Network Working Group                                           S. Kille
Request for Comments: 1801                              ISODE Consortium
Category: Experimental                                         June 1995


  X.400-MHS use of the X.500 Directory to support X.400-MHS Routing

Status of this Memo

  This memo defines an Experimental Protocol for the Internet
  community.  This memo does not specify an Internet standard of any
  kind.  Discussion and suggestions for improvement are requested.
  Distribution of this memo is unlimited.

Table of Contents

 1   Introduction                                                     3
 2   Goals                                                            3
 3   Approach                                                         5
 4   Direct vs Indirect Connection                                    6
 5   X.400 and RFC 822                                                8
 6   Objects                                                          9
 7   Communities                                                     10
 8   Routing Trees                                                   11
     8.1    Routing Tree Definition   .   .   .   .   .   .   .      12
     8.2    The Open Community Routing Tree   .   .   .   .   .      12
     8.3    Routing Tree Location     .   .   .   .   .   .   .      13
     8.4    Example Routing Trees     .   .   .   .   .   .   .      13
     8.5    Use of Routing Trees to look up Information   .   .      13
 9   Routing Tree Selection                                          14
     9.1    Routing Tree Order    .   .   .   .   .   .   .   .      14
     9.2    Example use of Routing Trees  .   .   .   .   .   .      15
         9.2.1    Fully Open Organisation     .   .   .   .   .      15
         9.2.2    Open Organisation with Fallback     .   .   .      15
         9.2.3    Minimal-routing MTA     .   .   .   .   .   .      16
         9.2.4    Organisation with Firewall  .   .   .   .   .      16
         9.2.5    Well Known Entry Points     .   .   .   .   .      16
         9.2.6    ADMD using the Open Community for Advertising      16
         9.2.7    ADMD/PRMD gateway   .   .   .   .   .   .   .      17
 10  Routing Information                                             17
     10.1   Multiple routing trees    .   .   .   .   .   .   .      20
     10.2   MTA Choice    .   .   .   .   .   .   .   .   .   .      22
     10.3   Routing Filters   .   .   .   .   .   .   .   .   .      25
     10.4   Indirect Connectivity     .   .   .   .   .   .   .      26
 11  Local Addresses (UAs)                                           27
     11.1   Searching for Local Users     .   .   .   .   .   .      30
 12  Direct Lookup                                                   30
 13  Alternate Routes                                                30



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     13.1   Finding Alternate Routes  .   .   .   .   .   .   .      30
     13.2   Sharing routing information   .   .   .   .   .   .      31
 14  Looking up Information in the Directory                         31
 15  Naming MTAs                                                     33
     15.1   Naming 1984 MTAs  .   .   .   .   .   .   .   .   .      35
 16  Attributes Associated with the MTA                              35
 17  Bilateral Agreements                                            36
 18  MTA Selection                                                   38
     18.1   Dealing with protocol mismatches  .   .   .   .   .      38
     18.2   Supported Protocols   .   .   .   .   .   .   .   .      39
     18.3   MTA Capability Restrictions   .   .   .   .   .   .      39
     18.4   Subtree Capability Restrictions   .   .   .   .   .      40
 19  MTA Pulling Messages                                            41
 20  Security and Policy                                             42
     20.1   Finding the Name of the Calling MTA   .   .   .   .      42
     20.2   Authentication    .   .   .   .   .   .   .   .   .      42
     20.3   Authentication Information    .   .   .   .   .   .      44
 21  Policy and Authorisation                                        46
     21.1   Simple MTA Policy     .   .   .   .   .   .   .   .      46
     21.2   Complex MTA Policy    .   .   .   .   .   .   .   .      47
 22  Delivery                                                        49
     22.1   Redirects     .   .   .   .   .   .   .   .   .   .      49
     22.2   Underspecified O/R Addresses  .   .   .   .   .   .      50
     22.3   Non Delivery  .   .   .   .   .   .   .   .   .   .      51
     22.4   Bad Addresses     .   .   .   .   .   .   .   .   .      51
 23  Submission                                                      53
     23.1   Normal Derivation     .   .   .   .   .   .   .   .      53
     23.2   Roles and Groups  .   .   .   .   .   .   .   .   .      53
 24  Access Units                                                    54
 25  The Overall Routing Algorithm                                   54
 26  Performance                                                     55
 27  Acknowledgements                                                55
 28  References                                                      56
 29  Security Considerations                                         57
 30  Author's Address                                                58
 A   Object Identifier Assignment                                    59
 B   Community Identifier Assignments                                60
 C   Protocol Identifier Assignments                                 60
 D   ASN.1 Summary                                                   61
 E   Regular Expression Syntax                                       71
 List of Figures
     1      Location of Routing Trees     .   .   .   .   .   .      12
     2      Routing Tree Use Definition   .   .   .   .   .   .      14
     3      Routing Information at a Node     .   .   .   .   .      17
     4      Indirect Access   .   .   .   .   .   .   .   .   .      25
     5      UA Attributes     .   .   .   .   .   .   .   .   .      27
     6      MTA Definitions   .   .   .   .   .   .   .   .   .      33
     7      MTA Bilateral Table Entry     .   .   .   .   .   .      36



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     8      Bilateral Table Attribute     .   .   .   .   .   .      37
     9      Supported MTS Extensions  .   .   .   .   .   .   .      39
     10     Subtree Capability Restriction    .   .   .   .   .      40
     11     Pulling Messages  .   .   .   .   .   .   .   .   .      41
     12     Authentication Requirements   .   .   .   .   .   .      43
     13     MTA Authentication Parameters     .   .   .   .   .      45
     14     Simple MTA Policy Specification   .   .   .   .   .      46
     15     Redirect Definition   .   .   .   .   .   .   .   .      48
     16     Non Delivery Information  .   .   .   .   .   .   .      50
     17     Bad Address Pointers  .   .   .   .   .   .   .   .      52
     18     Access Unit Attributes    .   .   .   .   .   .   .      53
     19     Object Identifier Assignment  .   .   .   .   .   .      59
     20     Transport Community Object Identifier Assignments        60
     21     Protocol Object Identifier Assignments    .   .   .      61
     22     ASN.1 Summary     .   .   .   .   .   .   .   .   .      61

1.  Introduction

  MHS Routing is the problem of controlling the path of a message as it
  traverses one or more MTAs to reach its destination recipients.
  Routing starts with a recipient O/R Address, and parameters
  associated with the message to be routed.  It is assumed that this is
  known a priori, or is derived at submission time as described in
  Section 23.

  The key problem in routing is to map from an O/R Address onto an MTA
  (next hop).  This shall be an MTA which in some sense is "nearer" to
  the destination UA. This is done repeatedly until the message can be
  directly delivered to the recipient UA. There are a number of things
  which need to be considered to determine this.  These are discussed
  in the subsequent sections.  A description of the overall routing
  process is given in Section 25.

2.  Goals

  Application level routing for MHS is a complex procedure, with many
  requirements.  The following goals for the solution are set:

o  Straightforward to manage.  Non-trivial configuration of routing
   for current message handling systems is a black art, often
   involving gathering and processing many tables, and editing
   complex configuration files.  Many problems are solved in a very
   ad hoc manner.  Managing routing for MHS is the most serious
   headache for most mail system managers.

o  Economic, both in terms of network and computational resources.





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o  Robust.  Errors and out of date information shall cause minimal
   and localised damage.

o  Deal with link failures.  There needs to be some ability to choose
   alternative routes.  In general, it is desirable that the routing
   approach be redundant.

o  Load sharing.  Information on routes shall allow "equal" routes
   to be specified, and thus facilitate load sharing.

o  Support format and protocol conversion

o  Dynamic and automatic.  There shall be no need for manual
   propagation of tables or administrator intervention.

o  Policy robust.  It shall not allow specification of policies which
   cause undesirable routing effects.

o  Reasonably straightforward to implement.

o  Deal with X.400, RFC 822, and their interaction.

o  Extensible to other mail architectures

o  Recognise existing RFC 822 routing, and coexist smoothly.

o  Improve RFC 822 routing capabilities.  This is particularly
   important for RFC 822 sites not in the SMTP Internet.

o  Deal correctly with different X.400 protocols (P1, P3, P7), and
   with 1984, 1988 and 1992 versions.

o  Support X.400 operation over multiple protocol stacks (TCP/IP,
   CONS, CLNS) and in different communities.

o  Messages shall be routed consistently.  Alternate routing
   strategies, which might introduce unexpected delay, shall be used
   with care (e.g., routing through a protocol converter due to
   unavailability of an MTA).

o  Delay between message submission and delivery shall be minimised.
   This has indirect impact on the routing approaches used.

o  Interact sensibly with ADMD services.

o  Be global in scope





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o  Routing strategy shall deal with a scale of order of magnitude
   1,000,000 -- 100,000,000 MTAs.

o  Routing strategy shall deal with of order 1,000,000 -- 100,000,000
   Organisations.

o  Information about alterations in topology shall propagate rapidly
   to sites affected by the change.

o  Removal, examination, or destruction of messages by third parties
   shall be difficult.  This is hard to quantify, but "difficult"
   shall be comparable to the effort needed to break system security
   on a typical MTA system.

o  As with current Research Networks, it is recognised that
   prevention of forged mail will not always be possible.  However,
   this shall be as hard as can be afforded.

o  Sufficient tracing and logging shall be available to track down
   security violations and faults.

o  Optimisation of routing messages with multiple recipients, in
   cases where this involves selection of preferred single recipient
   routes.

The following are not initial goals:

o  Advanced optimisation of routing messages with multiple
   recipients, noting dependencies between the recipients to find
   routes which would not have been chosen for any of the single
   recipients.

o  Dynamic load balancing.  The approach does not give a means to
   determine load.  However, information on alternate routes is
   provided, which is the static information needed for load
   balancing.

3.  Approach

  A broad problem statement, and a survey of earlier approaches to the
  problem is given in the COSINE Study on MHS Topology and Routing [8].
  The interim (table-based) approach suggested in this study, whilst
  not being followed in detail, broadly reflects what the research
  X.400 (GO-MHS) community is doing.  The evolving specification of the
  RARE table format is defined in [5].  This document specifies the
  envisaged longer term approach.





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  Some documents have made useful contributions to this work:

o  A paper by the editor on MHS use of directory, which laid out the
   broad approach of mapping the O/R Address space on to the DIT [7].

o  Initial ISO Standardisation work on MHS use of Directory for
   routing [19].  Subsequent ISO work in this area has drawn from
   earlier drafts of this specification.

o  The work of the VERDI Project [3].

o  Work by Kevin Jordan of CDC [6].

o  The routing approach of ACSNet [4, 17] paper.  This gives useful
   ideas on incremental routing, and replicating routing data.

o  A lot of work on network routing is becoming increasingly
   relevant.  As the MHS routing problem increases in size, and
   network routing increases in sophistication (e.g., policy based
   routing), the two areas have increasing amounts in common.  For
   example, see [2].

4.  Direct vs Indirect Connection

  Two extreme approaches to routing connectivity are:

  1.  High connectivity between MTAs.  An example of this is the way
      the Domain Name Server system is used on the DARPA/NSF Internet.
      Essentially, all MTAs are fully interconnected.

  2.  Low connectivity between MTAs.  An example of this is the UUCP
      network.

  In general an intermediate approach is desirable.  Too sparse a
  connectivity is inefficient, and leads to undue delays.  However,
  full connectivity is not desirable, for the reasons discussed below.
  A number of general issues related to relaying are now considered.
  The reasons for avoiding relaying are clear.  These include.

o  Efficiency.  If there is an open network, it is desirable that it
   be used.

o  Extra hops introduce delay, and increase the (very small)
   possibility of message loss.  As a basic principle, hop count
   shall be minimised.

o  Busy relays or Well Known Entry points can introduce high delay
   and lead to single point of failure.



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o  If there is only one hop, it is straightforward for the user to
   monitor progress of messages submitted.  If a message is delayed,
   the user can take appropriate action.

o  Many users like the security of direct transmission.  It is an
   argument often given very strongly for use of SMTP.

  Despite these very powerful arguments, there are a number of reasons
  why some level of relaying is desirable:

o  Charge optimisation.  If there is an expensive network/link to be
   traversed, it may make sense to restrict its usage to a small
   number of MTAs.  This would allow for optimisation with respect to
   the charging policy of this link.

o  Copy optimisation.  If a message is being sent to two remote MTAs
   which are close together, it is usually optimal to send the
   message to one of the MTAs (for both recipients), and let it pass
   a copy to the other MTA.

o  To access an intermediate MTA for some value added service.  In
   particular for:

   --  Message Format Conversion

   --  Distribution List expansion

o  Dealing with different protocols.  The store and forward approach
   allows for straightforward conversion.  Relevant cases include:

   --  Provision of X.400 over different OSI Stacks (e.g.,
       Connectionless Network Service).

   --  Use of a different version of X.400.

   --  Interaction with non-X.400 mail services

o  To compensate for inadequate directory services:  If tables are
   maintained in an ad hoc manner, the manual effort to gain full
   connectivity is too high.

o  To hide complexity of structure.  If an organisation has many
   MTAs, it may still be advantageous to advertise a single entry
   point to the outside world.  It will be more efficient to have an
   extra hop, than to (widely) distribute the information required to
   connect directly.  This will also encourage stability, as
   organisations need to change internal structure much more
   frequently than their external entry points.  For many



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   organisations, establishing such firewalls is high priority.

o  To handle authorisation, charging and security issues.  In
   general, it is desirable to deal with user oriented authorisation
   at the application level.  This is essential when MHS specific
   parameters shall be taken into consideration.  It may well be
   beneficial for organisations to have a single MTA providing access
   to the external world, which can apply a uniform access policy
   (e.g., as to which people are allowed access).  This would be
   particularly true in a multi-vendor environment, where different
   systems would otherwise have to enforce the same policy --- using
   different vendor-specific mechanisms.

  In summary there are strong reasons for an intermediate approach.
  This will be achieved by providing mechanisms for both direct and
  indirect connectivity.  The manager of a configuration will then be
  able to make appropriate choices for the environment.

  Two models of managing large scale routing have evolved:

  1.  Use of a global directory/database.  This is the approach
      proposed here.

  2.  Use of a routing table in each MTA, which is managed either by a
      management protocol or by directory.  This is coupled with means
      to exchange routing information between MTAs.  This approach is
      more analogous to how network level routing is commonly performed.
      It has good characteristics in terms of managing links and
      dealing with link related policy.  However, it assumes limited
      connectivity and does not adapt well to a network environment
      with high connectivity available.

5.  X.400 and RFC 822

  This document defines mechanisms for X.400 message routing.  It is
  important that this can be integrated with RFC 822 based routing, as
  many MTAs will work in both communities.  This routing document is
  written with this problem in mind, and some work to verify this has
  been done.  support for RFC 822 routing using the same basic
  infrastructure is defined in a companion document [13].  In addition
  support for X.400/RFC 822 gatewaying is needed, to support
  interaction.  Directory based mechanisms for this are defined in
  [16].  The advantages of the approach defined by this set of
  specifications are:

o  Uniform management for sites which wish to support both protocols.

o  Simpler management for gateways.



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o  Improved routing services for RFC 822 only sites.

  For sites which are only X.400 or only RFC 822, the mechanisms
  associated with gatewaying or with the other form of addressing are
  not needed.

6.  Objects

  It is useful to start with a manager's perspective.  Here is the set
  of object classes used in this specification.  It is important that
  all information entered relates to something which is being managed.
  If this is achieved, configuration decisions are much more likely to
  be correct.  In the examples, distinguished names are written using
  the String Syntax for Distinguished Names [11].  The list of objects
  used in this specification is:

User An entry representing a single human user.  This will typically
   be named in an organisational context.  For example:

    CN=Edgar Smythe,
    O=Zydeco Services, C=GB

   This entry would have associated information, such as telephone
   number, postal address, and mailbox.

MTA A Message Transfer Agent.  In general, the binding between
   machines and MTAs will be complex.  Often a small number of MTAs
   will be used to support many machines, by use of local approaches
   such as shared filestores.  MTAs may support multiple protocols,
   and will identify separate addressing information for each
   protocol.
   To achieve support for multiple protocols, an MTA is modelled as
   an Application Process, which is named in the directory.  Each MTA
   will have one or more associated Application Entities.  Each
   Application Entity is named as a child of the Application Process,
   using a common name which conveniently identifies the Application
   Entity relative to the Application Process.  Each Application
   Entity supports a single protocol, although different Application
   Entities may support the same protocol.  Where an MTA only
   supports one protocol or where the addressing information for all
   of the protocols supported have different attributes to represent
   addressing information (e.g., P1(88) and SMTP) the Application
   Entity(ies) may be represented by the single Application Process
   entry.

User Agent (Mailbox) This defines the User Agent (UA) to which mail
   may be delivered.  This will define the account with which the UA
   is associated, and may also point to the user(s) associated with



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   the UA. It will identify which MTAs are able to access the UA.
   (In the formal X.400 model, there will be a single MTA delivering
   to a UA. In many practical configurations, multiple MTAs can
   deliver to a single UA. This will increase robustness, and is
   desirable.)

Role Some organisational function.  For example:

    CN=System Manager, OU=Sales,
    O=Zydeco Services, C=GB


   The associated entry would indicate the occupant of the role.

Distribution Lists There would be an entry representing the
   distribution list, with information about the list, the manger,
   and members of the list.

7.  Communities

There are two basic types of agreement in which an MTA may participate
in order to facilitate routing:

Bilateral Agreements An agreement between a pair of MTAs to route
   certain types of traffic.  This MTA pair agreement usually
   reflects some form of special agreement and in general bilateral
   information shall be held for the link at both ends.  In some
   cases, this information shall be private.

Open Agreements An agreement between a collection of MTAs to behave
   in a cooperative fashion to route traffic.  This may be viewed as
   a general bilateral agreement.

  It is important to ensure that there are sufficient agreements in
  place for all messages to be routed.  This will usually be done by
  having agreements which correspond to the addressing hierarchy.  For
  X.400, this is the model where a PRMD connects to an ADMD, and the
  ADMD provides the inter PRMD connectivity, by the ability to route to
  all other ADMDs.  Other agreements may be added to this hierarchy, in
  order to improve the efficiency of routing.  In general, there may be
  valid addresses, which cannot be routed to, either for connectivity
  or policy reasons.

  We model these two types of agreements as communities.  A community
  is a scope in which an MTA advertises its services and learns about
  other services.  Each MTA will:

  1.  Register its services in one or more communities.



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  2.  Look up services in one or more communities.

  In most cases an MTA will deal with a very small number of
  communities --- very often one only.  There are a number of different
  types of community.

The open community This is a public/global scope.  It reflects
   routing information which is made available to any MTA which
   wishes to use it.

The local community This is the scope of a single MTA. It reflects
   routing information private to the MTA. It will contain an MTA's
   view of the set of bilateral agreements in which it participates,
   and routing information private and local to the MTA.

Hierarchical communities A hierarchical community is a subtree of the
   O/R Address tree.  For example, it might be a management domain,
   an organisation, or an organisational unit.  This sort of
   community will allow for firewalls to be established.  A community
   can have complex internal structure, and register a small subset
   of that in the open community.

Closed communities A closed community is a set of MTAs which agrees
   to route amongst themselves.  Examples of this might be ADMDs
   within a country, or a set of PRMDs representing the same
   organisation in multiple countries.

  Formally, a community indicates the scope over which a service is
  advertised.  In practice, it will tend to reflect the scope of
  services offered.  It does not make sense to offer a public service,
  and only advertise it locally.  Public advertising of a private
  service makes more sense, and this is shown below.  In general,
  having a community offer services corresponding to the scope in which
  they are advertised will lead to routing efficiency.  Examples of how
  communities can be used to implement a range of routing policies are
  given in Section 9.2.

8.  Routing Trees

  Communities are a useful abstract definition of the routing approach
  taken by this specification.  Each community is represented in the
  directory as a routing tree.  There will be many routing trees
  instantiated in the directory.  Typically, an MTA will only be
  registered in and make use of a small number of routing trees.  In
  most cases, it will register in and use the same set of routing
  trees.





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8.1  Routing Tree Definition

  Each community has a model of the O/R address space.  Within a
  community, there is a general model of what to do with a given O/R
  Address.  This is structured hierarchically, according to the O/R
  address hierarchy.  A community can register different possible
  actions, depending on the depth of match.  This might include
  identifying the MTA associated with a UA which is matched fully, and
  providing a default route for an O/R address where there is no match
  in the community --- and all intermediate forms.  The name structure
  of a routing tree follows the O/R address hierarchy, which is
  specified in a separate document [15].  Where there is any routing
  action associated with a node in a routing tree, the node is of
  object class routingInformation, as defined in Section 10.

8.2  The Open Community Routing Tree

  The routing tree of the open community starts at the root of the DIT.
  This routing tree also serves the special function of instantiating
  the global O/R Address space in the Directory.  Thus, if a UA wishes
  to publish information to the world, this hierarchy allows it to do
  so.

  The O/R Address hierarchy is a registered tree, which may be
  instantiated in the directory.  Names at all points in the tree are
  valid, and there is no requirement that the namespace is instantiated
  by the owner of the name.  For example, a PRMD may make an entry in
  the DIT, even if the ADMD above it does not.  In this case, there
  will be a "skeletal" entry for the ADMD, which is used to hang the
  PRMD entry in place.  The skeletal entry contains the minimum number
  of entries which are needed for it to exist in the DIT (Object Class
  and Attribute information needed for the relative distinguished
  name).  This entry may be placed there solely to support the
  subordinate entry, as its existence is inferred by the subordinate
  entry.  Only the owner of the entry may place information into it.
  An analogous situation in current operational practice is to make DIT
  entries for Countries and US States.

---------------------------------------------------------------------

routingTreeRoot OBJECT-CLASS ::= {
   SUBCLASS OF {routingInformation|subtree}
   ID oc-routing-tree-root}

                 Figure 1: Location of Routing Trees

---------------------------------------------------------------------




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8.3  Routing Tree Location

  All routing trees follow the same O/R address hierarchy.  Routing
  trees other than the open community routing tree are rooted at
  arbitrary parts of the DIT. These routing trees are instantiated
  using the subtree mechanism defined in the companion document
  "Representing Tables and Subtrees in the Directory" [15].  A routing
  tree is identified by the point at which it is rooted.  An MTA will
  use a list of routing trees, as determined by the mechanism described
  in Section 9.  Routing trees may be located in either the
  organisational or O/R address structured part of the DIT. All routing
  trees, other than the open community routing tree, are rooted by an
  entry of object class routingTreeRoot, as defined in Figure 1.

8.4  Example Routing Trees

  Consider routing trees with entries for O/R Address:

   P=ABC; A=XYZMail; C=GB;

  In the open community routing tree, this would have a distinguished
  name of:

   PRMD=ABC, ADMD=XYZMail, C=GB

  Consider a routing tree which is private to:

   O=Zydeco Services, C=GB

  They might choose to label a routing tree root "Zydeco Routing Tree",
  which would lead to a routing tree root of:

   CN=Zydeco Routing Tree, O=Zydeco Services, C=GB

  The O/R address in question would be stored in this routing tree as:

   PRMD=ABC, ADMD=XYZMail
   C=GB, CN=Zydeco Routing Tree,
   O=Zydeco Services, C=GB

8.5  Use of Routing Trees to look up Information

  Lookup of an O/R address in a routing tree is done as follows:

  1.  Map the O/R address onto the O/R address hierarchy described in
      [15] in order to generate a Distinguished Name.





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  2.  Append this to the Distinguished Name of the routing tree, and
      then look up the whole name.

  3.  Handling of errors will depend on the application of the lookup,
      and is discussed later.

  Note that it is valid to look up a null O/R Address, as the routing
  tree root may contain default routing information for the routing
  tree.  This is held in the root entry of the routing tree, which is a
  subclass of routingInformation.  The open community routing tree does
  not have a default.

  Routing trees may have aliases into other routing trees.  This will
  typically be done to optimise lookups from the first routing tree
  which a given MTA uses.  Lookup needs to take account of this.

9.  Routing Tree Selection

  The list of routing trees which a given MTA uses will be represented
  in the directory.  This uses the attribute defined in Figure 2.

  ---------------------------------------------------------------------

  routingTreeList ATTRIBUTE ::= {
          WITH SYNTAX RoutingTreeList
          SINGLE VALUE
          ID at-routing-tree-list}

  RoutingTreeList ::= SEQUENCE OF RoutingTreeName

  RoutingTreeName ::= DistinguishedName

                  Figure 2: Routing Tree Use Definition

  ---------------------------------------------------------------------

  This attribute defines the routing trees used by an MTA, and the
  order in which they are used.  Holding these in the directory eases
  configuration management.  It also enables an MTA to calculate the
  routing choice of any other MTA which follows this specification,
  provided that none of its routing trees have access restrictions.
  This will facilitate debugging routing problems.

9.1  Routing Tree Order

  The order in which routing trees are used will be critical to the
  operation of this algorithm.  A common approach will be:




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  1.  Access one or more shared private routing trees to access private
      routing information.

  2.  Utilise the open routing tree.

  3.  Fall back to a default route from one of the private routing
      trees.

  Initially, the open routing tree will be very sparse, and there will
  be little routing information in ADMD level nodes.  Access to many
  services will only be via ADMD services, which in turn will only be
  accessible via private links.  For most MTAs, the fallback routing
  will be important, in order to gain access to an MTA which has the
  right private connections configured.

  In general, for a site, UAs will be registered in one routing tree
  only, in order to avoid duplication.  They may be placed into other
  routing trees by use of aliases, in order to gain performance.  For
  some sites, Users and UAs with a 1:1 mapping will be mapped onto
  single entries by use of aliases.

9.2  Example use of Routing Trees

  Some examples of how this structure might be used are now given.
  Many other combinations are possible to suit organisational
  requirements.

9.2.1  Fully Open Organisation

  The simplest usage is to place all routing information in the open
  community routing tree.  An organisation will simply establish O/R
  addresses for all of its UAs in the open community tree, each
  registering its supporting MTA. This will give access to all systems
  accessible from this open community.

9.2.2  Open Organisation with Fallback

  In practice, some MTAs and MDs will not be directly reachable from
  the open community (e.g., ADMDs with a strong model of bilateral
  agreements).  These services will only be available to
  users/communities with appropriate agreements in place.  Therefore it
  will be useful to have a second (local) routing tree, containing only
  the name of the fallback MTA at its root.  In many cases, this
  fallback would be to an ADMD connection.

  Thus, open routing will be tried first, and if this fails the message
  will be routed to a single selected MTA.




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9.2.3  Minimal-routing MTA

  The simplest approach to routing for an MTA is to deliver messages to
  associated users, and send everything else to another MTA (possibly
  with backup).

  An organisation using MTAs with this approach will register its users
  as for the fully open organisation.  A single routing tree will be
  established, with the name of the organisation being aliased into the
  open community routing tree.  Thus the MTA will correctly identify
  local users, but use a fallback mechanism for all other addresses.

9.2.4  Organisation with Firewall

  An organisation can establish an organisation community to build a
  firewall, with the overall organisation being registered in the open
  community.  This is an important structure, which it is important to
  support cleanly.

   o  Some MTAs are registered in the open community routing tree to
      give access into the organisation.  This will include the O/R tree
      down to the organisational level.  Full O/R Address verification
      will not take place externally.

   o  All users are registered in a private (organisational) routing
      tree.

   o  All MTAs in the organisation are registered in the organisation's
      private routing tree, and access information in the organisation's
      community.  This gives full internal connectivity.

   o  Some MTAs in the organisation access the open community routing
      tree.  These MTAs take traffic from the organisation to the
      outside world.  These will often be the same MTAs that are
      externally advertised.

9.2.5  Well Known Entry Points

  Well known entry points will be used to provide access to countries
  and MDs which are oriented to private links.  A private routing tree
  will be established, which indicates these links.  This tree would be
  shared by the well known entry points.

9.2.6  ADMD using the Open Community for Advertising

  An ADMD uses the open community for advertising.  It advertises its
  existence and also restrictive policy.  This will be useful for:




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   o  Address validation

   o  Advertising the mechanism for a bilateral link to be established

9.2.7  ADMD/PRMD gateway

  An MTA provides a gateway from a PRMD to an ADMD. It is important to
  note that many X.400 MDs will not use the directory.  This is quite
  legitimate.  This technique can be used to register access into such
  communities from those that use the directory.

   o  The MTA registers the ADMD in its local community (private link)

   o  The MTA registers itself in the PRMD's community to give access to
      the ADMD.

10.  Routing Information

  Routing trees are defined in the previous section, and are used as a
  framework to hold routing information.  Each node, other than a
  skeletal one, in a routing tree has information associated with it,
  which is defined by the object class routingInformation in Figure 3.
  This structure is fundamental to the operation of this specification,
  and it is recommended that it be studied with care.

  ---------------------------------------------------------------------

  routingInformation OBJECT-CLASS ::= {
      SUBCLASS OF top
      KIND auxiliary
      MAY CONTAIN {
          subtreeInformation|
          routingFilter|
          routingFailureAction|
          mTAInfo|
          accessMD|                                                  10
          nonDeliveryInfo|
          badAddressSearchPoint|
          badAddressSearchAttributes}
      ID oc-routing-information}
                  -- No naming attributes as this is not a
                  -- structural object class



  subtreeInformation ATTRIBUTE ::= {                                 20
      WITH SYNTAX SubtreeInfo
      SINGLE VALUE



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      ID at-subtree-information}

  SubtreeInfo ::= ENUMERATED {
      all-children-present(0),
      not-all-children-present(1) }


  routingFilter ATTRIBUTE ::= {                                      30
      WITH SYNTAX RoutingFilter
      ID at-routing-filter}


  RoutingFilter ::= SEQUENCE{
          attribute-type OBJECT-IDENTIFIER,
          weight RouteWeight,
          dda-key String OPTIONAL,
          regex-match IA5String OPTIONAL,
          node DistinguishedName }                                   40

  String ::= CHOICE {PrintableString, TeletexString}

  routingFailureAction ATTRIBUTE ::= {
      WITH SYNTAX RoutingFailureAction
      SINGLE VALUE
      ID at-routing-failure-action}

  RoutingFailureAction ::= ENUMERATED {
              next-level(0),                                         50
              next-tree-only(1),
              next-tree-first(2),
              stop(3)  }


  mTAInfo ATTRIBUTE ::= {
      WITH SYNTAX MTAInfo
      ID at-mta-info}

  MTAInfo ::= SEQUENCE {                                             60
              name DistinguishedName,
              weight [1] RouteWeight DEFAULT preferred-access,
              mta-attributes [2] SET OF Attribute OPTIONAL,
              ae-info  SEQUENCE OF SEQUENCE {
                  aEQualifier PrintableString,
                  ae-weight RouteWeight DEFAULT preferred-access,
                  ae-attributes SET OF Attribute OPTIONAL} OPTIONAL
  }

  RouteWeight ::= INTEGER  {endpoint(0),                             70



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                  preferred-access(5),
                  backup(10)} (0..20)

                Figure 3:  Routing Information at a Node

  ---------------------------------------------------------------------

  For example, information might be associated with the (PRMD) node:

   PRMD=ABC, ADMD=XYZMail, C=GB

  If this node was in the open community routing tree, then the
  information represents information published by the owner of the PRMD
  relating to public access to that PRMD. If this node was present in
  another routing tree, it would represent information published by the
  owner of the routing tree about access information to the referenced
  PRMD. The attributes associated with a routingInformation node
  provide the following information:

  Implicit That the node corresponds to a partial or entire valid O/R
      address.  This is implicit in the existence of the entry.

  Object Class If the node is a UA. This will be true if the node is of
      object class routedUA. This is described further in Section 11.
      If it is not of this object class, it is an intermediate node in
      the O/R Address hierarchy.

  routingFilter A set of routing filters, defined by the routingFilter
      attribute.  This attribute provides for routing on information in
      the unmatched part of the O/R Address.  This is described in
      Section 10.3.

  subtreeInformation Whether or not the node is authoritative for the
      level below is specified by the subtreeInformation attribute.  If
      it is authoritative, indicated by the value all-children-present,
      this will give the basis for (permanently) rejecting invalid O/R
      Addresses.  The attribute is encoded as enumerated, as it may be
      later possible to add partial authority (e.g., for certain
      attribute types).  If this attribute is missing, the node is
      assumed to be non-authoritative (not-all-children-present).
      The value all-children-present simply means that all of the child
      entries are present, and that this can be used to determine
      invalid addresses.  There are no implications about the presence
      of routing information.  Thus it is possible to verify an entire
      address, but only to route on one of the higher level components.

      For example, consider the node:




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       MHS-O=Zydeco, PRMD=ABC, ADMD=XYZMail, C=GB

      An organisation which has a bilateral agreement with this
      organisation has this entry in its routing tree, with no children
      entries.  This is marked as non-authoritative.  There is a second
      routing tree maintained by Zydeco, which contains all of the
      children of this node, and is marked as authoritative.  When
      considering an O/R Address

       MHS-G=Random + MHS-S=Unknown, MHS-O=Zydeco,
       PRMD=ABC, ADMD=XYZMail, C=GB

      only the second, authoritative, routing tree can be used to
      determine that this address is invalid.  In practice, the manager
      configuring the non-authoritative tree, will be able to select
      whether an MTA using this tree will proceed to full verification,
      or route based on the partially verified information.

  mTAInfo A list of MTAs and associated information defined by the
      mTAInfo attribute.  This information is discussed further in
      Sections 15 and 18.  This information is the key information
      associated with the node.  When a node is matched in a lookup, it
      indicates the validity of the route, and a set of MTAs to connect
      to.  Selection of MTAs is discussed in Sections 18 and
      Section 10.2.

  routingFailureAction An action to be taken if none of the MTAs can be
      used directly (or if there are no MTAs present) is defined by the
      routingFailureAction attribute.  Use of this attribute and
      multiple routing trees is described in Section 10.1.

  accessMD The accessMD attribute is discussed in Section 10.4.  This
      attribute is used to indicate MDs which provide indirect access
      to the part of the tree that is being routed to.

  badAddressSearchPoint/badAddressSearchAttributes The
      badAddressSearchPoint and badAddressSearchAttributes are
      discussed in Section 17.  This attribute is for when an address
      has been rejected, and allows information on alternative addresses
      to be found.

10.1  Multiple routing trees

  A routing decision will usually be made on the basis of information
  contained within multiple routing trees.  This section describes the
  algorithms relating to use of multiple routing trees.  Issues
  relating to the use of X.500 and handling of errors is discussed in
  Section 14.  The routing decision works by examining a series of



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  entries (nodes) in one or more routing trees.  This information is
  summarised in Figure 3.  Each entry may contain information on
  possible next-hop MTAs.  When an entry is found which enables the
  message to be routed, one of the routing options determined at this
  point is selected, and a routing decision is made.  It is possible
  that further entries may be examined, in order to determine other
  routing options.  This sort of heuristic is not discussed here.

  When a single routing tree is used, the longest possible match based
  on the O/R address to be routed to is found.  This entry, and then
  each of its parents in turn is considered, ending with the routing
  tree root node (except in the case of the open routing tree, which
  does not have such a node).  When multiple routing trees are
  considered, the basic approach is to treat them in a defined order.
  This is supplemented by a mechanism whereby if a matched node cannot
  be used directly, the routing algorithm will have the choice to move
  up a level in the current routing tree, or to move on to the next
  routing tree with an option to move back to the first tree later.
  This option to move back is to allow for the common case where a tree
  is used to specify two things:

  1.  Routing information private to the MTA (e.g., local UAs or routing
      info for bilateral links).

  2.  Default routing information for the case where other routing has
      failed.

  The actions allow for a tree to be followed, for the private
  information, then for other trees to be used, and finally to fall
  back to the default situation.  For very complex configurations it
  might be necessary to split this into two trees.  The options defined
  by routingFailureAction, to be used when the information in the entry
  does not enable a direct route, are:

  next-level Move up a level in the current routing tree.  This is the
      action implied if the attribute is omitted.  This will usually be
      the best action in the open community routing tree.

  next-tree-only Move to the next tree, and do no further processing on
      the current tree.  This will be useful optimisation for a routing
      tree where it is known that there is no useful additional routing
      information higher in the routing tree.

  next-tree-first Move to the next tree, and then default back to the
      next level in this tree when all processing is completed on
      subsequent trees.  This will be useful for an MTA to operate in
      the sequence:




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      1.  Check for optimised private routes

      2.  Try other available information

      3.  Fall back to a local default route

  stop This address is unroutable.  No processing shall be done in any
      trees.

  For the root entry of a routing tree, the default action and next-
  level are interpreted as next-tree-only.

10.2  MTA Choice

  This section considers how the choice between alternate MTAs is made.
  First, it is useful to consider the conditions why an MTA is entered
  into a node of the routing tree:

   o  The manager for the node of the tree shall place it there.  This
      is a formality, but critical in terms of overall authority.

   o  The MTA manager shall agree to it being placed there.  For a well
      operated MTA, the access policy of the MTA will be set to enforce
      this.

   o  The MTA will in general (for some class of message) be prepared
      to route to any valid O/R address in the subtree implied by the
      address.  The only exception to this is where the MTA will route
      to a subset of the tree which cannot easily be expressed by
      making entries at the level below.  An example might be an MTA
      prepared to route to all of the subtree, with certain explicit
      exceptions.

  Information on each MTA is stored in an mTAInfo attribute, which is
  defined in Figure 3.  This attribute contains:

  name The Distinguished Name of the MTA (Application Process)

  weight A weighting factor (Route Weight) which gives a basis to
      choose between different MTAs.  This is described in Section 10.2.

  mta-attributes Attributes from the MTA's entry.  Information on the
      MTA will always be stored in the MTA's entry.  The MTA is
      represented here as a structure, which enables some of this entry
      information to be represented in the routing node.  This is
      effectively a maintained cache, and can lead to considerable
      performance optimisation.  For example if ten MTAs were
      represented at a node, another MTA making a routing decision might



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      need to make ten directory reads in order to obtain the
      information needed.  If any attributes are present here, all of
      the attributes needed to make a routing decision shall be
      included, and also all attributes at the Application Entity level.

  ae-info Where an MTA supports a single protocol only, or the
      protocols it supports have address information that can be
      represented in non-conflicting attributes, then the MTA may be
      represented as an application process only.  In this case, the
      ae-info structure which gives information on associated
      application entities may be omitted, as the MTA is represented by
      a single application entity which has the same name as the
      application process.  In other cases, the names of all application
      entities shall be included.  A weight is associated with each
      application entity to allow the MTA to indicate a preference
      between its application entities.

  The structure of information within ae-info is as follows:

  ae-qualifier A printable string (e.g., "x400-88"), which is the
      value of the common name of the relative distinguished name of the
      application entity.  This can be used with the application process
      name to derive the application entity title.

  ae-weight A weighting factor (Route Weight) which gives a basis to
      choose between different Application Entities (not between
      different MTAs).  This is described below.

  ae-attributes Attributes from the AEs entry.

  Information in the mta-attributes and ae-info is present as a
  performance optimisation, so that routing choices can be made with a
  much smaller number of directory operations.  Using this information,
  whose presence is optional, is equivalent to looking up the
  information in the MTA. If this information is present, it shall be
  maintained to be the same as that information stored in the MTA
  entry.  Despite this maintenence requirement, use of this performance
  optimisation data is optional, and the information may always be
  looked up from the MTA entry.

  Note: It has been suggested that substantial performance optimisation
        will be achieved by caching, and that the performance gained
        from maintaining these attributes does not justify the effort
        of maintaining the entries.  If this is borne out by
        operational experience, this will be reflected in future
        versions of this specification.





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  Route weighting is a mechanism to distinguish between different route
  choices.  A routing weight may be associated with the MTA in the
  context of a routing tree entry.  This is because routing weight will
  always be context dependent.  This will allow machines which have
  other functions to be used as backup MTAs.  The Route Weight is an
  integer in range 0--20.  The lower the value, the better the choice
  of MTA. Where the weight is equal, and no other factors apply, the
  choice between the MTAs shall be random to facilitate load balancing.
  If the MTA itself is in the list, it shall only route to an MTA of
  lower weight.  The exact values will be chosen by the manager of the
  relevant part of the routing tree.  For guidance, three fixed points
  are given:

   o  0.  For an MTA which can deliver directly to the entire subtree
      implied by the position in the routing tree.

   o  5.  For an MTA which is preferred for this point in the subtree.

   o  10.  For a backup MTA.

  When an organisation registers in multiple routing trees, the route
  weight used is dependent on the context of the subtree.  In general
  it is not possible to compare weights between subtrees.  In some
  cases, use of route weighting can be used to divert traffic away from
  expensive links.

  Attributes present in an MTA Entry are defined in various parts of
  this specification.  A summary and pointers to these sections is
  given in Section 16.

  Attributes that are available in the MTA entry and will be needed for
  making a routing choice are:

  protocolInformation

  applicationContext

  mhs-deliverable-content-length

  responderAuthenticationRequirements

  initiatorAuthenticationRequirements

  responderPullingAuthenticationRequirements

  initiatorPullingAuthenticationRequirements

  initiatorP1Mode



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  responderP1Mode

  polledMTAs Current MTA shall be in list if message is to be pulled.

  mTAsAllowedToPoll

  supportedMTSExtensions

  If any MTA attributes are present in the mTAInfo attribute, all of
  the attributes that may affect routing choice shall be present.
  Other attributes may be present.  A full list of MTA attributes, with
  summaries of their descriptions are given in Section 16, with a
  formal definition in Figure 6.

10.3  Routing Filters

  This attribute provides for routing on information in the unmatched
  part of the O/R Address, including:

   o  Routing on the basis of an O/R Address component type

   o  Routing on the basis of a substring match of an O/R address
      component.  This might be used to route X121 addressed faxes to
      an appropriate MTA.

  When present, the procedures of analysing the routing filters shall
  be followed before other actions.  The routing filter overrides
  mTAInfo and accessMD attributes, which means that the routing filter
  must be considered first.  Only in the event that no routing filters
  match shall the mTAInfo and accessMD attributes be considered.  The
  components of the routingFilter attribute are:

  ---------------------------------------------------------------------

  attribute-type This gives the attribute type to be matched, and is
      selected from the attribute types which have not been matched to
      identify the routing entry.  The filter applies to this attribute
      type.  If there is no regular expression present (as defined
      below), the filter is true if the attribute is present.  The
      value is the object identifier of the X.500 attribute type
      (e.g., at-prmd-name).

  weight This gives the weight of the filter, which is encoded as a
      Route Weight, with lower values indicating higher priority.  If
      multiple filters match, the weight of each matched filter is used
      to select between them.  If the weight is the same, then a random
      choice shall be made.




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  dda-key If the attribute is domain defined, then this parameter may
      be used to identify the key.


  accessMD ATTRIBUTE ::= {
          SUBTYPE OF distinguishedName
          ID at-access-md}

                       Figure 4:  Indirect Access

  ---------------------------------------------------------------------

  regex-match This string is used to give a regular expression match on
      the attribute value.  The syntax for regular expressions is
      defined in Appendix E.

  node This distinguished name specifies the entry which holds routing
      information for the filter.  It shall be an entry with object
      class routingInformation, which can be used to determine the MTA
      or MTA choice.  All of the attributes from this entry should be
      used, as if they had been directly returned from the current entry
      (i.e., the procedure recurses).  The current entry does not set
      defaults.

  An example of use of routing filters is now given, showing how to
  route on X121 address to a fax gateway in Germany.  Consider the
  routing point.

    PRMD=ABC, ADMD=XYZMail, C=GB

  The entry associated would have two routing filters:

  1.  One with type x121 and no regular expression, to route a default
      fax gateway.

  2.  One with type x121 and a regular expression ^9262 to route all
      German faxes to a fax gateway located in Germany with which there
      is a bilateral agreement.  This would have a lower weight, so that
      it would be selected over the default fax gateway.

10.4  Indirect Connectivity

  In some cases a part of the O/R Address space will be accessed
  indirectly.  For example, an ADMD without access from the open
  community might have an agreement with another MD to provide this
  access.  This is achieved by use of the accessMD attribute defined in
  Figure 4.  If this attribute is found, the routing algorithm shall
  read the entry pointed to by this distinguished name.  It shall be an



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  entry with object class routingInformation, which can be used to
  determine the MTA or MTA choice and route according to the
  information retrieve to this access MD. All of the attributes from
  this entry should be used, as if they had been directly returned from
  the current entry (i.e., the procedure recurses).  The current entry
  does not set defaults.

  The attribute is called an MD, as this is descriptive of its normal
  use.  It might point to a more closely defined part of the O/R
  Address space.

  It is possible for both access MD and MTAs to be specified.  This
  might be done if the MTAs only support access over a restricted set
  of transport stacks.  In this case, the access MD shall only be
  routed to if it is not possible to route to any of the MTAs.

  This structure can also be used as an optimisation, where a set of
  MTAs provides access to several parts of the O/R Address space.
  Rather than repeat the MTA information (list of MTAs) in each
  reference to the MD, a single access MD is used as a means of
  grouping the MTAs.  The value of the Distinguished Name of the access
  MD will probably not be meaningful in this case (e.g., it might be
  the name "Access MTA List", within the organisation.)

  If the MTA routing is unable to access the information in the Access
  MD due to directory security restrictions, the routing algorithm
  shall continue as if no MTA information was located in the routing
  entry.

11.  Local Addresses (UAs)

  Local addresses (UAs) are a special case for routing:  the endpoint.
  The definition of the routedUA object class is given in Figure 5.
  This identifies a User Agent in a routing tree.  This is needed for
  several reasons:

  ---------------------------------------------------------------------

  routedUA OBJECT-CLASS ::= {
      SUBCLASS OF {routingInformation}
      KIND auxiliary
      MAY CONTAIN {
                          -- from X.402
          mhs-deliverable-content-length|
          mhs-deliverable-content-types|
          mhs-deliverable-eits|
          mhs-message-store|                                         10
          mhs-preferred-delivery-methods|



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                          -- defined here
          supportedExtensions|
          redirect|
          supportingMTA|
          userName|
          nonDeliveryInfo}
      ID oc-routed-ua}

  supportedExtensions ATTRIBUTE ::= {                                20
      SUBTYPE OF objectIdentifier
      ID at-supported-extensions}

  supportingMTA ATTRIBUTE ::= {
      SUBTYPE OF mTAInfo
      ID at-supporting-mta}

  userName ATTRIBUTE ::= {
      SUBTYPE OF distinguishedName
      ID at-user-name}                                               30

                         Figure 5: UA Attributes

  ---------------------------------------------------------------------

  1.  To allow UAs to be defined without having an entry in another part
      of the DIT.

  2.  To identify which (leaf and non-leaf) nodes in a routing tree are
      User Agents.  In a pure X.400 environment, a UA (as distinct from
      a connecting part of the O/R address space) is simply identified
      by object class.  Thus an organisation entry can itself be a UA. A
      UA need not be a leaf, and can thus have children in the tree.

  3.  To allow UA parameters as defined in X.402 (e.g., the
      mhs-deliverable-eits) to be determined efficiently from the
      routing tree, without having to go to the user's entry.

  4.  To provide access to other information associated with the UA, as
      defined below.

  The following attributes are defined associated with the UA.

  supportedExtensions MTS extensions supported by the MTA, which affect
      delivery.

  supportingMTA The MTAs which support a UA directly are noted in the
      supportingMTA attribute, which may be multi-valued.  In the X.400
      model, only one MTA is associated with a UA. In practice, it is



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      possible and useful for several MTAs to be able to deliver to a
      single UA. This attribute is a subtype of mTAInfo, and it defines
      access information for an MTA which is able to deliver to the UA.
      There may also be an mTAInfo attribute in the entry.
      Components of the supportingMTA attribute are interpreted in the
      same manner as mtaInfo is for routing, with one exception.  The
      values of the Route Weight are interpreted in the following
      manner:

       o  0.  A preferred MTA for delivery.

       o  5.  A backup MTA.

       o  10.  A backup MTA, which is not presferred.

      The supportingMTA attribute shall be present, unless the address
      is being non-delivered or redirected, in which case it may be
      omitted.

  redirect The redirect attribute controls redirects, as described in
      Section 22.1.

  userName The attribute userName points to the distinguished Name of
      the user, as defined by the mhs-user in X.402.  The pointer from
      the user to the O/R Address is achieved by the mhs-or-addresses
      attribute.  This makes the UA/User linkage symmetrical.

  nonDeliveryInfo The attribute nonDeliveryInfo mandates non-delivery
      to this address, as described in Section 22.3.

  When routing to a UA, an MTA will read the supportingMTA attribute.
  If it finds its own name present, it will know that the UA is local,
  and invoke appropriate procedures for local delivery (e.g., co-
  resident or P3 access information).  The cost of holding these
  attributes for each UA at a site will often be reduced by use of
  shared attributes (as defined in X.500(93)).

  Misconfiguration of the supportingMTA attribute could have serious
  operational and possibly security problems, although for the most
  part no worse than general routing configuration problems.  An MTA
  using this attribute may choose to perform certain sanity checks,
  which might be to verify the routing tree or subtree that the entry
  resides in.

  The linkage between the UA and User entries was noted above.  It is
  also possible to use a single entry for both User and UA, as there is
  no conflict between the attributes in each of the objects.  In this
  case, the entries shall be in one part of the DIT, with aliases from



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  the other.  Because the UA and User are named with different
  attributes, the aliases shall be at the leaf level.

11.1  Searching for Local Users

  The approach defined in this specification performs all routing by
  use of reads.  This is done for performance reasons, as it is a
  reasonable expectation that all DSA implementations will support a
  high performance read operation.  For local routing only, an MTA in
  cooperation with the provider of the local routing tree may choose to
  use a search operation to perform routing.  The major benefit of this
  is that there will not be a need to store aliases for alternate
  names, and so the directory storage requirement and alias management
  will be reduced.  The difficulty with this approach is that it is
  hard to define search criteria that would be effective in all
  situations and well supported by all DUAs.  There are also issues
  about determining the validity of a route on the basis of partial
  matches.

12.  Direct Lookup

  Where an O/R address is registered in the open community and has one
  or more "open" MTAs which support it, this will be optimised by
  storing MTA information in the O/R address entry.  In general, the
  Directory will support this by use of attribute inheritance or an
  implementation will optimise the storage or repeated information, and
  so there will not be a large storage overhead implied.  This is a
  function of the basic routing approach.  As a further optimisation of
  this case, the User's distinguished name entry may contain the
  mTAInfo attribute.  This can be looked up from the distinguished
  name, and thus routing on submission can be achieved by use of a
  single read.

  Note: This performance optimisation has a management overhead, and
        further experience is needed to determine if the effort
        justifies the performance improvement.

13.  Alternate Routes

13.1  Finding Alternate Routes

  The routing algorithm selects a single MTA to be routed to.  It could
  be extended to find alternate routes to a single MTA with possibly
  different weights.  How far this is done is a local configuration
  choice.  Provision of backup routing is desirable, and leads to
  robust service, but excessive use of alternate routing is not usually
  beneficial.  It will often force messages onto convoluted paths, when
  there was only a short outage on the preferred path.  It is important



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  to note that this strategy will lead to picking the first acceptable
  route.  It is important to configure the routing trees so that the
  first route identified will also be the best route.

13.2  Sharing routing information

  So far, only single addresses have been considered.  Improving
  routing choice for multiple addresses is analogous to dealing with
  multiple routes.  This section defines an optional improvement.  When
  multiple addresses are present, and alternate routes are available,
  the preferred routes may be chosen so as to maximise the number of
  recipients sent with each message.

  Specification of routing trees can facilitate this optimisation.
  Suppose there is a set of addresses (e.g., in an organisation) which
  have different MTAs, but have access to an MTA which will do local
  switching.  If each address is registered with the optimal MTA as
  preferred, but has the "hub" MTA registered with a higher route
  weight, then optimisation may occur when a message is sent to
  multiple addresses in the group.

14.  Looking up Information in the Directory

  The description so far has been abstract about lookup of information.
  This section considers how information is looked up in the Directory.
  Consider that an O/R Address is presented for lookup, and there is a
  sequence of routing trees.  At any point in the lookup sequence,
  there is one of a set of actions that can take place:

  Entry Found Information from the entry (node) is returned and shall
      be examined.  The routing process continues or terminates, based
      on this information.

  Entry Not Found Return information on the length of best possible
      match to the routing algorithm.

  Temporary Reject The MTA shall stop the calculation, and repeat the
      request later.  Repeated temporary rejects should be handled in a
      similar manner to the way the local MTA would handle the failure
      to connect to a remote MTA.

  Permanent Reject Administrative error on the directory which may be
      fixed in future, but which currently prevents routing.  The
      routing calculation should be stopped and the message
      non-delivered.

  The algorithm proceeds by a series of directory read operations.  If
  the read operation is successful, the Entry Found procedure should be



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  followed.  Errors from the lookup (directory read) shall be handled
  in terms of the above procedures as follows.  The following handling
  is used when following a routing tree:

  AttributeError This leads to a Permanent Reject.

  NameError Entry Not Found is used.  The matched parameter is used to
      determine the number of components of the name that have matched
      (possibly zero).  The read may then repeated with this name.
      This is the normal case, and allows the "best" entry in the
      routingn tree to be located with two reads.

  Referral The referral shall be followed, and then the procedure
      recurses.

  SecurityError Entry Not Found is used.  Return a match length of one
      less than the name provided.

  ServiceError This leads to a Temporary Reject.

  There will be cases where the algorithm moves to a name outside of
  the routing tree being followed (Following an accessMD attribute, or
  a redirect or a matched routing filter).  The handling will be the
  same as above, except:

  NameError This leads to a Permanent Reject.

  SecurityError This leads to a Permanent Reject.

  When reading objects which of not of object class routingInformation,
  the following error handling is used:

  AttributeError This leads to a Permanent Reject.

  NameError This leads to a Permanent Reject.

  Referral The referral shall be followed, and then the procedure
      recurses.

  SecurityError In the case of an MTA, treat as if it is not possible
      to route to this MTA. In other cases, this leads to a Permanent
      Reject.

  ServiceError This leads to a Temporary Reject.

  The algorithm specifies the object class of entries which are read.
  If an object class does not match what is expected, this shall lead
  to a permanent reject.



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15.  Naming MTAs

  MTAs need to be named in the DIT, but the name does not have routing
  significance.  The MTA name is simply a unique key.  Attributes
  associated with naming MTAs are given in Figure 6.  This figure also
  gives a list of attributes, which may be present in the MTA entry.
  The use of most of these is explained in subsequent sections.  The
  mTAName and globalDomainID attributes are needed to define the
  information that an MTA places in trace information.  As noted
  previously, an MTA is represented as an Application Process, with one
  or more Application Entities.

  ---------------------------------------------------------------------

  mTAName ATTRIBUTE ::= {
      SUBTYPE OF name
      WITH SYNTAX DirectoryString{ub-mta-name-length}
      SINGLE VALUE
      ID at-mta-name}
                          -- used for naming when
                          -- MTA is named in O=R Address Hierarchy

  globalDomainID ATTRIBUTE ::= {                                     10
      WITH SYNTAX GlobalDomainIdentifier
      SINGLE VALUE
      ID at-global-domain-id}
                          -- both attributes present when MTA
                          -- is named outside O=R Address Hierarchy
                          -- to enable trace to be written

  mTAApplicationProcess OBJECT-CLASS ::= {
      SUBCLASS OF {application-process}
      KIND auxiliary                                                 20
      MAY CONTAIN {
          mTAWillRoute|
          globalDomainID|
          routingTreeList|
          localAccessUnit|
          accessUnitsUsed
      }
      ID oc-mta-application-process}

  mTA OBJECT CLASS ::= {   -- Application Entity                     30
      SUBCLASS OF {mhs-message-transfer-agent}
      KIND structural
      MAY CONTAIN {
          mTAName|
          globalDomainID|         -- per AE variant



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          responderAuthenticationRequirements|
          initiatorAuthenticationRequirements|
          responderPullingAuthenticationRequirements|
          initiatorPullingAuthenticationRequirements|
          initiatorP1Mode|                                           40
          responderP1Mode|
          polledMTAs|
          protocolInformation|
          respondingRTSCredentials|
          initiatingRTSCredentials|
          callingPresentationAddress|
          callingSelectorValidity|
          bilateralTable|
          mTAWillRoute|
          mhs-deliverable-content-length|                            50
          routingTreeList|
          supportedMTSExtensions|
          mTAsAllowedToPoll
          }
      ID oc-mta}

                       Figure 6:  MTA Definitions

  ---------------------------------------------------------------------

  In X.400 (1984), MTAs are named by MD and a single string.  This
  style of naming is supported, with MTAs named in the O/R Address tree
  relative to the root of the DIT (or possibly in a different routing
  tree).  The mTAName attribute is used to name MTAs in this case.  For
  X.400(88) the Distinguished Name shall be passed as an AE Title.
  MTAs may be named with any other DN, which can be in the O/R Address
  or Organisational DIT hierarchy.  There are several reasons why MTAs
  might be named differently.

   o  The flat naming space is inadequate to support large MDs.  MTA
      name assignment using the directory would be awkward.

   o  An MD does not wish to register its MTAs in this way (essentially,
      it prefers to give them private names in the directory).

   o  An organisation has a policy for naming application processes,
      which does not fit this approach.

  In this case, the MTA entry shall contain the correct information to
  be inserted in trace.  The mTAName and globalDomainID attributes are
  used to do this.  They are single value.  For an MTA which inserts
  different trace in different circumstances, a more complex approach
  would be needed.



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  An MD may choose to name its MTAs outside of the O/R address
  hierarchy, and then link some or all of them with aliases.  A pointer
  from this space may help in resolving information based on MTA Trace.
  The situation considered so far is where an MTA supports one
  application context (protocol).  The MTA is represented in the
  directory by a single directory entry, having no subordinate
  applicationEntity entries.  This name is considered to be the name of
  the MTA and its Application Process Title.  The MTA has no
  Application Entity Qualifier, and so this is also the Application
  Entity Title.  In the case where an MTA supports more than one
  application context, the Application Process Title is exactly the
  same as above, but it also has one or more subordinate
  applicationEntity entries.  Each of these subordinate entries is
  associated with a single application context.  The relative
  distinguished name of the subordinate applicationEntity entry is the
  Application Entity Qualifier of the Application Entity Title.  The
  Application Entity Title is the distinguished name of the
  applicationEntity.  The term MTA Name is used to refer to the
  Application Process Title.

15.1  Naming 1984 MTAs

  Some simplifications are necessary for 1984 MTAs, and only one naming
  approach may be used.  This is because Directory Names are not
  carried in the protocol, and so it must be possible to derive the
  name algorithmically from parameters carried.  In X.400, MTAs are
  named by MD and a single string.  This style of naming is supported,
  with MTAs named in the O/R Address tree relative to the root of the
  DIT (or possibly in a different routing tree).  The MTAName attribute
  is used to name MTAs in this case.

16.  Attributes Associated with the MTA

  This section lists the attributes which may be associated with an MTA
  as defined in Figure 6, and gives pointers to the sections that
  describe them.

  mTAName Section 15.

  globalDomainID Section 15.

  protocolInformation Section 18.1.

  applicationContext Section 18.2.

  mhs-deliverable-content-length Section 18.3.

  responderAuthenticationRequirements Section 20.2.



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  initiatorAuthenticationRequirements Section 20.2.

  responderPullingAuthenticationRequirements Section 20.2.

  initiatorPullingAuthenticationRequirements Section 20.2.

  initiatorP1Mode Section 19.

  responderP1Mode Section 19.

  polledMTAs Section 19.

  mTAsAllowedToPoll Section 19.

  respondingRTSCredentials Section 20.3.

  initiatingRTSCredentials Section 20.3.

  callingPresentationAddress Section 20.3.

  callingSelectorValidity Section 20.3.

  bilateralTable Section 17.

  mTAWillRoute Section 21.

  routingTreeList Section 9.

  supportedMTSExtensions Section 18.3.

  ---------------------------------------------------------------------

  mTABilateralTableEntry OBJECT-CLASS ::=
      SUBCLASS OF {mTA| distinguishedNameTableEntry}
      ID oc-mta-bilateral-table-entry}

                  Figure 7:  MTA Bilateral Table Entry

  ---------------------------------------------------------------------

17.  Bilateral Agreements

  Each MTA has an entry in the DIT. This will be information which is
  globally valid, and will be useful for handling general information
  about the MTA and for information common to all connections.  In many
  cases, this will be all that is needed.  This global information may
  be restricted by access control, and so need not be globally
  available.  In some cases, MTAs will maintain bilateral and



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  multilateral agreements, which hold authentication and related
  information which is not globally valid.  This section describes a
  mechanism for grouping such information into tables, which enables an
  MTA to have bilateral information or for a group of MTAs to share
  multilateral information.  The description is for bilateral
  information, but is equally applicable to multilateral agreements.

  For the purpose of a bilateral agreement, the MTA is considered to be
  an application entity.  This means that when this is distinct from
  the application process, that the agreements are protocol specific.

  A bilateral agreement is represented by one entry associated with
  each MTA participating in the bilateral agreement.  For one end of
  the bilateral agreement, the agreement information will be keyed by
  the name of the MTA at the other end.  Each party to the agreement
  will set up the entry which represents its half of the agreed policy.
  The fact that these correspond is controlled by the external
  agreement.  In many cases, only one half of the agreement will be in
  the directory.  The other half might be in an ADMD MTA configuration
  file.

  MTA bilateral information is stored in a table, as defined in [15].
  An MTA has access to a sequence of such tables, each of which
  controls agreements in both directions for a given MTA. Where an MTA
  is represented in multiple tables, the first agreement shall be used.
  This allows an MTA to participate in multilateral agreements, and to
  have private agreements which override these.  The definition of
  entries in this table are defined in Figure 7.  This table will
  usually be access controlled so that only a single MTA or selected
  MTAs which appear externally as one MTA can access it.

  ---------------------------------------------------------------------

  bilateralTable ATTRIBUTE ::= {
          WITH SYNTAX SEQUENCE OF DistinguishedName
          SINGLE VALUE
          ID at-bilateral-table}

                  Figure 8:  Bilateral Table Attribute

  ---------------------------------------------------------------------

  Each entry in the table is of the object class
  distinguishedNameTableEntry, which is used to name the entry by the
  distinguished name of the MTA. In some cases discussed in Section
  20.1, there will also be aliases of type textTableEntry.  The MTA
  attributes needed as a part of the bilateral agreement (typically MTA
  Name/Password pairs), as described in Section 20.3, will always be



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  present.  Other MTA attributes (e.g., presentation address) may be
  present for one of two reasons:

  1.  As a performance optimisation

  2.  Because the MTA does not have a global entry

  Every MTA with bilateral agreements will define a bilateral MTA
  table.  When a connection from a remote MTA is received, its
  Distinguished Name is used to generate the name of the table entry.
  For 1984, the MTA Name exchanged at the RTS level is used as a key
  into the table.  The location of the bilateral tables used by the MTA
  and the order in which they are used are defined by the
  bilateralTable attribute in the MTA entry, which is defined in Figure
  8.

  All of the MTA information described in Section 16 may be used in the
  bilateral table entries.  This will allow bilateral control of a wide
  range of parameters.

  Note: For some bilateral connections there is a need control various
        other functions, such as trace stripping and originator address
        manipulation.  For now, this is left to implementation specific
        extensions.  This is expected to be reviewed in light of
        implementation experience.

18.  MTA Selection

18.1  Dealing with protocol mismatches

  MTAs may operate over different stacks.  This means that some MTAs
  cannot talk directly to each other.  Even where the protocols are the
  same, there may be reasons why a direct connection is not possible.
  An environment where there is full connectivity over a single stack
  is known as a transport community [9].  The set of transport
  communities supported by an MTA is specified by use of the
  protocolInformation attribute defined in X.500(93).  This is
  represented as a separate attribute for the convenience of making
  routing decisions.












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  ---------------------------------------------------------------------

  supportedMTSExtensions ATTRIBUTE ::= {
      SUBTYPE OF objectIdentifier
      ID at-supported-mts-extensions}

                   Figure 9:  Supported MTS Extensions

  ---------------------------------------------------------------------

  A community is identified by an object identifier, and so the
  mechanism supports both well known and private communities.  A list
  of object identifiers corresponding to well known communities is
  given in Appendix B.

18.2  Supported Protocols

  It is important to know the protocol capabilities of an MTA. This is
  done by the application context.  There are standard definitions for
  the following 1988 protocols.

   o  P3 (with and without RTS, both user and MTS initiated)

   o  P7 (with and without RTS).

   o  P1 (various modes).  Strictly, this is the only one that matters
      for routing.

  In order to support P1(1984) and P1(1988) in X.410 mode, application
  contexts which define these protocols are given in Appendix C.  This
  context is for use in the directory only, and would never be
  exchanged over the network.

  For routing purposes, a message store which is not co-resident with
  an MTA is represented as if it had a co-resident MTA and configured
  with a single link to its supporting MTA.

  In cases where the UA is involved in exchanges, the UA will be of
  object class mhs-user-agent, and this will allow for appropriate
  communication information to be registered.

18.3  MTA Capability Restrictions

  In addition to policy restrictions, described in Section 21, an MTA
  may have capability restrictions.  The maximum size of MPDU is
  defined by the standard attribute mhs-deliverable-content-length.
  The supported MTS extensions are defined by a new attribute specified
  in Figure 9.



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  ---------------------------------------------------------------------

  restrictedSubtree OBJECT-CLASS ::= {
          SUBCLASS OF {top}
          KIND auxiliary
          MAY CONTAIN {
                  subtreeDeliverableContentLength|
                  subtreeDeliverableContentTypes|
                  subtreeDeliverableEITs}
          ID oc-restricted-subtree}
                                                                     10
  subtreeDeliverableContentLength ATTRIBUTE ::= {
          SUBTYPE OF mhs-deliverable-content-length
          ID at-subtree-deliverable-content-length}

  subtreeDeliverableContentTypes ATTRIBUTE ::= {
          SUBTYPE OF mhs-deliverable-content-types
          ID at-subtree-deliverable-content-types}

  subtreeDeliverableEITs ATTRIBUTE ::= {
          SUBTYPE OF mhs-deliverable-eits                            20
          ID at-subtree-deliverable-eits}

               Figure 10:  Subtree Capability Restriction

  ---------------------------------------------------------------------

  It may be useful to define other capability restrictions, for example
  to enable routing of messages around MTAs with specific deficiencies.
  It has been suggested using MTA capabilities as an optimised means of
  expressing capabilities of all users associated with the MTA. This is
  felt to be undesirable.

18.4  Subtree Capability Restrictions

  In many cases, users of a subtree will share the same capabilities.
  It is possible to specify this by use of attributes, as defined in
  Figure 10.  This will allow for restrictions to be determined in
  cases where there is no entry for the user or O/R Address.  This will
  be a useful optimisation in cases where the UA capability information
  is not available from the directory, either for policy reasons or
  because it is not there.  This information may also be present in the
  domain tree (RFC 822).

  This shall be implemented as a collective attribute, so that it is
  available to all entries in the subtree below the entry.  This can
  also be used for setting defaults in the subtree.




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  ---------------------------------------------------------------------

  initiatorP1Mode ATTRIBUTE ::= {
      WITH SYNTAX P1Mode
      SINGLE VALUE
      ID at-initiator-p1-mode}

  responderP1Mode ATTRIBUTE ::= {
      WITH SYNTAX P1Mode
      SINGLE VALUE
      ID at-responder-p1-mode}                                       10

  P1Mode ::= ENUMERATED {
      push-only(0),
      pull-only(1),
      twa(2) }

  polledMTAs ATTRIBUTE ::= {
      WITH SYNTAX PolledMTAs
      ID at-polled-mtas}
                                                                     20
  PolledMTAs ::= SEQUENCE {
          mta DistinguishedName,
          poll-frequency INTEGER OPTIONAL --frequency in minutes
          }

  mTAsAllowedToPoll ATTRIBUTE ::= {
          SUBTYPE OF distinguishedName
          ID at-mtas-allowed-to-poll}

                      Figure 11:  Pulling Messages

  ---------------------------------------------------------------------

19.  MTA Pulling Messages

  Pulling messages between MTAs, typically by use of two way alternate,
  is for bilateral agreement.  It is not the common case.  There are
  two circumstances in which it can arise.

  1.  Making use of a connection that was opened to push messages.

  2.  Explicitly polling in order to pull messages

  Attributes to support this are defined in Figure 11.  These
  attributes indicate the capabilities of an MTA to pull messages, and
  allows a list of polled MTAs to be specified.  If omitted, the normal
  case of push-only is specified.  In the MTA Entry, the polledMTAs



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  attribute indicates MTAs which are to be polled and the
  mTAsAllowedToPoll attribute indicates MTAs that may poll the current
  MTA.

20.  Security and Policy

20.1  Finding the Name of the Calling MTA

  A key issue for authentication is for the called MTA to find the name
  of the calling MTA. This is needed for it to be able to look up
  information on a bilateral agreement.

  Where X.400(88) is used, the name is available as a distinguished
  name from the AE-Title derived from the AP-Title and AE-Qualifier in
  the A-Associate.  For X.400(84), it will not be possible to derive a
  global name from the bind.  The MTA Name exchanged in the RTS Bind
  will provide a key into the private bilateral agreement table (or
  tables), where the connection information can be verified.  Thus for
  X.400(1984) it will only be possible to have bilateral inbound links
  or no authentication of the calling MTA.

  Note: CDC use a search here, as a mechanism to use a single table and
        an 88/84 independent access.  This may be considered for general
        adoption.  It appears to make the data model cleaner, possibly
        at the expense of some performance.  This will be considered in
        the light of implementation experience.

20.2  Authentication

  The levels of authentication required by an MTA will have an impact
  on routing.  For example, if an MTA requires strong authentication,
  not all MTAs will be able to route to it.  The attributes which
  define the authentication requirements are defined in Figure 12.

  The attributes specify authentication levels for the following cases:

  Responder These are the checks that the responder will make on the
      initiator's credentials.

  Initiator These are the checks that the initiator will make on the
      responders credentials.  Very often, no checks are needed ---
      establishing the connection is sufficient.

  Responder Pulling These are responder checks when messages are
      pulled.  These will often be stronger than for pushing.

  Initiator Pulling For completeness.




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  If an attribute is omitted, no checks are required.  If multiple
  checks are required, then each of the relevant bits shall be set.
  The attribute is single value, which implies that the MTA must set a
  single authentication policy.

  ---------------------------------------------------------------------

  responderAuthenticationRequirements ATTRIBUTE ::= {
     WITH SYNTAX AuthenticationRequirements
     SINGLE VALUE
     ID at-responder-authentication-requirements}

  initiatorAuthenticationRequirements ATTRIBUTE ::= {
     WITH SYNTAX AuthenticationRequirements
     SINGLE VALUE
     ID at-initiator-authentication-requirements}                    10

  responderPullingAuthenticationRequirements ATTRIBUTE ::= {
     WITH SYNTAX AuthenticationRequirements
     SINGLE VALUE
     ID at-responder-pulling-authentication-requirements}

  initiatorPullingAuthenticationRequirements ATTRIBUTE ::= {
     WITH SYNTAX AuthenticationRequirements
     SINGLE VALUE
     ID at-initiator-pulling-authentication-requirements}            20

  AuthenticationRequirements ::= BITSTRING {
      mta-name-present(0),
      aet-present(1),
      aet-valid(2),
      network-address(3),
      simple-authentication(4),
      strong-authentication(5),
      bilateral-agreement-needed(6)}

                 Figure 12:  Authentication Requirements

  ---------------------------------------------------------------------

  The values of the authentication requirements mean:

  mta-name-present That an RTS level MTA parameter shall be present for
      logging purposes.

  aet-present That a distinguished name application entity title shall
      be provided at the ACSE level.




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  aet-valid As for aet-present, and that the AET be registered in the
      directory.  This may be looked up as a part of the validation
      process.  If mta-name-present is set, the RTS value of mta and
      password shall correspond to those registered in the directory.

  network-address This can only be used for the responder.  The AET
      shall be looked up in the directory, and the
      callingPresentationAddress attribute matched against the calling
      address.  This shall match exactly at the network level.  The
      validity of selectors will be matched according to the
      callingSelectorValidity attribute.

  simple-authentication All MTA and password parameters needed for
      simple authentication shall be used.  This will usually be in
      conjunction with a bilateral agreement.

  strong-authentication Use of strong authentication.

  bilateral-agreement-needed This means that this MTA will only accept
      connections in conjunction with a bilateral or multilateral
      agreements.  This link cannot be used unless such an agreement
      exists.

  These attributes may also be used to specify UA/MTA authentication
  policy.  They may be resident in the UA entry in environments where
  this information cannot be modified by the user.  Otherwise, it will
  be present in an MTA table (represented in the directory).

  An MTA could choose to have different authentication levels related
  to different policies (Section 21).  This is seen as too complex, and
  so they are kept independent.  The equivalent function can always be
  achieved by using multiple Application Entities with the application
  process.

20.3  Authentication Information

  This section specifies connection information needed by P1.  This is
  essentially RTS parameterisation needed for authentication.  This is
  defined in Figure 13.  Confidential bilateral information is implied
  by these attributes, and this will be held in the bilateral
  information agreement.  This shall have appropriate access control
  applied.  Note that in some cases, MTA information will be split
  across a private and public entry.








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  ---------------------------------------------------------------------

  respondingRTSCredentials ATTRIBUTE ::= {
          WITH SYNTAX RTSCredentials
          SINGLE VALUE
          ID at-responding-rts-credentials}


  initiatingRTSCredentials ATTRIBUTE ::= {
          WITH SYNTAX RTSCredentials
          SINGLE VALUE                                               10
          ID at-initiating-rts-credentials}


  RTSCredentials ::= SEQUENCE {
          request [0] MTAandPassword OPTIONAL,
          response [1] MTAandPassword OPTIONAL }


  MTAandPassword ::= SEQUENCE {
          MTAName,                                                   20
          Password }              -- MTAName and Password
                                  -- from X.411


  callingPresentationAddress ATTRIBUTE ::= {
          SUBTYPE OF presentationAddress
          MULTI VALUE
          ID at-calling-presentation-address}

  callingSelectorValidity ATTRIBUTE ::= {                            30
          WITH SYNTAX CallingSelectorValidity
          SINGLE VALUE
          ID at-calling-selector-validity}

  CallingSelectorValidity ::= ENUMERATED {
          all-selectors-fixed(0),
          tsel-may-vary(1),
          all-selectors-may-vary(2) }

                Figure 13:  MTA Authentication Parameters

  ---------------------------------------------------------------------








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  ---------------------------------------------------------------------

  mTAWillRoute ATTRIBUTE ::= {
      WITH SYNTAX MTAWillRoute
      ID at-mta-will-route}

  MTAWillRoute ::= SEQUENCE {
          from [0]        SET OF ORAddressPrefix OPTIONAL,
          to [1]          SET OF ORAddressPrefix OPTIONAL,
          from-excludes [2]       SET OF ORAddressPrefix OPTIONAL,
          to-excludes [3]         SET OF ORAddressPrefix OPTIONAL }  10

  ORAddressPrefix ::= DistinguishedName

               Figure 14:  Simple MTA Policy Specification

  ---------------------------------------------------------------------

  The parameters are:

  Initiating Credentials The credentials to be used when the local MTA
      initiates the association.  It gives the credentials to insert
      into the request, and those expected in the response.

  Responding Credentials The credentials to be used when the remote MTA
      initiates the association.  It gives the credential expected in
      the request, and those to be inserted into the response.

  Remote Presentation Address Valid presentation addresses, which the
      remote MTA may connect from.

  If an MTA/Password pair is omitted, the MTA shall default to the
  local MTA Name, and the password shall default to a zero-length OCTET
  STRING.

  Note: Future versions of this specification may add more information
        here relating to parameters required for strong authentication.

21.  Policy and Authorisation

21.1  Simple MTA Policy

  The routing trees will generally be configured in order to identify
  MTAs which will route to the destination.  A simple means is
  identified to specify an MTA's policy.  This is defined in Figure 14.
  If this attribute is omitted, the MTA shall route all traffic to the
  implied destinations from the context of the routing tree for any
  MTAs that have valid access to the routing tree.



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  The multi-valued attribute gives a set of policies which the MTA will
  route.  O/R Addresses are represented by a prefix, which identifies a
  subtree.  A distinguished name encoding of O/R Address is used.
  There are three components:

  from This gives a set of O/R addresses which are granted permission
      by this attribute value.  If omitted, "all" is implied.

  to This gives the set of acceptable destinations.  If omitted,
      "all" is implied.

  from-excludes This defines (by prefix) subtrees of the O/R address
      tree which are explicitly excluded from the "from" definition.
      If omitted, there are no exclusions.

  to-excludes This defines (by prefix) subtrees of the O/R address tree
      which are explicitly excluded from the "to" definition.  If
      omitted, there are no exclusions.

  This simple policy will suffice for most cases.  In particular, it
  gives sufficient information for most real situations where a policy
  choice is forced, and the application of this policy would prevent a
  message being routed.

  This simple prefixing approach does not deal explicitly with alias
  dereferencing.  The prefixes refer to O/R addresses where aliases
  have been dereferenced.  To match against these prefixes, O/R
  addresses being matched need to be "normalised by being looked up in
  the directory to resolve alias values.  If the lookup fails, it shall
  be assumed that the provided address is already normalised.  This
  means that policy may be misinterpreted for parts of the DIT not
  referenced in the directory.

  The originator refers to the MTS originator, and the recipient to the
  MTS recipient, following any list expansion or redirect.  This simple
  policy does not apply to delivery reports.  Any advertised route
  shall work for delivery reports, and it does not makes sense to
  regulate this on the basis of the sender.

21.2  Complex MTA Policy

  MTAs will generally have a much more complex policy mechanism, such
  as that provided by PP MTA [10].  Representing this as a part of the
  routing decision is not done here, but may be addressed in future
  versions.  Some of the issues which need to be tackled are:






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   o  Use of charging and non-charging nets

   o  Policy dependent on message size

   o  Different policy for delivery reports.

   o  Policy dependent on attributes of the originator or
      recipient (e.g., mail from students)

   o  Content type and encoded information types

   o  The path which the message has traversed to reach the MTA

   o  MTA bilateral agreements

   o  Pulling messages

   o  Costs.  This sort of policy information may also be for
      information only.

  MTAs may apply more complex routing policies.  However, this shall
  not lead to the rejection of messages which might otherwise be
  correctly routed on the published policy information.  Policies
  relating to submission do not need to be public.  They can be private
  to the MTA.

  ---------------------------------------------------------------------

  redirect ATTRIBUTE ::= {
          WITH SYNTAX Redirect
          SINGLE VALUE
          ID at-redirect}

  Redirect ::= SEQUENCE OF SEQUENCE {
          or-name ORName,
          reason RedirectionReason, -- from X.411
          filter CHOICE {                                            10
                  min-size [1] INTEGER,
                  max-size [2] INTEGER,
                  content [3] ContentType,
                  eit [4] ExternalEncodedInformationType } OPTIONAL
          }

                     Figure 15:  Redirect Definition

  ---------------------------------------------------------------------





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22.  Delivery

22.1  Redirects

  There is a need to specify redirects in the Directory.  This will be
  useful for alternate names where an equivalent name (synonym) defined
  by an alias is not natural.  An example where this might be
  appropriate is to redirect mail to a new O/R address where a user had
  changed organisation.  A mechanism is given to allow conditional
  (filtered) redirects for different types of messages.  This allow
  small messages, large messages, or messages containing specific EITs
  or content to be redirected.  The definitions are given in Figure 15.

  Redirection is specified by the redirect attribute.  If present, this
  attribute shall be processed before supportingMTA and
  nonDeliveryInfo.  These two attributes shall only be considered if it
  is determined that no redirection applies.  The redirect attribute is
  a sequence of elements which are considered in the order specified.
  Each element is examined in turn.  The first element which applies is
  used, and no further elements are examined.  Use of an element for
  redirection, shall follow the X.400 procedures for redirection, and
  an element shall not be used if prevented by a service control.  If
  the redirect attribute is processed and no redirection is generated,
  processing shall continue irrespective of service controls.  If non-
  delivery is intended in this event, this shall be achieved by use of
  the nonDeliveryInfo attribute.

  The components have the following interpretations:

  or-name This X.400 O/R Name is for use in the redirection.  This O/R
      Name will contain an optional directory name and optional O/R
      address.  One or both of the must be present.  If the O/R Address
      element is present, the Directory Name, if present, is for
      information only.  and is to be placed in the X.400 redirection.
      If the O/R address element is absent, the Directory Name shall be
      present and shall be looked up to determine the O/R address of the
      redirected recipient.  The O/R Address of the intended recipient
      will either be present or derived by lookup.  Routing shall be
      done on the basis of this O/R Address.

  reason This is the reason information to be placed in the X.400
      redirect, and it shall take one of the following values of
      RedirectReason defined in X.411:

      recipient-assigned-alternate-recipient;
      recipient-MD-assigned-alternate-recipient; or alias.  It shall not
      have the value originator-requested-alternate-recipient.




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  filter If filter is absent, the redirect is mandoatory and shall be
      followed.  If the filter is present, use of the redirect under
      consideration depends on the type of filter as follows:

      min-size Follow redirect if the message (MT content) is larger
          than min-size (measured in kBytes).

      max-size Follow redirect if the message (MT content) is smaller
          than max-size (measured in kBytes).

      content Follow redirect if message content is of type content.

      eit Follow redirect if the encoded information types registered
          in the envelope contain eit.

  When a delivery report is sent to an address which would be
  redirected, X.400 would ignore the redirect.  This means that every
  O/R address would need to have a valid means of delivery.  This would
  seem to be awkward to manage.  Therefore, the redirect shall be
  followed, and the delivery report delivered to the redirected
  address.

  These redirects are handled directly by the MTA. Redirects can also
  be initiated by the UA, for example in the context of a P7
  interaction.

  ---------------------------------------------------------------------

  nonDeliveryInfo ATTRIBUTE ::= {
          WITH SYNTAX NonDeliveryReason
          SINGLE VALUE
          ID at-non-delivery-info}

  NonDeliveryReason ::= SEQUENCE {
          reason INTEGER (0..ub-reason-codes),
          diagnostic INTEGER (0..ub-diagnostic-codes) OPTIONAL,
          supplementaryInfo PrintableString OPTIONAL }               10

                  Figure 16:  Non Delivery Information

  ---------------------------------------------------------------------

22.2  Underspecified O/R Addresses

  X.400 requires that some underspecified O/R Addresses are handled in
  a given way (e.g., if a surname is given without initials or given
  name).  Where an underspecified O/R Address is to be treated as if it
  were another O/R Address, an alias shall be used.  If the O/R Address



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  is to be rejected as ambiguous, an entry shall be created in the DIT,
  and forced non-delivery specified for this reason.

  Note: It is also possible to handle this situation by searching.  An
        MTA conforming to this specification may handle underspecified
        addresses in this manner.  The choice of mechanism will be
        reviewed after operational experience with both approaches.

22.3  Non Delivery

  It is possible for a manager to define an address to non-deliver with
  specified reason and diagnostic codes.  This might be used for a
  range of management purposes.  The attribute to do this is defined in
  Figure 16.  If a nonDeliveryInfo attribute is present, any
  supportingMTA attribute shall be ignored and the message non-
  delivered.

22.4  Bad Addresses

  If there is a bad address, it is desirable to do a directory search
  to find alternatives.  This is a helpful user service and may be
  supported.  This function is invoked after address checking has
  failed, and where this is no user supplied alternate recipient.  This
  function would be an MTA-chosen alternative to administratively
  assigned alternate recipient.

  Attributes to support handling of bad addresses are defined in Figure
  17.  The attributes are:

  badAddressSearchPoint This gives the point (or list of points) from
      which to search.

  badAddressSearchAttributes This gives the set of attribute types to
      search on.  The default is common name.

















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  ---------------------------------------------------------------------

  badAddressSearchPoint ATTRIBUTE ::= {
          SUBTYPE OF distinguishedName
          ID at-bad-address-search-point}

  badAddressSearchAttributes ATTRIBUTE ::= {
          WITH SYNTAX AttributeType
          ID at-bad-address-search-attributes}

  alternativeAddressInformation EXTENSION                            10
          AlternativeAddressInformation
          ::= id-alternative-address-information
                  -- X.400(92) continues to use MACRO notation

  AlternativeAddressInformation ::= SET OF SEQUENCE {
          distinguished-name DistinguishedName OPTIONAL,
          or-address ORAddress OPTIONAL,
          other-useful-info SET OF Attribute }

                    Figure 17:  Bad Address Pointers

  ---------------------------------------------------------------------

  Searches are always single level, and always use approximate match.
  If a small number of matches are made, this is returned to the
  originator by use of the per recipient AlternativeAddressInformation
  in the delivery report (DR). This shall be marked non-critical, so
  that it will not cause the DR to be discarded (e.g., in downgrading
  to X.400(1984)).  This attribute allows the Distinguished Name and
  O/R Address of possible alternate recipients to be returned with the
  delivery report.  There is also the possibility to attach extra
  information in the form of directory attributes.  Typically this
  might be used to return attributes of the entry which were matched in
  the search.  A summary of the information shall also be returned
  using the delivery report supplementary information filed (e.g.,
  "your message could not be delivered to smith, try J. Smith or P.
  Smith"), so that the information is available to user agents not
  supporting this extension.  Note the length restriction of this field
  is 256 (ub-supplementary-info-length) in X.400(1988).

  If the directory search fails, or there are no matches returned, a
  delivery report shall be returned as if this extra check had not been
  made.

  Note: It might be useful to allow control of search type, and also
        single level vs subtree.  This issue is for further study.




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  ---------------------------------------------------------------------

  localAccessUnit ATTRIBUTE ::= {
          WITH SYNTAX AccessUnitType
          ID at-local-access-unit}

  AccessUnitType ::= ENUMERATED {
          fax (1),
          physical-delivery (2),
          teletex (3),
          telex (4) }                                                10

  accessUnitsUsed ATTRIBUTE ::= {
          WITH SYNTAX SelectedAccessUnit
          ID at-access-units-used}

  SelectedAccessUnit ::= SEQUENCE {
          type AccessUnitType,
          providing-MTA DistinguishedName,
          filter SET OF ORAddress OPTIONAL }

                    Figure 18:  Access UnitAttributes

  ---------------------------------------------------------------------

23.  Submission

  A message may be submitted with Distinguished Name only.  If the MTA
  to which the message is submitted supports this service, this section
  describes how the mapping is done.

23.1  Normal Derivation

  The Distinguished Name is looked up to find the attribute mhs-or-
  addresses.  If the attribute is single value, it is straightforward.
  If there are multiple values, one O/R address shall be selected at
  random.

23.2  Roles and Groups

  Some support for roles is given.  If there is no O/R address, and the
  entry is of object class role, then the roleOccupant attribute shall
  be dereferenced, and the message submitted to each of the role
  occupants.  Similarly, if the entry is of object class group, where
  the groupMember attribute is used.






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24.  Access Units

  Attributes needed for support of Access Units, as defined in
  X.400(88), are defined in Figure 18.  The attributes defined are:

  localAccessUnit This defines the list of access units supported by
      the MTA.

  accessUnitsUsed This defines which access units are used by the MTA,
      giving the type and MTA. An O/R Address filter is provided to
      control which access unit is used for a given recipient.  For a
      filter to match an address, all attributes specificed in the
      filter shall match the given address.  This is specified as an O/R
      Address, so that routing to access units can be filtered on the
      basis of attributes not mapped onto the directory (e.g., postal
      attributes).  Where a remote MTA is used, it may be necessary to
      use source routing.

  Note 1: This mechanism might be used to replace the routefilter
      mechanism of the MTS routing.  Comments are solicited.

  Note 2: It has been proposed to add a more powerful filter mechanism.
      Comments are solicited.

  Note 3: The utility of this specification as a mechanism to route
      faxes and other non MHS messages has been noted, but not explored.
      Comments as to how and if this should be developed are solicited.

  These three issues are for further study.

25.  The Overall Routing Algorithm

  Having provided all the pieces, a summary of how routing works can be
  given.

  The core of the X.400 routing is described in Section 10.  A sequence
  of routing trees are followed.  As nodes of the routing tree are
  matched, a set of MTAs will be identified for evaluation as possible
  next hops.  If all of these are rejected, the trees are followed
  further.  (It might be argued that the trees should be followed to
  find alternate routes in the case that only one MTA is acceptable.
  This is not proposed.)  A set of MTAs is evaluated on the following
  criteria:

   o  If an MTA is the local MTA, deliver locally.

   o  Supported protocols.  The MTA shall support a protocol that the
      current MTA supports, as described in Section 18.2.



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      (Note that this could be an RFC 822 protocol, as well as an
      X.400 protocol.)

   o  The protocols shall share a common transport community, as
      described in Section 18.1.

   o  There shall be no capability restrictions in the MTA which
      prevents transfer of the current message, as described in
      Section 18.3.

   o  There shall be no policy restrictions in the MTA which prevents
      transfer of the current message, as described in Section 21.

   o  The authentication requirements of the MTA shall be met by the
      local MTA, as described in Section 20.2.

   o  If the authentication (Section 20.2) indicates that a bilateral
      agreement is present, the MTA shall be listed in the local set of
      bilateral agreements, as described in Section 17.

   o  In cases where the recipient UA's capabilities can be determined,
      there should either be no mismatch, or there shall be an ability
      to use local or remote reformatting capabilities, as described
      in [12].

26.  Performance

  The routing algorithm has been designed with performance in mind.  In
  particular, care has been taken to use only the read function, which
  will in general be optimised.  Routing trees may be configured so
  that routing decisions can be made with only two directory reads.
  More complex configurations will not require a substantially larger
  number of operations.

27.  Acknowledgements

  This memo is the central document of a series of specifications [14,
  15, 16], and to other work in progress.  The acknowledgements for all
  of this work is given here.  Previous work, which significantly
  influenced these specifications is described in Section 3.  This lead
  to an initial proposal by the editor, which was subsequently split
  into eight documents.  Work on this specifications has been done by
  the IETF MHS-DS working group.  Special credit is given to the joint
  chairs of this group: Harald Alvestrand (Uninett) and Kevin Jordan
  (CDC). Credit is given to all members of the WG. Those who have made
  active contribution include:  Piete Brooks (Cambridge University);
  Allan Cargille (University of Wisconsin); Jim Craigie (JNT); Dennis
  Doyle (SSS); Urs Eppenberger (SWITCH); Peter Furniss; Christian



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  Huitema (Inria); Marko Kaittola (Dante); Sylvain Langlois (EDF); Lucy
  Loftin (AT&T GIS); Julian Onions (NEXOR); Paul-Andre Pays (Inria);
  Colin Robbins (NEXOR); Michael Roe (Cambridge University); Jim
  Romaguera (Netconsult); Michael Storz (Leibniz Rechenzentrum); Mark
  Wahl (ISODE Consortium); Alan Young (ISODE Consortium).

  This work was partly funded by the COSINE Paradise project.

28.  References

   [1] The Directory --- overview of concepts, models and services,
       1993. CCITT X.500 Series Recommendations.

   [2] J.N. Chiappa. A new IP routing and addressing architecture,
       1991.

   [3] A. Consael, M. Tschicholz, O. Wenzel, K. Bonacker, and M. Busch.
       DFN-Directory nutzung durch MHS, April 1990. GMD Report.

   [4] P. Dick-Lauder, R.J. Kummerfeld, and K.R. Elz. ACSNet - the
       Australian alternative to UUCP. In EUUG Conference, Paris, pages
       60--69, April 1985.

   [5] Eppenberger, U., "Routing Coordination for X.400 MHS Services
       Within a Multi Protocol / Multi Network Environment Table Format
       V3 for Static Routing", RFC 1465, SWITCH, May 1993.

   [6] K.E. Jordan. Using X.500 directory services in support of X.400
       routing and address mapping, November 1991. Private Note.

   [7] S.E. Kille. MHS use of directory service for routing.  In IFIP
       6.5 Conference on Message Handling, Munich, pages 157--164.
       North Holland Publishing, April 1987.

   [8] S.E. Kille. Topology and routing for MHS.  COSINE Specification
       Phase 7.7, RARE, 1988.

   [9] Kille, S., "Encoding Network Addresses to support operation over
       non-OSI lower layers", RFC 1277, Department of Computer Science,
       University College London, November 1991.

  [10] S.E. Kille. Implementing X.400 and X.500:  The PP and QUIPU
       Systems. Artech House, 1991.  ISBN 0-89006-564-0.

  [11] Kille, S., "A Representation of Distinguished Names
       (OSI-DS 23 (v5))", RFC 1485, Department of Computer Science,
       University College London, January 1992.




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RFC 1801        X.400-MHS Routing using X.500 Directory        June 1995


  [12] Kille, S., Mhs use of X.500 directory to support mhs content
       conversion, Work in Progress, July 1993.

  [13] Kille, S., "Use of the X.500 directory to support routing for
       RFC 822 and related protocols", Work in Progress, July 1993.

  [14] Kille, S., "Representing tables and subtrees in the X.500
       directory", Work in Progress, September 1994.

  [15] Kille, S., "Representing the O/R Address hierarchy in the X.500
       directory information tree", Work in Progress, September 1994.

  [16] Kille, S., "Use of the X.500 directory to support mapping
       between X.400 and RFC 822 addresses", Work in Progress,
       September 1994.

  [17] Lauder, P., Kummerfeld, R., and A. Fekete. Hierarchical network
       routing. In Tricomm 91, 1991.

  [18] CCITT recommendations X.400 / ISO 10021, April 1988. CCITT
       SG 5/VII / ISO/IEC JTC1, Message Handling:  System and Service
       Overview.

  [19] Zen and the ART of navigating through the dark and murky regions
       of the message transfer system:  Working document on MTS
       routing, September 1991. ISO SC 18 SWG Messaging.

29.  Security Considerations

  Security issues are not discussed in this memo.





















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30.  Author's Address

  Steve Kille
  ISODE Consortium
  The Dome
  The Square
  Richmond
  TW9 1DT
  England

  Phone:  +44-81-332-9091
  EMail:  [email protected]
  X.400:  I=S; S=Kille; O=ISODE Consortium; P=ISODE;
  A=Mailnet; C=FI;

  DN: CN=Steve Kille,
  O=ISODE Consortium, C=GB

  UFN: S. Kille, ISODE Consortium, GB
































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A  Object Identifier Assignment

-----------------------------------------------------------------------

mhs-ds OBJECT-IDENTIFIER ::= {iso(1) org(3) dod(6) internet(1)
private(4) enterprises(1) isode-consortium (453) mhs-ds (7)}

routing OBJECT IDENTIFIER ::= {mhs-ds 3}

oc OBJECT IDENTIFIER ::= {routing 1}
at OBJECT IDENTIFIER ::= {routing 2}
id OBJECT IDENTIFIER ::= {routing 3}

                                                                   10
oc-mta OBJECT IDENTIFIER ::= {oc 1}
oc-mta-bilateral-table-entry OBJECT IDENTIFIER ::= {oc 2}
oc-routing-information OBJECT IDENTIFIER ::= {oc 3}
oc-restricted-subtree OBJECT IDENTIFIER ::= {oc 4}
oc-routed-ua OBJECT IDENTIFIER ::= {oc 8}
oc-routing-tree-root OBJECT IDENTIFIER ::= {oc 6}
oc-mta-application-process OBJECT IDENTIFIER ::= {oc 7}

at-access-md OBJECT IDENTIFIER ::= {at 1}
at-access-units-used OBJECT IDENTIFIER ::= {at 2}                   20
at-subtree-information OBJECT IDENTIFIER ::= {at 3}
at-bad-address-search-attributes OBJECT IDENTIFIER ::= {at 4}
at-bad-address-search-point OBJECT IDENTIFIER ::= {at 5}

at-calling-selector-validity OBJECT IDENTIFIER ::= {at 7}


at-global-domain-id OBJECT IDENTIFIER ::= {at 10}
at-initiating-rts-credentials OBJECT IDENTIFIER ::= {at 11}
at-initiator-authentication-requirements OBJECT IDENTIFIER ::= {at 12}30
at-initiator-p1-mode OBJECT IDENTIFIER ::= {at 13}
at-initiator-pulling-authentication-requirements
                                          OBJECT IDENTIFIER ::= {at 14}
at-local-access-unit OBJECT IDENTIFIER ::= {at 15}
at-redirect OBJECT IDENTIFIER ::= {at 46}
at-mta-info OBJECT IDENTIFIER ::= {at 40}
at-mta-name OBJECT IDENTIFIER ::= {at 19}

at-mta-will-route OBJECT IDENTIFIER ::= {at 21}
at-calling-presentation-address OBJECT IDENTIFIER ::= {at 22}
at-responder-authentication-requirements OBJECT IDENTIFIER ::= {at 23}40
at-responder-p1-mode OBJECT IDENTIFIER ::= {at 24}
at-responder-pulling-authentication-requirements
                                          OBJECT IDENTIFIER ::= {at 25}



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at-responding-rts-credentials OBJECT IDENTIFIER ::= {at 26}
at-routing-failure-action OBJECT IDENTIFIER ::= {at 27}
at-routing-filter OBJECT IDENTIFIER ::= {at 28}
at-routing-tree-list OBJECT IDENTIFIER ::= {at 29}
at-subtree-deliverable-content-length OBJECT IDENTIFIER ::= {at 30}
at-subtree-deliverable-content-types OBJECT IDENTIFIER ::= {at 31}
at-subtree-deliverable-eits OBJECT IDENTIFIER ::= {at 32}
at-supporting-mta OBJECT IDENTIFIER ::= {at 33}                     50
at-transport-community OBJECT IDENTIFIER ::= {at 34}
at-user-name OBJECT IDENTIFIER ::= {at 35}
at-non-delivery-info OBJECT IDENTIFIER ::= {at 47}
at-polled-mtas  OBJECT IDENTIFIER ::= {at 37}
at-bilateral-table OBJECT IDENTIFIER {at 45}
at-supported-extension OBJECT IDENTIFIER {at 42}
at-supported-mts-extension OBJECT IDENTIFIER {at 43}
at-mtas-allowed-to-poll OBJECT IDENTIFIER {at 44}

id-alternative-address-information OBJECT IDENTIFIER ::= {id 1}     60

               Figure 19:  Object Identifier Assignment

-----------------------------------------------------------------------

B  Community Identifier Assignments

-----------------------------------------------------------------------

ts-communities OBJECT-IDENTIFIER ::= {iso(1) org(3) dod(6) internet(1)
private(4) enterprises(1) isode-consortium (453) ts-communities (4)}


tc-cons OBJECT IDENTIFIER ::= {ts-communities 1}    -- OSI CONS
tc-clns OBJECT IDENTIFIER ::= {ts-communities 2}    -- OSI CLNS
tc-internet OBJECT IDENTIFIER ::= {ts-communities 3}-- Internet+RFC1006
tc-int-x25 OBJECT IDENTIFIER ::= {ts-communities 4} -- International X.25
                                                   -- Without CONS10
tc-ixi OBJECT IDENTIFIER ::= {ts-communities 5}     -- IXI (Europe)
tc-janet OBJECT IDENTIFIER ::= {ts-communities 6}   -- Janet (UK)

    Figure 20:  Transport Community Object Identifier Assignments

-----------------------------------------------------------------------









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C  Protocol Identifier Assignments

-----------------------------------------------------------------------

mail-protocol OBJECT-IDENTIFIER ::= {iso(1) org(3) dod(6) internet(1)
private(4)n enterprises(1) isode-consortium (453) mail-protocol (5)}

ac-p1-1984 OBJECT IDENTIFIER ::= {mail-protocol 1}      -- p1(1984)
ac-smtp  OBJECT IDENTIFIER ::= {mail-protocol 2}        -- SMTP
ac-uucp OBJECT IDENTIFIER ::= {mail-protocol 3}         -- UUCP Mail
ac-jnt-mail OBJECT IDENTIFIER ::= {mail-protocol 4}     -- JNT Mail
(UK)
ac-p1-1988-x410 OBJECT IDENTIFIER ::= {mail-protocol 5} -- p1(1988) in
X.410 mode
ac-p3-1984 OBJECT IDENTIFIER ::= {mail-protocol 6}      -- p3(1984) 10

          Figure 21:  Protocol Object Identifier Assignments

-----------------------------------------------------------------------

D  ASN.1 Summary

-----------------------------------------------------------------------

MHS-DS-Definitions
DEFINITIONS ::=
BEGIN

-- assign OID to module
-- define imports and exports

routingTreeRoot OBJECT-CLASS ::= {
   SUBCLASS OF {routingInformation|subtree}
   ID oc-routing-tree-root}                                        10

routingTreeList ATTRIBUTE ::= {
       WITH SYNTAX RoutingTreeList
       SINGLE VALUE
       ID at-routing-tree-list}

RoutingTreeList ::= SEQUENCE OF RoutingTreeName

RoutingTreeName ::= DistinguishedName
                                                                   20
routingInformation OBJECT-CLASS ::= {
   SUBCLASS OF top
   KIND auxiliary
   MAY CONTAIN {



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       subtreeInformation|
       routingFilter|
       routingFailureAction|
       mTAInfo|
       accessMD|
       nonDeliveryInfo|                                            30
       badAddressSearchPoint|
       badAddressSearchAttributes}
   ID oc-routing-information}
               -- No naming attributes as this is not a
               -- structural object class



subtreeInformation ATTRIBUTE ::= {
   WITH SYNTAX SubtreeInfo                                         40
   SINGLE VALUE
   ID at-subtree-information}

SubtreeInfo ::= ENUMERATED {
   all-children-present(0),
   not-all-children-present(1) }


routingFilter ATTRIBUTE ::= {
   WITH SYNTAX RoutingFilter                                       50
   ID at-routing-filter}


RoutingFilter ::= SEQUENCE{
       attribute-type OBJECT-IDENTIFIER,
       weight RouteWeight,
       dda-key String OPTIONAL,
       regex-match IA5String OPTIONAL,
       node DistinguishedName }
                                                                   60
String ::= CHOICE {PrintableString, TeletexString}

routingFailureAction ATTRIBUTE ::= {
   WITH SYNTAX RoutingFailureAction
   SINGLE VALUE
   ID at-routing-failure-action}

RoutingFailureAction ::= ENUMERATED {
           next-level(0),
           next-tree-only(1),                                      70
           next-tree-first(2),
           stop(3)  }



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mTAInfo ATTRIBUTE ::= {
   WITH SYNTAX MTAInfo
   ID at-mta-info}

MTAInfo ::= SEQUENCE {
           name DistinguishedName,                                 80
           weight [1] RouteWeight DEFAULT preferred-access,
           mta-attributes [2] SET OF Attribute OPTIONAL,
           ae-info  SEQUENCE OF SEQUENCE {
               aEQualifier PrintableString,
               ae-weight RouteWeight DEFAULT preferred-access,
               ae-attributes SET OF Attribute OPTIONAL} OPTIONAL
}

RouteWeight ::= INTEGER  {endpoint(0),
               preferred-access(5),                                90
               backup(10)} (0..20)

accessMD ATTRIBUTE ::= {
       SUBTYPE OF distinguishedName
       ID at-access-md}

routedUA OBJECT-CLASS ::= {
   SUBCLASS OF {routingInformation}
   KIND auxiliary
   MAY CONTAIN {                                                  100
                       -- from X.402
       mhs-deliverable-content-length|
       mhs-deliverable-content-types|
       mhs-deliverable-eits|
       mhs-message-store|
       mhs-preferred-delivery-methods|
                       -- defined here
       supportedExtensions|
       redirect|
       supportingMTA|                                             110
       userName|
       nonDeliveryInfo}
   ID oc-routed-ua}

supportedExtensions ATTRIBUTE ::= {
   SUBTYPE OF objectIdentifier
   ID at-supported-extensions}

supportingMTA ATTRIBUTE ::= {
   SUBTYPE OF mTAInfo                                             120
   ID at-supporting-mta}




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userName ATTRIBUTE ::= {
   SUBTYPE OF distinguishedName
   ID at-user-name}

mTAName ATTRIBUTE ::= {
   SUBTYPE OF name
   WITH SYNTAX DirectoryString{ub-mta-name-length}
   SINGLE VALUE                                                   130
   ID at-mta-name}
                       -- used for naming when
                       -- MTA is named in O=R Address Hierarchy

globalDomainID ATTRIBUTE ::= {
   WITH SYNTAX GlobalDomainIdentifier
   SINGLE VALUE
   ID at-global-domain-id}
                       -- both attributes present when MTA
                       -- is named outside O=R Address Hierarchy  140
                       -- to enable trace to be written

mTAApplicationProcess OBJECT-CLASS ::= {
   SUBCLASS OF {application-process}
   KIND auxiliary
   MAY CONTAIN {
       mTAWillRoute|
       globalDomainID|
       routingTreeList|
       localAccessUnit|                                           150
       accessUnitsUsed
   }
   ID oc-mta-application-process}

mTA OBJECT CLASS ::= {   -- Application Entity
   SUBCLASS OF {mhs-message-transfer-agent}
   KIND structural
   MAY CONTAIN {
       mTAName|
       globalDomainID|         -- per AE variant                  160
       responderAuthenticationRequirements|
       initiatorAuthenticationRequirements|
       responderPullingAuthenticationRequirements|
       initiatorPullingAuthenticationRequirements|
       initiatorP1Mode|
       responderP1Mode|
       polledMTAs|
       protocolInformation|
       respondingRTSCredentials|
       initiatingRTSCredentials|                                  170



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       callingPresentationAddress|
       callingSelectorValidity|
       bilateralTable|
       mTAWillRoute|
       mhs-deliverable-content-length|
       routingTreeList|
       supportedMTSExtensions|
       mTAsAllowedToPoll
       }
   ID oc-mta}                                                     180

mTABilateralTableEntry OBJECT-CLASS ::=
   SUBCLASS OF {mTA| distinguishedNameTableEntry}
   ID oc-mta-bilateral-table-entry}

bilateralTable ATTRIBUTE ::= {
       WITH SYNTAX SEQUENCE OF DistinguishedName
       SINGLE VALUE
       ID at-bilateral-table}
                                                                  190
supportedMTSExtensions ATTRIBUTE ::= {
   SUBTYPE OF objectIdentifier
   ID at-supported-mts-extensions}

restrictedSubtree OBJECT-CLASS ::= {
       SUBCLASS OF {top}
       KIND auxiliary
       MAY CONTAIN {
               subtreeDeliverableContentLength|
               subtreeDeliverableContentTypes|                    200
               subtreeDeliverableEITs}
       ID oc-restricted-subtree}

subtreeDeliverableContentLength ATTRIBUTE ::= {
       SUBTYPE OF mhs-deliverable-content-length
       ID at-subtree-deliverable-content-length}

subtreeDeliverableContentTypes ATTRIBUTE ::= {
       SUBTYPE OF mhs-deliverable-content-types
       ID at-subtree-deliverable-content-types}                   210

subtreeDeliverableEITs ATTRIBUTE ::= {
       SUBTYPE OF mhs-deliverable-eits
       ID at-subtree-deliverable-eits}


initiatorP1Mode ATTRIBUTE ::= {
   WITH SYNTAX P1Mode



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   SINGLE VALUE
   ID at-initiator-p1-mode}                                       220

responderP1Mode ATTRIBUTE ::= {
   WITH SYNTAX P1Mode
   SINGLE VALUE
   ID at-responder-p1-mode}

P1Mode ::= ENUMERATED {
   push-only(0),
   pull-only(1),
   twa(2) }                                                       230

polledMTAs ATTRIBUTE ::= {
   WITH SYNTAX PolledMTAs
   ID at-polled-mtas}

PolledMTAs ::= SEQUENCE {
       mta DistinguishedName,
       poll-frequency INTEGER OPTIONAL --frequency in minutes
       }
                                                                  240
mTAsAllowedToPoll ATTRIBUTE ::= {
       SUBTYPE OF distinguishedName
       ID at-mtas-allowed-to-poll}


responderAuthenticationRequirements ATTRIBUTE ::= {
  WITH SYNTAX AuthenticationRequirements
  SINGLE VALUE
  ID at-responder-authentication-requirements}
                                                                  250
initiatorAuthenticationRequirements ATTRIBUTE ::= {
  WITH SYNTAX AuthenticationRequirements
  SINGLE VALUE
  ID at-initiator-authentication-requirements}

responderPullingAuthenticationRequirements ATTRIBUTE ::= {
  WITH SYNTAX AuthenticationRequirements
  SINGLE VALUE
  ID at-responder-pulling-authentication-requirements}
                                                                  260
initiatorPullingAuthenticationRequirements ATTRIBUTE ::= {
  WITH SYNTAX AuthenticationRequirements
  SINGLE VALUE
  ID at-initiator-pulling-authentication-requirements}

AuthenticationRequirements ::= BITSTRING {



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   mta-name-present(0),
   aet-present(1),
   aet-valid(2),
   network-address(3),                                            270
   simple-authentication(4),
   strong-authentication(5),
   bilateral-agreement-needed(6)}

respondingRTSCredentials ATTRIBUTE ::= {
       WITH SYNTAX RTSCredentials
       SINGLE VALUE
       ID at-responding-rts-credentials}

                                                                  280
initiatingRTSCredentials ATTRIBUTE ::= {
       WITH SYNTAX RTSCredentials
       SINGLE VALUE
       ID at-initiating-rts-credentials}


RTSCredentials ::= SEQUENCE {
       request [0] MTAandPassword OPTIONAL,
       response [1] MTAandPassword OPTIONAL }
                                                                  290

MTAandPassword ::= SEQUENCE {
       MTAName,
       Password }              -- MTAName and Password
                               -- from X.411


callingPresentationAddress ATTRIBUTE ::= {
       SUBTYPE OF presentationAddress
       MULTI VALUE                                                300
       ID at-calling-presentation-address}

callingSelectorValidity ATTRIBUTE ::= {
       WITH SYNTAX CallingSelectorValidity
       SINGLE VALUE
       ID at-calling-selector-validity}

CallingSelectorValidity ::= ENUMERATED {
       all-selectors-fixed(0),
       tsel-may-vary(1),                                          310
       all-selectors-may-vary(2) }

mTAWillRoute ATTRIBUTE ::= {
   WITH SYNTAX MTAWillRoute



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   ID at-mta-will-route}

MTAWillRoute ::= SEQUENCE {
       from [0]        SET OF ORAddressPrefix OPTIONAL,
       to [1]          SET OF ORAddressPrefix OPTIONAL,
       from-excludes [2]       SET OF ORAddressPrefix OPTIONAL,   320
       to-excludes [3]         SET OF ORAddressPrefix OPTIONAL }

ORAddressPrefix ::= DistinguishedName

redirect ATTRIBUTE ::= {
       WITH SYNTAX Redirect
       SINGLE VALUE
       ID at-redirect}

Redirect ::= SEQUENCE OF SEQUENCE {                                330
       or-name ORName,
       reason RedirectionReason, -- from X.411
       filter CHOICE {
               min-size [1] INTEGER,
               max-size [2] INTEGER,
               content [3] ContentType,
               eit [4] ExternalEncodedInformationType } OPTIONAL
       }

nonDeliveryInfo ATTRIBUTE ::= {                                    340
       WITH SYNTAX NonDeliveryReason
       SINGLE VALUE
       ID at-non-delivery-info}

NonDeliveryReason ::= SEQUENCE {
       reason INTEGER (0..ub-reason-codes),
       diagnostic INTEGER (0..ub-diagnostic-codes) OPTIONAL,
       supplementaryInfo PrintableString OPTIONAL }

badAddressSearchPoint ATTRIBUTE ::= {                              350
       SUBTYPE OF distinguishedName
       ID at-bad-address-search-point}

badAddressSearchAttributes ATTRIBUTE ::= {
       WITH SYNTAX AttributeType
       ID at-bad-address-search-attributes}

alternativeAddressInformation EXTENSION
       AlternativeAddressInformation
       ::= id-alternative-address-information                     360
               -- X.400(92) continues to use MACRO notation




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AlternativeAddressInformation ::= SET OF SEQUENCE {
       distinguished-name DistinguishedName OPTIONAL,
       or-address ORAddress OPTIONAL,
       other-useful-info SET OF Attribute }

localAccessUnit ATTRIBUTE ::= {
       WITH SYNTAX AccessUnitType
       ID at-local-access-unit}                                   370

AccessUnitType ::= ENUMERATED {
       fax (1),
       physical-delivery (2),
       teletex (3),
       telex (4) }

accessUnitsUsed ATTRIBUTE ::= {
       WITH SYNTAX SelectedAccessUnit
       ID at-access-units-used}                                   380

SelectedAccessUnit ::= SEQUENCE {
       type AccessUnitType,
       providing-MTA DistinguishedName,
       filter SET OF ORAddress OPTIONAL }
mhs-ds OBJECT-IDENTIFIER ::= {iso(1) org(3) dod(6) internet(1) private(4)
         enterprises(1) isode-consortium (453) mhs-ds (7)}

routing OBJECT IDENTIFIER ::= {mhs-ds 3}
                                                                  390
oc OBJECT IDENTIFIER ::= {routing 1}
at OBJECT IDENTIFIER ::= {routing 2}
id OBJECT IDENTIFIER ::= {routing 3}
oc-mta OBJECT IDENTIFIER ::= {oc 1}
oc-mta-bilateral-table-entry OBJECT IDENTIFIER ::= {oc 2}
oc-routing-information OBJECT IDENTIFIER ::= {oc 3}
oc-restricted-subtree OBJECT IDENTIFIER ::= {oc 4}
oc-routed-ua OBJECT IDENTIFIER ::= {oc 8}                          400
oc-routing-tree-root OBJECT IDENTIFIER ::= {oc 6}
oc-mta-application-process OBJECT IDENTIFIER ::= {oc 7}

at-access-md OBJECT IDENTIFIER ::= {at 1}
at-access-units-used OBJECT IDENTIFIER ::= {at 2}
at-subtree-information OBJECT IDENTIFIER ::= {at 3}
at-bad-address-search-attributes OBJECT IDENTIFIER ::= {at 4}
at-bad-address-search-point OBJECT IDENTIFIER ::= {at 5}

at-calling-selector-validity OBJECT IDENTIFIER ::= {at 7}          410





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at-global-domain-id OBJECT IDENTIFIER ::= {at 10}
at-initiating-rts-credentials OBJECT IDENTIFIER ::= {at 11}
at-initiator-authentication-requirements OBJECT IDENTIFIER ::= {at 12}
at-initiator-p1-mode OBJECT IDENTIFIER ::= {at 13}
at-initiator-pulling-authentication-requirements
                                        OBJECT IDENTIFIER ::= {at 14}
at-local-access-unit OBJECT IDENTIFIER ::= {at 15}
at-redirect OBJECT IDENTIFIER ::= {at 46}
at-mta-info OBJECT IDENTIFIER ::= {at 40}                          420
at-mta-name OBJECT IDENTIFIER ::= {at 19}

at-mta-will-route OBJECT IDENTIFIER ::= {at 21}
at-calling-presentation-address OBJECT IDENTIFIER ::= {at 22}
at-responder-authentication-requirements OBJECT IDENTIFIER ::= {at 23}
at-responder-p1-mode OBJECT IDENTIFIER ::= {at 24}
at-responder-pulling-authentication-requirements
                                        OBJECT IDENTIFIER ::= {at 25}
at-responding-rts-credentials OBJECT IDENTIFIER ::= {at 26}
at-routing-failure-action OBJECT IDENTIFIER ::= {at 27}
at-routing-filter OBJECT IDENTIFIER ::= {at 28}                    430
at-routing-tree-list OBJECT IDENTIFIER ::= {at 29}
at-subtree-deliverable-content-length OBJECT IDENTIFIER ::= {at 30}
at-subtree-deliverable-content-types OBJECT IDENTIFIER ::= {at 31}
at-subtree-deliverable-eits OBJECT IDENTIFIER ::= {at 32}
at-supporting-mta OBJECT IDENTIFIER ::= {at 33}
at-transport-community OBJECT IDENTIFIER ::= {at 34}
at-user-name OBJECT IDENTIFIER ::= {at 35}
at-non-delivery-info OBJECT IDENTIFIER ::= {at 47}
at-polled-mtas  OBJECT IDENTIFIER ::= {at 37}
at-bilateral-table OBJECT IDENTIFIER {at 45}                       440
at-supported-extension OBJECT IDENTIFIER {at 42}
at-supported-mts-extension OBJECT IDENTIFIER {at 43}
at-mtas-allowed-to-poll OBJECT IDENTIFIER {at 44}

id-alternative-address-information OBJECT IDENTIFIER ::= {id 1}

ts-communities OBJECT-IDENTIFIER ::= {iso(1) org(3) dod(6) internet(1)
private(4) enterprises(1) isode-consortium (453) ts-communities (4)}

                                                                  450
tc-cons OBJECT IDENTIFIER ::= {ts-communities 1}    -- OSI CONS
tc-clns OBJECT IDENTIFIER ::= {ts-communities 2}    -- OSI CLNS
tc-internet OBJECT IDENTIFIER ::= {ts-communities 3}-- Internet+RFC1006
tc-int-x25 OBJECT IDENTIFIER ::= {ts-communities 4} -- International X.25
                                                   -- Without CONS
tc-ixi OBJECT IDENTIFIER ::= {ts-communities 5}     -- IXI (Europe)
tc-janet OBJECT IDENTIFIER ::= {ts-communities 6}   -- Janet (UK)




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mail-protocol OBJECT-IDENTIFIER ::= {iso(1) org(3) dod(6) internet(1)
private(4) enterprises(1) isode-consortium (453) mail-protocol (5)} 460

ac-p1-1984 OBJECT IDENTIFIER ::= {mail-protocol 1}      -- p1(1984)
ac-smtp  OBJECT IDENTIFIER ::= {mail-protocol 2}        -- SMTP
ac-uucp OBJECT IDENTIFIER ::= {mail-protocol 3}         -- UUCP Mail
ac-jnt-mail OBJECT IDENTIFIER ::= {mail-protocol 4}     -- JNT Mail (UK)
ac-p1-1988-x410 OBJECT IDENTIFIER ::= {mail-protocol 5}
                                              -- p1(1988) in X.410 mode
ac-p3-1984 OBJECT IDENTIFIER ::= {mail-protocol 6}      -- p3(1984)
END

                      Figure 22:  ASN.1 Summary

-----------------------------------------------------------------------

E  Regular Expression Syntax

  This appendix defines a form of regular expression for pattern
  matching.  This pattern matching is derived from commonly available
  regular expression software including UNIX egrep(1) The matching is
  modified to be case insensitive.

   A regular expression (RE) specifies a set of character strings to
   match against - such as "any string containing digits 5 through
   9".  A member of this set of strings is said to be matched by the
   regular expression.

   Where multiple matches are present in a line, a regular expression
   matches the longest of the leftmost matching strings.

   Regular expressions can be built up from the following
   "single-character" RE's:

    c    Any ordinary character not listed below.  An ordinary
         character matches itself.

    \    Backslash.  When followed by a special character, the RE
         matches the "quoted" character, cancelling the special nature
         of the character.

    .    Dot.  Matches any single character.

    ^    As the leftmost character, a caret (or circumflex) con-
         strains the RE to match the leftmost portion of a string.  A
         match of this type is called an "anchored match" because it is
         "anchored" to a specific place in the string.  The ^ character
         loses its special meaning if it appears in any position other



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         than the start of the RE.

    $    As the rightmost character, a dollar sign constrains the RE to
         match the rightmost portion of a string.  The $ character
         loses its special meaning if it appears in any position other
         than at the end of the RE.

    ^RE$ The construction ^RE$ constrains the RE to match the entire
         string.

    [c...]
         A nonempty string of characters, enclosed in square brackets
         matches any single character in the string.  For example,
         [abcxyz] matches any single character from the set `abcxyz'.
         When the first character of the string is a caret (^), then
         the RE matches any charac- ter except those in the remainder
         of the string.  For example, `[^45678]' matches any character
         except `45678'.  A caret in any other position is interpreted
         as an ordinary character.

    []c...]
         The right square bracket does not terminate the enclosed
         string if it is the first character (after an initial `^', if
         any), in the bracketed string.  In this position it is treated
         as an ordinary character.

    [l-r]
         The minus sign (hyphen), between two characters, indicates a
         range of consecutive ASCII characters to match.  For example,
         the range `[0-9]' is equivalent to the string `[0123456789]'.
         Such a bracketed string of characters is known as a character
         class.  The `-' is treated as an ordinary character if it
         occurs first (or first after an initial ^) or last in the
         string.

         The following rules and special characters allow for
         con-structing RE's from single-character RE's:

         A concatenation of RE's matches a concatenation of text
         strings, each of which is a match for a successive RE in the
         search pattern.

    *    A regular expression, followed by an asterisk (*) matches zero
         or more occurrences of the regular expression.  For example,
         [a-z][a-z]* matches any string of one or more lower case
         letters.





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RFC 1801        X.400-MHS Routing using X.500 Directory        June 1995


    +    A regular expression, followed by a plus character (+) matches
         one or more occurrences of the regular expression.  For
         example, [a-z]+ matches any string of one or more lower case
         letters.

    ?    A regular expression, followed by a question mark (?) matches
         zero or one occurrences of the regular expression.  For
         example, ^[a-z]?[0-9]* matches a string starting with an
         optional lower case letter, followed by zero or more digits.

    {m}
    {m,}
    {m,n}
         A regular expression, followed by {m}, {m,}, or {m,n} matches
         a range of occurrences of the regular expression.  The values
         of m and n must be non-negative integers less than 256; {m}
         matches exactly m occurrences; {m,} matches at least m
         occurrences; {m,n} matches any number of occurrences between m
         and n inclusive.  Whenever a choice exists, the regular
         expression matches as many occurrences as possible.

    |    Alternation: two regular expressions separated by `|' or
         NEWLINE match either a match for the first or a match for the
         second.

    (...)
         A regular expression enclosed between the character sequences
         ( and ) matches whatever the unadorned RE matches.

   The order of precedence of operators at the same parenthesis level
   is `[ ]' (character classes), then `*' `+' `?' '{m,n}' (closures),
   then concatenation, then `|' (alternation) and NEWLINE.



















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