Network Working Group                                  J. Case
         Request for Comments: 1444                 SNMP Research, Inc.
                                                          K. McCloghrie
                                                     Hughes LAN Systems
                                                                M. Rose
                                           Dover Beach Consulting, Inc.
                                                          S. Waldbusser
                                             Carnegie Mellon University
                                                             April 1993


                             Conformance Statements
                              for version 2 of the
                  Simple Network Management Protocol (SNMPv2)


         Status of this Memo

         This RFC specifes an IAB standards track protocol for the
         Internet community, and requests discussion and suggestions
         for improvements.  Please refer to the current edition of the
         "IAB Official Protocol Standards" for the standardization
         state and status of this protocol.  Distribution of this memo
         is unlimited.


         Table of Contents


         1 Introduction ..........................................    2
         1.1 A Note on Terminology ...............................    2
         2 Definitions ...........................................    3
         3.1 The OBJECT-GROUP macro ..............................    3
         3.2 The MODULE-COMPLIANCE macro .........................    4
         3.3 The AGENT-CAPABILITIES macro ........................    7
         3 Mapping of the OBJECT-GROUP macro .....................   10
         3.1 Mapping of the OBJECTS clause .......................   10
         3.2 Mapping of the STATUS clause ........................   10
         3.3 Mapping of the DESCRIPTION clause ...................   10
         3.4 Mapping of the REFERENCE clause .....................   11
         3.5 Mapping of the OBJECT-GROUP value ...................   11
         3.6 Usage Example .......................................   12
         4 Mapping of the MODULE-COMPLIANCE macro ................   13
         4.1 Mapping of the STATUS clause ........................   13
         4.2 Mapping of the DESCRIPTION clause ...................   13
         4.3 Mapping of the REFERENCE clause .....................   13
         4.4 Mapping of the MODULE clause ........................   13
         4.4.1 Mapping of the MANDATORY-GROUPS clause ............   14
         4.4.2 Mapping of the GROUP clause .......................   14
         4.4.3 Mapping of the OBJECT clause ......................   14




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         RFC 1444      Conformance Statements for SNMPv2     April 1993


         4.4.3.1 Mapping of the SYNTAX clause ....................   15
         4.4.3.2 Mapping of the WRITE-SYNTAX clause ..............   15
         4.4.3.3 Mapping of the MIN-ACCESS clause ................   15
         4.4.3.4 Mapping of the DESCRIPTION clause ...............   16
         4.5 Mapping of the MODULE-COMPLIANCE value ..............   16
         4.6 Usage Example .......................................   17
         5 Mapping of the AGENT-CAPABILITIES macro ...............   19
         5.1 Mapping of the PRODUCT-RELEASE clause ...............   20
         5.2 Mapping of the STATUS clause ........................   20
         5.3 Mapping of the DESCRIPTION clause ...................   20
         5.4 Mapping of the REFERENCE clause .....................   20
         5.5 Mapping of the SUPPORTS clause ......................   20
         5.5.1 Mapping of the INCLUDES clause ....................   21
         5.5.2 Mapping of the VARIATION clause ...................   21
         5.5.2.1 Mapping of the SYNTAX clause ....................   21
         5.5.2.2 Mapping of the WRITE-SYNTAX clause ..............   21
         5.5.2.3 Mapping of the ACCESS clause ....................   22
         5.5.2.4 Mapping of the CREATION-REQUIRES clause .........   22
         5.5.2.5 Mapping of the DEFVAL clause ....................   23
         5.5.2.6 Mapping of the DESCRIPTION clause ...............   23
         5.6 Mapping of the AGENT-CAPABILITIES value .............   23
         5.7 Usage Example .......................................   24
         6 Extending an Information Module .......................   26
         6.1 Conformance Groups ..................................   26
         6.2 Compliance Definitions ..............................   26
         6.3 Capabilities Definitions ............................   26
         7 Acknowledgements ......................................   27
         8 References ............................................   31
         9 Security Considerations ...............................   32
         10 Authors' Addresses ...................................   32




















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         RFC 1444      Conformance Statements for SNMPv2     April 1993


         1.  Introduction

         A network management system contains: several (potentially
         many) nodes, each with a processing entity, termed an agent,
         which has access to management instrumentation; at least one
         management station; and, a management protocol, used to convey
         management information between the agents and management
         stations.  Operations of the protocol are carried out under an
         administrative framework which defines both authentication and
         authorization policies.

         Network management stations execute management applications
         which monitor and control network elements.  Network elements
         are devices such as hosts, routers, terminal servers, etc.,
         which are monitored and controlled through access to their
         management information.

         Management information is viewed as a collection of managed
         objects, residing in a virtual information store, termed the
         Management Information Base (MIB).  Collections of related
         objects are defined in MIB modules.  These modules are written
         using a subset of OSI's Abstract Syntax Notation One (ASN.1)
         [1], termed the Structure of Management Information (SMI) [2].

         It may be useful to define the acceptable lower-bounds of
         implementation, along with the actual level of implementation
         achieved.  It is the purpose of this document to define the
         notation used for these purposes.


         1.1.  A Note on Terminology

         For the purpose of exposition, the original Internet-standard
         Network Management Framework, as described in RFCs 1155, 1157,
         and 1212, is termed the SNMP version 1 framework (SNMPv1).
         The current framework is termed the SNMP version 2 framework
         (SNMPv2).













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         RFC 1444      Conformance Statements for SNMPv2     April 1993


         2.  Definitions

         SNMPv2-CONF DEFINITIONS ::= BEGIN

         -- definitions for conformance groups

         OBJECT-GROUP MACRO ::=
         BEGIN
             TYPE NOTATION ::=
                           ObjectsPart
                           "STATUS" Status
                           "DESCRIPTION" Text
                           ReferPart

             VALUE NOTATION ::=
                           value(VALUE OBJECT IDENTIFIER)

             ObjectsPart ::=
                           "OBJECTS" "{" Objects "}"
             Objects ::=
                           Object
                         | Objects "," Object
             Object ::=
                           value(Name ObjectName)

             Status ::=
                           "current"
                         | "obsolete"

             ReferPart ::=
                           "REFERENCE" Text
                         | empty

             -- uses the NVT ASCII character set
             Text ::= """" string """"
         END














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         RFC 1444      Conformance Statements for SNMPv2     April 1993


         -- definitions for compliance statements

         MODULE-COMPLIANCE MACRO ::=
         BEGIN
             TYPE NOTATION ::=
                           "STATUS" Status
                           "DESCRIPTION" Text
                           ReferPart
                           ModulePart

             VALUE NOTATION ::=
                           value(VALUE OBJECT IDENTIFIER)

             Status ::=
                           "current"
                         | "obsolete"

             ReferPart ::=
                         "REFERENCE" Text
                       | empty

             ModulePart ::=
                           Modules
                         | empty
             Modules ::=
                           Module
                         | Modules Module
             Module ::=
                           -- name of module --
                           "MODULE" ModuleName
                           MandatoryPart
                           CompliancePart

             ModuleName ::=
                           modulereference ModuleIdentifier
                         -- must not be empty unless contained
                         -- in MIB Module
                         | empty
             ModuleIdentifier ::=
                           value(ModuleID OBJECT IDENTIFIER)
                         | empty

             MandatoryPart ::=
                           "MANDATORY-GROUPS" "{" Groups "}"
                         | empty





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         RFC 1444      Conformance Statements for SNMPv2     April 1993


             Groups ::=
                           Group
                         | Groups "," Group
             Group ::=
                           value(Group OBJECT IDENTIFIER)

             CompliancePart ::=
                           Compliances
                         | empty

             Compliances ::=
                           Compliance
                         | Compliances Compliance
             Compliance ::=
                           ComplianceGroup
                         | Object

             ComplianceGroup ::=
                           "GROUP" value(Name OBJECT IDENTIFIER)
                           "DESCRIPTION" Text

             Object ::=
                           "OBJECT" value(Name ObjectName)
                           SyntaxPart
                           WriteSyntaxPart
                           AccessPart
                           "DESCRIPTION" Text

             -- must be a refinement for object's SYNTAX clause
             SyntaxPart ::=
                           "SYNTAX" type(SYNTAX)
                         | empty

             -- must be a refinement for object's SYNTAX clause
             WriteSyntaxPart ::=
                           "WRITE-SYNTAX" type(WriteSYNTAX)
                         | empty

             AccessPart ::=
                           "MIN-ACCESS" Access
                         | empty
             Access ::=
                           "not-accessible"
                         | "read-only"
                         | "read-write"





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         RFC 1444      Conformance Statements for SNMPv2     April 1993


                         | "read-create"

             -- uses the NVT ASCII character set
             Text ::= """" string """"
         END













































         Case, McCloghrie, Rose & Waldbusser                   [Page 6]





         RFC 1444      Conformance Statements for SNMPv2     April 1993


         -- definitions for capabilities statements

         AGENT-CAPABILITIES MACRO ::=
         BEGIN
             TYPE NOTATION ::=
                           "PRODUCT-RELEASE" Text
                           "STATUS" Status
                           "DESCRIPTION" Text
                           ReferPart
                           ModulePart

             VALUE NOTATION ::=
                           -- agent's sysObjectID [3] or snmpORID [4]
                           value(VALUE OBJECT IDENTIFIER)

             Status ::=
                           "current"
                         | "obsolete"

             ReferPart ::=
                         "REFERENCE" Text
                       | empty

             ModulePart ::=
                           Modules
                         | empty
             Modules ::=
                           Module
                         | Modules Module
             Module ::=
                           -- name of module --
                           "SUPPORTS" ModuleName
                           "INCLUDES" "{" Groups "}"
                           VariationPart

             ModuleName ::=
                           identifier ModuleIdentifier
             ModuleIdentifier ::=
                           value(ModuleID OBJECT IDENTIFIER)
                         | empty

             Groups ::=
                           Group
                         | Groups "," Group
             Group ::=





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         RFC 1444      Conformance Statements for SNMPv2     April 1993


                           value(Name OBJECT IDENTIFIER)

             VariationPart ::=
                           Variations
                         | empty
             Variations ::=
                           Variation
                         | Variations Variation

             Variation ::=
                           "VARIATION" value(Name ObjectName)
                           SyntaxPart
                           WriteSyntaxPart
                           AccessPart
                           CreationPart
                           DefValPart
                           "DESCRIPTION" Text

             -- must be a refinement for object's SYNTAX clause
             SyntaxPart ::=
                           "SYNTAX" type(SYNTAX)
                         | empty

             -- must be a refinement for object's SYNTAX clause
             WriteSyntaxPart ::=
                           "WRITE-SYNTAX" type(WriteSYNTAX)
                         | empty

             AccessPart ::=
                           "ACCESS" Access
                         | empty

             Access ::=
                           "not-implemented"
                         | "read-only"
                         | "read-write"
                         | "read-create"
                         -- following is for backward-compatibility only
                         | "write-only"

             CreationPart ::=
                           "CREATION-REQUIRES" "{" Cells "}"
                         | empty

             Cells ::=





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         RFC 1444      Conformance Statements for SNMPv2     April 1993


                           Cell
                         | Cells "," Cell

             Cell ::=
                           value(Cell ObjectName)

             DefValPart ::=
                           "DEFVAL" "{" value(Defval ObjectSyntax) "}"
                         | empty

             -- uses the NVT ASCII character set
             Text ::= """" string """"
         END


         END


































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         RFC 1444      Conformance Statements for SNMPv2     April 1993


         3.  Mapping of the OBJECT-GROUP macro

         For conformance purposes, it is useful to define a collection
         of related managed objects.  The OBJECT-GROUP macro is used to
         define each such collection of related objects.  It should be
         noted that the expansion of the OBJECT-GROUP macro is
         something which conceptually happens during implementation and
         not during run-time.

         To "implement" an object, a SNMPv2 entity acting in an agent
         role must return a reasonably accurate value for management
         protocol retrieval operations; similarly, if the object is
         writable, then in response to a management protocol set
         operation, a SNMPv2 entity must accordingly be able to
         reasonably influence the underlying managed entity.  If a
         SNMPv2 entity acting in an agent role can not implement an
         object, the management protocol provides for the SNMPv2 entity
         to return an exception or error, e.g, noSuchObject [6].  Under
         no circumstances shall a SNMPv2 entity return a value for
         objects which it does not implement -- it must always return
         the appropriate exception or error, as described in the
         protocol specification [6].


         3.1.  Mapping of the OBJECTS clause

         The OBJECTS clause which must be present, is used to name each
         object contained in the conformance group.  Each of the named
         objects must be defined in the same information module as the
         OBJECT-GROUP macro appears, and must have a MAX-ACCESS clause
         value of "read-only", "read-write", or "read-create".


         3.2.  Mapping of the STATUS clause

         The STATUS clause, which must be present, indicates whether
         this definition is current or historic.

         The values "current", and "obsolete" are self-explanatory.


         3.3.  Mapping of the DESCRIPTION clause

         The DESCRIPTION clause, which must be present, contains a
         textual definition of that group, along with a description of





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         RFC 1444      Conformance Statements for SNMPv2     April 1993


         any relations to other groups.  Note that generic compliance
         requirements should not be stated in this clause.  However,
         implementation relationships between this group and other
         groups may be defined in this clause.


         3.4.  Mapping of the REFERENCE clause

         The REFERENCE clause, which need not be present, contains a
         textual cross-reference to a group  defined in some other
         information module.  This is useful when de-osifying a MIB
         module produced by some other organization.


         3.5.  Mapping of the OBJECT-GROUP value

         The value of an invocation of the OBJECT-GROUP macro is the
         name of the group, which is an OBJECT IDENTIFIER, an
         administratively assigned name.































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         RFC 1444      Conformance Statements for SNMPv2     April 1993


         3.6.  Usage Example

         Consider how the system group from MIB-II [3] might be
         described:

         systemGroup OBJECT-GROUP
             OBJECTS     { sysDescr, sysObjectID, sysUpTime,
                           sysContact, sysName, sysLocation,
                           sysServices }
             STATUS  current
             DESCRIPTION
                     "The system group defines objects which are common
                     to all managed systems."
             ::= { mibIIGroups 1 }

         According to this invocation, the conformance group named

              { mibIIGroups 1 }

         contains 7 objects.






























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         RFC 1444      Conformance Statements for SNMPv2     April 1993


         4.  Mapping of the MODULE-COMPLIANCE macro

         The MODULE-COMPLIANCE macro is used to convey a minimum set of
         requirements with respect to implementation of one or more MIB
         modules.  It should be noted that the expansion of the
         MODULE-COMPLIANCE macro is something which conceptually
         happens during implementation and not during run-time.

         A requirement on all "standard" MIB modules is that a
         corresponding MODULE-COMPLIANCE specification is also defined,
         either in the same information module or in a companion
         information module.


         4.1.  Mapping of the STATUS clause

         The STATUS clause, which must be present, indicates whether
         this definition is current or historic.

         The values "current", and "obsolete" are self-explanatory.
         The "deprecated" value indicates that that object is obsolete,
         but that an implementor may wish to support that object to
         foster interoperability with older implementations.


         4.2.  Mapping of the DESCRIPTION clause

         The DESCRIPTION clause, which must be present, contains a
         textual definition of this compliance statement and should
         embody any information which would otherwise be communicated
         in any ASN.1 commentary annotations associated with the
         statement.


         4.3.  Mapping of the REFERENCE clause

         The REFERENCE clause, which need not be present, contains a
         textual cross-reference to a compliance statement defined in
         some other information module.


         4.4.  Mapping of the MODULE clause

         The MODULE clause, which must be present, is repeatedly used
         to name each MIB module for which compliance requirements are





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         RFC 1444      Conformance Statements for SNMPv2     April 1993


         being specified.  Each MIB module is named by its module name,
         and optionally, by its associated OBJECT IDENTIFIER as well.
         The module name can be omitted when the MODULE-COMPLIANCE
         invocation occurs inside a MIB module, to refer to the
         encompassing MIB module.


         4.4.1.  Mapping of the MANDATORY-GROUPS clause

         The MANDATORY-GROUPS clause, which need not be present, names
         the one or more groups within the correspondent MIB module
         which are unconditionally mandatory for implementation.  If a
         SNMPv2 entity acting in an agent role claims compliance to the
         MIB module, then it must implement each and every object
         within each conformance group listed.  That is, if a SNMPv2
         entity returns a noSuchObject exception in response to a
         management protocol get operation [5] for any object within
         any mandatory conformance group for every MIB view, then that
         SNMPv2 entity is not a conformant implementation of the MIB
         module.


         4.4.2.  Mapping of the GROUP clause

         The GROUP clause which need not be present, is repeatedly used
         to name each MIB group which is conditionally mandatory or
         unconditionally optional for compliance to the MIB module.  A
         MIB group named in a GROUP clause must be absent from the
         correspondent MANDATORY-GROUPS clause.

         Conditionally mandatory groups include those which are
         mandatory only if a particular protocol is implemented, or
         only if another group is implemented.  A GROUP clause's
         DESCRIPTION specifies the conditions under which the group is
         conditionally mandatory.

         A MIB group which is named in neither a MANDATORY-GROUPS
         clause nor a GROUP clause, is unconditionally optional for
         compliance to the MIB module.


         4.4.3.  Mapping of the OBJECT clause

         The OBJECT clause which need not be present, is repeatedly
         used to name each MIB object for which compliance has a





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         RFC 1444      Conformance Statements for SNMPv2     April 1993


         refined requirement with respect to the MIB module definition.
         The MIB object must be present in one of the conformance
         groups named in the correspondent MANDATORY-GROUPS clause or
         GROUP clauses.


         4.4.3.1.  Mapping of the SYNTAX clause

         The SYNTAX clause, which need not be present, is used to
         provide a refined SYNTAX for the object named in the
         correspondent OBJECT clause.  Note that if this clause and a
         WRITE-SYNTAX clause are both present, then this clause only
         applies when instances of the object named in the
         correspondent OBJECT clause are read.

         Consult Section 10 of [2] for more information on refined
         syntax.


         4.4.3.2.  Mapping of the WRITE-SYNTAX clause

         The WRITE-SYNTAX clause, which need not be present, is used to
         provide a refined SYNTAX for the object named in the
         correspondent OBJECT clause when instances of that object are
         written.

         Consult Section 10 of [2] for more information on refined
         syntax.


         4.4.3.3.  Mapping of the MIN-ACCESS clause

         The MIN-ACCESS clause, which need not be present, is used to
         define the minimal level of access for the object named in the
         correspondent OBJECT clause.  If this clause is absent, the
         minimal level of access is the same as the maximal level
         specified in the correspondent invocation of the OBJECT-TYPE
         macro.  If present, this clause must not specify a greater
         level of access than is specified in the correspondent
         invocation of the OBJECT-TYPE macro.

         The level of access for certain types of objects is fixed
         according to their syntax definition.  These types are:
         conceptual tables and rows, auxiliary objects, and objects
         with the syntax of Counter32, Counter64, or certain types of





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         RFC 1444      Conformance Statements for SNMPv2     April 1993


         textual conventions (e.g., RowStatus [6]).  A MIN-ACCESS
         clause should not be present for such objects.

         An implementation is compliant if the level of access it
         provides is greater or equal to the minimal level in the
         MODULE-COMPLIANCE macro and less or equal to the maximal level
         in the OBJECT-TYPE macro.


         4.4.3.4.  Mapping of the DESCRIPTION clause

         The DESCRIPTION clause must be present for each use of the
         GROUP or OBJECT clause.  For an OBJECT clause, it contains a
         textual description of the refined compliance requirement.
         For a GROUP clause, it contains a textual description of the
         conditions under which the group is conditionally mandatory or
         unconditionally optional.


         4.5.  Mapping of the MODULE-COMPLIANCE value

         The value of an invocation of the MODULE-COMPLIANCE macro is
         an OBJECT IDENTIFIER.  As such, this value may be
         authoritatively used when referring to the compliance
         statement embodied by that invocation of the macro.

























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         RFC 1444      Conformance Statements for SNMPv2     April 1993


         4.6.  Usage Example

         Consider how a compliance statement might be included at the
         end of the MIB-II document [3], assuming that conformance
         groups were defined therein:

         mibIICompliances
                        OBJECT IDENTIFIER ::= { mibIIConformance 1 }
         mibIIGroups    OBJECT IDENTIFIER ::= { mibIIConformance 2 }

         mibIICompliance MODULE-COMPLIANCE
             STATUS  current
             DESCRIPTION
                     "The compliance statement for SNMPv2 entities
                     residing on systems which implement the Internet
                     suite of protocols."
             MODULE  -- compliance to the containing MIB module
                 MANDATORY-GROUPS   { systemGroup, snmpGroup }

                 GROUP       interfacesGroup
                 DESCRIPTION
                     "The interfaces group is mandatory for systems
                     with network interfaces."

                 GROUP       ipGroup
                 DESCRIPTION
                     "The ip group is mandatory for systems which
                     implement IP."

                 GROUP       icmpGroup
                 DESCRIPTION
                     "The icmp group is mandatory for systems which
                     implement ICMP."

                 GROUP       tcpGroup
                 DESCRIPTION
                     "The tcp group is mandatory for systems which
                     implement TCP."
                     OBJECT      tcpConnState
                     MIN-ACCESS  read-only
                     DESCRIPTION
                         "A compliant system need not allow
                          write-access to this object."

                 GROUP       udpGroup





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         RFC 1444      Conformance Statements for SNMPv2     April 1993


                 DESCRIPTION
                     "The udp group is mandatory for systems which
                     implement UDP."

                 GROUP       egpGroup
                 DESCRIPTION
                     "The egp group is mandatory for systems which
                     implement EGP."

         ::= { mibIICompliances 1 }

         According to this invocation, to claim alignment with the
         compliance statement named

              { mibIICompliances 1 }

         a system must implement RFC1213's systemGroup and snmpGroup
         conformance groups.  If the system implements any network
         interfaces, then RFC1213's interfacesGroup conformance group
         must be implemented.  Further, if the system implements any of
         the IP, ICMP, TCP, UDP, or EGP protocols, then the
         correspondent conformance group in RFC1213 must be
         implemented, if compliance is to be claimed.  Finally,
         although RFC1213 specifies that it makes "protocol sense" for
         the tcpConnState object to be writable, this specification
         allows the system to permit only read-only access and still
         claim compliance.























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         RFC 1444      Conformance Statements for SNMPv2     April 1993


         5.  Mapping of the AGENT-CAPABILITIES macro

         The AGENT-CAPABILITIES macro is used to convey the
         capabilities present in a SNMPv2 entity acting in an agent
         role.  It should be noted that the expansion of the AGENT-
         CAPABILITIES macro is something which conceptually happens
         during implementation and not during run-time.

         When a MIB module is written, it is divided into units of
         conformance termed groups.  If a SNMPv2 entity acting in an
         agent role claims to implement a group, then it must implement
         each and every object within that group.  Of course, for
         whatever reason, a SNMPv2 entity might implement only a subset
         of the groups within a MIB module.  In addition, the
         definition of some MIB objects leave some aspects of the
         definition to the discretion of an implementor.

         Practical experience has demonstrated a need for concisely
         describing the capabilities of an agent with respect to one or
         more MIB modules.  The AGENT-CAPABILITIES macro allows an
         agent implementor to describe the precise level of support
         which an agent claims in regards to a MIB group, and to bind
         that description to the value of sysObjectID [3] associated
         with the agent, or to the value of an instance of the snmpORID
         object in the snmpORTable [4].  In particular, some objects
         may have restricted or augmented syntax or access-levels.

         If the AGENT-CAPABILITIES invocation is given to a
         management-station implementor, then that implementor can
         build management applications which optimize themselves when
         communicating with a particular agent.  For example, the
         management-station can maintain a database of these
         invocations.  When a management-station interacts with an
         agent, it retrieves the agent's sysObjectID [3].  Based on
         this, it consults the database.  If an entry is found, then
         the management application can optimize its behavior
         accordingly.

         Note that this binding to sysObjectID may not always suffice
         to define all MIB objects to which an agent can provide
         access.  In particular, this situation occurs where the agent
         dynamically learns of the objects it supports.  In these
         cases, the snmpORID column of snmpORTable [4] contains
         information which should be used in addition to sysObjectID.






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         RFC 1444      Conformance Statements for SNMPv2     April 1993


         Note that the AGENT-CAPABILITIES macro specifies refinements
         or variations with respect to OBJECT-TYPE macros in MIB
         modules, NOT with respect to MODULE-COMPLIANCE macros in
         compliance statements.


         5.1.  Mapping of the PRODUCT-RELEASE clause

         The PRODUCT-RELEASE clause, which must be present, contains a
         textual description of the product release which includes this
         agent.


         5.2.  Mapping of the STATUS clause

         The STATUS clause, which must be present, indicates whether
         this definition is current or historic.

         The values "current", and "obsolete" are self-explanatory.
         The "deprecated" value indicates that that object is obsolete,
         but that an implementor may wish to support that object to
         foster interoperability with older implementations.


         5.3.  Mapping of the DESCRIPTION clause

         The DESCRIPTION clause, which must be present, contains a
         textual description of this agent.


         5.4.  Mapping of the REFERENCE clause

         The REFERENCE clause, which need not be present, contains a
         textual cross-reference to a capability statement defined in
         some other information module.


         5.5.  Mapping of the SUPPORTS clause

         The SUPPORTS clause, which need not be present, is repeatedly
         used to name each MIB module for which the agent claims a
         complete or partial implementation.  Each MIB module is named
         by its module name, and optionally, by its associated OBJECT
         IDENTIFIER as well.






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         RFC 1444      Conformance Statements for SNMPv2     April 1993


         5.5.1.  Mapping of the INCLUDES clause

         The INCLUDES clause, which must be present for each use of the
         SUPPORTS clause, is used to name each MIB group associated
         with the SUPPORT clause, which the agent claims to implement.


         5.5.2.  Mapping of the VARIATION clause

         The VARIATION clause, which need not be present, is repeatedly
         used to name each MIB object which the agent implements in
         some variant or refined fashion with respect to the
         correspondent invocation of the OBJECT-TYPE macro.

         Note that the variation concept is meant for generic
         implementation restrictions, e.g., if the variation for an
         object depends on the values of other objects, then this
         should be noted in the appropriate DESCRIPTION clause.


         5.5.2.1.  Mapping of the SYNTAX clause

         The SYNTAX clause, which need not be present, is used to
         provide a refined SYNTAX for the object named in the
         correspondent VARIATION clause.  Note that if this clause and
         a WRITE-SYNTAX clause are both present, then this clause only
         applies when instances of the object named in the
         correspondent VARIATION clause are read.

         Consult Section 10 of [2] for more information on refined
         syntax.


         5.5.2.2.  Mapping of the WRITE-SYNTAX clause

         The WRITE-SYNTAX clause, which need not be present, is used to
         provide a refined SYNTAX for the object named in the
         correspondent VARIATION clause when instances of that object
         are written.

         Consult Section 10 of [2] for more information on refined
         syntax.








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         5.5.2.3.  Mapping of the ACCESS clause

         The ACCESS clause, which need not be present, is used to
         indicate the agent provides less than the maximal level of
         access to the object named in the correspondent VARIATION
         clause.

         The value "not-implemented" indicates the agent does not
         implement the object, and in the ordering of possible values
         is equivalent to "not-accessible".

         The value "write-only" is provided solely for backward
         compatibility, and shall not be used for newly-defined object
         types.  In the ordering of possible values, "write-only" is
         less than "not-accessible".


         5.5.2.4.  Mapping of the CREATION-REQUIRES clause

         The CREATION-REQUIRES clause, which need not be present, is
         used to name the columnar objects of a conceptual row to which
         values must be explicitly assigned, by a management protocol
         set operation, before the agent will allow the instance of the
         status column of that row to be set to `active'.  (Consult the
         definition of RowStatus [6].)

         If the conceptual row does not have a status column (i.e., the
         objects corresponding to the conceptual table were defined
         using the mechanisms in [7,8]), then the CREATION-REQUIRES
         clause, which need not be present, is used to name the
         columnar objects of a conceptual row to which values must be
         explicitly assigned, by a management protocol set operation,
         before the agent will create new instances of objects in that
         row.

         This clause must not present unless the object named in the
         correspondent VARIATION clause is a conceptual row, i.e., has
         a syntax which resolves to a SEQUENCE containing columnar
         objects.  The objects named in the value of this clause
         usually will refer to columnar objects in that row.  However,
         objects unrelated to the conceptual row may also be specified.

         All objects which are named in the CREATION-REQUIRES clause
         for a conceptual row, and which are columnar objects of that
         row, must have an access level of "read-create".





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         5.5.2.5.  Mapping of the DEFVAL clause

         The DEFVAL clause, which need not be present, is used to
         provide a refined DEFVAL value for the object named in the
         correspondent VARIATION clause.  The semantics of this value
         are identical to those of the OBJECT-TYPE macro's DEFVAL
         clause.


         5.5.2.6.  Mapping of the DESCRIPTION clause

         The DESCRIPTION clause, which must be present for each use of
         the VARIATION clause, contains a textual description of the
         variant or refined implementation.


         5.6.  Mapping of the AGENT-CAPABILITIES value

         The value of an invocation of the AGENT-CAPABILITIES macro is
         an OBJECT IDENTIFIER, which names the value of sysObjectID [3]
         or snmpORID [4] for which this capabilities statement is
         valid.




























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         RFC 1444      Conformance Statements for SNMPv2     April 1993


         5.7.  Usage Example

         Consider how a capabilities statement for an agent might be
         described:

         exampleAgent AGENT-CAPABILITIES
             PRODUCT-RELEASE      "ACME Agent release 1.1 for 4BSD"
             STATUS               current
             DESCRIPTION          "ACME agent for 4BSD"

             SUPPORTS             RFC1213-MIB
                 INCLUDES         { systemGroup, interfacesGroup,
                                    atGroup, ipGroup, icmpGroup,
                                    tcpGroup, udpGroup, snmpGroup }

                 VARIATION        ifAdminStatus
                     SYNTAX       INTEGER { up(1), down(2) }
                     DESCRIPTION  "Unable to set test mode on 4BSD"

                 VARIATION        ifOperStatus
                     SYNTAX       INTEGER { up(1), down(2) }
                     DESCRIPTION  "Information limited on 4BSD"

                 VARIATION        atEntry
                     CREATION-REQUIRES { atPhysAddress }
                     DESCRIPTION  "Address mappings on 4BSD require
                                  both protocol and media addresses"

                 VARIATION        ipDefaultTTL
                     SYNTAX       INTEGER (255..255)
                     DESCRIPTION  "Hard-wired on 4BSD"

                 VARIATION        ipInAddrErrors
                     ACCESS       not-implemented
                     DESCRIPTION  "Information not available on 4BSD"

                 VARIATION        ipRouteType
                     SYNTAX       INTEGER { direct(3), indirect(4) }
                     WRITE-SYNTAX INTEGER { invalid(2), direct(3),
                                            indirect(4) }
                     DESCRIPTION  "Information limited on 4BSD"

                 VARIATION        tcpConnState
                     ACCESS       read-only
                     DESCRIPTION  "Unable to set this on 4BSD"





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         RFC 1444      Conformance Statements for SNMPv2     April 1993


             SUPPORTS             EVAL-MIB
                 INCLUDES         { functionsGroup, expressionsGroup }
                 VARIATION        exprEntry
                     CREATION-REQUIRES { evalString }
                     DESCRIPTION "Conceptual row creation supported"

             ::= { acmeAgents 1 }


         According to this invocation, an agent with a sysObjectID (or
         snmpORID) value of

              { acmeAgents 1 }

         supports two MIB modules.

         From MIB-II, all conformance groups except the egpGroup
         conformance group are supported.  However, the object
         ipInAddrErrors is not implemented, whilst the objects

              ifAdminStatus
              ifOperStatus
              ipDefaultTTL
              ipRouteType

         have a restricted syntax, and the object

              tcpConnState

         is available only for reading.  Note that in the case of the
         object ipRouteType the set of values which may be read is
         different than the set of values which may be written.
         Finally, when creating a new instance in the atTable, the
         set-request must create an instance of atPhysAddress.

         From the EVAL-MIB, all the objects contained in the
         functionsGroup and expressionsGroup conformance groups are
         supported, without variation.  In addition, creation of new
         instances in the expr table is supported.











         Case, McCloghrie, Rose & Waldbusser                  [Page 25]





         RFC 1444      Conformance Statements for SNMPv2     April 1993


         6.  Extending an Information Module

         As experience is gained with a published information module,
         it may be desirable to revise that information module.

         Section 10 of [2] defines the rules for extending an
         information module.  The remainder of this section defines how
         conformance groups, compliance statements, and capabilities
         statements may be extended.


         6.1.  Conformance Groups

         If any non-editorial change is made to any clause of an object
         group then the OBJECT IDENTIFIER value associated with that
         object group must also be changed, along with its associated
         descriptor.


         6.2.  Compliance Definitions

         If any non-editorial change is made to any clause of a
         compliance definition, then the OBJECT IDENTIFIER value
         associated with that compliance definition must also be
         changed, along with its associated descriptor.


         6.3.  Capabilities Definitions

         If any non-editorial change is made to any clause of a
         capabilities definition, then the OBJECT IDENTIFIER value
         associated with that capabilities definition must also be
         changed, along with its associated descriptor.

















         Case, McCloghrie, Rose & Waldbusser                  [Page 26]





         RFC 1444      Conformance Statements for SNMPv2     April 1993


         7.  Acknowledgements

         The section on compliance statements is based, in part, on a
         conversation with James R. Davin in December, 1990.

         The section on capabilities statements is based, in part, on
         RFC 1303.

         Finally, the comments of the SNMP version 2 working group are
         gratefully acknowledged:

              Beth Adams, Network Management Forum
              Steve Alexander, INTERACTIVE Systems Corporation
              David Arneson, Cabletron Systems
              Toshiya Asaba
              Fred Baker, ACC
              Jim Barnes, Xylogics, Inc.
              Brian Bataille
              Andy Bierman, SynOptics Communications, Inc.
              Uri Blumenthal, IBM Corporation
              Fred Bohle, Interlink
              Jack Brown
              Theodore Brunner, Bellcore
              Stephen F. Bush, GE Information Services
              Jeffrey D. Case, University of Tennessee, Knoxville
              John Chang, IBM Corporation
              Szusin Chen, Sun Microsystems
              Robert Ching
              Chris Chiotasso, Ungermann-Bass
              Bobby A. Clay, NASA/Boeing
              John Cooke, Chipcom
              Tracy Cox, Bellcore
              Juan Cruz, Datability, Inc.
              David Cullerot, Cabletron Systems
              Cathy Cunningham, Microcom
              James R. (Chuck) Davin, Bellcore
              Michael Davis, Clearpoint
              Mike Davison, FiberCom
              Cynthia DellaTorre, MITRE
              Taso N. Devetzis, Bellcore
              Manual Diaz, DAVID Systems, Inc.
              Jon Dreyer, Sun Microsystems
              David Engel, Optical Data Systems
              Mike Erlinger, Lexcel
              Roger Fajman, NIH





         Case, McCloghrie, Rose & Waldbusser                  [Page 27]





         RFC 1444      Conformance Statements for SNMPv2     April 1993


              Daniel Fauvarque, Sun Microsystems
              Karen Frisa, CMU
              Shari Galitzer, MITRE
              Shawn Gallagher, Digital Equipment Corporation
              Richard Graveman, Bellcore
              Maria Greene, Xyplex, Inc.
              Michel Guittet, Apple
              Robert Gutierrez, NASA
              Bill Hagerty, Cabletron Systems
              Gary W. Haney, Martin Marietta Energy Systems
              Patrick Hanil, Nokia Telecommunications
              Matt Hecht, SNMP Research, Inc.
              Edward A. Heiner, Jr., Synernetics Inc.
              Susan E. Hicks, Martin Marietta Energy Systems
              Geral Holzhauer, Apple
              John Hopprich, DAVID Systems, Inc.
              Jeff Hughes, Hewlett-Packard
              Robin Iddon, Axon Networks, Inc.
              David Itusak
              Kevin M. Jackson, Concord Communications, Inc.
              Ole J. Jacobsen, Interop Company
              Ronald Jacoby, Silicon Graphics, Inc.
              Satish Joshi, SynOptics Communications, Inc.
              Frank Kastenholz, FTP Software
              Mark Kepke, Hewlett-Packard
              Ken Key, SNMP Research, Inc.
              Zbiginew Kielczewski, Eicon
              Jongyeoi Kim
              Andrew Knutsen, The Santa Cruz Operation
              Michael L. Kornegay, VisiSoft
              Deirdre C. Kostik, Bellcore
              Cheryl Krupczak, Georgia Tech
              Mark S. Lewis, Telebit
              David Lin
              David Lindemulder, AT&T/NCR
              Ben Lisowski, Sprint
              David Liu, Bell-Northern Research
              John Lunny, The Wollongong Group
              Robert C. Lushbaugh Martin, Marietta Energy Systems
              Michael Luufer, BBN
              Carl Madison, Star-Tek, Inc.
              Keith McCloghrie, Hughes LAN Systems
              Evan McGinnis, 3Com Corporation
              Bill McKenzie, IBM Corporation
              Donna McMaster, SynOptics Communications, Inc.





         Case, McCloghrie, Rose & Waldbusser                  [Page 28]





         RFC 1444      Conformance Statements for SNMPv2     April 1993


              John Medicke, IBM Corporation
              Doug Miller, Telebit
              Dave Minnich, FiberCom
              Mohammad Mirhakkak, MITRE
              Rohit Mital, Protools
              George Mouradian, AT&T Bell Labs
              Patrick Mullaney, Cabletron Systems
              Dan Myers, 3Com Corporation
              Rina Nathaniel, Rad Network Devices Ltd.
              Hien V. Nguyen, Sprint
              Mo Nikain
              Tom Nisbet
              William B. Norton, MERIT
              Steve Onishi, Wellfleet Communications, Inc.
              David T. Perkins, SynOptics Communications, Inc.
              Carl Powell, BBN
              Ilan Raab, SynOptics Communications, Inc.
              Richard Ramons, AT&T
              Venkat D. Rangan, Metric Network Systems, Inc.
              Louise Reingold, Sprint
              Sam Roberts, Farallon Computing, Inc.
              Kary Robertson, Concord Communications, Inc.
              Dan Romascanu, Lannet Data Communications Ltd.
              Marshall T. Rose, Dover Beach Consulting, Inc.
              Shawn A. Routhier, Epilogue Technology Corporation
              Chris Rozman
              Asaf Rubissa, Fibronics
              Jon Saperia, Digital Equipment Corporation
              Michael Sapich
              Mike Scanlon, Interlan
              Sam Schaen, MITRE
              John Seligson, Ultra Network Technologies
              Paul A. Serice, Corporation for Open Systems
              Chris Shaw, Banyan Systems
              Timon Sloane
              Robert Snyder, Cisco Systems
              Joo Young Song
              Roy Spitier, Sprint
              Einar Stefferud, Network Management Associates
              John Stephens, Cayman Systems, Inc.
              Robert L. Stewart, Xyplex, Inc. (chair)
              Kaj Tesink, Bellcore
              Dean Throop, Data General
              Ahmet Tuncay, France Telecom-CNET
              Maurice Turcotte, Racal Datacom





         Case, McCloghrie, Rose & Waldbusser                  [Page 29]





         RFC 1444      Conformance Statements for SNMPv2     April 1993


              Warren Vik, INTERACTIVE Systems Corporation
              Yannis Viniotis
              Steven L. Waldbusser, Carnegie Mellon Universitty
              Timothy M. Walden, ACC
              Alice Wang, Sun Microsystems
              James Watt, Newbridge
              Luanne Waul, Timeplex
              Donald E. Westlake III, Digital Equipment Corporation
              Gerry White
              Bert Wijnen, IBM Corporation
              Peter Wilson, 3Com Corporation
              Steven Wong, Digital Equipment Corporation
              Randy Worzella, IBM Corporation
              Daniel Woycke, MITRE
              Honda Wu
              Jeff Yarnell, Protools
              Chris Young, Cabletron
              Kiho Yum, 3Com Corporation
































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         RFC 1444      Conformance Statements for SNMPv2     April 1993


         8.  References

         [1]  Information processing systems - Open Systems
              Interconnection - Specification of Abstract Syntax
              Notation One (ASN.1), International Organization for
              Standardization.  International Standard 8824, (December,
              1987).

         [2]  Case, J., McCloghrie, K., Rose, M., and Waldbusser, S.,
              "Structure of Management Information for version 2 of the
              Simple Network Management Protocol (SNMPv2)", RFC 1442,
              SNMP Research, Inc., Hughes LAN Systems, Dover Beach
              Consulting, Inc., Carnegie Mellon University, April 1993.

         [3]  McCloghrie, K., and Rose, M., "Management Information
              Base for Network Management of TCP/IP-based internets:
              MIB-II", STD 17, RFC 1213, March 1991.

         [4]  Case, J., McCloghrie, K., Rose, M., and Waldbusser, S.,
              "Management Information Base for version 2 of the Simple
              Network Management Protocol (SNMPv2)", RFC 1450, SNMP
              Research, Inc., Hughes LAN Systems, Dover Beach
              Consulting, Inc., Carnegie Mellon University, April 1993.

         [5]  Case, J., McCloghrie, K., Rose, M., and Waldbusser, S.,
              "Protocol Operations for version 2 of the Simple Network
              Management Protocol (SNMPv2)", RFC 1448, SNMP Research,
              Inc., Hughes LAN Systems, Dover Beach Consulting, Inc.,
              Carnegie Mellon University, April 1993.

         [6]  Case, J., McCloghrie, K., Rose, M., and Waldbusser, S.,
              "Textual Conventions for version 2 of the the Simple
              Network Management Protocol (SNMPv2)", RFC 1443, SNMP
              Research, Inc., Hughes LAN Systems, Dover Beach
              Consulting, Inc., Carnegie Mellon University, April 1993.

         [7]  Rose, M., and McCloghrie, K., "Structure and
              Identification of Management Information for TCP/IP-based
              internets", STD 16, RFC 1155, May 1990.

         [8]  Rose, M., and McCloghrie, K., "Concise MIB Definitions",
              STD 16, RFC 1212, March 1991.








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         RFC 1444      Conformance Statements for SNMPv2     April 1993


         9.  Security Considerations

         Security issues are not discussed in this memo.


         10.  Authors' Addresses

              Jeffrey D. Case
              SNMP Research, Inc.
              3001 Kimberlin Heights Rd.
              Knoxville, TN  37920-9716
              US

              Phone: +1 615 573 1434
              Email: [email protected]


              Keith McCloghrie
              Hughes LAN Systems
              1225 Charleston Road
              Mountain View, CA  94043
              US

              Phone: +1 415 966 7934
              Email: [email protected]


              Marshall T. Rose
              Dover Beach Consulting, Inc.
              420 Whisman Court
              Mountain View, CA  94043-2186
              US

              Phone: +1 415 968 1052
              Email: [email protected]

              Steven Waldbusser
              Carnegie Mellon University
              4910 Forbes Ave
              Pittsburgh, PA  15213
              US

              Phone: +1 412 268 6628
              Email: [email protected]






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