Network Working Group                                          T. Brisco
Request for Comments: 1794                            Rutgers University
Category: Informational                                       April 1995


                    DNS Support for Load Balancing

Status of this Memo

  This memo provides information for the Internet community.  This memo
  does not specify an Internet standard of any kind.  Distribution of
  this memo is unlimited.

1. Introduction

  This RFC is meant to first chronicle a foray into the IETF DNS
  Working Group, discuss other possible alternatives to
  provide/simulate load balancing support for DNS, and to provide an
  ultimate, flexible solution for providing DNS support for balancing
  loads of many types.

2. History

  The history of this probably dates back well before my own time - so
  undoubtedly some holes are here.  Hopefully they can be filled in by
  other authors.

  Initially; "load balancing" was intended to permit the Domain Name
  System (DNS) [1] agents to support the concept of "clusters" (derived
  from the VMS usage) of machines - where all machines were
  functionally similar or the same, and it didn't particularly matter
  which machine was picked - as long as the load of the processing was
  reasonably well distributed across a series of actual different
  hosts.  Around 1986 a number of different schemes started surfacing
  as hacks to the Berkeley Internet Name Domain server (BIND)
  distribution.  Probably the most widely distributed of these were the
  "Shuffle Address" (SA) modifications by Bryan Beecher, or possibly
  Marshall Rose's "Round Robin" code.

  The SA records, however, did a round-robin ordering of the Address
  resource records, and didn't do much with regard to the particular
  loads on the target machines.  Matt Madison (of TGV) implemented some
  changes that used VMS facilities to review the system loads, and
  return A RRs in the order of least-loaded to most loaded.

  The problem was with SAs was that load was not actually a factor, and
  TGV's relied on VMS specific facilities to order the records.  The SA
  RRs required changes to the DNS specification (in file syntax and in



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RFC 1794             DNS Support for Load Balancing           April 1995


  record processing).  These were both viewed as drawbacks and not as
  general solutions.

  Most of the Internet waited in anticipation of an IETF approved
  method for simulating "clusters".

  Through a few IETF DNS Working Group sessions (Chaired by Rob Austein
  of Epilogue), it was collectively agreed upon that a number of
  criteria must be met:

      A) Backwards compatibility with the existing DNS RFC.

      B) Information changes frequently.

      C) Multiple addresses should be sent out.

      D) Must interact with other RRs appropriately.

      E) Must be able to represent many types of "loads"

      F) Must be fast.

  (A) would ensure that the installed base of BIND and other DNS
  implementations would continue to operate and interoperate properly.

  (B) would permit very fast update times - to enable modeling of
  real-time data.  Five minutes was thought as a normal interval,
  though changes as fast as every sixty seconds could be imagined.

  (C) would cover the possibility of a host's address being advertised
  as optimal, yet the machine crashed during the period within the TTL
  of the RR.  The second-most preferable address would be advertised
  second, the third-most preferable third, and so on.  This would allow
  a reasonable stab at recovery during machine failures.

  (D) would ensure correct handling of all ancillary information - such
  as MX, RP, and TXT information, as well as reverse lookup
  information.  It needed to be ensured that such processes as mail
  handling continued to work in an unsurprising and predictable manner.

  (E) would ensure the flexibility that everyone wished.  A breadth of
  "loads" were wished to be represented by various members of the DNS
  Working Group.  Some "loads" were fairly eclectic - such as the
  address ordering by the RTT to the host, some were pragmatic - such
  as balancing the CPU load evenly across a series of hosts.  All
  represented valid concerns within their own context, and the idea of
  having separate RR types for each was unthinkable (primarily; it
  would violate goal A).



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  (F) needed to ensure a few things.  Primarily that the time to
  calculate the information to order the addressing information did not
  exceed the TTL of the information distributed - i.e., that elements
  with a TTL of five minutes didn't take six minutes to calculate.
  Similarly; it seems a fairly clear goal in the DNS RFC that clients
  should not be kept waiting - that request processing should continue
  regardless of the state of any other processing occurring.

3. Possible Alternatives

  During various discussions with the DNS Working Group and with the
  Load Balancing Committee, it was noted that no existing solution
  dealt with all wishes appropriately.  One of the major successes of
  the DNS is its flexibility - and it was felt that this needed to be
  retained in all aspects.  It was conceived that perhaps not only
  address information would need to be changed rapidly, but other
  records may also need to change rapidly (at least this could not be
  ruled out - who knows what technologies lurk in the future).

  Of primary concern to many was the ability to interact with older
  implementations of DNS.  The DNS is implemented widely now, and
  changes to critical portions of the protocol could cause havoc for
  years.  It became rapidly apparent through conversations with Jon
  Postel and Dave Crocker (Area Director) that modifications to the
  protocol would be viewed dimly.

4. A Flexible Model

  During many hours of discussions, it arose upon suggestion from Rob
  Austein that the changes could be implemented without changes to the
  protocol; if zone transfer behavior could be subtly changed, then the
  zone transfer process could accommodate the changing of various RR
  information.  What was needed was a smarter program to do the zone
  transfers.  Pursuant to this, changes were made to BIND that would
  permit the specification of the program to do the zone transfers for
  particular zones.

  There is no specification that a secondary has to receive updates
  from its primary server in any specific manner - only that it needs
  to check periodically, and obtain new zone copies when changes have
  been made.  Conceivably the zone transfer agent could obtain the
  information from any number of sources (e.g., a load average daemon,
  a round-robin sorter) and present the information back to the
  nameserver for distribution.

  A number of questions arose from this concept, and all seem to have
  been dealt with accordingly.  Primarily, the DNS protocol doesn't
  guarantee ordering.  While the DNS protocol doesn't guarantee



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  ordering, it is clear that the ordering is predictive - that
  information read in twice in the same order will be presented twice
  in the same order to clients.  Clients, of course, may reorder this
  information, but that is deemed as a "local issue" as it is
  configurable by the remote systems administrators (e.g., sortlists,
  etc).  The zone transfer agent would have to account for any "mis-
  ordering" that may occur locally, but remote reordering (e.g., client
  side sortlists) of RRs is is impossible to predict.  Since local
  mis-ordering is consistent, the zone transfer agents could easily
  account for this.

  Secondarily, but perhaps more subtly, the problem arises that zone
  transfers aren't used by primary nameservers, only by secondary
  nameservers.  To clarify this, the idea of "fast" or "volatile"
  subzones must be dealt with.  In a volatile environment (where
  address or other RR ordering changes rapidly), the refresh rate of a
  zone must be set very low, and the TTL of the RRs handed out must
  similarly be very low.  There is no use in handing out information
  with TTLs of an hour, when the conditions for ordering the RRs
  changes minutely.  There must be a relatively close relationship
  between the refresh rates and TTLs of the information.  Of course,
  with very low refresh rates, zone transfers between the primary and
  secondary would have to occur frequently.  Given that primary and
  secondary nameservers should be topologically and geographically far
  apart, moving that much data that frequently is seen as prohibitive.
  Also; the longer the propagation time between the primary and
  secondary, the larger the window in which circumstances can change -
  thus invalidating the secondary's information.  It is generally
  thought that passing volatile information on to a secondary is fairly
  useless - if secondaries want accurate information, then they should
  calculate it themselves and not obtain it via zone transfers.  This
  avoids the problem with secondaries losing contact with the primaries
  (but access to the targets of the volatile domain are still
  reachable), but the secondary has information that is growing stale.

  What is essentially necessary is a secondary (with no primary) which
  can calculate the necessary ordering of the RR data for itself (which
  also avoids the problem of different versions of domain servers
  predictively ordering RR information in different predictive
  fashions).  For a volatile zone, there is no primary DNS agent, but
  rather a series of autonomous secondary agents.  Each autonomous
  secondary agent is, of course, capable of calculating the ordering or
  content of the volatile RRs itself.








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RFC 1794             DNS Support for Load Balancing           April 1995


5. Implementation

  With some help from Masataka Ohta (Tokyo Institute of Technology), I
  implemented modifications to BIND to permit the specification of the
  zone transfer program (zone transfer agent) for particular domains:

          transfer        <domain-name>       <program-name>

  Currently I define a separate subdomain that has a few hosts defined
  in it - all volatile information.  The zone has a refresh rate of
  300, and a minimum TTL of 300 indicated.  The configuration file is
  indicated as "volatile.hosts".  Every 300 seconds a program "doAxfer"
  is run to do the zone transfer.  The program "doAxfer" reads the file
  "volatile.hosts.template" and the file "volatile.hosts.list".  The
  addresses specified in volatile.hosts.list are rotated a random
  number of times, and then substituted (in order) into
  volatile.hosts.template to generate the file volatile.hosts.  The
  program "doAxfer" then exits with a value of 1 - to indicate to the
  nameserver that the zone transfer was successful, and that the file
  should be read in, and the information distributed.  This results in
  a host having multiple addresses, and the addresses are randomized
  every five minutes (300 seconds).

  Two bugs continue to plague us in this endeavor.  BIND currently
  considers any TTL under 300 seconds as "irrational", and substitutes
  in the value of 300 instead.  This greatly hampers the functionality
  of volatile zones.  In the fastest of all cases - a 0 TTL -
  information would be used once, and then thrown away.  Presumably the
  new RR information could be calculated every 5 seconds, and the RRs
  handed out with a TTL of 0.  It must be considered that one
  limitation of the speed of a zone is going to be the ability of a
  machine to calculate new information fast enough.

  The other bug that also effects this is that, as with TTLs, BIND
  considers any zone refresh rate under 15 minutes to be similarly
  irrational.  Obviously zone refresh rates of 15 minutes is
  unacceptable for this sort of applications.

  For a work-around, the current code sets these same hard-coded values
  to 60 seconds.  Sixty seconds is still large enough to avoid any
  residual bugs associated with small timer values, but is also short
  enough to allow fast subzones to be of use.

  This version of BIND is currently in release within Rutgers
  University, operating in both "fast" and normal zones.






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RFC 1794             DNS Support for Load Balancing           April 1995


6. Performance

  While the performance of fast zones isn't exactly stellar, it is not
  much more than the normal CPU loads induced by BIND.  Testing was
  performed on a Sun Sparc-2 being used as a normal workstation, but no
  resolvers were using the name server - essentially the nameserver was
  idle.  For a configuration with no fast subzones, BIND accrued 11 CPU
  seconds in 24 hours.  For a configuration with one fast zone, six
  address records, and being refreshed every 300 seconds (5 minutes),
  BIND accrued 1 minute 4 seconds CPU time.  For the same previous
  configuration, but being refreshed every sixty seconds, BIND accrued
  5 minutes and 38 seconds of CPU time.

  As is no great surprise, the CPU load on the serving machine was
  linear to the frequency of the refresh time.  The sixty second
  refresh configuration used approximately five times as much CPU time
  as did the 300 second refresh configuration.  One can easily
  extrapolate that the overall CPU utilization would be linear to the
  number of zones and the frequency of the refresh period.  All of this
  is based on a shell script that always indicated that a zone update
  was necessary, a more intelligent program should realize when the
  reordering of the RRs was unnecessary and avoid such periodic zone
  reloads.

7. Acknowledgments

  Most of the ideas in this document are the results of conversations
  and proposals from many, many people - including, but not limited to,
  Robert Austein, Stuart Vance, Masataka Ohta, Marshall Rose, and the
  members of the IETF DNS Working Group.

8. References

  [1] Mockapetris, P., "Domain Names - Implementation and
      Specification", STD 13, RFC 1035, USC/Information Sciences
      Institute, November 1987.















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RFC 1794             DNS Support for Load Balancing           April 1995


9.  Security Considerations

  Security issues are not discussed in this memo.

10. Author's Address

  Thomas P. Brisco
  Associate Director for Network Operations
  Rutgers University
  Computing Services, Telecommunications Division
  Hill Center for the Mathematical Sciences
  Busch Campus
  Piscataway, New Jersey 08855-0879
  USA

  Phone: +1-908-445-2351
  EMail: [email protected]


































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