Network Working Group                                        D. Cansever
Request for Comments: 2333                        GTE Laboratories, Inc.
Category: Standards Track                                     April 1998


                NHRP Protocol Applicability Statement

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (1998).  All Rights Reserved.

Abstract

  As required by the Routing Protocol Criteria [RFC 1264], this memo
  discusses the applicability of the Next Hop Resolution Protocol
  (NHRP) in routing of IP datagrams over Non-Broadcast Multiple Access
  (NBMA) networks, such as ATM, SMDS and X.25.

1. Protocol Documents

  The NHRP protocol description is defined in [1].  The NHRP MIB
  description is defined in [2].

2. Introduction

  This document summarizes the key features of NHRP and discusses the
  environments for which the protocol is well suited.  For the purposes
  of description, NHRP can be considered a generalization of Classical
  IP and ARP over ATM which is defined in [3] and of the Transmission
  of IP Datagrams over the SMDS Service, defined in [4].  This
  generalization occurs in 2 distinct directions.

  Firstly, NHRP avoids the need to go through extra hops of routers
  when the Source and Destination belong to different Logical Internet
  Subnets (LIS).  Of course, [3] and [4] specify that when the source
  and destination belong to different LISs, the source station must
  forward data packets to a router that is a member of multiple LISs,
  even though the source and destination stations may be on the same
  logical NBMA network.  If the source and destination stations belong
  to the same logical NBMA network, NHRP provides the source station



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  with an inter-LIS address resolution mechanism at the end of which
  both stations can exchange packets without having to use the services
  of intermediate routers.  This feature is also referred to as
  "short-cut" routing.  If the destination station is not part of the
  logical NBMA network, NHRP provides the source with the NBMA address
  of the current egress router towards the destination.

  The second generalization is that NHRP is not specific to a
  particular NBMA technology.  Of course, [3] assumes an ATM network
  and [4] assumes an SMDS network at their respective subnetwork
  layers.

  NHRP is specified for resolving the destination NBMA addresses of IP
  datagrams over IP subnets within a large NBMA cloud.  NHRP has been
  designed to be extensible to network layer protocols other than IP,
  possibly subject to other network layer protocol specific additions.

  As an important application of NHRP, the Multiprotocol Over ATM
  (MPOA) Working Group of the ATM Forum has decided to adopt and to
  integrate NHRP into its MPOA Protocol specification [5].  As such,
  NHRP will be used in resolving the ATM addresses of MPOA packets
  destined outside the originating subnet.

3. Key Features

  NHRP provides a mechanism to obtain the NBMA network address of the
  destination, or of a router along the path to the destination. NHRP
  is not a routing protocol, but may make use of routing information.
  This is further discussed in Section 5.

  The most prominent feature of NHRP is that it avoids extra router
  hops in an NBMA with multiple LISs.  To this goal, NHRP provides the
  source with the NBMA address of the destination, if the destination
  is directly attached to the NBMA. If the destination station is not
  attached to the NBMA, then NHRP provides the source with the NBMA
  address of an exit router that has connectivity to the destination.
  In general, there may be multiple exit routers that have connectivity
  to the destination.  If NHRP uses the services of a dynamic routing
  algorithm in fulfilling its function, which is necessary for robust
  and scalable operation, then the exit router identified by NHRP
  reflects the selection made by the network layer dynamic routing
  protocol.  In general, the selection made by the routing protocol
  would often reflect a desirable attribute, such as identifying the
  exit router that induces the least number of hops in the original
  routed path.






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  NHRP is defined for avoiding extra hops in the delivery of IP packets
  with a single destination.  As such, it is not intended for direct
  use in a point-to-multipoint communication setting.  However,
  elements of NHRP may be used in certain multicast scenarios for the
  purpose of providing short cut routing. Such an effort is discussed
  in [6].  In this case, NHRP would avoid intermediate routers in the
  multicast path. The scalability of providing short-cut paths in a
  multicast environment is an open issue.

  NHRP can be used in host-host, host-router and router-host
  communications.  When used in router-router communication, NHRP (as
  defined in [1]) can produce persistent routing loops if the
  underlying routing protocol looses information critical to loop
  suppression. This may occur when there is a change in router metrics
  across the autonomous system boundaries.  NHRP for router-router
  communication that avoids persistent forwarding loops will be
  addressed in a separate document.

  A special case of router-router communication where loops will not
  occur is when the destination host is directly adjacent to the non-
  NBMA interface of the egress router.  If it is believed that the
  adjacency of the destination station to the egress router is a stable
  topological configuration, then NHRP can safely be used in this
  router-router communication scenario.  If the NHRP Request has the Q
  bit set, indicating that the requesting party is a router, and if the
  destination station is directly adjacent to the egress router as a
  stable topological configuration, then the egress router can issue a
  corresponding NHRP reply.  If the destination is not adjacent to the
  egress router, and if Q bit is set in the Request, then a safe mode
  of operation for the egress router would be to issue a negative NHRP
  Reply (NAK) for this particular request, thereby enforce data packets
  to follow the routed path.

  As a result of having inter-LIS address resolution capability, NHRP
  allows the communicating parties to exchange packets by fully
  utilizing the particular features of the NBMA network.  One such
  example is the use of QoS guarantees when the NMBA network is ATM.

  Here, due to short-cut routing, ATM provided QoS guarantees can be
  implemented without having to deal with the issues of re-assembling
  and re-segmenting IP packets at each network layer hop.

  NHRP protocol can be viewed as a client-server interaction.  An NHRP
  Client is the one who issues an NHRP Request. An NHRP Server is the
  one who issues a reply to an NHRP request, or the one who forwards a
  received NHRP request to another Server. Of course, an NHRP entity
  may act both as a Client and a Server.




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4. Use of NHRP

  In general, issuing an NHRP request is an application dependent
  action [7].  For applications that do not have particular QoS
  requirements, and that are executed within a short period of time, an
  NBMA short-cut may not be a necessity. In situations where there is a
  "cost" associated with NBMA short-cuts, such applications may be
  better served by network layer hop-by-hop routing. Here, "cost" may
  be understood in a monetary context, or as additional strain on the
  equipment that implements short-cuts. Therefore, there is a trade-off
  between the "cost" of a short-cut path and its utility to the user.
  Reference [7] proposes that this trade-off should be addressed at the
  application level. In an environment consisting of LANs and routers
  that are interconnected via dedicated links, the basic routing
  decision is whether to forward a packet to a router, or to broadcast
  it locally.  Such a decision on local vs. remote is based on the
  destination address. When routing IP packets over an NBMA network,
  where there is potentially a direct Source to Destination
  connectivity with QoS options, the decision on local vs. remote is no
  longer as fundamentally important as in the case where packets have
  to traverse routers that are interconnected via dedicated links.
  Thus, in an NBMA network with QoS options, the basic decision becomes
  the one of short-cut vs. hop-by-hop network layer routing.  In this
  case, the relevant criterion becomes applications' QoS requirements
  [7]. NHRP is particularly applicable for environments where the
  decision on local vs. remote is superseded by the decision on short-
  cut vs. hop-by-hop network layer routing.

  Let us assume that the trade-off is in favor of a short-cut NBMA
  route.  Generally, an NHRP request can be issued by a variety of NHRP
  aware entities, including hosts and routers with NBMA interfaces.  If
  an IP packet traverses multiple hops before a short-cut path has been
  established, then there is a chance that multiple short-cut paths
  could be formed. In order to avoid such an undesirable situation, a
  useful operation rule is to authorize only the following entities to
  issue an NHRP request and to perform short-cut routing.

    i)  The host that originates the IP packet, if the host has an NBMA
        interface.
    ii) The first router along the routing path of the IP packet such
        that the next hop is reachable through the NBMA interface of
        that particular router.
   iii) A policy router within an NBMA network through which the IP
        packet has to traverse.







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5. Protocol Scalability

  As previously indicated, NHRP is defined for the delivery of IP
  packets with a single destination. Thus, this discussion is confined
  to a unicast setting.  The scalability of NHRP can be analyzed at
  three distinct levels:

    o Client level
    o LIS level
    o Domain level

  At the the Client level, the scalability of NHRP is affected by the
  processing and memory limitations of the NIC that provides interface
  to the NBMA network.  When the NBMA network is connection oriented,
  such as ATM, NIC limitations may bound the scalability of NHRP in
  certain applications.  For example, a server that handles hundreds of
  requests per second using an ATM interface may be bounded by the
  performance characteristics of the corresponding NIC.  Similarly,
  when the NHRP Client resides at an NBMA interface of a router, memory
  and processing limitations of router's NIC may bound the scalability
  of NHRP.  This is because routers generally deal with an aggregation
  of traffic from multiple sources, which in turn creates a potentially
  large number of SVCCs out of the router's NBMA interface.

  At the LIS level, the main issue is to maintain and deliver a sizable
  number of NBMA to Network layer address mappings within large LISs.
  To this goal, NHRP implementations can use the services of the Server
  Cache Synchronization Protocol (SCSP) [8] that allows multiple
  synchronized NHSs within an LIS, and hence resolve the associated
  scalability issue.

  At the NHRP Domain level, network layer routing is used in resolving
  the NBMA address of a destination outside the LIS.  As such, the
  scalability of NHRP is closely tied to the scalability of the network
  layer routing protocol used by NHRP.  Dynamic network layer routing
  protocols are proven to scale well.  Thus, when used in conjunction
  with dynamic routing algorithms, at the NHRP domain level, NHRP
  should scale in the same order as the routing algorithm, subject to
  the assumption that all the routers along the path are NHRP aware.
  If an NHRP Request is processed by a router that does not implement
  NHRP, it will be silently discarded.  Then, short-cuts cannot be
  implemented and connectivity will be provided on a hop-by-hop basis.

  Thus, when NHRP is implemented in conjunction with dynamic network
  layer routing, a scaling requirement for NHRP is that virtually all
  the routers within a logical NBMA network should be NHRP aware.





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  One can also use static routing in conjunction with NHRP.  Then, not
  all the routers in the NBMA network need to be NHRP aware.  That is,
  since the routers that need to process NHRP control messages are
  specified by static routing, routers that are not included in the
  manually defined static paths do not have to be NHRP aware.  Of
  course, static routing does not scale, and if the destination is off
  the NBMA network, then the use of static routing could result in
  persistently suboptimal routes.  Use of static routing also has
  fairly negative failure modes.

6. Discussion

  NHRP does not replace existing routing protocols. In general, routing
  protocols are used to determine the proper path from a source host or
  router, or intermediate router, to a particular destination.  If the
  routing protocol indicates that the proper path is via an interface
  to an NBMA network, then NHRP may be used at the NBMA interface to
  resolve the destination IP address into the corresponding NBMA
  address.  Of course, the use of NHRP is subject to considerations
  discussed in Section 4.

  Assuming that NHRP is applicable and the destination address has been
  resolved, packets are forwarded using the particular data forwarding
  and path determination mechanisms of the underlying NBMA network.
  Here, the sequence of events are such that route determination is
  performed by IP routing, independent of NHRP. Then, NHRP is used to
  create a short-cut track upon the path determined by the IP routing
  protocol. Therefore, NHRP "shortens" the routed path.  NHRP (as
  defined in [1]) is not sufficient to suppress persistent forwarding
  loops when used for router-router communication if the underlying
  routing protocol looses information critical to loop suppression [9].
  Work is in progress [10] to augment NHRP to enable its use for the
  router-router communication without persistent forwarding loops.

  When the routed path keeps changing on some relatively short time
  scale, such as seconds, this situation will have an effect on the
  operation of NHRP. In certain router-router operations, changes in
  the routed path could create persistent routing loops. In host-
  router, or router-host communications, frequent changes in routed
  paths could result in inefficiencies such as frequent creation of
  short-cut paths which are short lived.

7. Security Considerations

  NHRP is an address resolution protocol, and SCSP is a database
  synchronization protocol.  As such, they are possibly subject to
  server (for NHRP) or peer (for SCSP) spoofing and denial of service
  attacks.  They both provide authentication mechanisms to allow their



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  use in environments in which spoofing is a concern.  Details can be
  found in sections 5.3.4 in [1] and B.3.1 in [8].  There are no
  additional security constraints or concerns raised in this document
  that are not already discussed in the referenced sections.

References

  [1] Luciani, J., Katz, D., Piscitello, D., Cole, B., and
      N. Doraswamy, "NMBA Next Hop Resolution Protocol (NHRP)", RFC
      2332, April 1998.

  [2] Greene, M., and J. Luciani, "NHRP Management Information Base",
      Work in Progress.


  [3] Laubach, M., and J. Halpern, "Classical IP and ARP over ATM", RFC
      2225, April 1998.

  [4] Lawrance, J., and D. Piscitello, "The Transmission of IP
      datagrams over the SMDS service", RFC 1209, March 1991.

  [5] Multiprotocol Over ATM Version 1.0, ATM Forum Document
      af-mpoa-0087.000

  [6] Rekhter, Y., and D. Farinacci, "Support for Sparse Mode PIM over
      ATM", Work in Progress.

  [7] Rekhter, Y., and D. Kandlur, "Local/Remote" Forwarding Decision
      in Switched Data Link Subnetworks", RFC 1937, May 1996.

  [8] Luciani, J., Armitage, G., Halpern, J., and N. Doraswamy, "Server
      Cache Synchronization Protocol (SCSP) - NBMA", RFC 2334, April
      1998.

  [9] Cole, R., Shur, D., and C. Villamizar, "IP over ATM: A Framework
      Document", RFC 1932, April 1996.

  [10] Rekhter, Y., "NHRP for Destinations off the NBMA Subnetwork",
       Work in Progress.

Acknowledgements

  The author acknowledges valuable contributions and comments from many
  participants of the ION Working Group, in particular from Joel
  Halpern of Newbridge Networks, David Horton of Centre for Information
  Technology Research, Andy Malis of Nexion, Yakov Rekhter and George
  Swallow of Cisco Systems and Curtis Villamizar of ANS.




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Author's Address

  Derya H. Cansever
  GTE Laboratories Inc.
  40 Sylvan Rd. MS 51
  Waltham MA 02254

  Phone: +1 617 466 4086
  EMail: [email protected]










































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Full Copyright Statement

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  The limited permissions granted above are perpetual and will not be
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