Network Working Group                                            M. Wahl
Request for Comments: 2253                           Critical Angle Inc.
Obsoletes: 1779                                                 S. Kille
Category: Standards Track                                     Isode Ltd.
                                                               T. Howes
                                          Netscape Communications Corp.
                                                          December 1997


             Lightweight Directory Access Protocol (v3):
          UTF-8 String Representation of Distinguished Names

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (1997).  All Rights Reserved.

IESG Note

  This document describes a directory access protocol that provides
  both read and update access.  Update access requires secure
  authentication, but this document does not mandate implementation of
  any satisfactory authentication mechanisms.

  In accordance with RFC 2026, section 4.4.1, this specification is
  being approved by IESG as a Proposed Standard despite this
  limitation, for the following reasons:

  a. to encourage implementation and interoperability testing of
     these protocols (with or without update access) before they
     are deployed, and

  b. to encourage deployment and use of these protocols in read-only
     applications.  (e.g. applications where LDAPv3 is used as
     a query language for directories which are updated by some
     secure mechanism other than LDAP), and

  c. to avoid delaying the advancement and deployment of other Internet
     standards-track protocols which require the ability to query, but
     not update, LDAPv3 directory servers.




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  Readers are hereby warned that until mandatory authentication
  mechanisms are standardized, clients and servers written according to
  this specification which make use of update functionality are
  UNLIKELY TO INTEROPERATE, or MAY INTEROPERATE ONLY IF AUTHENTICATION
  IS REDUCED TO AN UNACCEPTABLY WEAK LEVEL.

  Implementors are hereby discouraged from deploying LDAPv3 clients or
  servers which implement the update functionality, until a Proposed
  Standard for mandatory authentication in LDAPv3 has been approved and
  published as an RFC.

Abstract

  The X.500 Directory uses distinguished names as the primary keys to
  entries in the directory.  Distinguished Names are encoded in ASN.1
  in the X.500 Directory protocols.  In the Lightweight Directory
  Access Protocol, a string representation of distinguished names is
  transferred.  This specification defines the string format for
  representing names, which is designed to give a clean representation
  of commonly used distinguished names, while being able to represent
  any distinguished name.

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [6].

1.  Background

  This specification assumes familiarity with X.500 [1], and the
  concept of Distinguished Name.  It is important to have a common
  format to be able to unambiguously represent a distinguished name.
  The primary goal of this specification is ease of encoding and
  decoding.  A secondary goal is to have names that are human readable.
  It is not expected that LDAP clients with a human user interface
  would display these strings directly to the user, but would most
  likely be performing translations (such as expressing attribute type
  names in one of the local national languages).

2.  Converting DistinguishedName from ASN.1 to a String

  In X.501 [2] the ASN.1 structure of distinguished name is defined as:

      DistinguishedName ::= RDNSequence

      RDNSequence ::= SEQUENCE OF RelativeDistinguishedName






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      RelativeDistinguishedName ::= SET SIZE (1..MAX) OF
       AttributeTypeAndValue

      AttributeTypeAndValue ::= SEQUENCE {
       type  AttributeType,
       value AttributeValue }

  The following sections define the algorithm for converting from an
  ASN.1 structured representation to a UTF-8 string representation.

2.1. Converting the RDNSequence

  If the RDNSequence is an empty sequence, the result is the empty or
  zero length string.

  Otherwise, the output consists of the string encodings of each
  RelativeDistinguishedName in the RDNSequence (according to 2.2),
  starting with the last element of the sequence and moving backwards
  toward the first.

  The encodings of adjoining RelativeDistinguishedNames are separated
  by a comma character (',' ASCII 44).

2.2.  Converting RelativeDistinguishedName

  When converting from an ASN.1 RelativeDistinguishedName to a string,
  the output consists of the string encodings of each
  AttributeTypeAndValue (according to 2.3), in any order.

  Where there is a multi-valued RDN, the outputs from adjoining
  AttributeTypeAndValues are separated by a plus ('+' ASCII 43)
  character.

2.3.  Converting AttributeTypeAndValue

  The AttributeTypeAndValue is encoded as the string representation of
  the AttributeType, followed by an equals character ('=' ASCII 61),
  followed by the string representation of the AttributeValue.  The
  encoding of the AttributeValue is given in section 2.4.

  If the AttributeType is in a published table of attribute types
  associated with LDAP [4], then the type name string from that table
  is used, otherwise it is encoded as the dotted-decimal encoding of
  the AttributeType's OBJECT IDENTIFIER. The dotted-decimal notation is
  described in [3].  As an example, strings for a few of the attribute
  types frequently seen in RDNs include:





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                   String  X.500 AttributeType
                   ------------------------------
                   CN      commonName
                   L       localityName
                   ST      stateOrProvinceName
                   O       organizationName
                   OU      organizationalUnitName
                   C       countryName
                   STREET  streetAddress
                   DC      domainComponent
                   UID     userid

2.4.  Converting an AttributeValue from ASN.1 to a String

  If the AttributeValue is of a type which does not have a string
  representation defined for it, then it is simply encoded as an
  octothorpe character ('#' ASCII 35) followed by the hexadecimal
  representation of each of the bytes of the BER encoding of the X.500
  AttributeValue.  This form SHOULD be used if the AttributeType is of
  the dotted-decimal form.

  Otherwise, if the AttributeValue is of a type which has a string
  representation, the value is converted first to a UTF-8 string
  according to its syntax specification (see for example section 6 of
  [4]).

  If the UTF-8 string does not have any of the following characters
  which need escaping, then that string can be used as the string
  representation of the value.

   o   a space or "#" character occurring at the beginning of the
       string

   o   a space character occurring at the end of the string

   o   one of the characters ",", "+", """, "\", "<", ">" or ";"

  Implementations MAY escape other characters.

  If a character to be escaped is one of the list shown above, then it
  is prefixed by a backslash ('\' ASCII 92).

  Otherwise the character to be escaped is replaced by a backslash and
  two hex digits, which form a single byte in the code of the
  character.

  Examples of the escaping mechanism are shown in section 5.




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3. Parsing a String back to a Distinguished Name

  The structure of the string is specified in a BNF grammar, based on
  the grammar defined in RFC 822 [5].  Server implementations parsing a
  DN string generated by an LDAPv2 client MUST also accept (and ignore)
  the variants given in section 4 of this document.

distinguishedName = [name]                    ; may be empty string

name       = name-component *("," name-component)

name-component = attributeTypeAndValue *("+" attributeTypeAndValue)

attributeTypeAndValue = attributeType "=" attributeValue

attributeType = (ALPHA 1*keychar) / oid
keychar    = ALPHA / DIGIT / "-"

oid        = 1*DIGIT *("." 1*DIGIT)

attributeValue = string

string     = *( stringchar / pair )
            / "#" hexstring
            / QUOTATION *( quotechar / pair ) QUOTATION ; only from v2

quotechar     = <any character except "\" or QUOTATION >

special    = "," / "=" / "+" / "<" /  ">" / "#" / ";"

pair       = "\" ( special / "\" / QUOTATION / hexpair )
stringchar = <any character except one of special, "\" or QUOTATION >

hexstring  = 1*hexpair
hexpair    = hexchar hexchar

hexchar    = DIGIT / "A" / "B" / "C" / "D" / "E" / "F"
            / "a" / "b" / "c" / "d" / "e" / "f"

ALPHA      =  <any ASCII alphabetic character>
                                        ; (decimal 65-90 and 97-122)
DIGIT      =  <any ASCII decimal digit>  ; (decimal 48-57)
QUOTATION  =  <the ASCII double quotation mark character '"' decimal 34>








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4.  Relationship with RFC 1779 and LDAPv2

  The syntax given in this document is more restrictive than the syntax
  in RFC 1779.  Implementations parsing a string generated by an LDAPv2
  client MUST accept the syntax of RFC 1779.  Implementations MUST NOT,
  however, generate any of the RFC 1779 encodings which are not
  described above in section 2.

  Implementations MUST allow a semicolon character to be used instead
  of a comma to separate RDNs in a distinguished name, and MUST also
  allow whitespace characters to be present on either side of the comma
  or semicolon.  The whitespace characters are ignored, and the
  semicolon replaced with a comma.

  Implementations MUST allow an oid in the attribute type to be
  prefixed by one of the character strings "oid." or "OID.".

  Implementations MUST allow for space (' ' ASCII 32) characters to be
  present between name-component and ',', between attributeTypeAndValue
  and '+', between attributeType and '=', and between '=' and
  attributeValue.  These space characters are ignored when parsing.

  Implementations MUST allow a value to be surrounded by quote ('"'
  ASCII 34) characters, which are not part of the value.  Inside the
  quoted value, the following characters can occur without any
  escaping:

                  ",", "=", "+", "<", ">", "#" and ";"

5.  Examples

  This notation is designed to be convenient for common forms of name.
  This section gives a few examples of distinguished names written
  using this notation.  First is a name containing three relative
  distinguished names (RDNs):

  CN=Steve Kille,O=Isode Limited,C=GB

  Here is an example name containing three RDNs, in which the first RDN
  is multi-valued:

  OU=Sales+CN=J. Smith,O=Widget Inc.,C=US

  This example shows the method of quoting of a comma in an
  organization name:

  CN=L. Eagle,O=Sue\, Grabbit and Runn,C=GB




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  An example name in which a value contains a carriage return
  character:

  CN=Before\0DAfter,O=Test,C=GB

  An example name in which an RDN was of an unrecognized type.  The
  value is the BER encoding of an OCTET STRING containing two bytes
  0x48 and 0x69.

  1.3.6.1.4.1.1466.0=#04024869,O=Test,C=GB

  Finally, an example of an RDN surname value consisting of 5 letters:

  Unicode Letter Description      10646 code UTF-8  Quoted
  =============================== ========== ====== =======
  LATIN CAPITAL LETTER L          U0000004C  0x4C   L
  LATIN SMALL LETTER U            U00000075  0x75   u
  LATIN SMALL LETTER C WITH CARON U0000010D  0xC48D \C4\8D
  LATIN SMALL LETTER I            U00000069  0x69   i
  LATIN SMALL LETTER C WITH ACUTE U00000107  0xC487 \C4\87

  Could be written in printable ASCII (useful for debugging purposes):

  SN=Lu\C4\8Di\C4\87

6.  References

  [1] The Directory -- overview of concepts, models and services.
      ITU-T Rec. X.500(1993).

  [2] The Directory -- Models. ITU-T Rec. X.501(1993).

  [3] Wahl, M., Howes, T., and S. Kille, "Lightweight Directory
      Access  Protocol (v3)", RFC 2251, December 1997.

  [4] Wahl, M., Coulbeck, A., Howes, T. and S. Kille, "Lightweight
      Directory Access Protocol (v3): Attribute Syntax Definitions",
      RFC 2252, December 1997.

  [5] Crocker, D., "Standard of the Format of ARPA-Internet Text
      Messages", STD 11, RFC 822, August 1982.

  [6] Bradner, S., "Key words for use in RFCs to Indicate Requirement
      Levels", RFC 2119.







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7.  Security Considerations

7.1. Disclosure

  Distinguished Names typically consist of descriptive information
  about the entries they name, which can be people, organizations,
  devices or other real-world objects.  This frequently includes some
  of the following kinds of information:

  - the common name of the object (i.e. a person's full name)
  - an email or TCP/IP address
  - its physical location (country, locality, city, street address)
  - organizational attributes (such as department name or affiliation)

  Most countries have privacy laws regarding the publication of
  information about people.

7.2. Use of Distinguished Names in Security Applications

  The transformations of an AttributeValue value from its X.501 form to
  an LDAP string representation are not always reversible back to the
  same BER or DER form.  An example of a situation which requires the
  DER form of a distinguished name is the verification of an X.509
  certificate.

  For example, a distinguished name consisting of one RDN with one AVA,
  in which the type is commonName and the value is of the TeletexString
  choice with the letters 'Sam' would be represented in LDAP as the
  string CN=Sam.  Another distinguished name in which the value is
  still 'Sam' but of the PrintableString choice would have the same
  representation CN=Sam.

  Applications which require the reconstruction of the DER form of the
  value SHOULD NOT use the string representation of attribute syntaxes
  when converting a distinguished name to the LDAP format.  Instead,
  they SHOULD use the hexadecimal form prefixed by the octothorpe ('#')
  as described in the first paragraph of section 2.4.

8.  Authors' Addresses

  Mark Wahl
  Critical Angle Inc.
  4815 W. Braker Lane #502-385
  Austin, TX 78759
  USA

  EMail:  [email protected]




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  Steve Kille
  Isode Ltd.
  The Dome
  The Square
  Richmond, Surrey
  TW9 1DT
  England

  Phone:  +44-181-332-9091
  EMail:  [email protected]


  Tim Howes
  Netscape Communications Corp.
  501 E. Middlefield Rd, MS MV068
  Mountain View, CA 94043
  USA

  Phone:  +1 650 937-3419
  EMail:   [email protected]































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9.  Full Copyright Statement

  Copyright (C) The Internet Society (1997).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
























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