Network Working Group                                           M. Gahrns
Request for Comments: 2221                                      Microsoft
Category: Standards Track                                    October 1997


                        IMAP4 Login Referrals

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (1997).  All Rights Reserved.

1. Abstract

  When dealing with large amounts of users and many IMAP4 [RFC-2060]
  servers, it is often necessary to move users from one IMAP4 server to
  another.  For example, hardware failures or organizational changes
  may dictate such a move.

  Login referrals allow clients to transparently connect to an
  alternate IMAP4 server, if their home IMAP4 server has changed.

  A referral mechanism can provide efficiencies over the alternative
  'proxy method', in which the local IMAP4 server contacts the remote
  server on behalf of the client, and then transfers the data from the
  remote server to itself, and then on to the client.  The referral
  mechanism's direct client connection to the remote server is often a
  more efficient use of bandwidth, and does not require the local
  server to impersonate the client when authenticating to the remote
  server.

2. Conventions used in this document

  In examples, "C:" and "S:" indicate lines sent by the client and
  server respectively.

  A home server, is an IMAP4 server that contains the user's inbox.

  A remote server is a server that contains remote mailboxes.





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  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in [RFC-2119].

3. Introduction and Overview

  IMAP4 servers that support this extension MUST list the keyword
  LOGIN-REFERRALS in their CAPABILITY response.  No client action is
  needed to invoke the LOGIN-REFERRALS capability in a server.

  A LOGIN-REFERRALS capable IMAP4 server SHOULD NOT return a referral
  to a server that will return a referral. A client MUST NOT follow
  more than 10 levels of referral without consulting the user.

  A LOGIN-REFERRALS response code MUST contain as an argument a valid
  IMAP server URL as defined in [IMAP-URL].

  A home server referral consists of either a tagged NO or OK, or an
  untagged BYE response that contains a LOGIN-REFERRALS response code.

  Example: A001 NO [REFERRAL IMAP://user;AUTH=*@SERVER2/] Remote Server

  NOTE: user;AUTH=* is specified as required by [IMAP-URL] to avoid a
  client falling back to anonymous login.

4. Home Server Referrals

  A home server referral may be returned in response to an AUTHENTICATE
  or LOGIN command, or it may appear in the connection startup banner.
  If a server returns a home server referral in a tagged NO response,
  that server does not contain any mailboxes that are accessible to the
  user.  If a server returns a home server referral in a tagged OK
  response, it indicates that the user's personal mailboxes are
  elsewhere, but the server contains public mailboxes which are
  readable by the user.  After receiving a home server referral, the
  client can not make any assumptions as to whether this was a
  permanent or temporary move of the user.

4.1.  LOGIN and AUTHENTICATE Referrals

  An IMAP4 server MAY respond to a LOGIN or AUTHENTICATE command with a
  home server referral if it wishes to direct the user to another IMAP4
  server.

  Example:  C: A001 LOGIN MIKE PASSWORD
            S: A001 NO [REFERRAL IMAP://MIKE@SERVER2/] Specified user
                    is invalid on this server. Try SERVER2.




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  Example:  C: A001 LOGIN MATTHEW PASSWORD
            S: A001 OK [REFERRAL IMAP://MATTHEW@SERVER2/] Specified
                    user's personal mailboxes located on Server2, but
                    public mailboxes are available.

  Example:  C: A001 AUTHENTICATE GSSAPI
            <authentication exchange>
            S: A001 NO [REFERRAL IMAP://user;AUTH=GSSAPI@SERVER2/]
                    Specified user is invalid on this server. Try
                    SERVER2.

4.2. BYE at connection startup referral

  An IMAP4 server MAY respond with an untagged BYE and a REFERRAL
  response code that contains an IMAP URL to a home server if it is not
  willing to accept connections and wishes to direct the client to
  another IMAP4 server.

  Example:  S: * BYE [REFERRAL IMAP://user;AUTH=*@SERVER2/] Server not
                 accepting connections.  Try SERVER2

5. Formal Syntax

  The following syntax specification uses the augmented Backus-Naur
  Form (BNF) as described in [ABNF].

  This amends the "resp_text_code" element of the IMAP4 grammar
  described in [RFC-2060]

  resp_text_code =/ "REFERRAL" SPACE <imapurl>
     ; See [IMAP-URL] for definition of <imapurl>
     ; See [RFC-2060] for base definition of resp_text_code

6. Security Considerations

  The IMAP4 login referral mechanism makes use of IMAP URLs, and as
  such, have the same security considerations as general internet URLs
  [RFC-1738], and in particular IMAP URLs [IMAP-URL].

  A server MUST NOT give a login referral if authentication for that
  user fails. This is to avoid revealing information about the user's
  account to an unauthorized user.

  With the LOGIN-REFERRALS capability, it is potentially easier to
  write a rogue 'password catching' server that collects login data and
  then refers the client to their actual IMAP4 server.  Although
  referrals reduce the effort to write such a server, the referral
  response makes detection of the intrusion easier.



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7. References

  [RFC-2060], Crispin, M., "Internet Message Access Protocol - Version
  4rev1", RFC 2060, December 1996.

  [IMAP-URL], Newman, C., "IMAP URL Scheme", RFC 2192, Innosoft,
  September 1997.

  [RFC-1738], Berners-Lee, T., Masinter, L. and M. McCahill, "Uniform
  Resource Locators  (URL)", RFC 1738, December 1994.

  [RFC-2119], Bradner, S., "Key words for use in RFCs to Indicate
  Requirement Levels", RFC 2119, March 1997.

  [ABNF], DRUMS working group, Dave Crocker Editor, "Augmented BNF for
  Syntax Specifications: ABNF", Work in Progress.

8.  Acknowledgments

  Many valuable suggestions were received from private discussions and
  the IMAP4 mailing list.  In particular, Raymond Cheng, Mark Crispin,
  Mark Keasling Chris Newman and Larry Osterman made significant
  contributions to this document.

9. Author's Address

  Mike Gahrns
  Microsoft
  One Microsoft Way
  Redmond, WA, 98072

  Phone: (206) 936-9833
  EMail: [email protected]


















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10.  Full Copyright Statement

  Copyright (C) The Internet Society (1997).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implmentation may be prepared, copied, published
  andand distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE."
























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