Network Working Group                                         S. Thomson
Request for Comments: 2462                                      Bellcore
Obsoletes: 1971                                                T. Narten
Category: Standards Track                                            IBM
                                                          December 1998


               IPv6 Stateless Address Autoconfiguration

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (1998).  All Rights Reserved.

Abstract

  This document specifies the steps a host takes in deciding how to
  autoconfigure its interfaces in IP version 6. The autoconfiguration
  process includes creating a link-local address and verifying its
  uniqueness on a link, determining what information should be
  autoconfigured (addresses, other information, or both), and in the
  case of addresses, whether they should be obtained through the
  stateless mechanism, the stateful mechanism, or both.  This document
  defines the process for generating a link-local address, the process
  for generating site-local and global addresses via stateless address
  autoconfiguration, and the Duplicate Address Detection procedure. The
  details of autoconfiguration using the stateful protocol are
  specified elsewhere.

Table of Contents

  1.  INTRODUCTION.............................................    2
  2.  TERMINOLOGY..............................................    4
     2.1.  Requirements........................................    6
  3.  DESIGN GOALS.............................................    7
  4.  PROTOCOL OVERVIEW........................................    8
     4.1.  Site Renumbering....................................   10
  5.  PROTOCOL SPECIFICATION...................................   10
     5.1.  Node Configuration Variables........................   11
     5.2.  Autoconfiguration-Related Variables.................   11
     5.3.  Creation of Link-Local Addresses....................   12



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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


     5.4.  Duplicate Address Detection.........................   13
        5.4.1.  Message Validation.............................   14
        5.4.2.  Sending Neighbor Solicitation Messages.........   14
        5.4.3.  Receiving Neighbor Solicitation Messages.......   15
        5.4.4.  Receiving Neighbor Advertisement Messages......   16
        5.4.5.  When Duplicate Address Detection Fails.........   16
     5.5.  Creation of Global and Site-Local Addresses.........   16
        5.5.1.  Soliciting Router Advertisements...............   16
        5.5.2.  Absence of Router Advertisements...............   17
        5.5.3.  Router Advertisement Processing................   17
        5.5.4.  Address Lifetime Expiry........................   19
     5.6.  Configuration Consistency...........................   19
  6.  SECURITY CONSIDERATIONS..................................   20
  7.  References...............................................   20
  8.  Acknowledgements and Authors' Addresses..................   21
  9.  APPENDIX A: LOOPBACK SUPPRESSION & DUPLICATE ADDRESS
        DETECTION..............................................   22
  10. APPENDIX B: CHANGES SINCE RFC 1971.......................   24
  11. Full Copyright Statement.................................   25

1.  INTRODUCTION

  This document specifies the steps a host takes in deciding how to
  autoconfigure its interfaces in IP version 6. The autoconfiguration
  process includes creating a link-local address and verifying its
  uniqueness on a link, determining what information should be
  autoconfigured (addresses, other information, or both), and in the
  case of addresses, whether they should be obtained through the
  stateless mechanism, the stateful mechanism, or both.  This document
  defines the process for generating a link-local address, the process
  for generating site-local and global addresses via stateless address
  autoconfiguration, and the Duplicate Address Detection procedure. The
  details of autoconfiguration using the stateful protocol are
  specified elsewhere.

  IPv6 defines both a stateful and stateless address autoconfiguration
  mechanism. Stateless autoconfiguration requires no manual
  configuration of hosts, minimal (if any) configuration of routers,
  and no additional servers.  The stateless mechanism allows a host to
  generate its own addresses using a combination of locally available
  information and information advertised by routers. Routers advertise
  prefixes that identify the subnet(s) associated with a link, while
  hosts generate an "interface identifier" that uniquely identifies an
  interface on a subnet. An address is formed by combining the two. In
  the absence of routers, a host can only generate link-local
  addresses. However, link-local addresses are sufficient for allowing
  communication among nodes attached to the same link.




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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


  In the stateful autoconfiguration model, hosts obtain interface
  addresses and/or configuration information and parameters from a
  server.  Servers maintain a database that keeps track of which
  addresses have been assigned to which hosts. The stateful
  autoconfiguration protocol allows hosts to obtain addresses, other
  configuration information or both from a server.  Stateless and
  stateful autoconfiguration complement each other. For example, a host
  can use stateless autoconfiguration to configure its own addresses,
  but use stateful autoconfiguration to obtain other information.
  Stateful autoconfiguration for IPv6 is the subject of future work
  [DHCPv6].

  The stateless approach is used when a site is not particularly
  concerned with the exact addresses hosts use, so long as they are
  unique and properly routable. The stateful approach is used when a
  site requires tighter control over exact address assignments.  Both
  stateful and stateless address autoconfiguration may be used
  simultaneously.  The site administrator specifies which type of
  autoconfiguration to use through the setting of appropriate fields in
  Router Advertisement messages [DISCOVERY].

  IPv6 addresses are leased to an interface for a fixed (possibly
  infinite) length of time. Each address has an associated lifetime
  that indicates how long the address is bound to an interface. When a
  lifetime expires, the binding (and address) become invalid and the
  address may be reassigned to another interface elsewhere in the
  Internet. To handle the expiration of address bindings gracefully, an
  address goes through two distinct phases while assigned to an
  interface. Initially, an address is "preferred", meaning that its use
  in arbitrary communication is unrestricted. Later, an address becomes
  "deprecated" in anticipation that its current interface binding will
  become invalid. While in a deprecated state, the use of an address is
  discouraged, but not strictly forbidden.  New communication (e.g.,
  the opening of a new TCP connection) should use a preferred address
  when possible.  A deprecated address should be used only by
  applications that have been using it and would have difficulty
  switching to another address without a service disruption.

  To insure that all configured addresses are likely to be unique on a
  given link, nodes run a "duplicate address detection" algorithm on
  addresses before assigning them to an interface.  The Duplicate
  Address Detection algorithm is performed on all addresses,
  independent of whether they are obtained via stateless or stateful
  autoconfiguration. This document defines the Duplicate Address
  Detection algorithm.






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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


  The autoconfiguration process specified in this document applies only
  to hosts and not routers. Since host autoconfiguration uses
  information advertised by routers, routers will need to be configured
  by some other means. However, it is expected that routers will
  generate link-local addresses using the mechanism described in this
  document. In addition, routers are expected to successfully pass the
  Duplicate Address Detection procedure described in this document on
  all addresses prior to assigning them to an interface.

  Section 2 provides definitions for terminology used throughout this
  document. Section 3 describes the design goals that lead to the
  current autoconfiguration procedure. Section 4 provides an overview
  of the protocol, while Section 5 describes the protocol in detail.

2.  TERMINOLOGY

  IP - Internet Protocol Version 6.  The terms IPv4 and are used
       only in contexts where necessary to avoid ambiguity.

  node - a device that implements IP.

  router - a node that forwards IP packets not explicitly addressed to
       itself.

  host - any node that is not a router.

  upper layer - a protocol layer immediately above IP.  Examples are
       transport protocols such as TCP and UDP, control protocols such
       as ICMP, routing protocols such as OSPF, and internet or lower-
       layer protocols being "tunneled" over (i.e., encapsulated in) IP
       such as IPX, AppleTalk, or IP itself.

  link - a communication facility or medium over which nodes can
       communicate at the link layer, i.e., the layer immediately below
       IP.  Examples are Ethernets (simple or bridged); PPP links;
       X.25, Frame Relay, or ATM networks; and internet (or higher)
       layer "tunnels", such as tunnels over IPv4 or IPv6 itself.

  interface - a node's attachment to a link.

  packet - an IP header plus payload.

  address - an IP-layer identifier for an interface or a set of
       interfaces.

  unicast address - an identifier for a single interface. A packet sent
       to a unicast address is delivered to the interface identified by
       that address.



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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998



  multicast address - an identifier for a set of interfaces (typically
       belonging to different nodes). A packet sent to a multicast
       address is delivered to all interfaces identified by that
       address.

  anycast address - an identifier for a set of interfaces (typically
       belonging to different nodes).  A packet sent to an anycast
       address is delivered to one of the interfaces identified by that
       address (the "nearest" one, according to the routing protocol's
       measure of distance).  See [ADDR-ARCH].

  solicited-node multicast address - a multicast address to which
       Neighbor Solicitation messages are sent. The algorithm for
       computing the address is given in [DISCOVERY].

  link-layer address - a link-layer identifier for an interface.
       Examples include IEEE 802 addresses for Ethernet links and E.164
       addresses for ISDN links.

  link-local address - an address having link-only scope that can be
       used to reach neighboring nodes attached to the same link.  All
       interfaces have a link-local unicast address.

  site-local address - an address having scope that is limited to the
       local site.

  global address - an address with unlimited scope.

  communication - any packet exchange among nodes that requires that
       the address of each node used in the exchange remain the same
       for the duration of the packet exchange.  Examples are a TCP
       connection or a UDP request- response.

  tentative address - an address whose uniqueness on a link is being
       verified, prior to its assignment to an interface.  A tentative
       address is not considered assigned to an interface in the usual
       sense. An interface discards received packets addressed to a
       tentative address, but accepts Neighbor Discovery packets
       related to Duplicate Address Detection for the tentative
       address.

  preferred address - an address assigned to an interface whose use by
       upper layer protocols is unrestricted. Preferred addresses may
       be used as the source (or destination) address of packets sent
       from (or to) the interface.





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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


  deprecated address - An address assigned to an interface whose use is
       discouraged, but not forbidden.  A deprecated address should no
       longer be used as a source address in new communications, but
       packets sent from or to deprecated addresses are delivered as
       expected.  A deprecated address may continue to be used as a
       source address in communications where switching to a preferred
       address causes hardship to a specific upper-layer activity
       (e.g., an existing TCP connection).

  valid address - a preferred or deprecated address. A valid address
       may appear as the source or destination address of a packet, and
       the internet routing system is expected to deliver packets sent
       to a valid address to their intended recipients.

  invalid address - an address that is not assigned to any interface. A
       valid address becomes invalid when its valid lifetime expires.
       Invalid addresses should not appear as the destination or source
       address of a packet. In the former case, the internet routing
       system will be unable to deliver the packet, in the later case
       the recipient of the packet will be unable to respond to it.

  preferred lifetime - the length of time that a valid address is
       preferred (i.e., the time until deprecation). When the preferred
       lifetime expires, the address becomes deprecated.

  valid lifetime - the length of time an address remains in the valid
       state (i.e., the time until invalidation). The valid lifetime
       must be greater then or equal to the preferred lifetime.  When
       the valid lifetime expires, the address becomes invalid.

  interface identifier - a link-dependent identifier for an interface
       that is (at least) unique per link [ADDR-ARCH]. Stateless
       address autoconfiguration combines an interface identifier with
       a prefix to form an address. From address autoconfiguration's
       perspective, an interface identifier is a bit string of known
       length.  The exact length of an interface identifier and the way
       it is created is defined in a separate link-type specific
       document that covers issues related to the transmission of IP
       over a particular link type (e.g., [IPv6-ETHER]).  In many
       cases, the identifier will be the same as the interface's link-
       layer address.

2.1.  Requirements

  The keywords MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD,
  SHOULD NOT, RECOMMENDED, MAY, and OPTIONAL, when they appear in this
  document, are to be interpreted as described in [KEYWORDS].




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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


3.  DESIGN GOALS

  Stateless autoconfiguration is designed with the following goals in
  mind:

     o Manual configuration of individual machines before connecting
       them to the network should not be required. Consequently, a
       mechanism is needed that allows a host to obtain or create
       unique addresses for each of its interfaces. Address
       autoconfiguration assumes that each interface can provide a
       unique identifier for that interface (i.e., an "interface
       identifier").  In the simplest case, an interface identifier
       consists of the interface's link-layer address. An interface
       identifier can be combined with a prefix to form an address.

     o Small sites consisting of a set of machines attached to a single
       link should not require the presence of a stateful server or
       router as a prerequisite for communicating.  Plug-and-play
       communication is achieved through the use of link-local
       addresses.  Link-local addresses have a well-known prefix that
       identifies the (single) shared link to which a set of nodes
       attach. A host forms a link-local address by appending its
       interface identifier to the link-local prefix.

     o A large site with multiple networks and routers should not
       require the presence of a stateful address configuration server.
       In order to generate site-local or global addresses, hosts must
       determine the prefixes that identify the subnets to which they
       attach.  Routers generate periodic Router Advertisements that
       include options listing the set of active prefixes on a link.

     o Address configuration should facilitate the graceful renumbering
       of a site's machines. For example, a site may wish to renumber
       all of its nodes when it switches to a new network service
       provider.  Renumbering is achieved through the leasing of
       addresses to interfaces and the assignment of multiple addresses
       to the same interface.  Lease lifetimes provide the mechanism
       through which a site phases out old prefixes.  The assignment of
       multiple addresses to an interface provides for a transition
       period during which both a new address and the one being phased
       out work simultaneously.

     o System administrators need the ability to specify whether
       stateless autoconfiguration, stateful autoconfiguration, or both
       should be used.  Router Advertisements include flags specifying
       which mechanisms a host should use.





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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


4.  PROTOCOL OVERVIEW

  This section provides an overview of the typical steps that take
  place when an interface autoconfigures itself.  Autoconfiguration is
  performed only on multicast-capable links and begins when a
  multicast-capable interface is enabled, e.g., during system startup.
  Nodes (both hosts and routers) begin the autoconfiguration process by
  generating a link-local address for the interface. A link-local
  address is formed by appending the interface's identifier to the
  well-known link-local prefix.

  Before the link-local address can be assigned to an interface and
  used, however, a node must attempt to verify that this "tentative"
  address is not already in use by another node on the link.
  Specifically, it sends a Neighbor Solicitation message containing the
  tentative address as the target. If another node is already using
  that address, it will return a Neighbor Advertisement saying so. If
  another node is also attempting to use the same address, it will send
  a Neighbor Solicitation for the target as well. The exact number of
  times the Neighbor Solicitation is (re)transmitted and the delay time
  between consecutive solicitations is link-specific and may be set by
  system management.

  If a node determines that its tentative link-local address is not
  unique, autoconfiguration stops and manual configuration of the
  interface is required.  To simplify recovery in this case, it should
  be possible for an administrator to supply an alternate interface
  identifier that overrides the default identifier in such a way that
  the autoconfiguration mechanism can then be applied using the new
  (presumably unique) interface identifier.  Alternatively, link-local
  and other addresses will need to be configured manually.

  Once a node ascertains that its tentative link-local address is
  unique, it assigns it to the interface. At this point, the node has
  IP-level connectivity with neighboring nodes.  The remaining
  autoconfiguration steps are performed only by hosts; the
  (auto)configuration of routers is beyond the scope of this document.

  The next phase of autoconfiguration involves obtaining a Router
  Advertisement or determining that no routers are present. If routers
  are present, they will send Router Advertisements that specify what
  sort of autoconfiguration a host should do.  If no routers are
  present, stateful autoconfiguration should be invoked.

  Routers send Router Advertisements periodically, but the delay
  between successive advertisements will generally be longer than a
  host performing autoconfiguration will want to wait [DISCOVERY].  To
  obtain an advertisement quickly, a host sends one or more Router



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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


  Solicitations to the all-routers multicast group.  Router
  Advertisements contain two flags indicating what type of stateful
  autoconfiguration (if any) should be performed. A "managed address
  configuration" flag indicates whether hosts should use stateful
  autoconfiguration to obtain addresses. An "other stateful
  configuration" flag indicates whether hosts should use stateful
  autoconfiguration to obtain additional information (excluding
  addresses).

  Router Advertisements also contain zero or more Prefix Information
  options that contain information used by stateless address
  autoconfiguration to generate site-local and global addresses.  It
  should be noted that the stateless and stateful address
  autoconfiguration fields in Router Advertisements are processed
  independently of one another, and a host may use both stateful and
  stateless address autoconfiguration simultaneously.  One Prefix
  Information option field, the "autonomous address-configuration
  flag", indicates whether or not the option even applies to stateless
  autoconfiguration.  If it does, additional option fields contain a
  subnet prefix together with lifetime values indicating how long
  addresses created from the prefix remain preferred and valid.

  Because routers generate Router Advertisements periodically, hosts
  will continually receive new advertisements. Hosts process the
  information contained in each advertisement as described above,
  adding to and refreshing information received in previous
  advertisements.

  For safety, all addresses must be tested for uniqueness prior to
  their assignment to an interface.  In the case of addresses created
  through stateless autoconfig, however, the uniqueness of an address
  is determined primarily by the portion of the address formed from an
  interface identifier.  Thus, if a node has already verified the
  uniqueness of a link-local address, additional addresses created from
  the same interface identifier need not be tested individually. In
  contrast, all addresses obtained manually or via stateful address
  autoconfiguration should be tested for uniqueness individually. To
  accommodate sites that believe the overhead of performing Duplicate
  Address Detection outweighs its benefits, the use of Duplicate
  Address Detection can be disabled through the administrative setting
  of a per-interface configuration flag.

  To speed the autoconfiguration process, a host may generate its
  link-local address (and verify its uniqueness) in parallel with
  waiting for a Router Advertisement. Because a router may delay
  responding to a Router Solicitation for a few seconds, the total time
  needed to complete autoconfiguration can be significantly longer if
  the two steps are done serially.



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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998



4.1.  Site Renumbering

  Address leasing facilitates site renumbering by providing a mechanism
  to time-out addresses assigned to interfaces in hosts.  At present,
  upper layer protocols such as TCP provide no support for changing
  end-point addresses while a connection is open. If an end-point
  address becomes invalid, existing connections break and all
  communication to the invalid address fails.  Even when applications
  use UDP as a transport protocol, addresses must generally remain the
  same during a packet exchange.

  Dividing valid addresses into preferred and deprecated categories
  provides a way of indicating to upper layers that a valid address may
  become invalid shortly and that future communication using the
  address will fail, should the address's valid lifetime expire before
  communication ends.  To avoid this scenario, higher layers should use
  a preferred address (assuming one of sufficient scope exists) to
  increase the likelihood that an address will remain valid for the
  duration of the communication.  It is up to system administrators to
  set appropriate prefix lifetimes in order to minimize the impact of
  failed communication when renumbering takes place.  The deprecation
  period should be long enough that most, if not all, communications
  are using the new address at the time an address becomes invalid.

  The IP layer is expected to provide a means for upper layers
  (including applications) to select the most appropriate source
  address given a particular destination and possibly other
  constraints.  An application may choose to select the source address
  itself before starting a new communication or may leave the address
  unspecified, in which case the upper networking layers will use the
  mechanism provided by the IP layer to choose a suitable address on
  the application's behalf.

  Detailed address selection rules are beyond the scope of this
  document.

5.  PROTOCOL SPECIFICATION

  Autoconfiguration is performed on a per-interface basis on
  multicast-capable interfaces.  For multihomed hosts,
  autoconfiguration is performed independently on each interface.
  Autoconfiguration applies primarily to hosts, with two exceptions.
  Routers are expected to generate a link-local address using the
  procedure outlined below. In addition, routers perform Duplicate
  Address Detection on all addresses prior to assigning them to an
  interface.




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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


5.1.  Node Configuration Variables

  A node MUST allow the following autoconfiguration-related variable to
  be configured by system management for each multicast interface:

     DupAddrDetectTransmits

                    The number of consecutive Neighbor Solicitation
                    messages sent while performing Duplicate Address
                    Detection on a tentative address. A value of zero
                    indicates that Duplicate Address Detection is not
                    performed on tentative addresses. A value of one
                    indicates a single transmission with no follow up
                    retransmissions.

                    Default: 1, but may be overridden by a link-type
                    specific value in the document that covers issues
                    related to the transmission of IP over a particular
                    link type (e.g., [IPv6-ETHER]).

                    Autoconfiguration also assumes the presence of the
                    variable RetransTimer as defined in [DISCOVERY].
                    For autoconfiguration purposes, RetransTimer
                    specifies the delay between consecutive Neighbor
                    Solicitation transmissions performed during
                    Duplicate Address Detection (if
                    DupAddrDetectTransmits is greater than 1), as well
                    as the time a node waits after sending the last
                    Neighbor Solicitation before ending the Duplicate
                    Address Detection process.

5.2.  Autoconfiguration-Related Variables

  A host maintains a number of data structures and flags related to
  autoconfiguration. In the following, we present conceptual variables
  and show how they are used to perform autoconfiguration. The specific
  variables are used for demonstration purposes only, and an
  implementation is not required to have them, so long as its external
  behavior is consistent with that described in this document.

  Beyond the formation of a link-local address and using Duplicate
  Address Detection, how routers (auto)configure their interfaces is
  beyond the scope of this document.

  Hosts maintain the following variables on a per-interface basis:






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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


     ManagedFlag      Copied from the M flag field (i.e., the
                      "managed address configuration" flag) of the most
                      recently received Router Advertisement message.
                      The flag indicates whether or not addresses are
                      to be configured using the stateful
                      autoconfiguration mechanism. It starts out in a
                      FALSE state.

     OtherConfigFlag  Copied from the O flag field (i.e., the "other
                      stateful configuration" flag) of the most
                      recently received Router Advertisement message.
                      The flag indicates whether or not information
                      other than addresses is to be obtained using the
                      stateful autoconfiguration mechanism. It starts
                      out in a FALSE state.

                      In addition, when the value of the ManagedFlag is
                      TRUE, the value of OtherConfigFlag is implicitely
                      TRUE as well. It is not a valid configuration for
                      a host to use stateful address autoconfiguration
                      to request addresses only, without also accepting
                      other configuration
                      information.

  A host also maintains a list of addresses together with their
  corresponding lifetimes. The address list contains both
  autoconfigured addresses and those configured manually.

5.3.  Creation of Link-Local Addresses

  A node forms a link-local address whenever an interface becomes
  enabled.  An interface may become enabled after any of the
  following
  events:

     - The interface is initialized at system startup time.

     - The interface is reinitialized after a temporary interface
       failure or after being temporarily disabled by system
       management.

     - The interface attaches to a link for the first time.

     - The interface becomes enabled by system management after
       having been administratively
       disabled.





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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


  A link-local address is formed by prepending the well-known link-
  local prefix FE80::0 [ADDR-ARCH] (of appropriate length) to the
  interface identifier. If the interface identifier has a length of N
  bits, the interface identifier replaces the right-most N zero bits of
  the link-local prefix.  If the interface identifier is more than 118
  bits in length, autoconfiguration fails and manual configuration is
  required. Note that interface identifiers will typically be 64-bits
  long and based on EUI-64 identifiers as described in [ADDR-ARCH].

  A link-local address has an infinite preferred and valid lifetime; it
  is never timed
  out.

5.4.  Duplicate Address Detection

  Duplicate Address Detection is performed on unicast addresses prior
  to assigning them to an interface whose DupAddrDetectTransmits
  variable is greater than zero. Duplicate Address Detection MUST take
  place on all unicast addresses, regardless of whether they are
  obtained through stateful, stateless or manual configuration, with
  the exception of the following cases:

     - Duplicate Address Detection MUST NOT be performed on anycast
       addresses.

     - Each individual unicast address SHOULD be tested for uniqueness.
       However, when stateless address autoconfiguration is used,
       address uniqueness is determined solely by the interface
       identifier, assuming that subnet prefixes are assigned correctly
       (i.e., if all of an interface's addresses are generated from the
       same identifier, either all addresses or none of them will be
       duplicates). Thus, for a set of addresses formed from the same
       interface identifier, it is sufficient to check that the link-
       local address generated from the identifier is unique on the
       link. In such cases, the link-local address MUST be tested for
       uniqueness, and if no duplicate address is detected, an
       implementation MAY choose to skip Duplicate Address Detection
       for additional addresses derived from the same interface
       identifier.

  The procedure for detecting duplicate addresses uses Neighbor
  Solicitation and Advertisement messages as described below. If a
  duplicate address is discovered during the procedure, the address
  cannot be assigned to the interface. If the address is derived from
  an interface identifier, a new identifier will need to be assigned to
  the interface, or all IP addresses for the interface will need to be
  manually configured.  Note that the method for detecting duplicates
  is not completely reliable, and it is possible that duplicate



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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


  addresses will still exist (e.g., if the link was partitioned while
  Duplicate Address Detection was performed).

  An address on which the duplicate Address Detection Procedure is
  applied is said to be tentative until the procedure has completed
  successfully.  A tentative address is not considered "assigned to an
  interface" in the traditional sense. That is, the interface must
  accept Neighbor Solicitation and Advertisement messages containing
  the tentative address in the Target Address field, but processes such
  packets differently from those whose Target Address matches an
  address assigned to the interface. Other packets addressed to the
  tentative address should be silently discarded.

  It should also be noted that Duplicate Address Detection must be
  performed prior to assigning an address to an interface in order to
  prevent multiple nodes from using the same address simultaneously.
  If a node begins using an address in parallel with Duplicate Address
  Detection, and another node is already using the address, the node
  performing Duplicate Address Detection will erroneously process
  traffic intended for the other node, resulting in such possible
  negative consequences as the resetting of open TCP connections.

  The following subsections describe specific tests a node performs to
  verify an address's uniqueness.  An address is considered unique if
  none of the tests indicate the presence of a duplicate address within
  RetransTimer milliseconds after having sent DupAddrDetectTransmits
  Neighbor Solicitations. Once an address is determined to be unique,
  it may be assigned to an interface.

5.4.1.  Message Validation

  A node MUST silently discard any Neighbor Solicitation or
  Advertisement message that does not pass the validity checks
  specified in [DISCOVERY]. A solicitation that passes these validity
  checks is called a valid solicitation or valid advertisement.

5.4.2.  Sending Neighbor Solicitation Messages

  Before sending a Neighbor Solicitation, an interface MUST join the
  all-nodes multicast address and the solicited-node multicast address
  of the tentative address.  The former insures that the node receives
  Neighbor Advertisements from other nodes already using the address;
  the latter insures that two nodes attempting to use the same address
  simultaneously detect each other's presence.

  To check an address, a node sends DupAddrDetectTransmits Neighbor
  Solicitations, each separated by RetransTimer milliseconds. The
  solicitation's Target Address is set to the address being checked,



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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


  the IP source is set to the unspecified address and the IP
  destination is set to the solicited-node multicast address of the
  target address.

  If the Neighbor Solicitation is the first message to be sent from an
  interface after interface (re)initialization, the node should delay
  sending the message by a random delay between 0 and
  MAX_RTR_SOLICITATION_DELAY as specified in [DISCOVERY].  This serves
  to alleviate congestion when many nodes start up on the link at the
  same time, such as after a power failure, and may help to avoid race
  conditions when more than one node is trying to solicit for the same
  address at the same time. In order to improve the robustness of the
  Duplicate Address Detection algorithm, an interface MUST receive and
  process datagrams sent to the all-nodes multicast address or
  solicited-node multicast address of the tentative address while
  delaying transmission of the initial Neighbor Solicitation.

5.4.3.  Receiving Neighbor Solicitation Messages

  On receipt of a valid Neighbor Solicitation message on an interface,
  node behavior depends on whether the target address is tentative or
  not.  If the target address is not tentative (i.e., it is assigned to
  the receiving interface), the solicitation is processed as described
  in [DISCOVERY].  If the target address is tentative, and the source
  address is a unicast address, the solicitation's sender is performing
  address resolution on the target; the solicitation should be silently
  ignored.  Otherwise, processing takes place as described below. In
  all cases, a node MUST NOT respond to a Neighbor Solicitation for a
  tentative address.

  If the source address of the Neighbor Solicitation is the unspecified
  address, the solicitation is from a node performing Duplicate Address
  Detection. If the solicitation is from another node, the tentative
  address is a duplicate and should not be used (by either node). If
  the solicitation is from the node itself (because the node loops back
  multicast packets), the solicitation does not indicate the presence
  of a duplicate address.

  Implementor's Note: many interfaces provide a way for upper layers to
  selectively enable and disable the looping back of multicast packets.
  The details of how such a facility is implemented may prevent
  Duplicate Address Detection from working correctly.  See the Appendix
  for further discussion.

  The following tests identify conditions under which a tentative
  address is not unique:





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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


     - If a Neighbor Solicitation for a tentative address is
       received prior to having sent one, the tentative address is a
       duplicate.  This condition occurs when two nodes run Duplicate
       Address Detection simultaneously, but transmit initial
       solicitations at different times (e.g., by selecting different
       random delay values before transmitting an initial
       solicitation).

     - If the actual number of Neighbor Solicitations received exceeds
       the number expected based on the loopback semantics (e.g., the
       interface does not loopback packet, yet one or more
       solicitations was received), the tentative address is a
       duplicate. This condition occurs when two nodes run Duplicate
       Address Detection simultaneously and transmit solicitations at
       roughly the same time.

5.4.4.  Receiving Neighbor Advertisement Messages

  On receipt of a valid Neighbor Advertisement message on an interface,
  node behavior depends on whether the target address is tentative or
  matches a unicast or anycast address assigned to the interface.  If
  the target address is assigned to the receiving interface, the
  solicitation is processed as described in [DISCOVERY]. If the target
  address is tentative, the tentative address is not unique.

5.4.5.  When Duplicate Address Detection Fails

  A tentative address that is determined to be a duplicate as described
  above, MUST NOT be assigned to an interface and the node SHOULD log a
  system management error.  If the address is a link-local address
  formed from an interface identifier, the interface SHOULD be
  disabled.

5.5.  Creation of Global and Site-Local Addresses

  Global and site-local addresses are formed by appending an interface
  identifier to a prefix of appropriate length. Prefixes are obtained
  from Prefix Information options contained in Router Advertisements.
  Creation of global and site-local addresses and configuration of
  other parameters as described in this section SHOULD be locally
  configurable. However, the processing described below MUST be enabled
  by default.

5.5.1.  Soliciting Router Advertisements

  Router Advertisements are sent periodically to the all-nodes
  multicast address. To obtain an advertisement quickly, a host sends
  out Router Solicitations as described in [DISCOVERY].



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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998



5.5.2.  Absence of Router Advertisements

  If a link has no routers, a host MUST attempt to use stateful
  autoconfiguration to obtain addresses and other configuration
  information. An implementation MAY provide a way to disable the
  invocation of stateful autoconfiguration in this case, but the
  default SHOULD be enabled.  From the perspective of
  autoconfiguration, a link has no routers if no Router Advertisements
  are received after having sent a small number of Router Solicitations
  as described in [DISCOVERY].

5.5.3.  Router Advertisement Processing

  On receipt of a valid Router Advertisement (as defined in
  [DISCOVERY]), a host copies the value of the advertisement's M bit
  into ManagedFlag. If the value of ManagedFlag changes from FALSE to
  TRUE, and the host is not already running the stateful address
  autoconfiguration protocol, the host should invoke the stateful
  address autoconfiguration protocol, requesting both address
  information and other information.  If the value of the ManagedFlag
  changes from TRUE to FALSE, the host should continue running the
  stateful address autoconfiguration, i.e., the change in the value of
  the ManagedFlag has no effect.  If the value of the flag stays
  unchanged, no special action takes place. In particular, a host MUST
  NOT reinvoke stateful address configuration if it is already
  participating in the stateful protocol as a result of an earlier
  advertisement.

  An advertisement's O flag field is processed in an analogous manner.
  A host copies the value of the O flag into OtherConfigFlag. If the
  value of OtherConfigFlag changes from FALSE to TRUE, the host should
  invoke the stateful autoconfiguration protocol, requesting
  information (excluding addresses if ManagedFlag is set to FALSE).  If
  the value of the OtherConfigFlag changes from TRUE to FALSE, the host
  should continue running the stateful address autoconfiguration
  protocol, i.e., the change in the value of OtherConfigFlag has no
  effect. If the value of the flag stays unchanged, no special action
  takes place. In particular, a host MUST NOT reinvoke stateful
  configuration if it is already participating in the stateful protocol
  as a result of an earlier advertisement.

  For each Prefix-Information option in the Router Advertisement:

   a) If the Autonomous flag is not set, silently ignore the
      Prefix Information
      option.




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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


   b) If the prefix is the link-local prefix, silently ignore the
      Prefix Information option.

   c) If the preferred lifetime is greater than the valid lifetime,
      silently ignore the Prefix Information option. A node MAY wish to
      log a system management error in this case.

   d) If the prefix advertised does not match the prefix of an address
      already in the list, and the Valid Lifetime is not 0, form an
      address (and add it to the list) by combining the advertised
      prefix with the link's interface identifier as follows:

  |            128 - N bits               |       N bits           |
  +---------------------------------------+------------------------+
  |            link prefix                |  interface identifier  |
  +----------------------------------------------------------------+


      If the sum of the prefix length and interface identifier length
      does not equal 128 bits, the Prefix Information option MUST be
      ignored.  An implementation MAY wish to log a system management
      error in this case. It is the responsibility of the system
      administrator to insure that the lengths of prefixes contained in
      Router Advertisements are consistent with the length of interface
      identifiers for that link type. Note that interface identifiers
      will typically be 64-bits long and based on EUI-64 identifiers as
      described in [ADDR-ARCH].

      If an address is formed successfully, the host adds it to the
      list of addresses assigned to the interface, initializing its
      preferred and valid lifetime values from the Prefix Information
      option.

   e) If the advertised prefix matches the prefix of an autoconfigured
      address (i.e., one obtained via stateless or stateful address
      autoconfiguration) in the list of addresses associated with the
      interface, the specific action to perform depends on the Valid
      Lifetime in the received advertisement and the Lifetime
      associated with the previously autoconfigured address (which we
      call StoredLifetime in the discussion that follows):

      1) If the received Lifetime is greater than 2 hours or greater
         than StoredLifetime, update the stored Lifetime of the
         corresponding address.

      2) If the StoredLifetime is less than or equal to 2 hours and the
         received Lifetime is less than or equal to StoredLifetime,
         ignore the prefix, unless the Router Advertisement from which



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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


         this Prefix Information option was obtained has been
         authenticated (e.g., via IPSec [RFC2402]). If the Router
         Advertisment was authenticated, the StoredLifetime should be
         set to the Lifetime in the received option.

      3) Otherwise, reset the stored Lifetime in the corresponding
         address to two hours.

      The above rules address a specific denial of service attack in
      which a bogus advertisement could contain prefixes with very
      small Valid Lifetimes. Without the above rules, a single
      unauthenticated advertisement containing bogus Prefix Information
      options with short Lifetimes could cause all of a node's
      addresses to expire prematurely. The above rules insure that
      legitimate advertisements (which are sent periodically) will
      "cancel" the short lifetimes before they actually take effect.

5.5.4.  Address Lifetime Expiry

  A preferred address becomes deprecated when its preferred lifetime
  expires.  A deprecated address SHOULD continue to be used as a source
  address in existing communications, but SHOULD NOT be used in new
  communications if an alternate (non-deprecated) address is available
  and has sufficient scope.  IP and higher layers (e.g., TCP, UDP) MUST
  continue to accept datagrams destined to a deprecated address since a
  deprecated address is still a valid address for the interface. An
  implementation MAY prevent any new communication from using a
  deprecated address, but system management MUST have the ability to
  disable such a facility, and the facility MUST be disabled by
  default.

  An address (and its association with an interface) becomes invalid
  when its valid lifetime expires.  An invalid address MUST NOT be used
  as a source address in outgoing communications and MUST NOT be
  recognized as a destination on a receiving interface.

5.6.  Configuration Consistency

  It is possible for hosts to obtain address information using both
  stateless and stateful protocols since both may be enabled at the
  same time.  It is also possible that the values of other
  configuration parameters such as MTU size and hop limit will be
  learned from both Router Advertisements and the stateful
  autoconfiguration protocol.  If the same configuration information is
  provided by multiple sources, the value of this information should be
  consistent. However, it is not considered a fatal error if
  information received from multiple sources is inconsistent. Hosts
  accept the union of all information received via the stateless and



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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


  stateful protocols. If inconsistent information is learned different
  sources, the most recently obtained values always have precedence
  over information learned earlier.

6.  SECURITY CONSIDERATIONS

  Stateless address autoconfiguration allows a host to connect to a
  network, configure an address and start communicating with other
  nodes without ever registering or authenticating itself with the
  local site.  Although this allows unauthorized users to connect to
  and use a network, the threat is inherently present in the
  Internet        architecture. Any node with a physical attachment to
  a network can generate an address (using a variety of ad hoc
  techniques) that provides connectivity.

  The use of Duplicate Address Detection opens up the possibility of
  denial of service attacks. Any node can respond to Neighbor
  Solicitations for a tentative address, causing the other node to
  reject the address as a duplicate.  This attack is similar to other
  attacks involving the spoofing of Neighbor Discovery messages and can
  be addressed by requiring that Neighbor Discovery packets be
  authenticated [RFC2402].

7.  References

  [RFC2402]    Kent, S. and R. Atkinson, "IP Authentication Header",
               RFC 2402, November 1998.

  [IPv6-ETHER] Crawford, M., "A Method for the Transmission of
               IPv6        Packets over Ethernet Networks", RFC 2464,
               December 1998.

  [KEYWORDS]   Bradner, S., "Key words for use in RFCs to Indicate
               Requirement Levels", BCP 14, RFC 2119, March
               1997.

  [RFC1112]    Deering, S., "Host Extensions for IP Multicasting", STD
               5, RFC 1112, August
               1989.

  [ADDR-ARCH]  Hinden, R. and S. Deering, "Internet Protocol Version
               (IPv6) Addressing Architecture", RFC 2373, July 1998

  [DHCPv6]     Bound, J. and C. Perkins, "Dynamic Host Configuration
               Protocol for IPv6 (DHCPv6)", Work in Progress.






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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


  [DISCOVERY]  Narten, T., Nordmark, E. and W. Simpson, "Neighbor
               Discovery for IP Version 6 (IPv6)", RFC 2461, December
               1998.

8.  Acknowledgements

  The authors would like to thank the members of both the IPNG and
  ADDRCONF working groups for their input. In particular, thanks to Jim
  Bound, Steve Deering, Richard Draves, and Erik Nordmark.  Thanks also
  goes to John Gilmore for alerting the WG of the "0 Lifetime Prefix
  Advertisement" denial of service attack vulnerability; this document
  incorporates changes that address this vulnerability.

AUTHORS' ADDRESSES

  Susan Thomson
  Bellcore
  445 South Street
  Morristown, NJ 07960
  USA

  Phone: +1 201-829-4514
  EMail: [email protected]


  Thomas Narten
  IBM Corporation
  P.O. Box 12195
  Research Triangle Park, NC 27709-2195
  USA

  Phone: +1 919 254 7798
  EMail: [email protected]


















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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


9.  APPENDIX A: LOOPBACK SUPPRESSION & DUPLICATE ADDRESS DETECTION

  Determining whether a received multicast solicitation was looped back
  to the sender or actually came from another node is implementation-
  dependent.  A problematic case occurs when two interfaces attached to
  the same link happen to have the same identifier and link-layer
  address, and they both send out packets with identical contents at
  roughly the same time (e.g., Neighbor Solicitations for a tentative
  address as part of Duplicate Address Detection messages). Although a
  receiver will receive both packets, it cannot determine which packet
  was looped back and which packet came from the other node by simply
  comparing packet contents (i.e., the contents are identical). In this
  particular case, it is not necessary to know precisely which packet
  was looped back and which was sent by another node; if one receives
  more solicitations than were sent, the tentative address is a
  duplicate. However, the situation may not always be this
  straightforward.

  The IPv4 multicast specification [RFC1112] recommends that the
  service interface provide a way for an upper-layer protocol to
  inhibit local delivery of packets sent to a multicast group that the
  sending host is a member of. Some applications know that there will
  be no other group members on the same host, and suppressing loopback
  prevents them from having to receive (and discard) the packets they
  themselves send out.  A straightforward way to implement this
  facility is to disable loopback at the hardware level (if supported
  by the hardware), with packets looped back (if requested) by
  software.  On interfaces in which the hardware itself suppresses
  loopbacks, a node running Duplicate Address Detection simply counts
  the number of Neighbor Solicitations received for a tentative address
  and compares them with the number expected. If there is a mismatch,
  the tentative address is a duplicate.

  In those cases where the hardware cannot suppress loopbacks, however,
  one possible software heuristic to filter out unwanted loopbacks is
  to discard any received packet whose link-layer source address is the
  same as the receiving interface's.  Unfortunately, use of that
  criteria also results in the discarding of all packets sent by
  another node using the same link-layer address. Duplicate Address
  Detection will fail on interfaces that filter received packets in
  this manner:

     o If a node performing Duplicate Address Detection discards
       received packets having the same source link-layer address as
       the receiving interface, it will also discard packets from other
       nodes also using the same link-layer address, including Neighbor
       Advertisement and Neighbor Solicitation messages required to
       make Duplicate Address Detection work correctly.  This



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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


       particular problem can be avoided by temporarily disabling the
       software suppression of loopbacks while a node performs
       Duplicate Address Detection.

     o If a node that is already using a particular IP address discards
       received packets having the same link-layer source address as
       the interface, it will also discard Duplicate Address
       Detection-related Neighbor Solicitation messages sent by another
       node also using the same link-layer address.  Consequently,
       Duplicate Address Detection will fail, and the other node will
       configure a non-unique address. Since it is generally impossible
       to know when another node is performing Duplicate Address
       Detection, this scenario can be avoided only if software
       suppression of loopback is permanently disabled.

  Thus, to perform Duplicate Address Detection correctly in the case
  where two interfaces are using the same link-layer address, an
  implementation must have a good understanding of the interface's
  multicast loopback semantics, and the interface cannot discard
  received packets simply because the source link-layer address is the
  same as the interfaces.






























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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


10.  APPENDIX B: CHANGES SINCE RFC 1971

  o Changed document to use term "interface identifier" rather than
    "interface token" for consistency with other IPv6 documents.

  o Clarified definition of deprecated address to make clear it is OK
    to continue sending to or from deprecated addresses.

  o Reworded section 5.4 for clarity (no substantive change).

  o Added rules to Section 5.5.3 Router Advertisement processing to
    address potential denial-of-service attack when prefixes are
    advertised with very short Lifetimes.

  o Clarified wording in Section 5.5.4 to make clear that all upper
    layer protocols must process (i.e., send and receive) packets sent
    to deprecated addresses.


































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RFC 2462        IPv6 Stateless Address Autoconfiguration   December 1998


11.  Full Copyright Statement

  Copyright (C) The Internet Society (1998).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
























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