Network Working Group:                                         R. Hinden
Request for Comments: 1710                              Sun Microsystems
Category: Informational                                     October 1994


              Simple Internet Protocol Plus White Paper

Status of this Memo

  This memo provides information for the Internet community.  This memo
  does not specify an Internet standard of any kind.  Distribution of
  this memo is unlimited.

Abstract

  This document was submitted to the IETF IPng area in response to RFC
  1550.  Publication of this document does not imply acceptance by the
  IPng area of any ideas expressed within.  Comments should be
  submitted to the author and/or the [email protected] mailing
  list.

1. Introduction

  This white paper presents an overview of the Simple Internet Protocol
  plus (SIPP) which is one of the candidates being considered in the
  Internet Engineering Task Force (IETF) for the next version of the
  Internet Protocol (the current version is usually referred to as
  IPv4).  This white paper is not intended to be a detailed
  presentation of all of the features and motivation for SIPP, but is
  intended to give the reader an overview of the proposal.  It is also
  not intended that this be an implementation specification, but given
  the simplicity of the central core of SIPP, an implementor familiar
  with IPv4 could probably construct a basic working SIPP
  implementation from reading this overview.

  SIPP is a new version of IP which is designed to be an evolutionary
  step from IPv4.  It is a natural increment to IPv4.  It can be
  installed as a normal software upgrade in internet devices and is
  interoperable with the current IPv4.  Its deployment strategy was
  designed to not have any "flag" days.  SIPP is designed to run well
  on high performance networks (e.g., ATM) and at the same time is
  still efficient for low bandwidth networks (e.g., wireless).  In
  addition, it provides a platform for new internet functionality that
  will be required in the near future.

  This white paper describes the work of IETF SIPP working group.
  Several individuals deserve specific recognition.  These include
  Steve Deering, Paul Francis, Dave Crocker, Bob Gilligan, Bill



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RFC 1710                 SIPP IPng White Paper              October 1994


  Simpson, Ran Atkinson, Bill Fink, Erik Nordmark, Christian Huitema,
  Sue Thompson, and Ramesh Govindan.

2. Key Issues for the Next Generation of IP

  There are several key issues that should be used in the evaluation of
  any next generation internet protocol.  Some are very
  straightforward.  For example the new protocol must be able to
  support large global internetworks.  Others are less obvious.  There
  must be a clear way to transition the current installed base of IP
  systems.  It doesn't matter how good a new protocol is if there isn't
  a practical way to transition the current operational systems running
  IPv4 to the new protocol.

2.1 Growth

  Growth is the basic issue which caused there to be a need for a next
  generation IP.  If anything is to be learned from our experience with
  IPv4 it is that the addressing and routing must be capable of
  handling reasonable scenarios of future growth.  It is important that
  we have an understanding of the past growth and where the future
  growth will come from.

  Currently IPv4 serves what could be called the computer market.  The
  computer market has been the driver of the growth of the Internet.
  It comprises the current Internet and countless other smaller
  internets which are not connected to the Internet.  Its focus is to
  connect computers together in the large business, government, and
  university education markets.  This market has been growing at an
  exponential rate.  One measure of this is that the number of networks
  in current Internet (23,494 as of 1/28/94) is doubling approximately
  every 12 months.  The computers which are used at the endpoints of
  internet communications range from PC's to Supercomputers.  Most are
  attached to Local Area Networks (LANs) and the vast majority are not
  mobile.

  The next phase of growth will probably not be driven by the computer
  market.  While the computer market will continue to grow at
  significant rates due to expansion into other areas such as schools
  (elementary through high school) and small businesses, it is doubtful
  it will continue to grow at an exponential rate.  What is likely to
  happen is that other kinds of markets will develop.  These markets
  will fall into several areas.  They all have the characteristic that
  they are extremely large.  They also bring with them a new set of
  requirements which were not as evident in the early stages of IPv4
  deployment.  The new markets are also likely to happen in parallel
  with other.  It may turn out that we will look back on the last ten
  years of Internet growth as the time when the Internet was small and



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RFC 1710                 SIPP IPng White Paper              October 1994


  only doubling every year.  The challenge for an IPng is to provide a
  solution which solves todays problems and is attractive in these
  emerging markets.

  Nomadic personal computing devices seem certain to become ubiquitous
  as their prices drop and their capabilities increase.  A key
  capability is that they will be networked.  Unlike the majority of
  todays networked computers they will support a variety of types of
  network attachments.  When disconnected they will use RF wireless
  networks, when used in networked facilities they will use infrared
  attachment, and when docked they will use physical wires.  This makes
  them an ideal candidate for internetworking technology as they will
  need a common protocol which can work over a variety of physical
  networks.  These types of devices will become consumer devices and
  will replace the current generation of cellular phones, pagers, and
  personal digital assistants.  In addition to the obvious requirement
  of an internet protocol which can support large scale routing and
  addressing, they will require an internet protocol which imposes a
  low overhead and supports auto configuration and mobility as a basic
  element.  The nature of nomadic computing requires an internet
  protocol to have built in authentication and confidentiality.  It
  also goes without saying that these devices will need to communicate
  with the current generation of computers.  The requirement for low
  overhead comes from the wireless media.  Unlike LAN's which will be
  very high speed, the wireless media will be several orders of
  magnitude slower due to constraints on available frequencies,
  spectrum allocation, and power consumption.

  Another market is networked entertainment.  The first signs of this
  emerging market are the proposals being discussed for 500 channels of
  television, video on demand, etc.  This is clearly a consumer market.
  The possibility is that every television set will become an Internet
  host.  As the world of digital high definition television approaches,
  the differences between a computer and a television will diminish.
  As in the previous market, this market will require an Internet
  protocol which supports large scale routing and addressing, and auto
  configuration.  This market also requires a protocol suite which
  imposes the minimum overhead to get the job done.  Cost will be the
  major factor in the selection of a technology to use.

  Another market which could use the next generation IP is device
  control.  This consists of the control of everyday devices such as
  lighting equipment, heating and cooling equipment, motors, and other
  types of equipment which are currently controlled via analog switches
  and in aggregate consume considerable amounts of power.  The size of
  this market is enormous and requires solutions which are simple,
  robust, easy to use, and very low cost.




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  The challenge for the IETF in the selection of an IPng is to pick a
  protocol which meets today's requirements and also matches the
  requirements of these emerging markets.  These markets will happen
  with or without an IETF IPng.  If the IETF IPng is a good match for
  these new markets it is likely to be used.  If not, these markets
  will develop something else.  They will not wait for an IETF
  solution.  If this should happen it is probable that because of the
  size and scale of the new markets the IETF protocol would be
  supplanted.  If the IETF IPng is not appropriate for use in these
  markets, it is also probable that they will each develop their own
  protocols, perhaps proprietary.  These new protocols would not
  interoperate with each other.  The opportunity for the IETF is to
  select an IPng which has a reasonable chance to be used in these
  emerging markets.  This would have the very desirable outcome of
  creating an immense, interoperable, world-wide information
  infrastructure created with open protocols.  The alternative is a
  world of disjoint networks with protocols controlled by individual
  vendors.

2.2. Transition

  At some point in the next three to seven years the Internet will
  require a deployed new version of the Internet protocol.  Two factors
  are driving this: routing and addressing.  Global internet routing
  based on the on 32-bit addresses of IPv4 is becoming increasingly
  strained.  IPv4 address do not provide enough flexibility to
  construct efficient hierarchies which can be aggregated.  The
  deployment of Classless Inter-Domain Routing [CIDR] is extending the
  life time of IPv4 routing routing by a number of years, the effort to
  manage the routing will continue to increase.  Even if the IPv4
  routing can be scaled to support a full IPv4 Internet, the Internet
  will eventually run out of network numbers.  There is no question
  that an IPng is needed, but only a question of when.

  The challenge for an IPng is for its transition to be complete before
  IPv4 routing and addressing break.  The transition will be much
  easier if IPv4 address are still globally unique.  The two transition
  requirements which are the most important are flexibility of
  deployment and the ability for IPv4 hosts to communicate with IPng
  hosts.  There will be IPng-only hosts, just as there will be IPv4-
  only hosts.  The capability must exist for IPng-only hosts to
  communicate with IPv4-only hosts globally while IPv4 addresses are
  globally unique.

  The deployment strategy for an IPng must be as flexible as possible.
  The Internet is too large for any kind of controlled rollout to be
  successful.  The importance of flexibility in an IPng and the need
  for interoperability between IPv4 and IPng was well stated in a



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RFC 1710                 SIPP IPng White Paper              October 1994


  message to the sipp mailing list by Bill Fink, who is responsible for
  a portion of NASA's operational internet.  In his message he said:

     "Being a network manager and thereby representing the interests of
     a significant number of users, from my perspective it's safe to
     say that the transition and interoperation aspects of any IPng is
     *the* key first element, without which any other significant
     advantages won't be able to be integrated into the user's network
     environment.  I also don't think it wise to think of the
     transition as just a painful phase we'll have to endure en route
     to a pure IPng environment, since the transition/coexistence
     period undoubtedly will last at least a decade and may very well
     continue for the entire lifetime of IPng, until it's replaced with
     IPngng and a new transition.  I might wish it was otherwise but I
     fear they are facts of life given the immense installed base.

     "Given this situation, and the reality that it won't be feasible
     to coordinate all the infrastructure changes even at the national
     and regional levels, it is imperative that the transition
     capabilities support the ability to deploy the IPng in the
     piecemeal fashion...  with no requirement to need to coordinate
     local changes with other changes elsewhere in the Internet...

     "I realize that support for the transition and coexistence
     capabilities may be a major part of the IPng effort and may cause
     some headaches for the designers and developers, but I think it is
     a duty that can't be shirked and the necessary price that must be
     paid to provide as seamless an environment as possible to the end
     user and his basic network services such as e-mail, ftp, gopher,
     X-Window clients, etc...

     "The bottom line for me is that we must have interoperability
     during the extended transition period for the base IPv4
     functionality..."

  Another way to think about the requirement for compatibility with
  IPv4 is to look at other product areas.  In the product world,
  backwards compatability is very important.  Vendors who do not
  provide backward compatibility for their customers usually find they
  do not have many customers left.  For example, chip makers put
  considerable effort into making sure that new versions of their
  processor always run all of the software that ran on the previous
  model.  It is unlikely that Intel would develop a new processor in
  the X86 family that did not run DOS and the tens of thousands of
  applications which run on the current versions of X86's.

  Operating system vendors go to great lengths to make sure new
  versions of their operating systems are binary compatible with their



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RFC 1710                 SIPP IPng White Paper              October 1994


  old version.  For example the labels on most PC or MAC software
  usually indicate that they require OS version XX or greater.  It
  would be foolish for Microsoft come out with a new version of Windows
  which did not run the applications which ran on the previous version.
  Microsoft even provides the ability for windows applications to run
  on their new OS NT.  This is an important feature.  They understand
  that it was very important to make sure that the applications which
  run on Windows also run on NT.

  The same requirement is also true for IPng.  The Internet has a large
  installed base.  Features need to be designed into an IPng to make
  the transition as easy as possible.  As with processors and operating
  systems, it must be backwards compatible with IPv4.  Other protocols
  have tried to replace TCP/IP, for example XTP and OSI.  One element
  in their failure to reach widespread acceptance was that neither had
  any transition strategy other than running in parallel (sometimes
  called dual stack).  New features alone are not adequate to motivate
  users to deploy new protocols.  IPng must have a great transition
  strategy and new features.

3. History of the SIPP Effort

  The SIPP working group represents the evolution of three different
  IETF working groups focused on developing an IPng.  The first was
  called IP Address Encapsulation (IPAE) and was chaired by Dave
  Crocker and Robert Hinden.  It proposed extensions to IPv4 which
  would carry larger addresses.  Much of its work was focused on
  developing transition mechanisms.

  Somewhat later Steve Deering proposed a new protocol evolved from
  IPv4 called the Simple Internet Protocol (SIP).  A working group was
  formed to work on this proposal which was chaired by Steve Deering
  and Christian Huitema.  SIP had 64-bit addresses, a simplified
  header, and options in separate extension headers.  After lengthly
  interaction between the two working groups and the realization that
  IPAE and SIP had a number of common elements and the transition
  mechanisms developed for IPAE would apply to SIP, the groups decided
  to merge and concentrate their efforts.  The chairs of the new SIP
  working group were Steve Deering and Robert Hinden.

  In parallel to SIP, Paul Francis (formerly Paul Tsuchiya) had founded
  a working group to develop the "P" Internet Protocol (Pip).  Pip was
  a new internet protocol based on a new architecture.  The motivation
  behind Pip was that the opportunity for introducing a new internet
  protocol does not come very often and given that opportunity
  important new features should be introduced.  Pip supported variable
  length addressing in 16-bit units, separation of addresses from
  identifiers, support for provider selection, mobility, and efficient



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RFC 1710                 SIPP IPng White Paper              October 1994


  forwarding.  It included a transition scheme similar to IPAE.

  After considerable discussion among the leaders of the Pip and SIP
  working groups, they came to realize that the advanced features in
  Pip could be accomplished in SIP without changing the base SIP
  protocol as well as keeping the IPAE transition mechanisms.  In
  essence it was possible to keep the best features of each protocol.
  Based on this the groups decided to merge their efforts.  The new
  protocol was called Simple Internet Protocol Plus (SIPP).  The chairs
  of the merged working group are Steve Deering, Paul Francis, and
  Robert Hinden.

4. SIPP Overview

  SIPP is a new version of the Internet Protocol, designed as a
  successor to IP version 4 [IPV4].  SIPP is assigned IP version number
  6.

  SIPP was designed to take an evolutionary step from IPv4.  It was not
  a design goal to take a radical step away from IPv4.  Functions which
  work in IPv4 were kept in SIPP.  Functions which didn't work were
  removed.  The changes from IPv4 to SIPP fall primarily into the
  following categories:

     o  Expanded Routing and Addressing Capabilities

       SIPP increases the IP address size from 32 bits to 64 bits, to
       support more levels of addressing hierarchy and a much greater
       number of addressable nodes.  SIPP addressing can be further
       extended, in units of 64 bits, by a facility equivalent to
       IPv4's Loose Source and Record Route option, in combination
       with a new address type called "cluster addresses" which
       identify topological regions rather than individual nodes.
       The scaleability of multicast routing is improved by adding
       a "scope" field to multicast addresses.

    o Header Format Simplification

       Some IPv4 header fields have been dropped or made optional, to
       reduce the common-case processing cost of packet handling and to
       keep the bandwidth cost of the SIPP header almost as low as that
       of IPv4, despite the increased size of the addresses.  The basic
       SIPP header is only four bytes longer than IPv4.








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RFC 1710                 SIPP IPng White Paper              October 1994


    o Improved Support for Options

       Changes in the way IP header options are encoded allows for more
       efficient forwarding, less stringent limits on the length of
       options, and greater flexibility for introducing new options in
       the future.

    o Quality-of-Service Capabilities

       A new capability is added to enable the labeling of packets
       belonging to particular traffic "flows" for which the sender
       requests special handling, such as non-default quality of
       service or "real-time" service.

    o Authentication and Privacy Capabilities

       SIPP includes the definition of extensions which provide support
       for authentication, data integrity, and confidentiality.  This
       is included as a basic element of SIPP.

  The SIPP protocol consists of two parts, the basic SIPP header and
  SIPP Options.

4.1  SIPP Header Format

     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |Version|                       Flow Label                      |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |         Payload Length        |  Payload Type |   Hop Limit   |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                                                               |
     +                         Source Address                        +
     |                                                               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                                                               |
     +                      Destination Address                      +
     |                                                               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


     Version              4-bit Internet Protocol version number = 6.

     Flow Label           28-bit field.  See SIPP Quality of Service
                          section.

     Payload Length       16-bit unsigned integer.  Length of payload,
                          i.e., the rest of the packet following the
                          SIPP header, in octets.



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RFC 1710                 SIPP IPng White Paper              October 1994


     Payload Type         8-bit selector.  Identifies the type of
                          header immediately following the SIPP
                          header.  Uses the same values as the IPv4
                          Protocol field [STD 2, RFC 1700].

     Hop Limit            8-bit unsigned integer.  Decremented by 1
                          by each node that forwards the packet.
                          The packet is discarded if Hop Limit is
                          decremented to zero.

     Source Address       64 bits.  An address of the initial sender of
                          the packet.  See [ROUT] for details.

     Destination Address  64 bits.  An address of the intended
                          recipient of the packet (possibly not the
                          ultimate recipient, if an optional Routing
                          Header is present).

4.2 SIPP Options

  SIPP includes an improved option mechanism over IPv4.  SIPP options
  are placed in separate headers that are located between the SIPP
  header and the transport-layer header in a packet.  Most SIPP option
  headers are not examined or processed by any router along a packet's
  delivery path until it arrives at its final destination.  This
  facilitates a major improvement in router performance for packets
  containing options. In IPv4 the presence of any options requires the
  router to examine all options.  The other improvement is that unlike
  IPv4, SIPP options can be of arbitrary length and the total amount of
  options carried in a packet is not limited to 40 bytes.  This feature
  plus the manner in which they are processed, permits SIPP options to
  be used for functions which were not practical in IPv4.  A good
  example of this is the SIPP Authentication and Security Encapsulation
  options.

  In order to improve the performance when handling subsequent option
  headers and the transport protocol which follows, SIPP options are
  always an integer multiple of 8 octets long, in order to retain this
  alignment for subsequent headers.












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RFC 1710                 SIPP IPng White Paper              October 1994


  The SIPP option headers which are currently defined are:

    Option                     Function
    ---------------            ---------------------------------------
    Routing                    Extended Routing (like IPv4 loose source
                               route)
    Fragmentation              Fragmentation and Reassembly
    Authentication             Integrity and Authentication
    Security Encapsulation     Confidentiality
    Hop-by-Hop Option          Special options which require hop by hop
                               processing

4.3 SIPP Addressing

  SIPP addresses are 64-bits long and are identifiers for individual
  nodes and sets of nodes.  There are three types of SIPP addresses.
  These are unicast, cluster, and multicast.  Unicast addresses
  identify a single node.  Cluster addresses identify a group of nodes,
  that share a common address prefix, such that a packet sent to a
  cluster address will be delivered to one member of the group.
  Multicast addresses identify a group of nodes, such that a packet
  sent to a multicast address is delivered to all of the nodes in the
  group.

  SIPP supports addresses which are twice the number of bits as IPv4
  addresses.  These addresses support an address space which is four
  billion (2^^32) times the size of IPv4 addresses (2^^32).  Another
  way to say this is that SIPP supports four billion internets each the
  size of the maximum IPv4 internet.  That is enough to allow each
  person on the planet to have their own internet.  Even with several
  layers of hierarchy (with assignment utilization similar to IPv4)
  this would allow for each person on the planet to have their own
  internet each holding several thousand hosts.

  In addition, SIPP supports extended addresses using the routing
  option.  This capability allows the address space to grow to 128-
  bits, 192-bits (or even larger) while still keeping the address units
  in manageable 64-bit units.  This permits the addresses to grow while
  keeping the routing algorithms efficient because they continue to
  operate using 64- bit units.

4.3.1 Unicast Addresses

  There are several forms of unicast address assignment in SIPP. These
  are global hierarchical unicast addresses, local-use addresses, and
  IPv4- only host addresses.  The assignment plan for unicast addresses
  is described in [ADDR].




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RFC 1710                 SIPP IPng White Paper              October 1994


4.3.1.1 Global Unicast Addresses

  Global unicast addresses are used for global communication.  They are
  the most common SIPP address and are similar in function to IPv4
  addresses.  Their format is:

    |1|      n bits       |        m bits       |   p bits  | 63-n-m-p|
    +-+-------------------+---------------------+-----------+---------+
    |C|    PROVIDER ID    |    SUBSCRIBER ID    | SUBNET ID | NODE ID |
    +-+-------------------+---------------------+-----------+---------+

  The first bit is the IPv4 compatibility bit, or C-bit.  It indicates
  whether the node represented by the address is IPv4 or SIPP.  SIPP
  addresses are provider-oriented.  That is, the high-order part of the
  address is assigned to internet service providers, which then assign
  portions of the address space to subscribers, etc.  This usage is
  similar to assignment of IP addresses under CIDR.  The SUBSCRIBER ID
  distinguishes among multiple subscribers attached to the provider
  identified by the PROVIDER ID.  The SUBNET ID identifies a
  topologically connected group of nodes within the subscriber network
  identified by the subscriber prefix.  The NODE ID identifies a single
  node among the group of nodes identified by the subnet prefix.

4.3.1.2 Local-Use Address

  A local-use address is a unicast address that has only local
  routability scope (within the subnet or within a subscriber network),
  and may have local or global uniqueness scope.  They are intended for
  use inside of a site for "plug and play" local communication, for
  bootstrapping up to a single global addresses, and as part of an
  address sequence for global communication.  Their format is:

    | 4  |
    |bits|    12 bits    |                 48 bits                    |
    +----+---------------+--------------------------------------------+
    |0110|   SUBNET ID   |                 NODE ID                    |
    +----+---------------+--------------------------------------------+

  The NODE ID is an identifier which much be unique in the domain in
  which it is being used.  In most cases these will use a node's IEEE-
  802 48bit address.  The SUBNET ID identifies a specific subnet in a
  site.  The combination of the SUBNET ID and the NODE ID to form a
  local use address allows a large private internet to be constructed
  without any other address allocation.

  Local-use addresses have two primary benefits.  First, for sites or
  organizations that are not (yet) connected to the global Internet,
  there is no need to request an address prefix from the global



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  Internet address space.  Local-use addresses can be used instead.  If
  the organization connects to the global Internet, it can use it's
  local use addresses to communicate with a server (e.g., using the
  Dynamic Host Configuration Protocol [DHCP]) to have a global address
  automatically assigned.

  The second benefit of local-use addresses is that they can hold much
  larger NODE IDs, which makes possible a very simple form of auto-
  configuration of addresses.  In particular, a node may discover a
  SUBNET ID by listening to a Router Advertisement messages on its
  attached link(s), and then fabricating a SIPP address for itself by
  using its link-level address as the NODE ID on that subnet.

  An auto-configured local-use address may be used by a node as its own
  identification for communication within the local domain, possibly
  including communication with a local address server to obtain a
  global SIPP address.  The details of host auto-configuration are
  described in [DHCP].

4.3.1.3 IPv4-Only Addresses

  SIPP unicast addresses are assigned to IPv4-only hosts as part of the
  IPAE scheme for transition from IPv4 to SIPP.  Such addresses have
  the following form:

    |1|            31 bits           |             32 bits            |
    +-+------------------------------+--------------------------------+
    |1|   HIGHER-ORDER SIPP PREFIX   |          IPv4 ADDRESS          |
    +-+------------------------------+--------------------------------+

  The highest-order bit of a SIPP address is called the IPv4
  compatibility bit or the C bit. A C bit value of 1 identifies an
  address as belonging to an IPv4-only node.

  The IPv4 node's 32-bit IPv4 address is carried in the low-order 32
  bits of the SIPP address.  The remaining 31 bits are used to carry
  HIGHER- ORDER SIPP PREFIX, such as a service-provider ID.

4.3.2  Cluster Addresses

  Cluster addresses are unicast addresses that are used to reach the
  "nearest" one (according to unicast routing's notion of nearest) of
  the set of boundary routers of a cluster of nodes identified by a
  common prefix in the SIPP unicast routing hierarchy.  These are used
  to identify a set of nodes.  The cluster address, when used as part
  of an address sequence, permits a node to select which of several
  providers it wants to carry its traffic.  A cluster address can only
  be used as a destination address.  In this example there would be a



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  cluster address for each provider.  This capability is sometimes
  called "source selected policies".  Cluster addresses have the
  general form:

    |              n bits             |           64-n bits           |
    +---------------------------------+-------------------------------+
    |          CLUSTER PREFIX         |0000000000000000000000000000000|
    +---------------------------------+-------------------------------+

4.3.3  Multicast Addresses

  A SIPP multicast address is an identifier for a group of nodes.  A
  node may belong to any number of multicast groups.  Multicast
  addresses have the following format:


    |1|   7   |  4 |  4 |                  48 bits                    |
    +-+-------+----+----+---------------------------------------------+
    |C|1111111|FLGS|SCOP|                  GROUP ID                   |
    +-+-------+----+----+---------------------------------------------+

  Where:

    C = IPv4 compatibility bit.

    1111111 in the rest of the first octet identifies the address as
    being a multicast address.

                                  +-+-+-+-+
    FLGS is a set of 4 flags:     |0|0|0|T|
                                  +-+-+-+-+

    The high-order 3 flags are reserved, and must be initialized to 0.

    T = 0 indicates a permanently-assigned ("well-known") multicast
          address, assigned by the global internet numbering authority.

    T = 1 indicates a non-permanently-assigned ("transient") multicast
          address.

    SCOP is a 4-bit multicast scope value used to limit the scope of
    the multicast group.  The values are:

       0  reserved                  8  intra-organization scope
       1  intra-node scope          9  (unassigned)
       2  intra-link scope          10  (unassigned)
       3  (unassigned)              11  intra-community scope
       4  (unassigned)              12  (unassigned)



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       5  intra-site scope          13  (unassigned)
       6  (unassigned)              14  global scope
       7  (unassigned)              15  reserved

    GROUP ID identifies the multicast group, either permanent or
    transient, within the given scope.

4.4 SIPP Routing

  Routing in SIPP is almost identical to IPv4 routing under CIDR except
  that the addresses are 64-bit SIPP addresses instead of 32-bit IPv4
  addresses.  This is true even when extended addresses are being used.
  With very straightforward extensions, all of IPv4's routing
  algorithms (OSPF, BGP, RIP, IDRP, etc.) can used to route SIPP [OSPF]
  [RIP2] [IDRP].

  SIPP also includes simple routing extensions which support powerful
  new routing functionality.  These capabilities include:

       Provider Selection (based on policy, performance, cost, etc.)
       Host Mobility (route to current location)
       Auto-Readdressing (route to new address)
       Extended Addressing (route to "sub-cloud")

  The new routing functionality is obtained by creating sequences of
  SIPP addresses using the SIPP Routing option.  The routing option is
  used by a SIPP source to list one or more intermediate nodes (or
  topological clusters) to be "visited" on the way to a packet's
  destination.  This function is very similar in function to IPv4's
  Loose Source and Record Route option.  A node would publish its
  address sequence in the Domain Name System [DNS].

  The identification of a specific transport connection is done by only
  using the first (source) and last (destination) address in the
  sequence.  These identifying addresses (i.e., first and last
  addresses of a route sequence) are required to be unique within the
  scope over which they are used.  This permits the middle addresses in
  the address sequence to change (in the cases of mobility, provider
  changes, site readdressing, etc.) without disrupting the transport
  connection.

  In order to make address sequences a general function, SIPP hosts are
  required to reverse routes in a packet it receives containing address
  sequences in order to return the packet to its originator.  This
  approach is taken to make SIPP host implementations from the start
  support the handling and reversal of source routes.  This is the key
  for allowing them to work with hosts which implement the new features
  such as provider selection or extended addresses.



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  Three examples show how the extended addressing can be used.  In
  these examples, address sequences are shown by a list of individual
  addresses separated by commas.  For example:

      SRC, I1, I2, I3, DST

  Where the first address is the source address, the last address is
  the destination address, and the middle addresses are intermediate
  addresses.

  For these examples assume that two hosts, H1 and H2 wish to
  communicate.  Assume that H1 and H2's sites are both connected to
  providers P1 and P2.  A third wireless provider, PR, is connected to
  both providers P1 and P2.

                          ----- P1 ------
                         /       |       \
                        /        |        \
                      H1        PR        H2
                        \        |        /
                         \       |       /
                          ----- P2 ------

  The simplest case (no use of address sequences) is when H1 wants to
  send a packet to H2 containing the addresses:

          H1, H2

  When H2 replied it would reverse the addresses and construct a packet
  containing the addresses:

          H2, H1

  In this example either provider could be used, and H1 and H2 would
  not be able to select which provider traffic would be sent to and
  received from.

  If H1 decides that it wants to enforce a policy that all
  communication to/from H2 can only use provider P1, it would construct
  a packet containing the address sequence:

          H1, P1, H2

  This ensures that when H2 replies to H1, it will reverse the route
  and the reply it would also travel over P1.  The addresses in H2's
  reply would look like:

          H2, P1, H1



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  If H1 became mobile and moved to provider PR, it could maintain (not
  breaking any transport connections) communication with H2, by sending
  packets that contain the address sequence:

          H1, PR, P1, H2

  This would ensure that when H2 replied it would enforce H1's policy
  of exclusive use of provider P1 and send the packet to H1 new
  location on provider PR.  The reversed address sequence would be:

          H2, P1, PR, H1

  The address extension facility of SIPP can be used for provider
  selection, mobility, readdressing, and extended addressing.  It is a
  simple but powerful capability.

4.5 SIPP Quality-of-Service Capabilities

  The Flow Label field in the SIPP header may be used by a host to
  label those packets for which it requests special handling by SIPP
  routers, such as non-default quality of service or "real-time"
  service.  This labeling is important in order to support applications
  which require some degree of consistent throughput, delay, and/or
  jitter.  The Flow Label is a 28-bit field, internally structured into
  three subfields as follows:

    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |R|  DP |                    Flow ID                    |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    R (Reserved)       1-bit subfield.  Initialized to zero for
                       transmission; Ignored on reception.

    DP (Drop Priority) 3-bit unsigned integer.  Specifies the
                       priority of the packet, relative to other
                       packets from the same source, for being
                       discarded by a router under conditions of
                       congestion.  Larger values indicates a
                       greater willingness by the sender to allow
                       the packet to be discarded.

    Flow ID            24-bit subfield used to identify a
                       specific flow.

  A flow is a sequence of packets sent from a particular source to a
  particular (unicast or multicast) destination for which the source
  desires special handling by the intervening routers.  There may be
  multiple active flows from a source to a destination, as well as



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  traffic that is not associated with any flow.  A flow is identified
  by the combination of a Source Address and a non-zero Flow ID.
  Packets that do not belong to a flow carry a Flow ID of zero.

  A Flow ID is assigned to a flow by the flow's source node.  New Flow
  IDs must be chosen (pseudo-)randomly and uniformly from the range 1
  to FFFFFF hex.  The purpose of the random allocation is to make any
  set of bits within the Flow ID suitable for use as a hash key by the
  routers, for looking up the special-handling state associated with
  the flow.  A Flow ID must not be re-used by a source for a new flow
  while any state associated with the previous usage still exists in
  any router.

  The Drop Priority subfield provides a means separate from the Flow ID
  for distinguishing among packets from the same source, to allow a
  source to specify which of its packets are to be discarded in
  preference to others when a router cannot forward them all.  This is
  useful for applications like video where it is preferable to drop
  packets carrying screen updates rather than the packets carrying the
  video synchronization information.

4.6 SIPP Security

  The current Internet has a number of security problems and lacks
  effective privacy and authentication mechanisms below the application
  layer.  SIPP remedies these shortcomings by having two integrated
  options that provide security services.  These two options may be
  used singly or together to provide differing levels of security to
  different users.  This is very important because different user
  communities have different security needs.

  The first mechanism, called the "SIPP Authentication Header", is an
  option which provides authentication and integrity (without
  confidentiality) to SIPP datagrams.  While the option is algorithm-
  independent and will support many different authentication
  techniques, the use of keyed MD5 is proposed to help ensure
  interoperability within the worldwide Internet.  This can be used to
  eliminate a significant class of network attacks, including host
  masquerading attacks.  The use of the SIPP Authentication Header is
  particularly important when source routing is used with SIPP because
  of the known risks in IP source routing.  Its placement at the
  internet layer can help provide host origin authentication to those
  upper layer protocols and services that currently lack meaningful
  protections.  This mechanism should be exportable by vendors in the
  United States and other countries with similar export restrictions
  because it only provides authentication and integrity, and
  specifically does not provide confidentiality.  The exportability of
  the SIPP Authentication Header encourages its widespread



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  implementation and use.

  The second security option provided with SIPP is the "SIPP
  Encapsulating Security Header".  This mechanism provides integrity
  and confidentiality to SIPP datagrams.  It is simpler than some
  similar security protocols (e.g., SP3D, ISO NLSP) but remains
  flexible and algorithm-independent.  To achieve interoperability
  within the global Internet, the use of DES CBC is proposed as the
  standard algorithm for use with the SIPP Encapsulating Security
  Header.

5. SIPP Transition Mechanisms

  The two key motivations in the SIPP transition mechanisms are to
  provide direct interoperability between IPv4 and SIPP hosts and to
  allow the user population to adopt SIPP in an a highly diffuse
  fashion.  The transition must be incremental, with few or no critical
  interdependencies, if it is to succeed.  The SIPP transition allows
  the users to upgrade their hosts to SIPP, and the network operators
  to deploy SIPP in routers, with very little coordination between the
  two.

  The mechanisms and policies of the SIPP transition are called "IPAE".
  Having a separate term serves to highlight those features designed
  specifically for transition.  Once an acronym for an encapsulation
  technique to facilitate transition, the term "IPAE" now is mostly
  historical.

  The IPAE transition is based on five key elements:

   1) A 64-bit SIPP addressing plan that encompasses the existing
      32-bit IPv4 addressing plan.  The 64-bit plan will be used to
      assign addresses for both SIPP and IPv4 nodes at the beginning
      of the transition.  Existing IPv4 nodes will not need to change
      their addresses, and IPv4 hosts being upgraded to SIPP keep their
      existing IPv4 addresses as the low-order 32 bits of their SIPP
      addresses.  Since the SIPP addressing plan is a superset of the
      existing IPv4 plan, SIPP hosts are assigned only a single 64-bit
      address, which can be used to communicate with both SIPP and IPv4
      hosts.

   2) A mechanism for encapsulating SIPP traffic within IPv4 packets so
      that the IPv4 infrastructure can be leveraged early in the
      transition.  Most of the "SIPP within IPv4 tunnels" can be
      automatically configured.






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   3) Algorithms in SIPP hosts that allow them to directly interoperate
      with IPv4 hosts located on the same subnet and elsewhere in the
      Internet.

   4) A mechanism for translating between IPv4 and SIPP headers to
      allow SIPP-only hosts to communicate with IPv4-only hosts and to
      facilitate IPv4 hosts communicating over over a SIPP-only
      backbone.

   5) An optional mechanism for mapping IPv4 addresses to SIPP address
      to allow improved scaling of IPv4 routing.  At the present time
      given the success of CIDR, this does not look like it will be
      needed in a transition to SIPP.  If Internet growth should
      continue beyond what CIDR can handle, it is available as an
      optional mechanism.

  IPAE ensures that SIPP hosts can interoperate with IPv4 hosts
  anywhere in the Internet up until the time when IPv4 addresses run
  out, and afterward allows SIPP and IPv4 hosts within a limited scope
  to interoperate indefinitely.  This feature protects for a very long
  time the huge investment users have made in IPv4.  Hosts that need
  only a limited connectivity range (e.g., printers) need never be
  upgraded to SIPP.  This feature also allows SIPP-only hosts to
  interoperate with IPv4-only hosts.

  The incremental upgrade features of IPAE allow the host and router
  vendors to integrate SIPP into their product lines at their own pace,
  and allows the end users and network operators to deploy SIPP on
  their own schedules.

  The interoperability between SIPP and IPv4 provided by IPAE also has
  the benefit of extending the lifetime of IPv4 hosts.  Given the large
  installed base of IPv4, changes to IPv4 in hosts are nearly
  impossible.  Once an IPng is chosen, most of the new feature
  development will be done on IPng.  New features in IPng will increase
  the incentives to adopt and deploy it.

6. Why SIPP?

  There are a number of reasons why SIPP should be selected as the
  IETF's IPng.  It solves the Internet scaling problem, provides a
  flexible transition mechanism for the current Internet, and was
  designed to meet the needs of new markets such as nomadic personal
  computing devices, networked entertainment, and device control.  It
  does this in a evolutionary way which reduces the risk of
  architectural problems.





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  Ease of transition is a key point in the design of SIPP.  It is not
  something was was added in at the end.  SIPP is designed to
  interoperate with IPv4.  Specific mechanisms (C-bit, embedded IPv4
  addresses, etc.) were built into SIPP to support transition and
  compatability with IPv4.  It was designed to permit a gradual and
  piecemeal deployment without any dependencies.

  SIPP supports large hierarchical addresses which will allow the
  Internet to continue to grow and provide new routing capabilities not
  built into IPv4.  It has cluster addresses which can be used for
  policy route selection and has scoped multicast addresses which
  provide improved scaleability over IPv4 multicast.  It also has local
  use addresses which provide the ability for "plug and play"
  installation.

  SIPP is designed to have performance better than IPv4 and work well
  in low bandwidth applications like wireless.  Its headers are less
  expensive to process than IPv4 and its 64-bit addresses are chosen to
  be well matched to the new generation of 64bit processors.  Its
  compact header minimizes bandwidth overhead which makes it ideal for
  wireless use.

  SIPP provides a platform for new Internet functionality.  This
  includes support for real-time flows, provider selection, host
  mobility, end-to- end security, auto-configuration, and auto-
  reconfiguration.

  In summary, SIPP is a new version of IP.  It can be installed as a
  normal software upgrade in internet devices.  It is interoperable
  with the current IPv4.  Its deployment strategy was designed to not
  have any "flag" days.  SIPP is designed to run well on high
  performance networks (e.g., ATM) and at the same time is still
  efficient for low bandwidth networks (e.g., wireless).  In addition,
  it provides a platform for new internet functionality that will be
  required in the near future.
















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7. Status of SIPP Effort

  There are many active participants in the SIPP working group.  Groups
  making active contributions include:

  Group                   Activity
  ---------------------   ----------------------------------------
  Beame & Whiteside       Implementation (PC)
  Bellcore                Implementation (SunOS), DNS and ICMP specs.
  Digital Equipment Corp. Implementation (Alpha/OSF, Open VMS)
  INRIA                   Implementation (BSD, BIND), DNS & OSPF specs.
  INESC                   Implementation (BSD/Mach/x-kernel)
  Intercon                Implementation (MAC)
  MCI                     Phone Conferences
  Merit                   IDRP for SIPP Specification
  Naval Research Lab.     Implementation (BSD) Security Design
  Network General         Implementation (Sniffer)
  SGI                     Implementation (IRIX, NetVisulizer)
  Sun                     Implementation (Solaris 2.x, Snoop)
  TGV                     Implementation (Open VMS)
  Xerox PARC              Protocol Design
  Bill Simpson            Implementation (KA9Q)

  As of the time this paper was written there were a number of SIPP and
  IPAE implementations.  These include:

  Implementation          Status
  --------------          ------------------------------------
  BSD/Mach                Completed (telnet, NFS, AFS, UDP)
  BSD/Net/2               In Progress
  Bind                    Code done
  DOS &Windows            Completed (telnet, ftp, tftp, ping)
  IRIX                    In progress (ping)
  KA9Q                    In progress (ping, TCP)
  Mac OS                  Completed (telnet, ftp, finger, ping)
  NetVisualizer           Completed (SIP & IPAE)
  Open VMS                Completed (telnet, ftp), In Progress
  OSF/1                   In Progress (ping, ICMP)
  Sniffer                 Completed (SIP & IPAE)
  Snoop                   Completed (SIP & IPAE)
  Solaris                 Completed (telnet, ftp, tftp, ping)
  Sun OS                  In Progress









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8. Where to Get Additional Information

  The documentation listed in the reference sections can be found in
  one of the IETF internet draft directories or in the archive site for
  the SIPP working group.  This is located at:

          ftp.parc.xerox.com      in the /pub/sipp        directory.

  In addition other material relating to SIPP (such as postscript
  versions of presentations on SIPP) can also be found in the SIPP
  working group archive.

  To join the SIPP working group, send electronic mail to

          [email protected]

  An archive of mail sent to this mailing list can be found in the IETF
  directories at cnri.reston.va.us.

9. Security Considerations

  Security issues are discussed in section 4.6.

10. Author's Address

  Robert M. Hinden
  Manager, Internet Engineering
  Sun Microsystems, Inc.
  MS MTV5-44
  2550 Garcia Ave.
  Mt. View, CA 94303

  Phone: (415) 336-2082
  Fax: (415) 336-6016
  EMail: [email protected]

11. References

  [ADDR]  Francis, P., "Simple Internet Protocol Plus (SIPP): Unicast
          Hierarchical Address Assignment", Work in Progress, January
          1994.

  [AUTH]  Atkinson, R., "SIPP Authentication Payload",
          Work in Progress, January, 1994.

  [CIDR]  Fuller, V., Li, T., Yu, J., and K. Varadhan, "Supernetting:
          an Address Assignment and Aggregation Strategy", RFC 1338,
          BARRNet, cisco, Merit, OARnet, June 1992.



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  [DISC]  Simpson, W., "SIPP Neighbor Discovery", Work in Progress,
          March 1994.

  [DIS2]  Simpson, W., "SIPP Neighbor Discovery -- ICMP Message
          Formats", Work in Progress, March 1994.

  [DHCP]  Thomson, S., "Simple Internet Protocol Plus (SIPP): Automatic
          Host Address Assignment", Work in Progress, March 1994.

  [DNS]   Thomson, S., and C. Huitema, "DNS Extensions to Support
          Simple Internet Protocol Plus (SIPP)", Work in Progress,
          March 1994.

  [ICMP]  Govindan, R., and S. Deering, "ICMP and IGMP for the Simple
          Internet Protocol Plus (SIPP)", Work in Progress, March 1994.

  [IDRP]  Hares, S., "IDRP for SIP", Work in Progress, November 1993.

  [IPAE]  Gilligan, R., et al, "IPAE: The SIPP Interoperability and
          Transition Mechanism", Work in Progress, March 1994.

  [IPV4]  Postel, J., "Internet Protocol- DARPA Internet Program
          Protocol Specification", STD 5, RFC 791, DARPA,
          September 1981.

  [OSPF]  Francis, P., "OSPF for SIPP", Work in Progress, February
          1994.

  [RIP2]  Malkin, G., and C. Huitema, "SIP-RIP", Work in Progress,
          March 1993.

  [ROUT]  Deering, S., et al, "Simple Internet Protocol Plus (SIPP):
          Routing and Addressing", Work in Progress, February 1994.

  [SARC]  Atkinson, R., "SIPP Security Architecture", Work in Progress,
          January 1994.

  [SECR]  Atkinson, R., "SIPP Encapsulating Security Payload (ESP)",
          Work in Progress, January 1994.

  [SIPP]  Deering, S., "Simple Internet Protocol Plus (SIPP)
          Specification", Work in Progress, February 1994.









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