Network Working Group                                           P. Vixie
Request for Comments: 1996                                           ISC
Updates: 1035                                                August 1996
Category: Standards Track


   A Mechanism for Prompt Notification of Zone Changes (DNS NOTIFY)

Status of this Memo

  This document specifies an Internet standards track protocol for the
  Internet community, and requests discussion and suggestions for
  improvements.  Please refer to the current edition of the "Internet
  Official Protocol Standards" (STD 1) for the standardization state
  and status of this protocol.  Distribution of this memo is unlimited.

Abstract

  This memo describes the NOTIFY opcode for DNS, by which a master
  server advises a set of slave servers that the master's data has been
  changed and that a query should be initiated to discover the new
  data.

1. Rationale and Scope

  1.1. Slow propagation of new and changed data in a DNS zone can be
  due to a zone's relatively long refresh times.  Longer refresh times
  are beneficial in that they reduce load on the master servers, but
  that benefit comes at the cost of long intervals of incoherence among
  authority servers whenever the zone is updated.

  1.2. The DNS NOTIFY transaction allows master servers to inform slave
  servers when the zone has changed -- an interrupt as opposed to poll
  model -- which it is hoped will reduce propagation delay while not
  unduly increasing the masters' load.  This specification only allows
  slaves to be notified of SOA RR changes, but the architechture of
  NOTIFY is intended to be extensible to other RR types.

  1.3. This document intentionally gives more definition to the roles
  of "Master," "Slave" and "Stealth" servers, their enumeration in NS
  RRs, and the SOA MNAME field.  In that sense, this document can be
  considered an addendum to [RFC1035].









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RFC 1996                       DNS NOTIFY                    August 1996


2. Definitions and Invariants

  2.1. The following definitions are used in this document:

  Slave           an authoritative server which uses zone transfer to
                  retrieve the zone.  All slave servers are named in
                  the NS RRs for the zone.

  Master          any authoritative server configured to be the source
                  of zone transfer for one or more slave servers.

  Primary Master  master server at the root of the zone transfer
                  dependency graph.  The primary master is named in the
                  zone's SOA MNAME field and optionally by an NS RR.
                  There is by definition only one primary master server
                  per zone.

  Stealth         like a slave server except not listed in an NS RR for
                  the zone.  A stealth server, unless explicitly
                  configured to do otherwise, will set the AA bit in
                  responses and be capable of acting as a master.  A
                  stealth server will only be known by other servers if
                  they are given static configuration data indicating
                  its existence.

  Notify Set      set of servers to be notified of changes to some
                  zone.  Default is all servers named in the NS RRset,
                  except for any server also named in the SOA MNAME.
                  Some implementations will permit the name server
                  administrator to override this set or add elements to
                  it (such as, for example, stealth servers).

  2.2. The zone's servers must be organized into a dependency graph
  such that there is a primary master, and all other servers must use
  AXFR or IXFR either from the primary master or from some slave which
  is also a master.  No loops are permitted in the AXFR dependency
  graph.

3. NOTIFY Message

  3.1. When a master has updated one or more RRs in which slave servers
  may be interested, the master may send the changed RR's name, class,
  type, and optionally, new RDATA(s), to each known slave server using
  a best efforts protocol based on the NOTIFY opcode.

  3.2. NOTIFY uses the DNS Message Format, although it uses only a
  subset of the available fields.  Fields not otherwise described
  herein are to be filled with binary zero (0), and implementations



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RFC 1996                       DNS NOTIFY                    August 1996


  must ignore all messages for which this is not the case.

  3.3. NOTIFY is similar to QUERY in that it has a request message with
  the header QR flag "clear" and a response message with QR "set".  The
  response message contains no useful information, but its reception by
  the master is an indication that the slave has received the NOTIFY
  and that the master can remove the slave from any retry queue for
  this NOTIFY event.

  3.4. The transport protocol used for a NOTIFY transaction will be UDP
  unless the master has reason to believe that TCP is necessary; for
  example, if a firewall has been installed between master and slave,
  and only TCP has been allowed; or, if the changed RR is too large to
  fit in a UDP/DNS datagram.

  3.5. If TCP is used, both master and slave must continue to offer
  name service during the transaction, even when the TCP transaction is
  not making progress.  The NOTIFY request is sent once, and a
  "timeout" is said to have occurred if no NOTIFY response is received
  within a reasonable interval.

  3.6. If UDP is used, a master periodically sends a NOTIFY request to
  a slave until either too many copies have been sent (a "timeout"), an
  ICMP message indicating that the port is unreachable, or until a
  NOTIFY response is received from the slave with a matching query ID,
  QNAME, IP source address, and UDP source port number.

  Note:
     The interval between transmissions, and the total number of
     retransmissions, should be operational parameters specifiable by
     the name server administrator, perhaps on a per-zone basis.
     Reasonable defaults are a 60 second interval (or timeout if
     using TCP), and a maximum of 5 retransmissions (for UDP).  It is
     considered reasonable to use additive or exponential backoff for
     the retry interval.

  3.7. A NOTIFY request has QDCOUNT>0, ANCOUNT>=0, AUCOUNT>=0,
  ADCOUNT>=0.  If ANCOUNT>0, then the answer section represents an
  unsecure hint at the new RRset for this <QNAME,QCLASS,QTYPE>.  A
  slave receiving such a hint is free to treat equivilence of this
  answer section with its local data as a "no further work needs to be
  done" indication.  If ANCOUNT=0, or ANCOUNT>0 and the answer section
  differs from the slave's local data, then the slave should query its
  known masters to retrieve the new data.

  3.8. In no case shall the answer section of a NOTIFY request be used
  to update a slave's local data, or to indicate that a zone transfer
  needs to be undertaken, or to change the slave's zone refresh timers.



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RFC 1996                       DNS NOTIFY                    August 1996


  Only a "data present; data same" condition can lead a slave to act
  differently if ANCOUNT>0 than it would if ANCOUNT=0.

  3.9. This version of the NOTIFY specification makes no use of the
  authority or additional data sections, and so conforming
  implementations should set AUCOUNT=0 and ADCOUNT=0 when transmitting
  requests.  Since a future revision of this specification may define a
  backwards compatible use for either or both of these sections,
  current implementations must ignore these sections, but not the
  entire message, if AUCOUNT>0 and/or ADCOUNT>0.

  3.10. If a slave receives a NOTIFY request from a host that is not a
  known master for the zone containing the QNAME, it should ignore the
  request and produce an error message in its operations log.

  Note:
     This implies that slaves of a multihomed master must either know
     their master by the "closest" of the master's interface
     addresses, or must know all of the master's interface addresses.
     Otherwise, a valid NOTIFY request might come from an address
     that is not on the slave's state list of masters for the zone,
     which would be an error.

  3.11. The only defined NOTIFY event at this time is that the SOA RR
  has changed.  Upon completion of a NOTIFY transaction for QTYPE=SOA,
  the slave should behave as though the zone given in the QNAME had
  reached its REFRESH interval (see [RFC1035]), i.e., it should query
  its masters for the SOA of the zone given in the NOTIFY QNAME, and
  check the answer to see if the SOA SERIAL has been incremented since
  the last time the zone was fetched.  If so, a zone transfer (either
  AXFR or IXFR) should be initiated.

  Note:
     Because a deep server dependency graph may have multiple paths
     from the primary master to any given slave, it is possible that
     a slave will receive a NOTIFY from one of its known masters even
     though the rest of its known masters have not yet updated their
     copies of the zone.  Therefore, when issuing a QUERY for the
     zone's SOA, the query should be directed at the known master who
     was the source of the NOTIFY event, and not at any of the other
     known masters.  This represents a departure from [RFC1035],
     which specifies that upon expiry of the SOA REFRESH interval,
     all known masters should be queried in turn.

  3.12. If a NOTIFY request is received by a slave who does not
  implement the NOTIFY opcode, it will respond with a NOTIMP
  (unimplemented feature error) message.  A master server who receives
  such a NOTIMP should consider the NOTIFY transaction complete for



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RFC 1996                       DNS NOTIFY                    August 1996


  that slave.

4. Details and Examples

  4.1. Retaining query state information across host reboots is
  optional, but it is reasonable to simply execute an SOA NOTIFY
  transaction on each authority zone when a server first starts.

  4.2. Each slave is likely to receive several copies of the same
  NOTIFY request:  One from the primary master, and one from each other
  slave as that slave transfers the new zone and notifies its potential
  peers.  The NOTIFY protocol supports this multiplicity by requiring
  that NOTIFY be sent by a slave/master only AFTER it has updated the
  SOA RR or has determined that no update is necessary, which in
  practice means after a successful zone transfer.  Thus, barring
  delivery reordering, the last NOTIFY any slave receives will be the
  one indicating the latest change.  Since a slave always requests SOAs
  and AXFR/IXFRs only from its known masters, it will have an
  opportunity to retry its QUERY for the SOA after each of its masters
  have completed each zone update.

  4.3. If a master server seeks to avoid causing a large number of
  simultaneous outbound zone transfers, it may delay for an arbitrary
  length of time before sending a NOTIFY message to any given slave.
  It is expected that the time will be chosen at random, so that each
  slave will begin its transfer at a unique time.  The delay shall not
  in any case be longer than the SOA REFRESH time.

  Note:
     This delay should be a parameter that each primary master name
     server can specify, perhaps on a per-zone basis.  Random delays
     of between 30 and 60 seconds would seem adequate if the servers
     share a LAN and the zones are of moderate size.

  4.4. A slave which receives a valid NOTIFY should defer action on any
  subsequent NOTIFY with the same <QNAME,QCLASS,QTYPE> until it has
  completed the transaction begun by the first NOTIFY.  This duplicate
  rejection is necessary to avoid having multiple notifications lead to
  pummeling the master server.












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RFC 1996                       DNS NOTIFY                    August 1996


  4.5 Zone has Updated on Primary Master

  Primary master sends a NOTIFY request to all servers named in Notify
  Set.  The NOTIFY request has the following characteristics:

     query ID:   (new)
     op:         NOTIFY (4)
     resp:       NOERROR
     flags:      AA
     qcount:     1
     qname:      (zone name)
     qclass:     (zone class)
     qtype:      T_SOA

  4.6 Zone has Updated on a Slave that is also a Master

  As above in 4.5, except that this server's Notify Set may be
  different from the Primary Master's due to optional static
  specification of local stealth servers.

  4.7 Slave Receives a NOTIFY Request from a Master

  When a slave server receives a NOTIFY request from one of its locally
  designated masters for the zone enclosing the given QNAME, with
  QTYPE=SOA and QR=0, it should enter the state it would if the zone's
  refresh timer had expired.  It will also send a NOTIFY response back
  to the NOTIFY request's source, with the following characteristics:

     query ID:   (same)
     op:         NOTIFY (4)
     resp:       NOERROR
     flags:      QR AA
     qcount:     1
     qname:      (zone name)
     qclass:     (zone class)
     qtype:      T_SOA

  This is intended to be identical to the NOTIFY request, except that
  the QR bit is also set.  The query ID of the response must be the
  same as was received in the request.

  4.8 Master Receives a NOTIFY Response from Slave

  When a master server receives a NOTIFY response, it deletes this
  query from the retry queue, thus completing the "notification
  process" of "this" RRset change to "that" server.





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RFC 1996                       DNS NOTIFY                    August 1996


5. Security Considerations

  We believe that the NOTIFY operation's only security considerations
  are:

  1. That a NOTIFY request with a forged IP/UDP source address can
     cause a slave to send spurious SOA queries to its masters,
     leading to a benign denial of service attack if the forged
     requests are sent very often.

  2. That TCP spoofing could be used against a slave server given
     NOTIFY as a means of synchronizing an SOA query and UDP/DNS
     spoofing as a means of forcing a zone transfer.

6. References

  [RFC1035]
     Mockapetris, P., "Domain Names - Implementation and
     Specification", STD 13, RFC 1035, November 1987.

  [IXFR]
     Ohta, M., "Incremental Zone Transfer", RFC 1995, August 1996.

7. Author's Address

  Paul Vixie
  Internet Software Consortium
  Star Route Box 159A
  Woodside, CA 94062

  Phone: +1 415 747 0204
  EMail: [email protected]



















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