Network Working Group                                          S. Corson
Request for Comments: 2501                        University of Maryland
Category: Informational                                        J. Macker
                                              Naval Research Laboratory
                                                           January 1999


                  Mobile Ad hoc Networking (MANET):
  Routing Protocol Performance Issues and Evaluation Considerations

Status of this Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (1999).  All Rights Reserved.

Abstract

  This memo first describes the characteristics of Mobile Ad hoc
  Networks (MANETs), and their idiosyncrasies with respect to
  traditional, hardwired packet networks.  It then discusses the effect
  these differences have on the design and evaluation of network
  control protocols with an emphasis on routing performance evaluation
  considerations.

1. Introduction

  With recent performance advancements in computer and wireless
  communications technologies, advanced mobile wireless computing is
  expected to see increasingly widespread use and application, much of
  which will involve the use of the Internet Protocol (IP) suite. The
  vision of mobile ad hoc networking is to support robust and efficient
  operation in mobile wireless networks by incorporating routing
  functionality into mobile nodes.  Such networks are envisioned to
  have dynamic, sometimes rapidly-changing, random, multihop topologies
  which are likely composed of relatively bandwidth-constrained
  wireless links.

  Within the Internet community, routing support for mobile hosts is
  presently being formulated as "mobile IP" technology.  This is a
  technology to support nomadic host "roaming", where a roaming host
  may be connected through various means to the Internet other than its
  well known fixed-address domain space. The host may be directly
  physically connected to the fixed network on a foreign subnet, or be



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  connected via a wireless link, dial-up line, etc.  Supporting this
  form of host mobility (or nomadicity) requires address management,
  protocol interoperability enhancements and the like, but core network
  functions such as hop-by-hop routing still presently rely upon pre-
  existing routing protocols operating within the fixed network. In
  contrast, the goal of mobile ad hoc networking is to extend mobility
  into the realm of autonomous, mobile, wireless domains, where a set
  of nodes--which may be combined routers and hosts--themselves form
  the network routing infrastructure in an ad hoc fashion.

2. Applications

  The technology of Mobile Ad hoc Networking is somewhat synonymous
  with Mobile Packet Radio Networking (a term coined via during early
  military research in the 70's and 80's), Mobile Mesh Networking (a
  term that appeared in an article in The Economist regarding the
  structure of future military networks) and Mobile, Multihop, Wireless
  Networking (perhaps the most accurate term, although a bit
  cumbersome).

  There is current and future need for dynamic ad hoc networking
  technology.  The emerging field of mobile and nomadic computing, with
  its current emphasis on mobile IP operation, should gradually broaden
  and require highly-adaptive mobile networking technology to
  effectively manage multihop, ad hoc network clusters which can
  operate autonomously or, more than likely, be attached at some
  point(s) to the fixed Internet.

  Some applications of MANET technology could include industrial and
  commercial applications involving cooperative mobile data exchange.
  In addition,  mesh-based mobile networks can be operated as robust,
  inexpensive alternatives or enhancements to cell-based mobile network
  infrastructures. There are also existing and future military
  networking requirements for robust, IP-compliant data services within
  mobile wireless communication networks [1]--many of these networks
  consist of highly-dynamic autonomous topology segments. Also, the
  developing technologies of "wearable" computing and communications
  may provide applications for MANET technology. When properly combined
  with satellite-based information delivery, MANET technology can
  provide an extremely flexible method for establishing communications
  for fire/safety/rescue operations or other scenarios requiring
  rapidly-deployable communications with survivable, efficient dynamic
  networking. There are likely other applications for MANET technology
  which are not presently realized or envisioned by the authors.  It
  is, simply put, improved IP-based networking technology for dynamic,
  autonomous wireless networks.





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3. Characteristics of MANETs

  A MANET consists of mobile platforms (e.g., a router with multiple
  hosts and wireless communications devices)--herein simply referred to
  as "nodes"--which are free to move about arbitrarily. The nodes may
  be located in or on airplanes, ships, trucks, cars, perhaps even on
  people or very small devices, and there may be multiple hosts per
  router. A MANET is an autonomous system of mobile nodes.  The system
  may operate in isolation, or may have gateways to and interface with
  a fixed network. In the latter operational mode, it is typically
  envisioned to operate as a "stub" network connecting to a fixed
  internetwork.  Stub networks carry traffic originating at and/or
  destined for internal nodes, but do not permit exogenous traffic to
  "transit" through the stub network.

  MANET nodes are equipped with wireless transmitters and receivers
  using antennas which may be omnidirectional (broadcast), highly-
  directional (point-to-point), possibly steerable, or some combination
  thereof. At a given point in time, depending on the nodes' positions
  and their transmitter and receiver coverage patterns, transmission
  power levels and co-channel interference levels, a wireless
  connectivity in the form of a random, multihop graph or "ad hoc"
  network exists between the nodes.  This ad hoc topology may change
  with time as the nodes move or adjust their transmission and
  reception parameters.

  MANETs have several salient characteristics:

     1) Dynamic topologies: Nodes are free to move arbitrarily; thus,
     the network topology--which is typically multihop--may change
     randomly and rapidly at unpredictable times, and may consist of
     both bidirectional and unidirectional links.

     2) Bandwidth-constrained, variable capacity links: Wireless links
     will continue to have significantly lower capacity than their
     hardwired counterparts. In addition, the realized throughput of
     wireless communications--after accounting for the effects of
     multiple access, fading, noise, and interference conditions,
     etc.--is often much less than a radio's maximum transmission rate.

     One effect of the relatively low to moderate link capacities is
     that congestion is typically the norm rather than the exception,
     i.e.  aggregate application demand will likely approach or exceed
     network capacity frequently. As the mobile network is often simply
     an extension of the fixed network infrastructure, mobile ad hoc
     users will demand similar services. These demands will continue to
     increase as multimedia computing and collaborative networking
     applications rise.



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     3) Energy-constrained operation: Some or all of the nodes in a
     MANET may rely on batteries or other exhaustible means for their
     energy. For these nodes, the most important system design criteria
     for optimization may be energy conservation.

     4) Limited physical security: Mobile wireless networks are
     generally more prone to physical security threats than are fixed-
     cable nets.  The increased possibility of eavesdropping, spoofing,
     and denial-of-service attacks should be carefully considered.
     Existing link security techniques are often applied within
     wireless networks to reduce security threats. As a benefit, the
     decentralized nature of network control in MANETs provides
     additional robustness against the single points of failure of more
     centralized approaches.

  In addition, some envisioned networks (e.g. mobile military networks
  or highway networks) may be relatively large (e.g. tens or hundreds
  of nodes per routing area).  The need for scalability is not unique
  to MANETS. However, in light of the preceding characteristics, the
  mechanisms required to achieve scalability likely are.

  These characteristics create a set of underlying assumptions and
  performance concerns for protocol design which extend beyond those
  guiding the design of routing within the higher-speed, semi-static
  topology of the fixed Internet.

4. Goals of IETF Mobile Ad Hoc Network (manet) Working Group

  The intent of the newly formed IETF manet working group is to develop
  a peer-to-peer mobile routing capability in a purely mobile, wireless
  domain.  This capability will exist beyond the fixed network (as
  supported by traditional IP networking) and beyond the one-hop fringe
  of the fixed network.

  The near-term goal of the manet working group is to standardize one
  (or more) intra-domain unicast routing protocol(s), and related
  network-layer support technology which:

     * provides for effective operation over a wide range of mobile
     networking "contexts" (a context is a set of characteristics
     describing a mobile network and its environment);

     * supports traditional, connectionless IP service;

     * reacts efficiently to topological changes and traffic demands
     while maintaining effective routing in a mobile networking
     context.




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  The working group will also consider issues pertaining to addressing,
  security, and interaction/interfacing with lower and upper layer
  protocols. In the longer term, the group may look at the issues of
  layering more advanced mobility services on top of the initial
  unicast routing developed.  These longer term issues will likely
  include investigating multicast and QoS extensions for a dynamic,
  mobile area.

5. IP-Layer Mobile Routing

  An improved mobile routing capability at the IP layer can provide a
  benefit similar to the intention of the original Internet, viz. "an
  interoperable internetworking capability over a heterogeneous
  networking infrastructure". In this case, the infrastructure is
  wireless, rather than hardwired, consisting of multiple wireless
  technologies, channel access protocols, etc.  Improved IP routing and
  related networking services provide the glue to preserve the
  integrity of the mobile internetwork segment in this more dynamic
  environment.

  In other words, a real benefit to using IP-level routing in a MANET
  is to provide network-level consistency for multihop networks
  composed of nodes using a *mixture* of physical-layer media; i.e. a
  mixture of what are commonly thought of as subnet technologies.  A
  MANET node principally consists of a router, which may be physically
  attached to multiple IP hosts (or IP-addressable devices), which has
  potentially *multiple* wireless interfaces--each interface using a
  *different* wireless technology.  Thus, a MANET node with interfaces
  using technologies A and B can communicate with any other MANET node
  possessing an interface with technology A or B.  The multihop
  connectivity of technology A forms a physical-layer multihop
  topology, the multihop connectivity of technology B forms *another*
  physical-layer topology (which may differ from that of A's topology),
  and the *union* of these topologies forms another topology (in graph
  theoretic terms--a multigraph), termed the "IP routing fabric", of
  the MANET.  MANET nodes making routing decisions using the IP fabric
  can intercommunicate using either or both physical-layer topologies
  simultaneously.  As new physical-layer technologies are developed,
  new device drivers can be written and another physical-layer multihop
  topology can be seamlessly added to the IP fabric.  Likewise, older
  technologies can easily be dropped.  Such is the functionality and
  architectural flexibility that IP-layer routing can support, which
  brings with it hardware economies of scale.

  The concept of a "node identifier" (separate and apart from the
  concept of an "interface identifier") is crucial to supporting the
  multigraph topology of the routing fabric. It is what *unifies* a set
  of wireless interfaces and identifies them as belonging to the same



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  mobile platform.  This approach permits maximum flexibility in
  address assignment.  Node identifiers are used at the IP layer for
  routing computations.

5.1. Interaction with Standard IP Routing

  In the near term, it is currently envisioned that MANETs will
  function as *stub* networks, meaning that all traffic carried by
  MANET nodes will either be sourced or sinked within the MANET.
  Because of bandwidth and possibly power constraints, MANETs are not
  presently envisioned to function as *transit* networks carrying
  traffic which enters and then leaves the MANET (although this
  restriction may be removed by subsequent technology advances).  This
  substantially reduces the amount of route advertisement required for
  interoperation with the existing fixed Internet. For stub operation,
  routing interoperability in the near term may be achieved using some
  combination of mechanisms such as MANET-based anycast and mobile IP.
  Future interoperability may be achieved using mechanisms other than
  mobile IP.

  Interaction with Standard IP Routing will be greatly facilitated by
  usage of a common MANET addressing approach by all MANET routing
  protocols. Development of such an approach is underway which permits
  routing through a multi-technology fabric, permits multiple hosts per
  router and ensures long-term interoperability through adherence to
  the IP addressing architecture.  Supporting these features appears
  only to require identifying host and router interfaces with IP
  addresses, identifying a router with a separate Router ID, and
  permitting routers to have multiple wired and wireless interfaces.

6. MANET Routing Protocol Performance Issues

  To judge the merit of a routing protocol, one needs metrics--both
  qualitative and quantitative--with which to measure its suitability
  and performance.  These metrics should be *independent* of any given
  routing protocol.

  The following is a list of desirable qualitative properties of MANET
  routing protocols:

     1) Distributed operation:  This is an essential property, but it
     should be stated nonetheless.

     2) Loop-freedom:  Not required per se in light of certain
     quantitative measures (i.e. performance criteria), but generally
     desirable to avoid problems such as worst-case phenomena, e.g. a
     small fraction of packets spinning around in the network for
     arbitrary time periods.  Ad hoc solutions such as TTL values can



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     bound the problem, but a more structured and well-formed approach
     is generally desirable as it usually leads to better overall
     performance.

     3) Demand-based operation:  Instead of assuming an uniform traffic
     distribution within the network (and maintaining routing between
     all nodes at all times), let the routing algorithm adapt to the
     traffic pattern on a demand or need basis.  If this is done
     intelligently, it can utilize network energy and bandwidth
     resources more efficiently, at the cost of increased route
     discovery delay.

     4) Proactive operation:  The flip-side of demand-based operation.
     In certain contexts, the additional latency demand-based operation
     incurs may be unacceptable.  If bandwidth and energy resources
     permit, proactive operation is desirable in these contexts.

     5) Security: Without some form of network-level or link-layer
     security, a MANET routing protocol is vulnerable to many forms of
     attack.  It may be relatively simple to snoop network traffic,
     replay transmissions, manipulate packet headers, and redirect
     routing messages, within a wireless network without appropriate
     security provisions. While these concerns exist within wired
     infrastructures and routing protocols as well, maintaining the
     "physical" security of of the transmission media is harder in
     practice with MANETs. Sufficient security protection to prohibit
     disruption of modification of protocol operation is desired. This
     may be somewhat orthogonal to any particular routing protocol
     approach, e.g. through the application of IP Security techniques.

     6) "Sleep" period operation:  As a result of energy conservation,
     or some other need to be inactive, nodes of a MANET may stop
     transmitting and/or receiving (even receiving requires power) for
     arbitrary time periods.  A routing protocol should be able to
     accommodate such sleep periods without overly adverse
     consequences. This property may require close coupling with the
     link-layer protocol through a standardized interface.

     7) Unidirectional link support:  Bidirectional links are typically
     assumed in the design of routing algorithms, and many algorithms
     are incapable of functioning properly over unidirectional links.
     Nevertheless, unidirectional links can and do occur in wireless
     networks. Oftentimes, a sufficient number of duplex links exist so
     that usage of unidirectional links is of limited added value.
     However, in situations where a pair of unidirectional links (in
     opposite directions) form the only bidirectional connection
     between two ad hoc regions, the ability to make use of them is
     valuable.



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  The following is a list of quantitative metrics that can be used to
  assess the performance of any routing protocol.

     1) End-to-end data throughput and delay: Statistical measures of
     data routing performance (e.g., means, variances, distributions)
     are important. These are the measures of a routing policy's
     effectiveness--how well it does its job--as measured from the
     *external* perspective of other policies that make use of routing.

     2) Route Acquisition Time: A particular form of *external* end-
     to-end delay measurement--of particular concern with "on demand"
     routing algorithms--is the time required to establish route(s)
     when requested.

     3) Percentage Out-of-Order Delivery: An external measure of
     connectionless routing performance of particular interest to
     transport layer protocols such as TCP which prefer in-order
     delivery.

     4) Efficiency:  If data routing effectiveness is the external
     measure of a policy's performance, efficiency is the *internal*
     measure of its effectiveness.  To achieve a given level of data
     routing performance, two different policies can expend differing
     amounts of overhead, depending on their internal efficiency.
     Protocol efficiency may or may not directly affect data routing
     performance.  If control and data traffic must share the same
     channel, and the channel's capacity is limited, then excessive
     control traffic often impacts data routing performance.

     It is useful to track several ratios that illuminate the
     *internal* efficiency of a protocol in doing its job (there may be
     others that the authors have not considered):

        * Average number of data bits transmitted/data bit delivered--
        this can be thought of as a measure of the bit efficiency of
        delivering data within the network.  Indirectly, it also gives
        the average hop count taken by data packets.

        * Average number of control bits transmitted/data bit
        delivered--this measures the bit efficiency of the protocol in
        expending control overhead to delivery data.  Note that this
        should include not only the bits in the routing control
        packets, but also the bits in the header of the data packets.
        In other words, anything that is not data is control overhead,
        and should be counted in the control portion of the algorithm.






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        * Average number of control and data packets transmitted/data
        packet delivered--rather than measuring pure algorithmic
        efficiency in terms of bit count, this measure tries to capture
        a protocol's channel access efficiency, as the cost of channel
        access is high in contention-based link layers.

  Also, we must consider the networking *context* in which a protocol's
  performance is measured.  Essential parameters that should be varied
  include:

     1) Network size--measured in the number of nodes

     2) Network connectivity--the average degree of a node (i.e. the
     average number of neighbors of a node)

     3) Topological rate of change--the speed with which a network's
     topology is changing

     4) Link capacity--effective link speed measured in bits/second,
     after accounting for losses due to multiple access, coding,
     framing, etc.

     5) Fraction of unidirectional links--how effectively does a
     protocol perform as a function of the presence of unidirectional
     links?

     6) Traffic patterns--how effective is a protocol in adapting to
     non-uniform or bursty traffic patterns?

     7) Mobility--when, and under what circumstances, is temporal and
     spatial topological correlation relevant to the performance of a
     routing protocol?  In these cases, what is the most appropriate
     model for simulating node mobility in a MANET?

     8) Fraction and frequency of sleeping nodes--how does a protocol
     perform in the presence of sleeping and awakening nodes?

  A MANET protocol should function effectively over a wide range of
  networking contexts--from small, collaborative, ad hoc groups to
  larger mobile, multihop networks.  The preceding discussion of
  characteristics and evaluation metrics somewhat differentiate MANETs
  from traditional, hardwired, multihop networks.  The wireless
  networking environment is one of scarcity rather than abundance,
  wherein bandwidth is relatively limited, and energy may be as well.

  In summary, the networking opportunities for MANETs are intriguing
  and the engineering tradeoffs are many and challenging.  A diverse
  set of performance issues requires new protocols for network control.



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  A question which arises is "how should the *goodness* of a policy be
  measured?". To help answer that, we proposed here an outline of
  protocol evaluation issues that highlight performance metrics that
  can help promote meaningful comparisons and assessments of protocol
  performance.  It should be recognized that a routing protocol tends
  to be well-suited for particular network contexts, and less well-
  suited for others. In putting forth a description of a protocol, both
  its *advantages* and *limitations* should be mentioned so that the
  appropriate networking context(s) for its usage can be identified.
  These attributes of a protocol can typically be expressed
  *qualitatively*, e.g., whether the protocol can or cannot support
  shortest-path routing.  Qualitative descriptions of this nature
  permit broad classification of protocols, and form a basis for more
  detailed *quantitative* assessments of protocol performance. In
  future documents, the group may put forth candidate recommendations
  regarding protocol design for MANETs. The metrics and the philosophy
  presented within this document are expected to continue to evolve as
  MANET technology and related efforts mature.

7. Security Considerations

  Mobile wireless networks are generally more prone to physical
  security threats than are fixed, hardwired networks. Existing link-
  level security techniques (e.g. encryption) are often applied within
  wireless networks to reduce these threats.  Absent link-level
  encryption, at the network layer, the most pressing issue is one of
  inter-router authentication prior to the exchange of network control
  information.  Several levels of authentication ranging from no
  security (always an option) and simple shared-key approaches, to full
  public key infrastructure-based authentication mechanisms will be
  explored by the group.  As an adjunct to the working groups efforts,
  several optional authentication modes may be standardized for use in
  MANETs.

8. References

  [1] Adamson, B., "Tactical Radio Frequency Communication Requirements
      for IPng", RFC 1677, August 1994.













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Authors' Addresses

  M. Scott Corson
  Institute for Systems Research
  University of Maryland
  College Park, MD 20742

  Phone: (301) 405-6630
  EMail: [email protected]


  Joseph Macker
  Information Technology Division
  Naval Research Laboratory
  Washington, DC 20375

  Phone: (202) 767-2001
  EMail: [email protected]

































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