Network Working Group                                           J. Bound
Request for Comments: 1682                 Digital Equipment Corporation
Category: Informational                                      August 1994


                IPng BSD Host Implementation Analysis

Status of this Memo

  This memo provides information for the Internet community.  This memo
  does not specify an Internet standard of any kind.  Distribution of
  this memo is unlimited.

Abstract

  This document was submitted to the IETF IPng area in response to RFC
  1550.  Publication of this document does not imply acceptance by the
  IPng area of any ideas expressed within.  Comments should be
  submitted to the [email protected] mailing list.

Overview

  This IPng white paper, IPng BSD Host Implementation Analysis,
  was submitted to the IPng Directorate to provide a BSD host point of
  reference to assist with the engineering considerations during the
  IETF process to select an IPng proposal.  The University of
  California Berkeley Software Distribution (BSD) TCP/IP (4.3 + 4.4)
  system implementation on a host is used as a point of reference for
  the paper.

  This document only reflects the author's personal analysis based on
  research and implementation experience for IPng, and does not
  represent any product or future product from any host vendor.  Nor
  should it be construed that it is promoting any specific IPng at this
  time.

Acknowledgments

  The author would like to acknowledge the many host implementation
  discussions and inherent knowledge gained from discussions with the
  following persons within Digital over the past year: Peter Grehan,
  Eric Rosen, Dave Oran, Jeff Mogul, Bill Duane, Tony Lauck, Bill Hawe,
  Jesse Walker, John Dustin, Alex Conta, and Fred Glover.  The author
  would also like to acknowledge like discussions from outside his
  company with Bob Hinden (SUN), Bob Gilligan (SUN), Dave Crocker
  (SGI), Dave Piscitello (Core Competence), Tracy Mallory (3Comm), Rob
  Ullmann (Lotus), Greg Minshall (Novell), J Allard (Microsoft), Ramesh
  Govinden (Bellcore), Sue Thompson (Bellcore), John Curran (NEARnet),



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RFC 1682         IPng BSD Host Implementation Analysis       August 1994


  Christian Huitema (INRIA), and Werner Volgels (INESC).  The author
  would also like to thank Digital Equipment Corporation for the
  opportunity to work on IPng within the IETF as part of his job.

1. Introduction

  A host in the context of this white paper is a system that contains
  an operating system supporting a network subsystem as one of its
  parts, and an interprocess communications facility to access that
  network subsystem.  These hosts are often referenced as a
  Workstation, Server, PC, Super Computer, Mainframe, or an Embedded
  System (Realtime Devices).

  IPng will require changes to a hosts network software architecture.
  Those changes should be as transparent as possible to the existing
  IPv4 applications executing on hosts.

  After discussing the network software architecture for a BSD host the
  paper will discuss the perceived network software alterations,
  extended capabilities, transition software, and a deployment
  consideration for IPng hosts.

  The inclusive OR of all IPng proposals was used to develop the
  engineering considerations discussed in this paper.

2. Network Software Architecture

  The BSD host network software architecture consists essentially of
  three components: the interprocess communications facility, the
  network communications subsystem, and the network protocols
  supported. These three components are tightly coupled and must be
  integrated in a way that affords high performance for the
  applications that are dependent on these components to interoperate
  efficiently.  A BSD host implementation view of the TCP/IP protocol
  suite is depicted in the following network architecture diagram.
















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RFC 1682         IPng BSD Host Implementation Analysis       August 1994


  +-----------------------------------------------------------------+
  |                        Application Layer                        |
  |                                                                 |
  |                Socket and Network Library APIs                  |
  |                                                                 |
  |  BIND DNS                                                       |
  |  SNMP Management                                                |
  |                          User Space                             |
  +-----------------------------------------------------------------+
  |                         Kernel Space          AF_INET           |
  |                                        Communications Domain    |
  |  Socket Layer                                                   |
  |                                                                 |
  |                     Transport Layer TCP & UDP                   |
  |                                               Queues/Control    |
  |                                                 Blocks          |
  |                        Network Layer                            |
  |              +-----------------------------------+              |
  |              | IPv4 Modules  Discovery Multicast |              |
  |              |                ICMP       IGMP    |              |
  |              |                   Routing         |   Routing    |
  |              |                RIP        EGP     |   Tables     |
  |              |                OSPF       BGP     |              |
  |              |                I-IS-IS    IDRP    |              |
  |              +-----------------------------------+              |
  |                     Link Dependent Layer                        |
  |              +-----------------------------------+              |
  |              | ARP, RARP, InARP, NCPs, Addr Tbls |              |
  |              +-----------------------------------+              |
  |  Discovery & Interface                                          |
  |      Cache                                                      |
  |                     Data Link Layer                             |
  |              +-----------------------------------+              |
  |              | Ethernet, FDDI, ATM, HIPPI, PPP   |              |
  |              +-----------------------------------+              |
  +-----------------------------------------------------------------+

2.1 Interprocess Communications Facility

  The interprocess communications (IPC) facilities includes three
  critical parts:

     1.  The IPC mechanism to the network communications subsystem.
     2.  The ability to access a network protocol set within that
         subsystem.
     3.  The structures supporting the network communications
         subsystem.




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  The IPC facility has two implementation parts.  The part in user
  space and the part in kernel space within the operating system. This
  is often not differentiated and why in the previous network
  architecture diagram you will see sockets in both user and kernel
  space.  An IPC supports in user space an application program
  interface (API) which application developers use to access the
  network communications features of the host. These APIs have
  corresponding functions in the kernel space which execute the
  functions requested by the user space requests through the APIs.

  The sockets paradigm on a BSD host defines the data structure of the
  network address within a selected protocol family (communications
  domain) in the network subsystem.  This data structure consists of an
  address family, a port for the protocol selected, and a network
  address.

  The IPC facility on a host is dependent upon its interface to the
  BIND DNS application which is the defacto method when using TCP/IP to
  retrieve network addresses.

  Other interfaces that may be required by applications to properly set
  up the network connection within the IPC facility include:
  setting/getting options for the protocols used, obtaining/accessing
  information about networks, protocols, and network services, and
  sending/transmitting datagrams.

2.2 Network Communications Subsystem

  The network communications subsystem consists of the following
  generic parts as depicted in the previous network architecture
  diagram: transport layer, network layer, link dependent layer, and
  data link layer.  These may not be implemented as true distinct
  layers on a BSD host, but they are referenced in this white paper in
  that manner for purposes of discussion.

  The transport layer supports the application interface into the
  network communications subsystem and sets up the parametric pieces to
  initiate and accept connections.  The transport layer performs these
  functions through requests to the lower layers of the network
  communications subsystem.  The transport layer also supports the
  queues and protocol control blocks for specific network connections.

  The network layer supports the modules to build and extend the
  network layer datagram, the control protocol datagrams, and the
  routing abstraction on the host.  This layer of the network
  communications subsystem on a BSD host is often extended to provide
  both interior and exterior routing functionality.




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  The link dependent layer supports the modules that provide an
  interface for the network communications subsystem to map network
  addresses to physical addresses, and build the necessary cache so
  this information is available to the host network software.

  On a BSD host the network layer and link dependent layer together
  provide system discovery for hosts and routers.

  The data link layer supports the modules that define the structures
  for communicating with the hardware media used by the host on the
  local network.

2.3 Network Protocols

  The TCP/IP protocol suite as defined by the IETF RFC specifications
  are the set of network protocols used by this white paper for
  reference.

3. Network Software Alterations

  The IPng network software alterations to a BSD host perceived at this
  time are as follows:

     1.  Applications Embedding IPv4 Addresses.
     2.  Transport Interfaces and Network APIs.
     3.  Socket Layer and Structures.
     4.  Transport Layer.
     5.  Network Layer Components.
     6.  Link dependent Layer.

3.1 Applications Embedding IPv4 Addresses

  Internet style applications in this white paper are the set of
  protocols defined for an end user using TCP/IP to exchange messages,
  transfer files, and establish remote login sessions.

  Applications use the sockets network APIs to maintain an opaque view
  of the network addresses used to support connections across a
  network. Opaque in this context means that the application determines
  the network address for the connection and then binds that address to
  a socket.  The application then uses the reference defined for that
  socket to receive and transmit data across a network.

  An application that embeds an IPv4 network address within its
  datagram has made an underlying assumption that the format of that
  address is permanent.  This will cause a great problem when IPng
  causes addresses to change.  Thus far only one Internet style
  application has been determined to cause this problem and that is FTP



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  [1,2].

3.2 Transport Interfaces and Network APIs

  The transport interface and network API enhancements that must take
  place on a BSD host because of IPng are alterations that affect the
  size of the network address used by the socket data structure.
  Depending on how this is implemented on the host, supporting both
  IPv4 and IPng could require existing IPv4 applications to be
  recompiled.  In the worst case it could require modifications to the
  existing IPv4 applications software that accesses the network
  communications subsystem.

  There will have to be enhancements to the network APIs that an
  application uses to retrieve BIND DNS records to differentiate
  between IPv4 and IPng address requests.

  The network API enhancements and how they are implemented will affect
  the capability of any IPng proposal on a BSD host to be able to
  interoperate between an IPv4 only, an IPng only, and an IPng-IPv4
  host system.

  Depending on the IPng proposal selected the network options,
  services, and management objects will have to be extended at the
  transport interface so those features can be accessed by applications
  software.

3.3 Socket Layer and Structures

  The socket layer and structures will require changes to support any
  IPng proposals network address.  In addition new or removed options
  and services will need to be incorporated into the socket abstraction
  within the network communications subsystem.

3.4 Transport Layer

  The transport layer will need to be modified to support any new or
  removed services proposed by an IPng solution set.  The transport
  layer will become more overloaded to support the binding of either
  the IPv4 or IPng network layer components to differentiate the
  services and structures available to a host application.  The
  overload will also take place to support functionality removed in the
  network layer and moved to the transport layer if proposed by an IPng
  solution.

  It will also take some design thought to implement IPng so the
  hundreds of man years invested in performance improvements in the
  host transport layer are maintained.   This must be analyzed in depth



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  and should be part of the operational testing of any IPng proposal.

3.5 Network Layer Components

  The network layer components for IPng will require the greatest
  alterations on a host.  In addition a host will be required to
  maintain an integrated network layer below the transport layer
  software to support either the IPng or IPv4 network layer and
  associated components.

  Depending on the IPng selected the host alterations to the network
  layer components will range from complete replacement with new
  protocols to extensions to existing IPv4 network layer protocols to
  support IPng.

  All IPng proposals will affect the BSD host routing abstraction to
  maintain host software that supports interior and exterior routing.
  Depending on the proposal selected those changes can cause either a
  complete new paradigm or an update to the existing IPv4 paradigm.

  System discovery of nodes on the local subnetwork or across an
  internetwork path in all IPng proposals will require changes to the
  BSD host software network layer component.

3.6 Link dependent Layer

  The link dependent layer on a host will need to accommodate new IPng
  addresses and the system discovery models of any IPng proposal.

4. Extended Capabilities with IPng

  Extended capabilities that could be implemented by BSD hosts are
  listed below.  Many of these capabilities exist today with IPv4, but
  may require changes with the implementation of IPng.  Some of them
  will be new capabilities.

4.1 Autoconfiguration and Autoregistration

  Today hosts can provide autoconfiguration with DHCP using IPv4
  addresses. IPng hosts will be faced with having to provide support
  for existing IPv4 addresses and the new IPng addresses.  In addition
  the boot-strap protocol BOOTP used to boot minimal BSD host
  configurations (e.g., diskless nodes) will need to be supported by
  IPng hosts.







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4.2 PATH MTU Discovery

  PATH MTU discovery appears to be something each proposal is
  considering.  Alterations to the existing implementation of PATH MTU
  are perceived because changes are expected in system discovery.

4.3 Multicast

  Each proposal has depicted alterations to Multicast that will affect
  present BSD host implementations of IPv4 Multicast.  In addition it
  appears that the IPv4 unicast broadcast will be replaced by a
  multicast broadcast.

4.4 Flow Specification and Handling

  This will be an extended capability proposed by all IPngs'.

4.5 System Discovery

  Each proposal has depicted a new model for IPng system discovery of a
  host.

4.6 Translation and Encapsulation

  The routing abstraction in a BSD host will have to deal with the
  affect of any translation or encapsulation of network layer
  datagrams, if they are required by an IPng.

4.7 Network Layer Security

  It is perceived that network layer security will be required at the
  network layer component of IPng and this will have to be implemented
  by a BSD host.

4.8 Socket Address Structure

  The network kernel socket address structure will change because of
  IPng.

4.9 Network APIs

  The network APIs for a BSD host will have to be enhanced to support
  IPng.  In addition any new options available to the applications
  because of the IPng network service will have to be added as an
  option to the APIs.






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RFC 1682         IPng BSD Host Implementation Analysis       August 1994


4.10 Network Management

  Network management for IPng will have to support new network objects
  as defined by the IPng proposal.  In addition the data structures in
  the BSD host network kernel used as information to display network
  topology will be altered by a new network layer datagram and
  associated components.

5. Transition Software

  Transition software in this white paper references the network
  software alterations on a host to support both IPv4 and IPng for
  applications and the hosts operating system network kernel.  It is
  the subject of another set of papers to identify the transition
  software required by network managers to transition their users from
  IPv4 to IPng.

  Transition software on a host will be required to maintain
  compatibility between IPv4 and IPng, and to manage both the existing
  IPv4 and IPng environments as follows:

     1.  BIND DNS record updates and handling by the application.
     2.  SNMP management interface and monitoring of host network
         structures.
     3.  APIs supporting IPv4 and IPng differentiation for the
         application.
     4.  Defacto network tools altered (e.g., tcpdump, traceroute,
         netstat).
     5.  ARP to new system discovery.
     6.  BOOTP diskless node support for IPng.
     7.  DHCP integration with IPng Autoconfiguration.
     8.  Routing table configuration on the BSD host (e.g., routed,
         ifconfig).
     9.  Selection of the network layer (IPv4 or IPng) at the
         transport layer.
     10.  New options and services provided by an IPng protocol.
     11.  IPv4 and IPng routing protocols in the network layer.
     12.  IPv4 and IPng system discovery in the network layer.

  These are only the highlights of the transition software that a host
  will have to deal with in its implementation of IPng.  The host
  network architecture diagram depicted previously will require
  software enhancements to each label in the diagram.

  It is very important that each IPng proposal provide a specification
  for a transition plan from IPv4 to IPng and their technical criteria
  for the interoperation between IPv4 and IPng.




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  It should also be a requirement that existing IPv4 applications not
  have to be recompiled when a host has implemented both an IPv4 and an
  IPng network layer and associated components.

  It is very desirable that when a host implements both an IPv4 and an
  IPng network layer and associated components that there is no
  performance degradation on the host compared to the performance of an
  existing IPv4 only host.

  It should not be a requirement by IPng that a host must support both
  an IPv4 and an IPng network layer.

6. A Deployment Consideration

  Complete and extensive technical specifications must be available for
  any IPng proposal, and a selection of any proposal must accommodate
  multiple implementations. The IPng Directorate should review proposed
  specifications for completeness.

  It is important that the IPng Directorate determine how long the CIDR
  IPv4 address plan can extend the life of IPv4 addresses on the
  Internet.  This variable can affect the time we have to deploy IPng
  and the proposed transition plans.

References

  [1] Gilligan, B., et. al., "IPAE: The SIPP Interoperability and
      Transition Mechanism", Work in Progress.

  [2] Piscitello, D., "FTP Operation Over Big Address Records
      (FOOBAR)", RFC 1639, Core Competence, Inc., June 1994.

Security Considerations

  Security issues are discussed in Section 4.7.

Author's Address

  Jim Bound
  Digital Equipment Corporation
  110 Spitbrook Road ZK3-3/U14
  Nashua, NH 03062-2698

  Phone: +1 603 881 0400
  EMail: [email protected]






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