refined SYNTAX for the object named in the correspondent
  OBJECT clause when instances of that object are written.

  Consult Section 9 of [2] for more information on refined syntax.

5.4.3.3.  Mapping of the MIN-ACCESS clause

  The MIN-ACCESS clause, which need not be present, is used to define
  the minimal level of access for the object named in the correspondent
  OBJECT clause.  If this clause is absent, the minimal level of access
  is the same as the maximal level specified in the correspondent
  invocation of the OBJECT-TYPE macro.  If present, this clause must
  not specify a greater level of access than is specified in the
  correspondent invocation of the OBJECT-TYPE macro.

  The level of access for certain types of objects is fixed according
  to their syntax definition.  These types include: conceptual tables
  and rows, auxiliary objects, and objects with the syntax of
  Counter32, Counter64 (and possibly, certain types of textual
  conventions).  A MIN-ACCESS clause should not be present for such



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  objects.

  An implementation is compliant if the level of access it provides is
  greater or equal to the minimal level in the MODULE-COMPLIANCE macro
  and less or equal to the maximal level in the OBJECT-TYPE macro.

5.4.4.  Mapping of the DESCRIPTION clause

  The DESCRIPTION clause must be present for each use of the GROUP or
  OBJECT clause.  For an OBJECT clause, it contains a textual
  description of the refined compliance requirement.  For a GROUP
  clause, it contains a textual description of the conditions under
  which the group is conditionally mandatory or unconditionally
  optional.

5.5.  Mapping of the MODULE-COMPLIANCE value

  The value of an invocation of the MODULE-COMPLIANCE macro is an
  OBJECT IDENTIFIER.  As such, this value may be authoritatively used
  when referring to the compliance statement embodied by that
  invocation of the macro.

5.6.  Usage Example

  The compliance statement contained in the (hypothetical) XYZv2-MIB
  might be:

  xyzMIBCompliance MODULE-COMPLIANCE
      STATUS  current
      DESCRIPTION
              "The compliance statement for XYZv2 entities which
              implement the XYZv2 MIB."
     MODULE  -- compliance to the containing MIB module
         MANDATORY-GROUPS { xyzSystemGroup,
                            xyzStatsGroup, xyzTrapGroup,
                            xyzSetGroup,
                            xyzBasicNotificationsGroup }

         GROUP   xyzV1Group
         DESCRIPTION
             "The xyzV1 group is mandatory only for those
              XYZv2 entities which also implement XYZv1."
 ::= { xyzMIBCompliances 1 }

  According to this invocation, to claim alignment with the compliance
  statement named

       { xyzMIBCompliances 1 }


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  a system must implement the XYZv2-MIB's xyzSystemGroup,
  xyzStatsGroup, xyzTrapGroup, and xyzSetGroup object conformance
  groups, as well as the xyzBasicNotificationsGroup notifications
  group.  Furthermore, if the XYZv2 entity also implements XYZv1, then
  it must also support the XYZv1Group group, if compliance is to be
  claimed.












































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6.  Mapping of the AGENT-CAPABILITIES macro

  The AGENT-CAPABILITIES macro is used to convey a set of capabilities
  present in an agent.  It should be noted that the expansion of the
  AGENT-CAPABILITIES macro is something which conceptually happens
  during implementation and not during run-time.

  When a MIB module is written, it is divided into units of conformance
  termed groups.  If an agent claims to implement a group, then it must
  implement each and every object, or each and every notification,
  within that group.  Of course, for whatever reason, an agent might
  implement only a subset of the groups within a MIB module.  In
  addition, the definition of some MIB objects/notifications leave some
  aspects of the definition to the discretion of an implementor.

  Practical experience has demonstrated a need for concisely describing
  the capabilities of an agent with respect to one or more MIB modules.
  The AGENT-CAPABILITIES macro allows an agent implementor to describe
  the precise level of support which an agent claims in regards to a
  MIB group, and to bind that description to the value of an instance
  of sysORID [3].  In particular, some objects may have restricted or
  augmented syntax or access-levels.

  If the AGENT-CAPABILITIES invocation is given to a management-station
  implementor, then that implementor can build management applications
  which optimize themselves when communicating with a particular agent.
  For example, the management-station can maintain a database of these
  invocations.  When a management-station interacts with an agent, it
  retrieves from the agent the values of all instances of sysORID [3].
  Based on this, it consults the database to locate each entry matching
  one of the retrieved values of sysORID.  Using the located entries,
  the management application can now optimize its behavior accordingly.

  Note that the AGENT-CAPABILITIES macro specifies refinements or
  variations with respect to OBJECT-TYPE and NOTIFICATION-TYPE macros
  in MIB modules, NOT with respect to MODULE-COMPLIANCE macros in
  compliance statements.

6.1.  Mapping of the PRODUCT-RELEASE clause

  The PRODUCT-RELEASE clause, which must be present, contains a textual
  description of the product release which includes this set of
  capabilities.

6.2.  Mapping of the STATUS clause

  The STATUS clause, which must be present, indicates whether this



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  definition is current or historic.

  The value "current" means that the definition is current and valid.
  The value "obsolete" means the definition is obsolete and this
  capabilities statement is no longer in use.

6.3.  Mapping of the DESCRIPTION clause

  The DESCRIPTION clause, which must be present, contains a textual
  description of this set of capabilities.

6.4.  Mapping of the REFERENCE clause

  The REFERENCE clause, which need not be present, contains a textual
  cross-reference to some other document, either another information
  module which defines a related assignment, or some other document
  which provides additional information relevant to this definition.

6.5.  Mapping of the SUPPORTS clause

  The SUPPORTS clause, which need not be present, is repeatedly used to
  name each MIB module for which the agent claims a complete or partial
  implementation.  Each MIB module is named by its module name, and
  optionally, by its associated OBJECT IDENTIFIER (as registered by the
  MODULE-IDENTITY macro, see [2]) as well.

6.5.1.  Mapping of the INCLUDES clause

  The INCLUDES clause, which must follow each and every use of the
  SUPPORTS clause, is used to name each MIB group associated with the
  SUPPORTS clause, which the agent claims to implement.

6.5.2.  Mapping of the VARIATION clause

  The VARIATION clause, which need not be present, is repeatedly used
  to name each object or notification which the agent implements in
  some variant or refined fashion with respect to the correspondent
  invocation of the OBJECT-TYPE or NOTIFICATION-TYPE macro.

  Note that the variation concept is meant for generic implementation
  restrictions, e.g., if the variation for an object depends on the
  values of other objects, then this should be noted in the appropriate
  DESCRIPTION clause.

  By definition, each object specified in a VARIATION clause follows a
  SUPPORTS clause which names the information module in which that
  object is defined.  Therefore, the use of an IMPORTS statement, to
  specify from where such objects are imported, is redundant and is not


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  required in an information module.

6.5.2.1.  Mapping of the SYNTAX clause

  The SYNTAX clause, which need not be present, is used to provide a
  refined SYNTAX for the object named in the correspondent VARIATION
  clause.  Note that if this clause and a WRITE-SYNTAX clause are both
  present, then this clause only applies when instances of the object
  named in the correspondent VARIATION clause are read.

  Consult Section 9 of [2] for more information on refined syntax.

  Note that for enumerated INTEGERs and for the BITS construct, the
  changes allowed when updating a MIB module include the addition of
  enumerations and/or changing the labels of existing enumerations (see
  Section 10.2 of [2]).  This type of change can cause problems for an
  AGENT-CAPABILITIES macro written against the old revision of a MIB
  module.  One way to avoid such problems is to explicitly list all
  objects having an enumerated syntax in a VARIATION clause, even when
  all enumerations are currently supported.

6.5.2.2.  Mapping of the WRITE-SYNTAX clause

  The WRITE-SYNTAX clause, which need not be present, is used to
  provide a refined SYNTAX for the object named in the correspondent
  VARIATION clause when instances of that object are written.

  Consult Section 9 of [2] for more information on refined syntax.

6.5.2.3.  Mapping of the ACCESS clause

  The ACCESS clause, which need not be present, is used to indicate the
  agent provides less than the maximal level of access to the object or
  notification named in the correspondent VARIATION clause.

  The only value applicable to notifications is "not-implemented".

  The value "not-implemented" indicates the agent does not implement
  the object or notification, and in the ordering of possible values is
  equivalent to "not-accessible".

  The value "write-only" is provided solely for backward compatibility,
  and shall not be used for newly-defined object types.  In the
  ordering of possible values, "write-only" is less than "not-
  accessible".





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6.5.2.4.  Mapping of the CREATION-REQUIRES clause

  The CREATION-REQUIRES clause, which need not be present, is used to
  name the columnar objects of a conceptual row to which values must be
  explicitly assigned, by a management protocol set operation, before
  the agent will allow the instance of the status column of that row to
  be set to `active'.  (Consult the definition of RowStatus [5].)

  If the conceptual row does not have a status column (i.e., the
  objects corresponding to the conceptual table were defined using the
  mechanisms in [6,7]), then the CREATION-REQUIRES clause, which need
  not be present, is used to name the columnar objects of a conceptual
  row to which values must be explicitly assigned, by a management
  protocol set operation, before the agent will create new instances of
  objects in that row.

  This clause must not be present unless the object named in the
  correspondent VARIATION clause is a conceptual row, i.e., has a
  syntax which resolves to a SEQUENCE containing columnar objects.  The
  objects named in the value of this clause usually will refer to
  columnar objects in that row.  However, objects unrelated to the
  conceptual row may also be specified.

  All objects which are named in the CREATION-REQUIRES clause for a
  conceptual row, and which are columnar objects of that row, must have
  an access level of "read-create".

6.5.2.5.  Mapping of the DEFVAL clause

  The DEFVAL clause, which need not be present, is used to provide a
  alternate DEFVAL value for the object named in the correspondent
  VARIATION clause.  The semantics of this value are identical to those
  of the OBJECT-TYPE macro's DEFVAL clause.

6.5.2.6.  Mapping of the DESCRIPTION clause

  The DESCRIPTION clause, which must be present for each use of the
  VARIATION clause, contains a textual description of the variant or
  refined implementation of the object or notification.

6.6.  Mapping of the AGENT-CAPABILITIES value

  The value of an invocation of the AGENT-CAPABILITIES macro is an
  OBJECT IDENTIFIER, which names the value of sysORID [3] for which
  this capabilities statement is valid.





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6.7.  Usage Example

  Consider how a capabilities statement for an agent might be
  described:

  exampleAgent AGENT-CAPABILITIES
      PRODUCT-RELEASE      "ACME Agent release 1.1 for 4BSD."
      STATUS               current
      DESCRIPTION          "ACME agent for 4BSD."

      SUPPORTS             SNMPv2-MIB
          INCLUDES         { systemGroup, snmpGroup, snmpSetGroup,
                             snmpBasicNotificationsGroup }

          VARIATION        coldStart
              DESCRIPTION  "A coldStart trap is generated on all
                           reboots."

      SUPPORTS             IF-MIB
          INCLUDES         { ifGeneralGroup, ifPacketGroup }

          VARIATION        ifAdminStatus
              SYNTAX       INTEGER { up(1), down(2) }
              DESCRIPTION  "Unable to set test mode on 4BSD."

          VARIATION        ifOperStatus
              SYNTAX       INTEGER { up(1), down(2) }
              DESCRIPTION  "Information limited on 4BSD."

      SUPPORTS             IP-MIB
          INCLUDES         { ipGroup, icmpGroup }

          VARIATION        ipDefaultTTL
              SYNTAX       INTEGER (255..255)
              DESCRIPTION  "Hard-wired on 4BSD."

          VARIATION        ipInAddrErrors
              ACCESS       not-implemented
              DESCRIPTION  "Information not available on 4BSD."

          VARIATION        ipNetToMediaEntry
              CREATION-REQUIRES { ipNetToMediaPhysAddress }
              DESCRIPTION  "Address mappings on 4BSD require
                           both protocol and media addresses."

      SUPPORTS             TCP-MIB
          INCLUDES         { tcpGroup }
          VARIATION        tcpConnState


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              ACCESS       read-only
              DESCRIPTION  "Unable to set this on 4BSD."

      SUPPORTS             UDP-MIB
          INCLUDES         { udpGroup }

      SUPPORTS             EVAL-MIB
          INCLUDES         { functionsGroup, expressionsGroup }
          VARIATION        exprEntry
              CREATION-REQUIRES { evalString, evalStatus }
              DESCRIPTION  "Conceptual row creation is supported."

      ::= { acmeAgents 1 }


  According to this invocation, an agent with a sysORID value of

       { acmeAgents 1 }

  supports objects defined in six MIB modules.

  From SNMPv2-MIB, five conformance groups are supported.

  From IF-MIB, the ifGeneralGroup and ifPacketGroup groups are
  supported.  However, the objects ifAdminStatus and ifOperStatus have
  a restricted syntax.

  From IP-MIB, all objects in the ipGroup and icmpGroup are supported
  except ipInAddrErrors, while ipDefaultTTL has a restricted range, and
  when creating a new instance in the ipNetToMediaTable, the set-
  request must create an instance of ipNetToMediaPhysAddress.

  From TCP-MIB, the tcpGroup is supported except that tcpConnState is
  available only for reading.

  From UDP-MIB, the udpGroup is fully supported.

  From the EVAL-MIB, all the objects contained in the functionsGroup
  and expressionsGroup conformance groups are supported, without
  variation.  In addition, creation of new instances in the expr table
  is supported, and requires both of the objects:  evalString and
  evalStatus, to be assigned a value.








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7.  Extending an Information Module

  As experience is gained with a published information module, it may
  be desirable to revise that information module.

  Section 10 of [2] defines the rules for extending an information
  module.  The remainder of this section defines how conformance
  groups, compliance statements, and capabilities statements may be
  extended.

7.1.  Conformance Groups

  It may be desirable to revise the definition of a conformance group
  (an OBJECT-GROUP or a NOTIFICATION-GROUP) after experience is gained
  with it.  However, conformance groups can be referenced by compliance
  and/or capabilities definitions.  Therefore, a change to a
  conformance group is not allowed if it has the potential to cause a
  reference to the group's original definition to be different from a
  reference to the updated definition.  Such changes can only be
  accommodated by defining a new conformance group with a new
  descriptor and a new OBJECT IDENTIFIER value.

  The following revisions are allowed:

(1)  A STATUS clause value of "current" may be revised as "deprecated"
    or "obsolete".  Similarly, a STATUS clause value of "deprecated"
    may be revised as "obsolete".  When making such a change, the
    DESCRIPTION clause should be updated to explain the rationale.

(2)  A REFERENCE clause may be added or updated.

(3)  Clarifications and additional information may be included in the
    DESCRIPTION clause.

(4)  Any editorial change.

  It is not necessary to change the STATUS value of a conformance group
  when the status of a member of the group is changed.

7.2.  Compliance Definitions

  It may be desirable to revise the definition of a compliance
  definition (MODULE-COMPLIANCE) after experience is gained with it.
  However, changes are not allowed if they cause the requirements
  specified by the original definition to be different from the
  requirements of the updated definition.  Such changes can only be
  accommodated by defining a new compliance definition with a new



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  descriptor and a new OBJECT IDENTIFIER value.

  The following revisions are allowed:

(1)  A STATUS clause value of "current" may be revised as "deprecated"
    or "obsolete".  Similarly, a STATUS clause value of "deprecated"
    may be revised as "obsolete".  When making such a change, the
    DESCRIPTION clause should be updated to explain the rationale.

(2)  A REFERENCE clause may be added or updated.

(3)  Clarifications and additional information may be included in the
    DESCRIPTION clause(s).

(4)  Any editorial change.

  It is not necessary to change the STATUS value of a compliance
  definition due to a change in the STATUS value of a definition it
  references.

7.3.  Capabilities Definitions

  It may be desirable to revise the definition of a capabilities
  definition (AGENT-CAPABILITIES) after experience is gained with it.
  However, changes are not allowed if they cause the capabilities
  specified by the original specification to be different from the
  capabilities of the updated specification.  Such changes can only be
  accommodated by defining a new capabilities definition with a new
  descriptor and a new OBJECT IDENTIFIER value.

  The following revisions are allowed:

(1)  A STATUS clause value of "current" may be revised as "obsolete".
    When making such a change, the DESCRIPTION clause should be updated
    to explain the rationale.

(2)  A REFERENCE clause may be added or updated.

(3)  Clarifications and additional information may be included in the
    DESCRIPTION clause(s).

(4)  Any editorial change.

  It is not necessary to change the STATUS value of a capabilities
  definition due to a change in the STATUS value of a definition it
  references.




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8.  Security Considerations

  This document defines the means to define conformance requirements
  for implementing on documents describing management information.
  This method of defining conformance requirements has no security
  impact on the Internet.


9.  Editors' Addresses

  Keith McCloghrie
  Cisco Systems, Inc.
  170 West Tasman Drive
  San Jose, CA  95134-1706
  USA
  Phone: +1 408 526 5260
  EMail: [email protected]

  David Perkins
  SNMPinfo
  3763 Benton Street
  Santa Clara, CA 95051
  USA
  Phone: +1 408 221-8702
  Email: [email protected]

  Juergen Schoenwaelder
  TU Braunschweig
  Bueltenweg 74/75
  38106 Braunschweig
  Germany
  Phone: +49 531 391-3283
  EMail: [email protected]

















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10.  References

[1]  Information processing systems - Open Systems Interconnection -
    Specification of Abstract Syntax Notation One (ASN.1),
    International Organization for Standardization.  International
    Standard 8824, (December, 1987).

[2]  McCloghrie, K., Perkins, D., Schoenwaelder, J., Case, J., Rose, M.
    and S. Waldbusser, "Structure of Management Information Version 2
    (SMIv2)", STD 58, RFC 2578, April 1999.

[3]  The SNMPv2 Working Group, Case, J., McCloghrie, K., Rose, M. and
    S. Waldbusser, "Management Information Base for Version 2 of the
    Simple Network Management Protocol (SNMPv2)", RFC 1907, January
    1996.

[4]  The SNMPv2 Working Group, Case, J., McCloghrie, K., Rose, M. and
    S. Waldbusser, "Protocol Operations for Version 2 of the Simple
    Network Management Protocol (SNMPv2)", RFC 1905, January 1996.

[5]  McCloghrie, K., Perkins, D., Schoenwaelder, J., Case, J., Rose, M.
    and S. Waldbusser, "Textual Conventions for SMIv2", STD 58,
    RFC 2579, April 1999.

[6]  Rose, M. and K. McCloghrie, "Structure and Identification of
    Management Information for TCP/IP-based internets", STD 16, RFC
    1155, May 1990.

[7]  Rose, M. and K. McCloghrie, "Concise MIB Definitions", STD 16, RFC
    1212, March 1991.




















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RFC 2580            Conformance Statements for SMIv2          April 1999


11.  Full Copyright Statement

  Copyright (C) The Internet Society (1999).  All Rights Reserved.

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  or assist in its implementation may be prepared, copied, published
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  The limited permissions granted above are perpetual and will not be
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  This document and the information contained herein is provided on an
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  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
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