Network Working Group                                           B. Kelly
Request for Comments: 2355                             Auburn University
Obsoletes: 1647                                                June 1998
Category: Standards Track


                         TN3270 Enhancements

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (1998).  All Rights Reserved.

Abstract

  This document describes a protocol that more fully supports 3270
  devices than do traditional tn3270 practices.  Specifically, it
  defines a method of emulating both the terminal and printer members
  of the 3270 family of devices via Telnet; it provides for the ability
  of a Telnet client to request that it be assigned a specific device-
  name (also referred to as "LU name" or "network name"); finally, it
  adds support for a variety of functions such as the ATTN key, the
  SYSREQ key, and SNA response handling.

  This protocol is negotiated under the TN3270E Telnet Option, and is
  unrelated to the Telnet 3270 Regime Option as defined in RFC 1041
  [1].

TABLE OF CONTENTS

  1.  Introduction ...............................................  2
     1.1  Changes to RFC 1647 ....................................  4
  2.  TN3270E OVERVIEW ...........................................  5
  3.  COMMAND NAMES AND CODES ....................................  6
  4.  COMMAND MEANINGS ...........................................  7
  5.  DEFAULT SPECIFICATION ......................................  9
  6.  MOTIVATION .................................................  9
  7.  TN3270E SUB-NEGOTIATION RULES ..............................  9
     7.1  DEVICE-TYPE Negotiation ................................  9
         7.1.1 Device Pools ...................................... 10
         7.1.2 CONNECT Command ................................... 12



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         7.1.3 ASSOCIATE Command ................................. 12
         7.1.4 Accepting a Request ............................... 13
         7.1.5 REJECT Command .................................... 13
     7.2  FUNCTIONS Negotiation .................................. 14
         7.2.1 Commands .......................................... 14
         7.2.2 List of TN3270E Functions ......................... 16
  8.  TN3270E DATA MESSAGES ...................................... 16
     8.1  The TN3270E Message Header ............................. 18
         8.1.1 DATA-TYPE Field ................................... 18
         8.1.2 REQUEST-FLAG Field ................................ 19
         8.1.3 RESPONSE-FLAG Field ............................... 19
         8.1.4 SEQ-NUMBER Field .................................. 20
  9.  BASIC TN3270E .............................................. 20
     9.1  3270 Mode and NVT Mode ................................. 21
  10. DETAILS OF PROCESSING TN3270E FUNCTIONS .................... 22
     10.1 The SCS-CTL-CODES Function ............................. 22
     10.2 The DATA-STREAM-CTL Function ........................... 23
     10.3 The BIND-IMAGE Function ................................ 24
     10.4 The RESPONSES Function ................................. 25
        10.4.1 Response Messages ................................. 26
     10.5 The SYSREQ Function .................................... 28
        10.5.1 Background ........................................ 28
        10.5.2 TN3270E Implementation of SYSREQ .................. 29
  11. THE 3270 ATTN KEY .......................................... 30
  12. 3270 STRUCTURED FIELDS ..................................... 31
  13. IMPLEMENTATION GUIDELINES .................................. 31
     13.1 3270 Data Stream Notes ................................. 31
     13.2 Negotiation of the TN3270E Telnet Option ............... 32
     13.3 A "Keep-alive" Mechanism ............................... 32
     13.4 Examples ............................................... 32
  14. SECURITY CONSIDERATIONS .................................... 36
  15. REFERENCES ................................................. 36
  16. AUTHOR'S NOTE .............................................. 37
  17. AUTHOR'S ADDRESS ........................................... 37
  18. Full Copyright Statement ................................... 38

1.  Introduction

  Traditionally, support for 3270 terminal emulation over Telnet has
  been accomplished by the de facto standard of negotiating three
  separate Telnet Options - Terminal-Type [2], Binary Transmission [3],
  and End of Record [4].  Note that there is no RFC that specifies this
  negotiation as a standard.  RFC 1041 attempted to standardize the
  method of negotiating 3270 terminal support by defining the 3270
  Regime Telnet Option.  Very few developers and vendors ever
  implemented RFC 1041.





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  This document will refer to the existing practice of negotiating
  these three Telnet Options before exchanging the 3270 data stream as
  "traditional tn3270".  Traditional tn3270 is documented in [10].

  NOTE: Except where otherwise stated, this document does not
  distinguish between Telnet servers that represent SNA devices and
  those that represent non-SNA 3270 devices.

  All references in this document to the 3270 data stream, 3270 data
  stream commands, orders, structured fields and the like rely on [5].

  References to SNA Request and Response Units rely on [6].  References
  to SNA versus non-SNA operation rely on [7].

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119.

  There were several shortcomings in traditional tn3270; among them
  were the following:

   - It provided no capability for Telnet clients to emulate the 328x
     class of printers.

   - There was no mechanism by which a Telnet client could request that
     a connection be associated with a given 3270 device-name.  This
     can be of importance when a terminal session is being established,
     since many host applications behave differently depending on the
     network name of the terminal.  In the case of printer emulation,
     this capability is an absolute necessity because a large number of
     host applications have some method of pre-defining printer
     destinations.

   - The 3270 ATTN and SYSREQ keys were not universally supported.

   - There was no support for the SNA positive/negative response
     process.  This is particularly important if printer emulation is
     to function properly, but is also useful for some terminal
     applications.  A positive response is used to indicate that the
     previously received data has been successfully processed.  A
     negative response indicates some sort of error has occurred while
     processing the previously received data; this could be caused by
     the host application building a 3270 data stream that contains an
     invalid command, or by a mechanical error at the client side,
     among other things.






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   - There was no mechanism by which the client could access the SNA
     Bind information.  The Bind image contains a detailed description
     of the session between the Telnet server and the host application.

   - There was no mechanism by which the server could determine whether
     a client supported 3270 structured fields, or a client could
     request that it receive them.

1.1 Changes to RFC 1647

  This document replaces RFC 1647; the following is a summary of the
  changes that have been incorporated:

  - Reworded the Introduction to refer to traditional tn3270 in the
    past tense.

    Affected sections: 1.

  - Added this section documenting changes to RFC 1647

    Affected sections: 1.1

  - Clarified the specification of numeric literals contained in the
    document.

    Affected sections: 3. (first paragraph)

  - Extensively revised several sections to

    1) clarify the motivation behind and use of the ASSOCIATE
       command
    2) remove restrictive wording regarding the organization
       and use of server maintained device pools
    3) distinguish between device-names and resource-names in the
       TN3270E device-type negotiation, and define a maximum length for
       device-names and resource-names

    Affected sections: 4. (DEVICE-TYPE REQUEST command) and 7.1.1
                           through 7.1.6

  - Corrected the erroneous specification of the format of the
    function-list sent during TN3270E functions negotiation.

    Affected sections: 7.2.1 (first paragraph)







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  - Added a statement addressing what a client or server should do
    if an impasse is reached during TN3270E functions negotiation.

    Affected sections: 7.2.1 (last paragraph)

  - Added a DATA-TYPE of PRINT-EOJ with a value of 0x08 to support
    the end-of-job indication for printers.

    Affected sections: 8.1.1, 10.1, 10.2

  - Clarified the description of the SEQ-NUMBER Field to state that

    1) the field should be sent in network byte order (big endian)
    2) either byte that contains a 0xff must be doubled to 0xffff
       before sending, and stripped back to 0xff after receipt.

    Affected sections: 8.1.4

  - Defined the format and maximum length of the Bind image.

    Affected sections: 10.3 (fourth paragraph)

  - Clarified the misleading wording regarding allowable DATA-TYPEs
    when BIND-IMAGE has been negotiated and a BIND has been sent.

    Affected sections: 10.3 (last paragraph)

  - Clarified the use of the SEQ-NUMBER field in regards to when it
    should be reset to zero.

    Affected sections: 10.4 (last paragraph)

  - Clarified the format of the data when the DATA-TYPE field is
    SSCP-LU-DATA.

    Affected sections: 10.5.2 (fourth paragraph)

  - Reworded the Security section to refer to Kerberos.

    Affected sections: 14.

2.  TN3270E Overview

  In order to address these issues, this document proposes a new Telnet
  Option - TN3270E.  Telnet clients and servers would be free to
  negotiate support of the TN3270E option or not. If either side does
  not support TN3270E, traditional tn3270 can be used; otherwise, a
  sub-negotiation will occur to determine what subset of TN3270E will



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  be used on the session.  It is anticipated that a client or server
  capable of both types of 3270 emulation would attempt to negotiate
  TN3270E first, and only negotiate traditional tn3270 if the other
  side refuses TN3270E.

  Once a client and server have agreed to use TN3270E, negotiation of
  the TN3270E suboptions can begin.  The two major elements of TN3270E
  sub-negotiation are:

   - a device-type negotiation that is similar to, but somewhat
     more complicated than, the existing Telnet Terminal-Type Option.

   - the negotiation of a set of supported 3270 functions, such as
     printer data stream type (3270 data stream or SNA Character
     Stream), positive/negative response exchanges, device status
     information, and the passing of BIND information from server to
     client.

  Successful negotiation of these two suboptions signals the beginning
  of 3270 data stream transmission. In order to support several of the
  new functions in TN3270E, each data message must be prefixed by a
  header.  This header will contain flags and indicators that convey
  such things as positive and negative responses and what type of data
  follows the header (for example, 3270 data stream, SNA Character
  Stream, or device status information).

3.  Command Names and Codes

  Please note that all numeric literals in this document specify
  decimal values, unless they are preceded by "0x", in which case a
  hexadecimal value is represented.

      TN3270E            40
        ASSOCIATE          00
        CONNECT            01
        DEVICE-TYPE        02
        FUNCTIONS          03
        IS                 04
        REASON             05
        REJECT             06
        REQUEST            07
        SEND               08

      Reason-codes
        CONN-PARTNER       00
        DEVICE-IN-USE      01
        INV-ASSOCIATE      02
        INV-NAME           03



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        INV-DEVICE-TYPE    04
        TYPE-NAME-ERROR    05
        UNKNOWN-ERROR      06
        UNSUPPORTED-REQ    07

      Function Names
        BIND-IMAGE         00
        DATA-STREAM-CTL    01
        RESPONSES          02
        SCS-CTL-CODES      03
        SYSREQ             04

4.  Command Meanings

  Refer to the Telnet Protocol Specification [8] for the meaning of
  IAC, DO, WILL, etc.

  IAC WILL TN3270E

     The sender of this command is willing to send TN3270E information
     in subsequent sub-negotiations.

  IAC WON'T TN3270E

     The sender of this command refuses to send TN3270E information.

  IAC DO TN3270E

     The sender of this command is willing to receive TN3270E
     information in subsequent sub-negotiations.

  IAC DON'T TN3270E

     The sender of this command refuses to receive TN3270E information.

  Note that while they are not explicitly negotiated, the equivalent of
  the Telnet Binary Transmission Option [3] and the Telnet End of
  Record Option [4] is implied in the negotiation of the TN3270E
  Option.  That is, a party to the negotiation that agrees to support
  TN3270E is automatically required to support bi-directional binary
  and EOR transmissions.

  IAC SB TN3270E SEND DEVICE-TYPE IAC SE

     Only the server may send this command.  This command is used to
     request that the client transmit a device-type and, optionally,
     device-name information.




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  IAC SB TN3270E DEVICE-TYPE REQUEST <device-type>
      [ [CONNECT <resource-name>] | [ASSOCIATE <device-name>] ] IAC SE

     Only the client may send this command.  It is used in response to
     the server's SEND DEVICE-TYPE command, as well as to suggest
     another device-type after the server has sent a DEVICE-TYPE REJECT
     command (see below).  This command requests emulation of a
     specific 3270 device type and model.  The REQUEST command may
     optionally include either the CONNECT or the ASSOCIATE command
     (but not both).  If present, CONNECT must be followed by
     <resource-name> and ASSOCIATE must be followed by <device-name>.
     (See the section entitled "DEVICE-TYPE Negotiation" for more
     detailed information.)

  IAC SB TN3270E DEVICE-TYPE IS <device-type> CONNECT
      <device-name> IAC SE

     Only the server may send this command.  This command is used to
     accept a client's DEVICE-TYPE REQUEST command and to return the
     server-defined device-name.

  IAC SB TN3270E DEVICE-TYPE REJECT REASON <reason-code> IAC SE

     Only the server may send this command.  This command is used to
     reject a client's DEVICE-TYPE REQUEST command.

  IAC SB TN3270E FUNCTIONS REQUEST <function-list> IAC SE

     Either side may send this command.  This command is used to
     suggest a set of 3270 functions that will be supported on this
     session.  It is also sent as an implicit rejection of a previous
     FUNCTIONS REQUEST command sent by the other side (see the section
     entitled "FUNCTIONS Negotiation" for more information).  Note that
     when used to reject a FUNCTIONS REQUEST command, the function-list
     must not be identical to that received in the previous REQUEST
     command.

  IAC SB TN3270E FUNCTIONS IS <function-list> IAC SE

     Either side may send this command.  This command is sent as a
     response to a FUNCTIONS REQUEST command and implies acceptance of
     the set of functions sent to it in the REQUEST command.  Note that
     the list of functions in the FUNCTIONS IS command must match the
     list that was received in the previous FUNCTIONS REQUEST command.







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5.  Default Specification

  WON'T TN3270E

  DON'T TN3270E

  i.e., TN3270E will not be used.

6.  Motivation

  See the section entitled "Introduction".

7.  TN3270E Sub-negotiation Rules

  Once it has been agreed that TN3270E will be supported, the first
  sub-negotiation must concern the DEVICE-TYPE (and possibly device-
  name) information.  Only after that has been successfully negotiated
  can the client and server exchange FUNCTIONS information.  Only after
  both DEVICE-TYPE and FUNCTIONS have been successfully negotiated can
  3270 data stream transmission occur.

7.1 DEVICE-TYPE Negotiation

  Device-type names are NVT ASCII strings, all upper case.

  Device-type (and device-name) negotiation begins when the server
  transmits the DEVICE-TYPE SEND command to the client.  The client
  responds with the DEVICE-TYPE REQUEST command, which must include a
  device-type and may include a resource-name or device-name request.

  Valid device-types are:

    erminals: IBM-3278-2  IBM-3278-2-E  (24 row x 80 col display)
              IBM-3278-3  IBM-3278-3-E  (32 row x 80 col display)
              IBM-3278-4  IBM-3278-4-E  (43 row x 80 col display)
              IBM-3278-5  IBM-3278-5-E  (27 row x 132 col display)
              IBM-DYNAMIC            (no pre-defined display size)

    printers: IBM-3287-1

  Note that the use of '3278' and '3287' is NOT intended to exclude any
  particular device capabilities; they are used here only because they
  are commonly known designations for a terminal and a printer member
  of the 3270 family of devices.  The intention is to simplify the
  device-type negotiation (in comparison to traditional tn3270) by
  minimizing the number of possible device-types, and by breaking the
  association of a specific piece of IBM hardware with a related set of
  data stream capabilities.  For example, negotiation of device-type



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  IBM-3278-2-E does NOT in and of itself preclude the use of any of the
  functions associated with a physical 3279 model S2B.  A client's
  ability to support the more advanced functions of the 3270 data
  stream will be indicated not by negotiation of an IBM device type and
  model number, but rather by the combination of Read Partition Query
  and Query Reply.

  All of the terminal device-types support a "primary" display size of
  24 rows by 80 columns.  The "-3", "-4" and "-5" types each support an
  "alternate" display size as noted in the above list.  The IBM-DYNAMIC
  device-type implies no pre-defined alternate display size; this value
  will be passed from the client to host applications as part of the
  Query Reply structured field, and it can represent any display size
  the client and the host application can support.

  Terminal device-types with the "-E" suffix should only be negotiated
  by clients that are willing to support some subset of the 3270
  "extended data stream".  This usually includes at a minimum support
  for extended colors and highlighting, but may also include a number
  of other functions, such as graphics capability, alternate character
  sets, and partitions.

  Clients that negotiate a terminal device-type with the "-E" suffix or
  the DYNAMIC type, as well as those that negotiate a printer device-
  type, must be able to accept and respond to a Read Partition Query
  command (see the section entitled "3270 Structured Fields").  This
  allows the client to indicate to host applications which subsets of
  the 3270 extended data stream the client is willing to support.

  In a VTAM/SNA environment, negotiation of IBM-DYNAMIC as the device-
  type should result in a Bind in which the Presentation Services Usage
  screen field (the eleventh byte in the logmode's PSERVIC field) is
  set to 0x03, indicating that the alternate screen size will be
  determined by the Query Reply (Usable Area).

7.1.1 Device Pools

  An explanation of the CONNECT and ASSOCIATE commands first requires a
  discussion of the organization of terminal and printer device pools
  that the server maintains and from which it selects device-names to
  assign to session requests.  Definition of a few terms is also in
  order.

  The terms "device-name", "LU name" and "network name" can be
  considered interchangeable in this document.  They refer to a
  specific terminal or printer device.





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  The term "resource-name" is less specific; it may refer to a device-
  name, but it may also be the name of a pool of printer or terminal
  devices.  Such a named pool could serve to group devices with similar
  operational or administrative characteristics.  In fact, this
  document places no restrictions on how a server makes use of
  resource-names, so long as the server can take a resource-name
  specified by the client and use it to come up with a device-name to
  assign to the session.  Note, however, that servers must avoid
  allowing ambiguity; for example, they must not allow the definition
  of a device-name with the same name as that of a pool of devices.

  Device-names and resource-names are specified as NVT ASCII strings in
  which upper and lower case are considered equivalent.  The length of
  device-names and resource-names should not exceed 8 bytes.

  A "generic session request" is one which includes neither the CONNECT
  nor the ASSOCIATE command, while a "specific session request" is one
  that includes either the CONNECT or the ASSOCIATE command.

  If a TN3270E server wishes to support traditional tn3270 clients, it
  must maintain a set of terminal device-names that can be used to
  satisfy requests from such clients for terminal sessions.  This same
  pool could be used to satisfy generic requests for terminal sessions
  from TN3270E clients.

  The server may also maintain any number of other pools of device-
  names.  For example, there could be a pool of terminal device-names
  reserved for a specific department within the organization, or a pool
  of terminal device-names that have access to certain applications on
  the host.

  For any of these terminal device pools, the TN3270E server may also
  have defined a "partner" or "paired" printer device for each terminal
  in the pool.  There should be a unique, one-to-one mapping between a
  terminal and its associated printer.  The reasoning behind such a
  configuration is to allow for those host applications that produce
  printed output bound for a printer whose device-name is determined by
  the device-name of the terminal that initiated the print request.
  These printer devices can only be assigned to specific printer
  session requests that use the ASSOCIATE command (see below).

  In addition, the TN3270E server may also maintain one or more pools
  of printer device-names that are not associated with any terminal.
  These printer devices can only be assigned to specific printer
  session requests that use the CONNECT command (see below).  This
  allows for those host applications that generate printed output bound
  for a printer whose device-name is determined by something other than
  the device-name of the terminal that initiated the print request (for



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  example, when the userid of the person signed on to a terminal
  determines the print destination).  It is also possible that a pool
  of printer device-names could be maintained to satisfy generic
  requests for printers (i.e., those that specify neither CONNECT nor
  ASSOCIATE).

7.1.2 CONNECT Command

  CONNECT can be used by the client in two ways: if the resource-name
  it specifies is a device-name, then the client is requesting a
  specific device-name.  If the specified resource-name is not a
  device-name, then the client is requesting any one of the device-
  names associated with the resource-name.

  In either case, the resource indicated by the specified resource-name
  must not conflict with the device-type; e.g., if the client requests
  DEVICE-TYPE IBM-3287-1 (a printer) and specifies CONNECT T1000001,
  but T1000001 is a device-name defined at the host as a terminal, then
  the server must deny the request.  Further, if the requested
  resource-name is a device-name already associated with some other
  Telnet session, or if it is not defined to the server, the server
  must deny the request.

7.1.3 ASSOCIATE Command

  ASSOCIATE can be used by the client only when requesting a DEVICE-
  TYPE that represents a printer, and the specified device-name must be
  that of a terminal that was returned by the server in a previous
  DEVICE-TYPE IS <device-type> CONNECT <device-name> command.

  The ASSOCIATE command requests that this session be assigned the
  device-name of the printer that is paired with the terminal named in
  the request.  If the device-type does not represent a printer, or if
  the device-name is not that of a terminal, then the server must deny
  the request.  Also, if the server does not have defined a partner
  printer for the specified terminal, it must deny the request.

  The use of the ASSOCIATE command is to be as follows:  A client first
  connects and requests a terminal from one of the terminal pools; it
  then uses the terminal device-name returned by the server (see
  "Accepting a Request", section 7.1.4 below) in a second session
  request, this time asking for the printer that is paired with the
  terminal session it just established.  This allows clients to
  associate a printer session with a terminal rather than having to
  have prior knowledge of a printer device-name.






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7.1.4 Accepting a Request

  The server must accept the client's request or deny it as a whole -
  it cannot, for example, accept the DEVICE-TYPE request but deny the
  CONNECT portion.

  If the server wishes to accept the request, it sends back the
  DEVICE-TYPE IS command confirming the requested device-type and the
  CONNECT command specifying the device-name of the terminal or printer
  assigned to this session.

  Normally, the client should accept any DEVICE-TYPE IS <device-type>
  CONNECT <device-name> sent by the server.  An exception to this would
  be if the client must (e.g., to satisfy local-site policy) be
  connected to a specific LU name and is presented with a device-name
  which does not match the one requested by the client (this could
  happen, for example, if the client requested what it thought was a
  device-name, but what was defined at the server as the name of a pool
  of devices).  In this case, the client should reject the DEVICE-TYPE
  IS command by terminating TN3270E negotiations.

7.1.5 REJECT Command

  If the server wishes to deny the request, it sends back the DEVICE-
  TYPE REJECT command with one of the following reason-codes:

  Reason code name         Explanation
  ----------------         -----------------------------------
  INV-DEVICE-TYPE          The server does not support the
                           requested device-type.

  INV-NAME                 The resource-name or device-name
                           specified in the CONNECT or ASSOCIATE
                           command is not known to the server.

  DEVICE-IN-USE            The requested device-name is
                           already associated with another
                           session.

  TYPE-NAME-ERROR          The requested device-name or
                           resource-name is incompatible
                           with the requested device-type
                           (such as terminal/printer mismatch).

  UNSUPPORTED-REQ          The server is unable to satisfy
                           the type of request sent by the
                           client; e.g., a specific terminal
                           or printer was requested but the



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                           server does not have any such pools of
                           device-names defined to it, or the
                           ASSOCIATE command was used but no
                           partner printers are defined to the
                           server.

  INV-ASSOCIATE            The client used the ASSOCIATE
                           command and either the device-type
                           is not a printer or the device-name
                           is not a terminal.

  CONN-PARTNER             The client used the CONNECT command
                           to request a specific printer but
                           the device-name requested is the
                           partner to some terminal.

  UNKNOWN-ERROR            Any other error in device type or
                           name processing has occurred.

  The process of negotiating a device-type and device-name that are
  acceptable to both client and server may entail several iterations of
  DEVICE-TYPE REQUEST and DEVICE-TYPE REJECT commands.  The client must
  make use of the reason-code specified by the server in any DEVICE-
  TYPE REJECT command(s) to minimize the amount of negotiation
  necessary.  For example, if the client initially requests that it be
  assigned a specific terminal device-name via the CONNECT command, and
  the server rejects the request with a reason-code of UNSUPPORTED-REQ,
  the client must make no further specific terminal requests in the
  negotiations.  If at any point in the process either side wishes to
  "bail out," it can simply send a WON'T (or DON'T) TN3270E command to
  the other side.  At this point both sides are free to negotiate other
  Telnet options (including traditional tn3270).

7.2 FUNCTIONS Negotiation

  Once the DEVICE-TYPE negotiation has successfully completed (i.e,
  when the client receives a DEVICE-TYPE IS command that is
  acceptable), the client must initiate the FUNCTIONS negotiation by
  sending the FUNCTIONS REQUEST command to the server.  After this
  initial REQUEST command, both sides are free to transmit FUNCTIONS
  REQUEST and FUNCTIONS IS commands as needed.

7.2.1 Commands

  The FUNCTIONS REQUEST command contains a list of the TN3270E
  functions that the sender would like to see supported on this
  session.  All functions not in the list are to be considered
  unsupported.  The list is terminated by the IAC code that precedes



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  the SE command.  Functions may appear in any order in the list.

  Upon receipt of a FUNCTIONS REQUEST command, the recipient has two
  choices:

  - it may respond in the positive (meaning it agrees to support
    all functions in the list, and not to transmit any data related to
    functions not in the list).  To do this, it sends the FUNCTIONS IS
    command with the function-list exactly as it was received.  At this
    point, FUNCTIONS negotiation has successfully completed.

  - it may respond in the negative by sending a FUNCTIONS
    REQUEST command in which the function-list differs from the one it
    received (and not simply in the order of appearance of functions in
    the list; at least one function must have been added to, or removed
    from, the list).

    To avoid endlessly looping, both parties must not add to the
    function-list it receives any function that it has previously added
    and that the other side has removed.

    The process of sending FUNCTIONS REQUEST commands back and forth
    continues until one side receives a function-list it is willing to
    live with.  It uses the FUNCTIONS IS command to accept the list,
    and, once this command is received by the other side, all necessary
    negotiation has been completed.  At this point, 3270 data stream
    transmission can begin.

    Note that it is possible that the function-list agreed to is null;
    this is referred to as "basic TN3270E".  See the section entitled
    "Basic TN3270E" for more information.

    If an impasse is reached during FUNCTIONS negotiation (for example,
    if a client requested and was granted a DEVICE-TYPE representing a
    printer, but refuses to accept either the SCS-CTL-CODES or DATA-
    STREAM-CTL function), then the "offended" party should terminate
    the negotiation by sending an IAC DON'T (or WON'T) TN3270E.














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7.2.2 List of TN3270E Functions

  The following list briefly describes the 3270 functions that may be
  negotiated in the function-list:

  Function Name       Description
  -------------       -----------
  SCS-CTL-CODES       (Printer sessions only).  Allows the use
                      of the SNA Character Stream (SCS) and SCS
                      control codes on the session.  SCS is
                      used with LU type 1 SNA sessions.

  DATA-STREAM-CTL     (Printer sessions only).  Allows the use
                      of the standard 3270 data stream.  This
                      corresponds to LU type 3 SNA sessions.

  RESPONSES           Provides support for positive and
                      negative response handling.  Allows the
                      server to reflect to the client any and
                      all definite, exception, and no response
                      requests sent by the host application.

  BIND-IMAGE          Allows the server to send the SNA Bind
                      image and Unbind notification to the
                      client.

  SYSREQ              Allows the client and server to emulate
                      some (or all, depending on the server) of
                      the functions of the SYSREQ key in an SNA
                      environment.

  See the section entitled "Details of Processing TN3270E Functions"
  for a more detailed explanation of the meaning and use of these
  functions.

  If in the process of functions negotiation an unrecognized function
  code is recieved, the recipient should simply remove that function
  code from the list and continue normal functions negotiation.

8.  TN3270E Data Messages

  3270 device communications are generally understood to be block
  oriented in nature.  That is, each partner buffers data until an
  entire "message" has been built, at which point the data is sent to
  the other side.  The "outbound message" (from host to device)
  consists of a 3270 command and a series of buffer orders, buffer
  addresses, and data, while the "inbound message" contains only buffer
  orders, addresses and data.  The end of a message is understood to be



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  the last byte transmitted (note that this discussion disregards SNA
  chaining).  The Telnet EOR command is used to delimit these natural
  blocks of 3270 data within the Telnet data stream.

  In TN3270E, each 3270 message must be prefixed with a TN3270E header,
  which consists of five bytes and whose format is defined below (see
  the section entitled "The TN3270E Message Header").  A "data message"
  in TN3270E therefore has the following construction:

         <TN3270E Header><data><IAC EOR>

  It should be noted that it is possible that, for certain message
  types, there is no data portion present.  In this case, the TN3270E
  data message consists of:

         <TN3270E Header><IAC EOR>

  If either side wishes to transmit the decimal value 255 and have it
  interpreted as data, it must "double" this byte.  In other words, a
  single occurrence of decimal 255 will be interpreted by the other
  side as an IAC, while two successive bytes containing decimal 255
  will be treated as one data byte with a value of decimal 255.

  It is strongly recommended that Telnet commands (other than IAC IAC)
  should be sent between TN3270E data messages, with no header and no
  trailing IAC EOR.  If a TN3270E data message containing either IAC IP
  (to be interpreted as 3270 Attention) or IAC AO (to be interpreted as
  SYSREQ) is received, the receiver should defer processing the command
  until the 3270 data has been processed (see the appropriate sections
  for discussion of 3270 Attention and SYSREQ).  If a TN3270E data
  message containing any other IAC-command sequence (other than IAC
  IAC) is received, it is implementation dependent when the IAC-command
  sequence will be processed, but it must be processed.  The receiver
  may process it immediately, which in effect causes it to be processed
  as if it had been received before the current TN3270E data message,
  or the processing may be deferred until after the current TN3270E
  data message has been processed.  It is because of this ambiguity
  that the presence of Telnet commands within a TN3270E data message
  (i.e., between the header and the trailing IAC EOR) is not
  recommended; neither clients nor servers should send such data.











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8.1 The TN3270E Message Header

  As stated earlier, each data message in TN3270E must be prefixed by a
  header, which consists of five bytes and is formatted as follows:

     -----------------------------------------------------------
     | DATA-TYPE | REQUEST-FLAG | RESPONSE-FLAG |  SEQ-NUMBER  |
     -----------------------------------------------------------
        1 byte        1 byte         1 byte         2 bytes

8.1.1 DATA-TYPE Field

  The DATA-TYPE field indicates how the data portion of the message is
  to be interpreted by the receiver.  Possible values for the DATA-TYPE
  field are:

  Data-type Name   Code                Meaning
  --------------   ----   ---------------------------------
  3270-DATA        0x00   The data portion of the message
                          contains only the 3270 data stream.

  SCS-DATA         0x01   The data portion of the message
                          contains SNA Character Stream data.

  RESPONSE         0x02   The data portion of the message
                          constitutes device-status information
                          and the RESPONSE-FLAG field indicates
                          whether this is a positive or negative
                          response (see below).

  BIND-IMAGE       0x03   The data portion of the message is
                          the SNA bind image from the session
                          established between the server and the
                          host application.

  UNBIND           0x04   The data portion of the message is
                          an Unbind reason code.

  NVT-DATA         0x05   The data portion of the message is to
                          be interpreted as NVT data.

  REQUEST          0x06   There is no data portion present in
                          the message.  Only the REQUEST-FLAG
                          field has any meaning.

  SSCP-LU-DATA     0x07   The data portion of the message is
                          data from the SSCP-LU session.




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  PRINT-EOJ        0x08   There is no data portion present in
                          the message.  This value can be sent
                          only by the server, and only on a
                          printer session.

8.1.2 REQUEST-FLAG Field

  The REQUEST-FLAG field only has meaning when the DATA-TYPE field has
  a value of REQUEST; otherwise, the REQUEST-FLAG field must be ignored
  by the receiver and should be set to 0x00 by the sender.  Possible
  values for the REQUEST-FLAG field are:

  Request-Flag Name   Code                Meaning
  -----------------   ----   ---------------------------------
  ERR-COND-CLEARED    0x00   The client sends this to the server
                             when some previously encountered
                             printer error condition has been
                             cleared.  (See the section entitled
                             "The RESPONSES Function" below.)

8.1.3 RESPONSE-FLAG Field

  The RESPONSE-FLAG field only has meaning for certain values of the
  DATA-TYPE field.  For DATA-TYPE field values of 3270-DATA and SCS-
  DATA, the RESPONSE-FLAG is an indication of whether or not the sender
  of the data expects to receive a response.  In this case the possible
  values of RESPONSE-FLAG are:

  Response-Flag Name  Code                Meaning
  ------------------  ----   ---------------------------------
  NO-RESPONSE         0x00   The sender does not expect the
                             receiver to respond either
                             positively or negatively to this
                             message.  The receiver must
                             therefore not send any response
                             to this data-message.

  ERROR-RESPONSE      0x01   The sender only expects the
                             receiver to respond to this message
                             if some type of error occurred, in
                             which case a negative response must
                             be sent by the receiver.

  ALWAYS-RESPONSE     0x02   The sender expects the receiver to
                             respond negatively if an error
                             occurs, or positively if no errors
                             occur.  One or the other must
                             always be sent by the receiver.



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  For a DATA-TYPE field value of RESPONSE, the RESPONSE-FLAG is an
  actual response to a previous data message (which must by definition
  have had a DATA-TYPE of either 3270-DATA or SCS-DATA and a RESPONSE-
  FLAG value of either ERROR-RESPONSE or ALWAYS-RESPONSE).  In this
  case the possible values of RESPONSE-FLAG are:

  Response-Flag Name  Code                Meaning
  ------------------  ----   ---------------------------------
  POSITIVE-RESPONSE   0x00   The previous message was received
                             and executed successfully with
                             no errors.

  NEGATIVE-RESPONSE   0x01   The previous message was received
                             but an error(s) occurred while
                             processing it.

  Accompanying status information will be found in the data portion of
  the message.

  For any other values of the DATA-TYPE field, the RESPONSE-FLAG field
  must be ignored by the receiver and should be set to 0x00 by the
  sender.

8.1.4 SEQ-NUMBER Field

  The SEQ-NUMBER field is only used when the RESPONSES function has
  been agreed to.  It contains a 2 byte binary number, and is used to
  correlate positive and negative responses to the data messages for
  which they were intended.  This field must be sent in network byte
  order ("big endian").  If either byte contains a 0xff, it should be
  doubled to 0xffff before sending and stripped back to 0xff upon
  receipt; this is standard IAC escaping.  See the section entitled
  "The RESPONSES Function" for further information on the use of the
  SEQ-NUMBER field.  When the RESPONSES function is not agreed to, this
  field should always be set to 0x0000 by the sender and ignored by the
  receiver.

9.  Basic TN3270E

  As has been stated earlier, whether or not the use of each of the
  TN3270E functions is allowed on a session is negotiated when the
  connection is established.  It is possible that none of the functions
  are agreed to (in this case, the function-list in the FUNCTIONS
  REQUEST and FUNCTIONS IS commands is null).  This mode of operation
  is referred to as "basic TN3270E".  Note that, since neither the
  SCS-CTL-CODES function nor the DATA-STREAM-CTL function is agreed to,
  basic TN3270E refers to terminal sessions only.




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  Basic TN3270E requires the support of only the following TN3270E
  header values:

            Header field         Value
            ------------         -----
             DATA-TYPE          3270-DATA
             DATA-TYPE          NVT-DATA

  The REQUEST-FLAG, RESPONSE-FLAG and SEQ-NUMBER fields are not used in
  basic TN3270E.

9.1 3270 Mode and NVT Mode

  At any given time, a TN3270E connection can be considered to be
  operating in either "3270 mode" or "NVT mode".  In 3270 mode, each
  party may send data messages with the DATA-TYPE flag set to 3270-
  DATA; sending a DATA-TYPE flag set to NVT-DATA constitutes a request
  to switch modes.  In NVT mode, each party may send data messages with
  the DATA-TYPE flag set to NVT-DATA; sending 3270-DATA is a request to
  switch modes.  The connection is initially in 3270 mode when TN3270E
  operation is successfully negotiated.  When a party receives a
  message with a DATA-TYPE different from the mode it is operating in,
  the mode of operation for the connection is switched.  Switching
  modes results in the client performing the equivalent of a 3270
  Erase/Reset operation, as described in [5], using the default
  partition (screen) size.  The server cannot assume the client
  preserves any attributes of the previous environment across a mode
  switch.

  Note that even when sending NVT-DATA, each side should buffer data
  until an entire message is built (for the client, this would normally
  mean until the user presses Enter).  At that point, a complete
  TN3270E data message should be built to transmit the NVT data.

  Typically, NVT data is used by a server to interact with the user of
  a client.  It allows the server to do this using a simple NVT data
  stream, instead of requiring a 3270 data stream.  An example would be
  a server which displays a list of 3270 applications to which it can
  connect the client.  The server would use NVT data to display the
  list and read the user's choice.  Then the server would connect to
  the application, and begin the exchange of 3270 data between the
  application and the client.









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10.  Details of Processing TN3270E Functions

  Agreement by both parties to a specific function in the FUNCTIONS
  REQUEST function-list implies agreement by each party to support a
  related set of values in the TN3270E header.  It also implies a
  willingness to adhere to the rules governing the processing of data
  messages with regard to the agreed upon function.  Either party that
  fails to accept header values associated either with agreed upon
  functions or with basic TN3270E, or attempts to use header values
  associated with a function that is not a part of basic TN3270E and
  was not agreed upon, will be considered non-conforming and in
  violation of the protocol.  The following sections detail for each
  TN3270E function the associated header values and processing rules.

10.1 The SCS-CTL-CODES Function

  This function can only be supported on a 3270 printer session.

  Agreement to support this function requires that the party support
  the following TN3270E header values:

            Header field         Value
            ------------         -----
             DATA-TYPE          SCS-DATA
             DATA-TYPE          PRINT-EOJ

  A client representing a printer device uses this function to indicate
  its willingness to accept a data stream that includes SCS control
  codes.  For the purposes of NVT mode versus 3270 mode, SCS-DATA must
  be treated exactly like 3270-DATA (i.e., it can cause a switch from
  NVT mode to 3270 mode).

  When a printer device-type has been negotiated, either the SCS-CTL-
  CODES function or the DATA-STREAM-CTL function, or both, must be
  negotiated.  This enables the server to know when it should and
  should not accept a session with a host application on behalf of the
  client.  If only the SCS-CTL-CODES function is agreed to, then the
  server will not establish sessions with host applications that would
  send 3270 data stream control.  If both SCS-CTL-CODES and DATA-
  STREAM-CTL are agreed to, then the server will establish sessions
  both with host applications that would send SCS control codes and
  with those that would send 3270 orders.

  The server should send a TN3270E message with DATA-TYPE set to
  PRINT-EOJ at the end of each print job to indicate to the client that
  it may now take whatever action is appropriate for its environment
  (e.g., close a disk or spool file, etc.).  The server may have
  multiple criteria for determining when it should send a PRINT-EOJ,



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  such as receipt of SNA End Bracket from the host application, or
  expiration of a pre-defined timeout value.

10.2 The DATA-STREAM-CTL Function

  This function can only be supported on a 3270 printer session.

  Agreement to support this function requires that the party support
  the following TN3270E header values:

            Header field         Value
            ------------         -----
             DATA-TYPE          3270-DATA
             DATA-TYPE          PRINT-EOJ

  A client representing a printer device uses this function to indicate
  its willingness to accept a data stream that includes 3270 orders and
  attributes.

  When a printer device-type has been negotiated, either the SCS-CTL-
  CODES function or the DATA-STREAM-CTL function, or both, must be
  negotiated.  This enables the server to know when it should and
  should not accept a session with a host application on behalf of the
  client.  If only the DATA-STREAM-CTL function is agreed to, then the
  server will not establish sessions with host applications that would
  send SCS control codes in a data stream.  If both SCS-CTL-CODES and
  DATA-STREAM-CTL are agreed to, then the server will establish
  sessions both with host applications that would send SCS control
  codes and with those that would send 3270 orders.

  The server should send a TN3270E message with DATA-TYPE set to
  PRINT-EOJ at the end of each print job to indicate to the client that
  it may now take whatever action is appropriate for its environment
  (e.g., close a disk or spool file, etc.).  The server may have
  multiple criteria for determining when it should send a PRINT-EOJ,
  such as receipt of SNA End Bracket from the host application, or
  expiration of a pre-defined timeout value.














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10.3 The BIND-IMAGE Function

  This function can only be supported when the TN3270E server
  represents SNA terminals and printers.

  Agreement to support this function requires that the party support
  the following TN3270E header values:

            Header field         Value
            ------------         -----
             DATA-TYPE          BIND-IMAGE
             DATA-TYPE          UNBIND
             DATA-TYPE          SSCP-LU-DATA

  When BIND-IMAGE is in effect, the server must inform the client when
  an SNA session has been established with a host application, and when
  such a session has been terminated.  It uses DATA-TYPE values of
  BIND-IMAGE and UNBIND to convey this information.

  When establishing an SNA session on behalf of a client, the server
  will receive a Bind RU from the host application.  It will also
  receive a Start Data Traffic RU.  Once both of these have been
  responded to positively by the server, it must then inform the client
  of the presence of this session by sending it a data message with the
  DATA-TYPE flag set to BIND-IMAGE.  The data portion of this message
  must contain the bind image exactly as it was received in the Bind RU
  that the server accepted on behalf of the client.  The format and
  maximum length of this bind image are defined in [6].

  When an SNA session between the server and a host application is
  terminated, the server must send a data message to the client with
  the DATA-TYPE flag set to UNBIND.  If the server was notified of the
  session termination via an SNA Unbind RU, it should include the
  Unbind reason code in the data portion of the message it sends to the
  client.  If the server itself requested the SNA session termination
  (for example, as part of SYSREQ key processing), it should set the
  data portion of the UNBIND message to 0x01, indicating "normal end of
  session".

  Another aspect of the BIND-IMAGE function alters the allowable DATA-
  TYPE flag values slightly from the behavior described in the section
  entitled "Basic TN3270E".  When BIND-IMAGE is in effect, data
  messages with DATA-TYPE set to 3270-DATA or SCS-DATA are not allowed
  before the first BIND-IMAGE is received by the client; only SSCP-LU-
  DATA or NVT-DATA can be used to transmit user- oriented data.  The
  same applies to data messages exchanged after an UNBIND is sent and
  before another BIND-IMAGE is received by the client.  Once the client
  receives a BIND-IMAGE data message, the allowable DATA-TYPE values,



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  in addition to SSCP-LU-DATA, now include 3270-DATA and/or SCS-DATA,
  depending on whether a terminal or printer device-type was
  negotiated, and whether a printer client agreed to DATA-STREAM-CTL or
  SCS-CTL-CODES, or both.  (See the section entitled "The SYSREQ
  Function" for further discussion of the SSCP-LU session in an SNA
  environment.)

10.4 The RESPONSES Function

  This function can be supported for both terminal and printer sessions
  connected to both SNA and non-SNA servers.

  Agreement to support this function requires that the party support
  the following TN3270E header values:

            Header field         Value
            ------------         -----
             DATA-TYPE          RESPONSE
             DATA-TYPE          REQUEST
             RESPONSE-FLAG      -all values-
             REQUEST-FLAG       ERR-COND-CLEARED
             SEQ-NUMBER         binary values from 0-32767

  Whenever a data message is sent with a DATA-TYPE of either SCS-DATA
  or 3270-DATA, the sender must set the RESPONSE-FLAG field to either
  NO-RESPONSE, ERROR-RESPONSE, or ALWAYS-RESPONSE.  It is anticipated
  that the client side will normally set RESPONSE-FLAG to NO-RESPONSE.
  The server, if it represents an SNA device, should set RESPONSE-FLAG
  to reflect the response value set in the RH of the RU that generated
  this data message - Definite Response resulting in a RESPONSE-FLAG
  value of ALWAYS-RESPONSE, Exception Response resulting in ERROR-
  RESPONSE being set, and No Response causing a setting of NO-RESPONSE.
  A non-SNA server should set RESPONSE-FLAG to ERROR-RESPONSE.

  In addition, the sender must keep a count of the messages with a
  DATA-TYPE of 3270-DATA or SCS-DATA that it sends on a given TN3270E
  session.  This counter should start at zero for the first such
  message, and be incremented by one for each subsequent message.  Note
  that this counter is independent of any SNA sequence numbers, and
  should not be reset to zero as a result of Bind or Unbind.  If the
  counter reaches the maximum of 32767, it should be restarted at zero.
  The sender must place this value in the SEQ-NUMBER field of the
  TN3270E header before it sends the message.  Note that the SEQ-NUMBER
  field must be set regardless of the value of the RESPONSE-FLAG field.







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10.4.1 Response Messages

  Whenever a data message with a DATA-TYPE of either SCS-DATA or 3270-
  DATA is received, the receiver must attempt to process the data in
  the data portion of the message, then determine whether or not it
  should send a data message with a DATA-TYPE of RESPONSE.  If the data
  message it has just processed had a RESPONSE-FLAG value of NO-
  RESPONSE, or if it had a value of ERROR-RESPONSE and there were no
  errors encountered while processing the data, then no RESPONSE type
  message should be sent.  Otherwise, a data message should be sent in
  which the header DATA-TYPE field is set to RESPONSE, and in which the
  SEQ-NUMBER field is a copy of the SEQ-NUMBER field from the message
  to which this response corresponds.  The RESPONSE-FLAG field in this
  header must have a value of either POSITIVE-RESPONSE or NEGATIVE-
  RESPONSE.  A POSITIVE-RESPONSE should be sent if the previously
  processed message's header specified ALWAYS-RESPONSE and no errors
  were encountered in processing the data.  A NEGATIVE-RESPONSE should
  be sent when

   1) the previously processed message specified ERROR-RESPONSE
      or ALWAYS-RESPONSE and

   2) some kind of error occurred while processing the data.

  Normally only the client will be constructing and sending these
  RESPONSE messages.  A negative response sent by the client to the
  server is the equivalent of a Unit Check Status [7].  All references
  to device status and sense codes in this section rely on [7].

  The data portion of a RESPONSE message must consist of one byte of
  binary data.  The value of this byte gives a more detailed account of
  the results of having processed the previously received data message.
  The possible values for this byte are:

          For a RESPONSE-FLAG value of POSITIVE-RESPONSE -

            Value            Meaning
            -----            -------
            0x00      Successful completion (when sent by the client,
                      this is equivalent to "Device End").

          For a RESPONSE-FLAG value of NEGATIVE-RESPONSE -

            Value            Meaning
            -----            -------
            0x00      An invalid 3270 command was received
                      (equivalent to "Command Reject").




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            0x01      Printer is not ready (equivalent to
                      "Intervention Required").

            0x02      An illegal 3270 buffer address or order
                      sequence was received (equivalent to
                      "Operation Check").

            0x03      Printer is powered off or not connected
                      (equivalent to "Component Disconnected").

  When the server receives any of the above responses, it should pass
  along the appropriate information to the host application.  The
  appropriate information is determined by whether the server
  represents an SNA or a non-SNA device.

  An SNA server should pass along a POSITIVE-RESPONSE from the client
  as an SNA positive Response Unit to the host application.  It should
  translate a NEGATIVE-RESPONSE from the client into an SNA negative
  Response Unit in which the Sense Data Indicator bit is on and which
  contains one of the following sense codes:

         RESPONSE-FLAG        Equivalent        SNA Sense Code
         -------------        ----------        --------------
             0x00           Command Reject        0x10030000

             0x01        Intervention Required    0x08020000

             0x02           Operation Check       0x10050000

             0x03        Component Disconnected   0x08310000

  A non-SNA server should pass along a POSITIVE-RESPONSE from the
  client by setting the Device End Status bit on.  It should reflect a
  NEGATIVE-RESPONSE from the client by setting the Unit Check Status
  Bit on, and setting either the Command Reject, Intervention Required,
  or Operation Check Sense bit on when responding to the Sense command.

  In the case of Intervention Required or Component Disconnected being
  passed by the server to the host application, the host would normally
  refrain from sending any further data to the printer.  If and when
  the error condition at the client has been resolved, the client must
  send to the server a data message whose header DATA-TYPE field is set
  to REQUEST, and whose REQUEST-FLAG is set to ERR-COND-CLEARED.  Note
  that this message has no data portion.  Upon receipt of this message,
  the server should pass along the appropriate information to the host
  application so that it may resume sending printer output.  Again, the
  form of this information depends on whether the server represents an
  SNA or a non-SNA device.



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  An SNA server should reflect an ERR-COND-CLEARED to the host
  application by sending an SNA LUSTAT RU with one of the following
  sense codes:

   - if the previous error condition was an Intervention
     Required, the server should send sense code 0x00010000

   - if the previous error condition was Component
     Disconnected, the server should send sense code 0x082B0000

  A non-SNA server should set the corresponding bits in the Ending
  Status and Sense Condition bytes.

10.5 The SYSREQ Function

  This function can only be supported when the TN3270E server
  represents SNA devices.

  Agreement to support this function requires that the party support
  the following TN3270E header values:

            Header field         Value
            ------------         -----
             DATA-TYPE          SSCP-LU-DATA

  The 3270 SYSREQ key can be useful in an SNA environment when the ATTN
  key is not sufficient to terminate a process.  (See the section
  entitled "The 3270 ATTN Key" for more information.)

10.5.1 Background

  In SNA, there is a session between the host application (the PLU, or
  Primary Logical Unit) and the TN3270E server representing the client
  (the SLU, or Secondary Logical Unit).  This is referred to as the
  PLU-SLU session, and it is the one on which normal communications
  flow.  There is also a session between the host telecommunications
  access method (the SSCP, or System Services Control Point) and the
  SLU, and it is referred to as the SSCP-LU session.  This session is
  used to carry various control information and is normally transparent
  to the user; normal 3270 data stream orders are not allowed in this
  data.  For more information, refer to [7].

  The terminal display and keyboard are usually "owned" by the PLU-SLU
  session, meaning any data the user types is sent to the host
  application.  The SYSREQ key is used to toggle ownership of the
  keyboard and display between the PLU-SLU session and the SSCP-LU
  session.  In other words, the user is able to press SYSREQ and then
  communicate directly with the host SSCP.  The user may then enter any



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  valid Unformatted Systems Services commands, which are defined in the
  USS table associated with the SLU.  The most common USS command users
  employ is "LOGOFF," which requests that the SSCP immediately
  terminate the PLU-SLU session.  The usual reason for requesting such
  an action is that the host application (the PLU) has stopped
  responding altogether.

  Whenever the keyboard and display are owned by the SSCP-LU session,
  no data is allowed to flow in either direction on the PLU-SLU
  session.  Once "in" the SSCP-LU session, the user may decide to
  switch back to the PLU-SLU session by again pressing the SYSREQ key.

10.5.2 TN3270E Implementation of SYSREQ

  The design of some TN3270E servers allows them to fully support the
  SYSREQ key because they are allowed to send USS commands on the
  SSCP-LU session.  Other TN3270E servers operate in an environment
  which does not allow them to send USS commands to the SSCP; this
  makes full support of the SYSREQ key impossible.  For such servers,
  TN3270E provides for emulation of a minimal subset of functions,
  namely, for the sequence of pressing SYSREQ and typing LOGOFF that
  many users employ to immediately terminate the PLU-SLU session.

  The Telnet Abort Output (AO) command is the mechanism used to
  implement SYSREQ key support in TN3270E because, in a real SNA
  session, once the user presses the SYSREQ key, the host application
  is prevented from sending any more output to the terminal (unless the
  user presses SYSREQ a second time), but the user's process continues
  to execute.

  In order to implement SYSREQ key support, TN3270E clients that have
  agreed to the SYSREQ function should provide a key (or combination of
  keys) that is identified as mapping to the 3270 SYSREQ key.  When the
  user presses this key(s), the client should transmit a Telnet AO
  command to the server.

  Upon receipt of the AO command, a TN3270E server that has agreed to
  the SYSREQ function should enter what will be loosely termed
  "suspended mode" for the connection.  If a server that has not agreed
  to the SYSREQ function receives an AO command, it should simply
  ignore it.  Any attempt by the host application to send data to the
  client while the connection is "suspended" should be responded to by
  the server with a negative response, sense code 0x082D, indicating an
  "LU Busy" condition.  The server should not transmit anything to the
  client on behalf of the host application.  While the connection is
  "suspended," any data messages exchanged between the client and
  server should have the DATA-TYPE flag set to SSCP-LU-DATA; the data
  stream will be as defined in [7], specifically the section entitled



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  "Operation in SSCP-SLU Session."

  At this point, the behavior of the server depends upon whether or not
  it is allowed to send USS commands on the SSCP-LU session.  Servers
  that have this ability should simply act as a vehicle for passing USS
  commands and responses between the client and the SSCP.

  Servers that are not allowed to send USS commands on the SSCP-LU
  session should behave as follows:

  - if the user transmits the string LOGOFF (upper or lower case),
    the server should send an Unbind SNA RU to the host application.
    This will result in termination of the PLU-SLU session.  If the
    BIND-IMAGE function was agreed upon, then the server should also
    send a data message to the client with the DATA-TYPE flag set to
    UNBIND and the data portion set to 0x01.

  - if the user transmits anything other than LOGOFF, the server
    should respond with the string "COMMAND UNRECOGNIZED" to the
    client.  The server should not send anything to the host
    application on behalf of the client.

  Regardless of which kind of server is present (i.e., whether or not
  it may send USS commands on the SSCP-LU session), while the
  connection is suspended, the user may press the "SYSREQ" key again.
  This will result in the transmission of another AO to the server.
  The server should then send to the host application an LUSTAT RU with
  a value of 0x082B indicating "presentation space integrity lost". The
  server will then "un-suspend" the Telnet connection to the client,
  meaning it will allow the host application to once again send data to
  the client.

11.  The 3270 ATTN Key

  The 3270 ATTN key is interpreted by many host applications in an SNA
  environment as an indication that the user wishes to interrupt the
  execution of the current process.  The Telnet Interrupt Process (IP)
  command was defined expressly for such a purpose, so it is used to
  implement support for the 3270 ATTN key.  This requires two things:

      - TN3270E clients should provide as part of their keyboard
        mapping a single key or a combination of keys that map to the
        3270 ATTN key.  When the user presses this key(s), the client
        should transmit a Telnet IP command to the server.

      - TN3270E servers should translate the IP command received from
        a TN3270E client into the appropriate form and pass it along to
        the host application as an ATTN key.  In other words, the



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        server representing an SLU in an SNA session should send a
        SIGNAL RU to the host application.

  The ATTN key is not supported in a non-SNA environment; therefore, a
  TN3270E server representing non-SNA 3270 devices should ignore any
  Telnet IP commands it receives from a client.

12.  3270 Structured Fields

  3270 structured fields provide a much wider range of features than
  "old-style" 3270 data, such as support for graphics, partitions and
  IPDS printer data streams. It would be unreasonable to expect all
  TN3270E clients to support all possible structured field functions,
  yet there must be a mechanism by which those clients that are capable
  of supporting some or all structured field functions can indicate
  their wishes.

  The design of 3270 structured fields provides a convenient means to
  convey the level of support (including no support) for the various
  structured field functions.  This mechanism is the Read Partition
  Query command, which is sent from the host application to the device.
  The device responds with a Query Reply structured field(s) listing
  which, if any, structured field functions it supports.

  The Query Reply is also used to indicate some device capabilities
  which do not require the use of structured fields, such as extended
  color support and extended highlighting capability.  Most host
  applications will use Read Partition Query to precisely determine a
  device's capabilities when there has been some indication that the
  device supports the "extended data stream".

  Therefore, all TN3270E clients that negotiate a terminal device-type
  that contains a "-E" suffix, the DYNAMIC terminal type, or a printer
  device-type, must be able to respond to a Read Partition Query
  command.  Note that these clients must support both the Read
  Partition Query (Type 02), and all forms of the Read Partition Query
  List (Type 03).

13.  Implementation Guidelines

13.1 3270 Data Stream Notes

  Implementors of TN3270E clients should note that the command codes
  for the various 3270 Read and Write commands have different values
  depending on how the server is connected to the host (local versus
  remote, SNA versus non-SNA).  Clients should be coded to check for
  the various possible values if they wish to be compatible with the
  widest range of servers.  See [7] for further details.



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13.2 Negotiation of the TN3270E Telnet Option

  Since TN3270E is a Telnet Option governed by [8], both client and
  server are free to attempt to initiate negotiation of TN3270E by
  sending a DO TN3270E command.  However, just as is usually the case
  with the Telnet DO TERMINAL-TYPE, it is anticipated that the server
  will normally be the one sending the DO TN3270E, and the client will
  be responding with a WILL or a WON'T TN3270E.

13.3 A "Keep-alive" Mechanism

  In many environments, it is very helpful to have in place a mechanism
  that allows timely notification of the loss of a 3270 session.
  TN3270E does not require that any form of keep-alive mechanism be
  employed by either clients or servers, but implementors wishing to
  support such a mechanism should consider the following guidelines.

  There are at least three possible means of providing a keep-alive
  mechanism in TN3270E: the TCP Keepalive, the Telnet IAC NOP command
  [8], and the Telnet DO TIMING-MARK option [9].  Each method has its
  advantages and disadvantages.  It is recommended that TN3270E clients
  and servers that support keep-alives should support all three
  methods, and that both sides should always respond to TIMING-MARKs.

  Note that both clients and servers could be configured to "actively"
  implement keep-alives.  That is, both sides could send a TIMING-MARK
  or a NOP or issue a TCP Keepalive in order to determine whether or
  not the partner is still alive.  Alternatively, network
  administrators may wish to configure only one side to send keep-
  alives; in this case, the other side would be a "passive" participant
  which simply responds to the keep-alives it receives.

  Implementors who want their code to be capable of being an "active"
  keep-alive participant should make their client or server
  configurable so that administrators can set which, if any, keep-alive
  mechanism should be employed, and how often it should be used.

  Upon failure of a session on which keep-alives are used, both parties
  should make the proper notifications.  A client should give the user
  some indication of the failure, such as an error code in the Operator
  Information Area of the screen.  A server should notify the host
  application that the session has been terminated, for example by
  sending an UNBIND with type CLEANUP in an SNA environment.

13.4 Examples

  The following example shows a TN3270E-capable server and a
  traditional tn3270 client establishing a connection:



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       Server:  IAC DO TN3270E
       Client:  IAC WON'T TN3270E
       Server:  IAC DO TERMINAL-TYPE
       Client:  IAC WILL TERMINAL-TYPE
       Server:  IAC SB TERMINAL-TYPE SEND IAC SE
       Client:  IAC SB TERMINAL-TYPE IS IBM-3278-2 IAC SE
       Server:  IAC DO EOR IAC WILL EOR
       Client:  IAC WILL EOR IAC DO EOR
       Server:  IAC DO BINARY IAC WILL BINARY
       Client:  IAC WILL BINARY IAC DO BINARY
          (3270 data stream is exchanged)

  The following example shows a TN3270E-capable server and a TN3270E-
  capable client establishing a generic pool (non-specific) terminal
  session:

       Server:  IAC DO TN3270E
       Client:  IAC WILL TN3270E
       Server:  IAC SB TN3270E SEND DEVICE-TYPE IAC SE
       Client:  IAC SB TN3270E DEVICE-TYPE REQUEST IBM-3278-2 IAC SE
       Server:  IAC SB TN3270E DEVICE-TYPE IS IBM-3278-2 CONNECT
                       anyterm IAC SE
       Client:  IAC SB TN3270E FUNCTIONS REQUEST RESPONSES IAC SE
       Server:  IAC SB TN3270E FUNCTIONS IS RESPONSES IAC SE
          (3270 data stream is exchanged)

  The following example shows a TN3270E-capable server and a TN3270E-
  capable client establishing a terminal session where the client
  requests a specific device-name:

       Server:  IAC DO TN3270E
       Client:  IAC WILL TN3270E
       Server:  IAC SB TN3270E SEND DEVICE-TYPE IAC SE
       Client:  IAC SB TN3270E DEVICE-TYPE REQUEST IBM-3278-5-E
                       CONNECT myterm IAC SE
       Server:  IAC SB TN3270E DEVICE-TYPE IS IBM-3278-5-E CONNECT
                       myterm IAC SE
       Client:  IAC SB TN3270E FUNCTIONS REQUEST RESPONSES
                       BIND-IMAGE IAC SE
       Server:  IAC SB TN3270E FUNCTIONS IS RESPONSES BIND-IMAGE
                       IAC SE
          (3270 data stream is exchanged)

  The following example shows a TN3270E-capable server and a TN3270E-
  capable client establishing a terminal session where the client
  requests a resource-name and is returned a device-name chosen by the
  server:




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      Server:  IAC DO TN3270E
      Client:  IAC WILL TN3270E
      Server:  IAC SB TN3270E SEND DEVICE-TYPE IAC SE
      Client:  IAC SB TN3270E DEVICE-TYPE REQUEST IBM-3278-5-E
                      CONNECT pool1 IAC SE
      Server:  IAC SB TN3270E DEVICE-TYPE IS IBM-3278-5-E CONNECT
                      term0013 IAC SE
      Client:  IAC SB TN3270E FUNCTIONS REQUEST BIND-IMAGE IAC SE
      Server:  IAC SB TN3270E FUNCTIONS IS BIND-IMAGE IAC SE
         (3270 data stream is exchanged)

  The following example shows a TN3270E-capable server and a TN3270E-
  capable client attempting to establish a terminal session; multiple
  attempts are necessary because the device-name initially requested by
  the client is already in use:

       Server:  IAC DO TN3270E
       Client:  IAC WILL TN3270E
       Server:  IAC SB TN3270E SEND DEVICE-TYPE IAC SE
       Client:  IAC SB TN3270E DEVICE-TYPE REQUEST IBM-3278-5
                       CONNECT myterm IAC SE
       Server:  IAC SB TN3270E DEVICE-TYPE REJECT REASON
                       DEVICE-IN-USE IAC SE
       Client:  IAC SB TN3270E DEVICE-TYPE REQUEST IBM-3278-2
                       CONNECT herterm IAC SE
       Server:  IAC SB TN3270E DEVICE-TYPE IS IBM-3278-2 CONNECT
                       herterm IAC SE
       Client:  IAC SB TN3270E FUNCTIONS REQUEST RESPONSES IAC SE
       Server:  IAC SB TN3270E FUNCTIONS IS RESPONSES IAC SE
          (3270 data stream is exchanged)

  The following example shows a TN3270E-capable server and a TN3270E-
  capable client establishing a printer session where the client
  requests a specific device-name, and where some amount of 3270
  function negotiation is required before an agreement is reached:

       Server:  IAC DO TN3270E
       Client:  IAC WILL TN3270E
       Server:  IAC SB TN3270E SEND DEVICE-TYPE IAC SE
       Client:  IAC SB TN3270E DEVICE-TYPE REQUEST IBM-3287-1 CONNECT
                       myprt IAC SE
       Server:  IAC SB TN3270E DEVICE-TYPE IS IBM-3287-1 CONNECT
                       myprt IAC SE
       Client:  IAC SB TN3270E FUNCTIONS REQUEST DATA-STREAM-CTL IAC
       Server:  IAC SB TN3270E FUNCTIONS REQUEST DATA-STREAM-CTL
                       RESPONSES IAC SE
       Client:  IAC SB TN3270E FUNCTIONS REQUEST DATA-STREAM-CTL IAC
       Server:  IAC SB TN3270E FUNCTIONS IS DATA-STREAM-CTL IAC SE



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          (3270 data stream is exchanged)

  The following example shows a TN3270E-capable server and a TN3270E-
  capable client establishing first a specific terminal session, then a
  printer session where the "partner" printer for the assigned terminal
  is requested:

       Server:  IAC DO TN3270E
       Client:  IAC WILL TN3270E
       Server:  IAC SB TN3270E SEND DEVICE-TYPE IAC SE
       Client:  IAC SB TN3270E DEVICE-TYPE REQUEST IBM-3278-2 CONNECT
                       termxyz IAC SE
       Server:  IAC SB TN3270E DEVICE-TYPE IS IBM-3278-2 CONNECT
                       termxyz IAC SE
       Client:  IAC SB TN3270E FUNCTIONS REQUEST RESPONSES IAC SE
       Server:  IAC SB TN3270E FUNCTIONS IS RESPONSES IAC SE
          (3270 data stream is exchanged)
            .            .
            .            .
          (user decides to request a printer session,
           so client again connects to Telnet port on server)
       Server:  IAC DO TN3270E
       Client:  IAC WILL TN3270E
       Server:  IAC SB TN3270E SEND DEVICE-TYPE IAC SE
       Client:  IAC SB TN3270E DEVICE-TYPE REQUEST IBM-3287-1
                       ASSOCIATE termxyz IAC SE
       Server:  IAC SB TN3270E DEVICE-TYPE IS IBM-3287-1 CONNECT
                       termxyz's-prt IAC SE
       Client:  IAC SB TN3270E FUNCTIONS REQUEST SCS-CTL-CODES
                       RESPONSES IAC SE
       Server:  IAC SB TN3270E FUNCTIONS IS SCS-CTL-CODES RESPONSES
                       IAC SE
          (3270 data stream is exchanged)

  The following example shows a TN3270E-capable server and a TN3270E-
  capable client establishing first a terminal session where a
  resource-name was requested and a server chosen device-name was
  returned, then a printer session where the "partner" printer for the
  assigned terminal is requested:

       Server:  IAC DO TN3270E
       Client:  IAC WILL TN3270E
       Server:  IAC SB TN3270E SEND DEVICE-TYPE IAC SE
       Client:  IAC SB TN3270E DEVICE-TYPE REQUEST IBM-3278-5 CONNECT
                       poolxyz IAC SE
       Server:  IAC SB TN3270E DEVICE-TYPE IS IBM-3278-5 CONNECT
                       terma IAC SE
       Client:  IAC SB TN3270E FUNCTIONS REQUEST RESPONSES IAC SE



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RFC 2355                  TN3270 Enhancements                  June 1998


       Server:  IAC SB TN3270E FUNCTIONS IS RESPONSES IAC SE
          (3270 data stream is exchanged)
            .            .
            .            .
          (user decides to request a printer session,
           so client again connects to Telnet port on server)
       Server:  IAC DO TN3270E
       Client:  IAC WILL TN3270E
       Server:  IAC SB TN3270E SEND DEVICE-TYPE IAC SE
       Client:  IAC SB TN3270E DEVICE-TYPE REQUEST IBM-3287-1
                       ASSOCIATE terma IAC SE
       Server:  IAC SB TN3270E DEVICE-TYPE IS IBM-3287-1 CONNECT
                       terma's-prt IAC SE
       Client:  IAC SB TN3270E FUNCTIONS REQUEST SCS-CTL-CODES
                       RESPONSES IAC SE
       Server:  IAC SB TN3270E FUNCTIONS IS SCS-CTL-CODES RESPONSES
                       IAC SE
          (3270 data stream is exchanged)

14.  Security Considerations

  These extensions to telnet do not provide any security features
  beyond that of ordinary telnet; so a TN3270E session is no more
  secure than an ordinary telnet session.  Once standard authentication
  and/or privacy mechanisms for telnet have been defined, these may
  also be usable by TN3270E.  One of the important uses of
  authentication would be to answer the question of whether or not a
  given user should be allowed to "use" a specific terminal or printer
  device-name.

15.  References

  [1] Rekhter, J., "Telnet 3270 Regime Option", RFC 1041, January 1988.

  [2] VanBokkelen, J., "Telnet Terminal-Type Option", RFC 1091,
  February 1989.

  [3] Postel, J., and J. Reynolds, "Telnet Binary Transmission", STD
  27, RFC 856, May 1983.

  [4] Postel, J., "Telnet End of Record Option", RFC 885, December
  1983.

  [5] "3270 Information Display System - Data Stream Programmer's
  Reference", publication number GA24-0059, IBM Corporation.

  [6] "SNA Formats", publication number GA27-3136, IBM Corporation.




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RFC 2355                  TN3270 Enhancements                  June 1998


  [7] "3174 Establishment Controller Functional Description",
  publication number GA23-0218, IBM Corporation.

  [8] Postel, J., and J. Reynolds, "Telnet Protocol Specification", STD
  8, RFC 854, May 1983.

  [9] Postel, J., and J. Reynolds, "Telnet Timing Mark Option", STD 31,
  RFC 860, May 1983.

  [10] J. Penner, "TN3270 Current Practices", RFC 1576, January, 1994.

16.  Author's Note

  Portions of this document were drawn from the following sources:

   - A White Paper written by Owen Reddecliffe, WRQ Corporation,
     October 1991.

   - Experimental work on the part of Cleve Graves and Michelle
     Angel, OpenConnect Systems, 1992 - 1993.

   - Discussions at the 1993 IETF meetings.

   - Discussions on the "TN3270E" list, 1993-94 and 1997.

17. Author's Address

   Bill Kelly
   Division of University Computing
   144 Parker Hall
   Auburn University, AL  36849

   Phone: (334) 844-4512
   EMail: [email protected]

















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RFC 2355                  TN3270 Enhancements                  June 1998


18.  Full Copyright Statement

  Copyright (C) The Internet Society (1998).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
























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