Network Working Group                                S. Hardcastle-Kille
Request for Comments: 1430                              ISODE-Consortium
                                                              E. Huizer
                                                             SURFnet bv
                                                                V. Cerf
                          Corporation for National Research Initiatives
                                                               R. Hobby
                                        University of California, Davis
                                                                S. Kent
                                               Bolt, Beranek and Newman
                                                          February 1993


                  A Strategic Plan for Deploying an
                   Internet X.500 Directory Service

Status of this Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard.  Distribution of this memo is
  unlimited.

Abstract

  There are a number of reasons why a new Internet Directory Service is
  required.  This document describes an overall strategy for deploying
  a Directory Service on the Internet, based on the OSI X.500 Directory
  Service.  It then describes in more detail the initial steps which
  need to be taken in order to achieve these goals, and how work
  already undertaken by Internet Engineering Task Force Working Groups
  (IETF WGs) is working towards these goals.

Table of Contents

  1.    REQUIREMENTS                                                  2
  2.    SUMMARY OF SOLUTION                                           3
  3.    INFORMATION FRAMEWORK                                         3
  3.1   The Technical Model                                           3
  3.2   Extending the Technical Model                                 4
  3.3   The Operational Model                                         5
  4.    NAME ASSIGNMENT                                               5
  5.    DIRECTORY INFRASTRUCTURE                                      6
  5.1   Short Term Requirements                                       7
  5.2   Medium Term Requirements                                      9
  5.3   Long Term Requirements                                        9
  6.    DATAMANAGEMENT                                                9
  6.1   Legal Issues                                                 10
  7.    TECHNICAL ISSUES                                             10



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  7.1   Schema                                                       11
  7.2   Use on the Internet                                          11
  7.3   Replication of Knowledge and Data                            12
  7.4   Presentation of Directory Names                              13
  7.5   DSA Naming and MD Structure                                  13
  8.    SECURITY                                                     13
  8.1   Directory Provision of Authentication                        14
  8.2   Directory Security                                           15
  9.    RELATION TO DNS                                              16
  10.   EXTERNAL CONNECTIONS                                         16
  11.   REFERENCES                                                   17
  12.   Security Considerations                                      19
  13.   Authors' Addresses                                           20

1.  REQUIREMENTS

  There is substantial interest in establishing a new Directory Service
  on the Internet. In the short term, there is pressure to establish
  two new services:

  -  White Pages lookup of users;

  -  Support for X.509 Authentication for a range of applications in
     particular for Privacy Enhanced mail [Lin89].

  In the medium term, there are likely to be many requirements for
  Directory Services, including:

  - General resource lookup, for information ranging from committee
    structures to bibliographic data;

  - Support of management of the Internet infrastructure, and
    integration of configuration information into the higher level
    directory;

  - Support of applications on the Internet. For example:

     o  Electronic distribution lists;
     o  Capability information on advanced user agents;
     o  Location of files and archive services.

  - Support for Mail Handling Systems; Be they RFC-822 based or X.400
    based (IETF MHS-DS WG), e.g.,:

     o  Support for routing;
     o  Info on User agent capabilities; essential for a usage of
        Multimedia mail like MIME (Multipurpose Internet Mail
        Extensions).



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  For the longer term, more sophisticated usages of X.500 are possible
  extending it into a useful and fast yellow pages service.

2. SUMMARY OF SOLUTION

  In principle, the current Internet Domain Name System (DNS) could be
  used for many of these functions, with appropriate extensions.
  However, it is suggested that a higher level of directory service is
  needed. It is proposed to establish an Internet Directory Service
  based on X.500.  This provides appropriate functionality for the
  services envisaged and gives flexibility for future extension. This
  extension could be achieved either by tracking the evolution of the
  OSI Standard or by work specific to the Internet. In practice, it is
  likely to be a mixture of both.

  By deploying X.500 in some form on the Internet, a truly global and
  universal Directory Service can be built that will provide Internet
  users with fast access to all kinds of data. The X.500 Directory
  Service in this case may range from a simple white pages service
  (information on people and services) to coupling various existing
  databases and information repositories in a universal way.

  Currently, several different but cooperating X.500 Directory Services
  pilots are taking place on the Internet. These pilots form an
  important base for experimenting with this new service. Starting with
  these pilots, with the X.500 products arriving on the market today,
  and given sufficient funding for the central services described in
  this paper an operational X.500 Directory Service can be deployed.

  The final goal of the strategy described in this paper is to deploy a
  fully operational Directory Service on the Internet, providing the
  functions mentioned in the previous section.

3.  INFORMATION FRAMEWORK

  The most critical aspect of the Directory Service is to establish an
  Internet Information Framework. When establishing a sophisticated
  distributed directory with a coherent information framework, it
  involves substantial effort to map data onto this framework. This
  effort is an operational effort and far outweighs the technical
  effort of establishing servers and user agents.

3.1   The Technical Model

  By choosing the X.500 model as a basis for the information framework,
  it will also be part of a (future) global information framework. The
  key aspects of this model are:




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  - A hierarchical navigational system that couples distributed
    databases (of various kinds), which allows for management of the
    data by the organization/person responsible for the data;

  - Each object in this information structure (called the Directory
    Information Tree, DIT) is represented as an entry;

  - Objects are typed by an "object class", which permits multiple
    inheritance;

  - An object is described by a set of attributes;

  - Each attribute is typed. Attribute types are hierarchical;

  - Each attribute type has an associated attribute syntax, which may
    be generic or shared with other attributes (e.g., Integer Syntax;
    Distinguished name Syntax); This allows for representation of
    simple attributes (e.g., strings or bitmaps) or complex ones with
    detailed structures.

  - Each entry has an unambiguous and unique global name;

  - Alternate hierarchies may be built by use of aliases or pointers of
    distinguished name syntax.

  This framework allows for representation of basic objects such as
  users within organizations. It is also highly extensible, and so can
  be used for a range of other applications.

3.2   Extending the Technical Model

  In the longer term, the model could be extended to deal with a number
  of other requirements which potentially must be met by an Internet
  Directory Service. Possible extensions include:

  - Support of ordered attributes (needed by some applications such as
    message storage);

  - Extensions to allow unification with management information,
    associated with SNMP (Simple Network Management Protocol) [CFSD90]
    or other management protocols;

  - Handling of non-hierarchical data in a better manner for searching
    and retrieval, whilst retaining the basic hierarchy for management
    purposes.  This is essentially building a general purpose resource
    location service on top of the basic infrastructure. It will need
    work on the information model, and not just the access protocols.




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  It is noted that although X.500 may not provide the ultimate solution
  to information retrieval, it has good potential for solving a lot of
  information service related problems.

3.3   The Operational Model

  To make the Directory Service with a coherent information framework
  really operational requires a lot of effort. The most probable
  operational model is one where larger organizations on the Internet
  maintain their part of the DIT on their own DSA (Directory System
  Agent). Smaller organizations will "rent" DSA space from regional
  networks or other service providers. Together these DSAs will form
  the Internet Directory Service Infrastructure. To couple the various
  parts of the DIT that are contained on these Internet DSAs, a special
  DSA containing the Root for the naming hierarchy within the DIT has
  to be established and maintained.

  The following tasks can be foreseen:

  -  Defining the naming hierarchy; See section 4.
  -  Creating the Directory Infrastructure; See section 5.
  -  Getting the Data into the directory; and
  -  Managing the data in the Directory. See section 6.

4.  NAME ASSIGNMENT

  In order to deploy the Internet Directory Service, it is important to
  define how the naming hierarchy will be structured. Although the
  basic model suggests a simple monolithic "database" containing all of
  the Internet's information infrastructure, with a namespace divided
  along geographic boundaries, this may not be the definite model that
  turns out to be the most appropriate to the Internet. Different
  models may evolve according to the needs of the Internet and the
  applications used on the Internet (i.e., some parts of the DIT may be
  assigned at the root for the Internet). Below this one can envisage
  several loosely coupled namespaces each with their own area of
  applicability. This should be handled as a part of the general
  operation of a directory service. An example of this might be
  assignment of a representation of the Domain Namespace under the root
  of the DIT. This is further discussed in [BHK91a].

  However, the core DIT information will be nationally assigned. The
  parts of the DIT below country level will be managed differently in
  each country. In many countries, registration authorities will be
  established according to the OSI Standard [ISO]. This has been done
  in some countries by the national ISO member body representative (for
  example in the UK by BSI).




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  The lower parts of the hierarchy will, in general, be delegated to
  organizations who will have control over Name Assignment in that part
  of the tree. There is no reason to mandate how to assign this
  hierarchy, although it is appropriate to give guidelines. Proposed
  solutions to assignment of namespace are given in [BHK92].

  In North America, there is an alternative approach being developed by
  the North American Directory Forum (NADF), which leverages existing
  registration mechanisms [For91]. It is not yet clear what form a
  final North American Directory Service will take. It is expected that
  similar initiatives will be taken in other places, such as Europe.
  For the Internet, the Internet Society (ISOC) has been suggested as a
  possible Naming Authority.

  A discussion of the main issues involved with representing the Real
  World in the Directory Service is part of the work undertaken by the
  IETF OSI DS Working Group.

  The core of the Internet Directory will therefore come to exist of a
  country based structure with different national naming schemes below
  the countries.  It is clearly desirable that the Internet Directory
  Service follows any evolving national and international hierarchies.
  However, this should not be allowed to cause undue delay. The
  strategy proposed is to proceed with name assignment as needed, and
  to establish interim registration authorities where necessary, taking
  practical steps to be aligned with emerging national authorities
  wherever possible.

  It is suggested that the Internet Directory Service does two things:

  First, each national part of the Internet DIT namespace should be
  delegated to an appropriate organization, which will usually be in
  the country of question.  Second, the delegated organization should
  assign names for that country as part of the Internet Directory
  Service. This should be done in a manner which is appropriately
  aligned with any emerging local or national service, but does not
  unduly delay the deployment of the Internet Directory Service.  For
  most countries, this will fit in as a natural evolution of the early
  directory piloting, where operators of pilots have acted as interim
  name registration authorities.

5.  DIRECTORY INFRASTRUCTURE

  To provide access to the Internet Directory Service, an
  infrastructure has to be built. Although the technical components of
  an X.500 infrastructure are clear: DSAs (that hold the actual data)
  and DUAs (that allow users and applications to access the data), a
  lot more is needed for deployment of an Internet Directory Service.



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  The Integrated Directory Services (IDS) Working Group of the IETF is
  playing a key role in solving most of the issues that are related to
  the building of an appropriate infrastructure.

  Many of the issues cited in this section have come forward out of
  interim pilots that have been established on the Internet:

  PSI White Pages Pilot
     This is a pilot service which is operating X.500 on the Internet.
     In many ways it is operating as an Internet wide pilot.

  FOX
     Fielding Operational X.500, a project to explore the development
     and interoperability of X.500 implementations.

  Paradise (Piloting A ReseArch DIrectory Service in Europe)
     This project has been providing the necessary glue to hold the
     various national activities together [Par91].

5.1   Short Term Requirements

  -  Central Operations. There is a need for a number of operations
     to be managed as a service for the whole Internet. These services
     are:

     o A root DSA; containing the top-level of the DIT, has to be
       provided.  Currently, this root DSA is managed by the Paradise
       project.

     o Name assignment; Inserting names into the Directory, this has
       been discussed in section 4. This could be done in conjunction
       with the appropriate Registration Authority or by the
       Registration Authority.  In most cases it is likely to be the
       former, and mechanisms will need to be set up to allow
       organizations to get their names installed into the directory,
       either direct or through the registration authority.

     o Knowledge management; i.e., the information on "which DSA holds
       what part of the DIT, and how can that DSA be accessed". DSAs
       will be established by Organizations. There will be a need to
       centrally coordinate the management of the knowledge information
       associated with these DSAs. This is likely to be coupled to the
       name assignment.

     o Knowledge and Data replication; For the Directory to perform
       well, knowledge and data high up in the DIT must be
       significantly replicated. A service must be provided to make
       replicated information available to DSAs that need it.



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     It is suggested that for the time being, Paradise should be used
     as the initial basis for handling the top-level of the DIT and for
     provision of the central services. However, the services mentioned
     above need to be provided at a national level for every
     participating country in the Internet Directory Service. Whenever
     an organization starts a new country branch of the DIT in the
     Internet Directory Service the central operations will have to
     help out to make sure that these services will be properly
     installed on a national level.

  - An effective service will need to have sufficient implementations,
    in order to give full coverage over different hardware and software
    platforms, and to demonstrate openness. The recent Directory
    Information Services (pilot) Infrastructure Working Group's (DISI)
    Survey of Directory Implementations suggests that there will not be
    a problem here.  This provides a list of available X.500
    implementations and their capabilities [LW91].

  - An executive summary, necessary to convince the management of
    computer centers to invest manpower into setting up a X.500
    Directory Service.  This is provided by DISI [WR92].

  - Due to the possible different and rather independent structured
    namespaces that can be envisaged in the DIT for different purposes,
    DUAs will have to be "tuned intelligently" for the applications that
    they are used for.

  - To allow users easy access to the Internet Directory Service even
    from low powered workstations, a lightweight protocol has to be
    developed over TCP/IP. Already two private protocols that do this
    have been developed: The Michigan DIXIE protocol [HSB91] and the PSI
    Directory Assistance Service [Ros91]. The IETF OSI Directory
    Services Working Group (OSI-DS WG) is currently working on a
    standard lightweight protocol called LDAP.

  - Although the Internet Directory Service does not have to make any
    mandatory requirements about the use of lower layers, it is noted
    that the use of STD 35, RFC 1006 to allow use of OSI applications on
    top of TCP/IP is essential for deployment in the Internet. Other
    stacks like the ones using CLNS, CONS and X.25(80) will probably
    also be deployed in parts of the Internet. DSAs with different
    stacks will be linked through use of either application level relays
    (chaining) or Transport Service bridges.

  - There are multiple issues that are not dealt with (properly) in the
    X.500 standard and thus prevent the building of an Internet
    Directory service.  Intermediate solutions for these issues have to
    be established in an "open" way. The results will have to be



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    deployed as well as to be fed back into the relevant standard
    committees. The IETF OSI-DS WG deals with these issues. Section 7
    describes several of these issues.

  - Site support. The IETF IDS WG is looking at providing the necessary
    documentation to help with the provision of support for Directory
    users at participating sites.

5.2   Medium Term Requirements

  - Enhanced performance is necessary to allow for a real global usage;

  - The schema has to be extended to allow for various kinds of data,
    e.g.,:

     o  NIC data;
     o  Resource location;

  - Support for Internet Message Handling services (RFC-822, MIME and
    X.400).  This work is already undertaken by the IETF MHS-DS WG.

5.3   Long Term Requirements

  - To make sure that X.500 evolves into an operational service, it is
    essential to track its evolution, and to feed back into the
    evolution process.

  - Interface existing RDBMS into the Directory Service.

  - To increase the performance of the directory, and thereby making it
    useful for an even wider range of applications (e.g., policy based
    routing), a lightweight protocol for access and system usage is
    needed.

6.  DATAMANAGEMENT

  The whole of the Directory Infrastructure won't stand much chance
  without proper datamanagement of the data contained within the DIT.
  Procedures need to be established to assure a certain Level of
  Quality of the data contained in the DIT.

  Due to the very nature of X.500, the management of the data is
  distributed over various sources. This has the obvious advantage that
  the data will be maintained by the owner of the data. It does
  however, make it quite impossible to describe one single procedure
  for datamanagement.





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  For the Internet Directory Service, guidelines will have to be
  developed (by the IETF IDS WG), to help organizations that start with
  deployment of X.500 on how to manage data in their part of the DIT.
  The guidelines should describe a minimum level of quality that has to
  be supplied to make the service operational. The IETF OSI-DS WG will
  initiate a pilot on Quality of Service parameters in the Directory,
  that will be of use.

  Pilot datamanagement projects will have to be done (e.g., existing
  databases should be connected to the Internet Directory Service).
  Tools that are developed to achieve this should be made available to
  the Internet community for possible future use.

6.1   Legal Issues

  Most countries connected to the Internet have some sort of law that
  dictates how data on people can and cannot be made available. These
  laws deal with privacy and registration issues, and will differ from
  country to country.  It is suggested that each of the national
  organizations within the Internet that manages the Internet Directory
  Services master for that country, undertake some research as to the
  applicability of laws within that country on data made public through
  use of X.500.

  In the mean time, a general "User Bill of Rights" should be
  established to indicate what the proper use of the Internet Directory
  Service is. This "Bill of Rights" could be drafted by the IETF IDS
  WG.  As a basis, the NADF "User Bill of Rights" [For92] can be used.

7.  TECHNICAL ISSUES

  The IETF has established the OSI-DS WG. The major component of the
  initial work of this group is to establish a technical framework for
  deploying a Directory Service on the Internet, making use of the
  X.500 protocols and services [CCI88b].  This section describes the
  work already done by this working group, which has been implicitly
  focused on the technical infrastructure needed to deploy the Internet
  Directory service.

  The OSI Directory Standards do not yet contain sufficient specifics
  to enable the Internet Directory Service to be built. Full openness
  and interoperability are a key goal, so we may need Internet specific
  agreements, at least until the ISO standards are more complete. This
  section notes areas where the standards do not have sufficient
  coverage, and indicates the RFCs which have been written to overcome
  these problems.

  The work is being limited to (reasonably well) understood issues.



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  This means that whilst we will attempt to solve a wider range of
  problems, not all potential requirements will necessarily be met.

  The technical work is done in conjunction with the RARE WG on Network
  Application Support WG (formerly RARE WG3). The IETF WGs and the RARE
  WG have a common technical mailing list. It is intended that this
  will lead to a common European and North American technical approach.

7.1   Schema

  A Directory needs to be used in the context of an Information
  Framework. The standard directory provides a number of a attributes
  and object classes to enable basic operation. It is certain that the
  Internet community will have requirements for additional attributes
  and object classes. There is a need to establish a mechanism to
  register such information.

  Pilots in the European RARE Community and the US PSI White Pages
  Pilot have based their information framework on the THORN and RARE
  Naming Architecture. This architecture should be used for the
  Internet Directory Service, in conjunction with COSINE based services
  in Europe. A revised version of the Naming Architecture, with a
  mechanism for registration of new attributes and object classes, has
  been released as RFC 1274 [BHK91a].

7.2   Use on the Internet

  It is a recognized policy on the Internet to deploy OSI Applications
  over non-OSI lower layers (such as STD 35, RFC 1006) [RC87]. This
  policy allows deployment of OSI Applications before an OSI lower
  layer infrastructure has been deployed. Thus, the Internet Directory
  Service will decouple deployment of the OSI Directory from deployment
  of the OSI lower layers. As the Internet Directory service will
  extend into the far corners of the Internet namespace, where the
  underlying technology is not always TCP/IP, the Internet Directory
  Service will not make any mandatory requirements about use of lower
  layers. When configuring the Internet Directory Services, variations
  in the lower layers must be considered. The following options are
  possible:

  - Operation on top of TCP/IP using a lightweight protocol.

  - Operation over TCP/IP using STD 35, RFC 1006. This is a practical
    requirement of deployment at very many Internet sites, and is the
    basis of the existing services. It is highly recommended that all
    participating DSAs support this stack.

  - Use of OSI Network Service (Connection Oriented or Connectionless).



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  - X.25(80) will probably not be used in the core infrastructure of
    the Internet Directory Service, but is the basis of some European
    activities.  It may be needed later to interconnect with US
    commercial systems not on the Internet. There will be a practical
    need to interwork with DSAs which only support this stack.

  This approach has the following implications:

  1. There is a need to represent TCP/IP addresses within OSI Network
     Addresses. This is specified in RFC 1277 [HK91a].

  2. It will be desirable to have a uniform method to present Network
     Addresses of this style. Therefore, a string representation of
     presentation addresses is specified in RFC 1278 [HK91d].

  3. This approach leads to the situation where not all DSAs can
     communicate directly due the different choice of lower layers.
     This is already a practical result of many European sites operating
     DSAs over X.25.  When the Internet Directory Service is deployed,
     the issue of which DSAs operate which stacks must be considered in
     order to achieve a coherent service.  In particular, there may be a
     need to require DSAs that serve parts higher up in the DIT to serve
     multiple stacks. This will be tackled as an operational issue.

  4. There may be a requirement to extend the distributed operations, so
     that there is no requirement for full connectivity (i.e., each DSA
     supports each stack). A solution to this problem, by defining
     "relay DSAs" is specified in RFC 1276 [HK91b].

7.3   Replication of Knowledge and Data

  There are a number of requirements on replication, both of data (the
  actual information on objects in the directory) and knowledge (the
  information on where do I find what data) information, which must be
  met before an Internet Directory can be deployed. The 1988 standard
  cannot be used as is, because it does not deal with replication or
  caching. This leads to serious problems with performance. There is a
  partial solution available in the 1992 version of the standard,
  however there are no products available yet that implement this
  solution.  These issues are discussed in more detail in RFC 1275
  [HK91c].

  As it took too long for 1992 implementations to arrive to be of any
  help to the already rapidly growing pilot that urgently needed a
  solution, an option was chosen to use a simple interim approach as
  defined in RFC 1276.  It will be clearly emphasized that this is an
  interim approach, which will be phased out as soon as the appropriate
  standards are available and stable implementations are deployed. The



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  interim approach is based on the approach used in the QUIPU
  Implementation and it is widely deployed in the existing pilots.

7.4   Presentation of Directory Names

  The standard does not specify a means to present directory names to
  the user. This is seen as a serious deficiency, and a standard for
  presenting directory names is required. For Distinguished Names, a
  string representation is defined in [HK92a]. However, as the
  distinguished name is not very friendly for the user, a more user
  oriented specification of a standard format for representing names,
  and procedures to resolve them is chosen on the Internet, and is
  specified in [HK92b].

7.5   DSA Naming and MD Structure

  There are some critical issues related to naming of DSAs and the
  structure of Directory Management Domains. The main issues are:

  - It is hard to achieve very high replication of knowledge
    information as this is very widely spread;

  - There is a need to give DSAs more reasonable names, which will
    contain an indication on the role of the DSA; This is necessary for
    DSAs high up the DIT.

  - There is too much DIT clutter in the current pilots;

  - There is no real concept of a DMD (Directory Management Domain)
    authority.

  These will be significant as the directory increases in size by
  orders of magnitude. The IETF OSI-DS WG is working to develop a
  solution in this area.

8. SECURITY

  A Directory can be an important component in the overall provision of
  security in a distributed system environment, especially when
  public-key cryptographic technology is employed. The directory can
  serve as a repository for authentication information, which, in turn,
  forms the basis of a number of OSI Authentication Services (e.g.,
  X.400) and non-OSI Services (e.g., privacy-enhanced mail, PEM). The
  directory may also use this and other stored authentication
  information to provide a wide range of security Services used by the
  Directory system itself.





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8.1   Directory Provision of Authentication

  The directory will be used to provide X.509 strong authentication.
  This places minimal requirements on the directory. To use this
  infrastructure, users of authentication services must have access to
  the directory. In practice, this type of authentication can be
  deployed only on a limited scale without use of a directory, and so
  this provision is critical for applications such as Privacy Enhanced
  Mail [Lin93]. The PEM development is considering issues relating to
  deploying Certification Authorities, and this discussion is not
  duplicated here.

  PEM defines a key management architecture based on the use of
  public-key certificates, in support of the message encipherment and
  authentication procedures defined in [Lin93]. The PEM certificate
  management design [Ken93] makes use of the authentication framework
  defined by X.509. In this framework, as adopted by PEM, a
  "certification authority" representing an organization applies a
  digital signature to a collection of data consisting of a user's
  public component, various information that serves to identify the
  user, and the identity of the organization whose signature is
  affixed.  This establishes a binding between these user credentials,
  the user's public component and the organization which vouches for
  this binding. The resulting, signed, data item is called a
  certificate. The organization identified as the certifying authority
  for the certificate is the "issuer" of that certificate. The format
  of the certificate is defined in X.509.

  In signing the certificate, the certification authority vouches for
  the user's identification, in the context specified by the identity
  of the issuer. Various types of organization may issue certificates,
  including corporate, educational, professional, or governmental
  entities. Moreover, these issuers may operate under different
  certification policies, so that not all certificates may be equally
  credible (i.e., some certificates may be more trustworthy as accurate
  identifiers of users, organizations, mailing lists, etc). The PEM
  certificate management design allows for this diversity of
  certification policies, while ensuring that any certificate can be
  traced unambiguously to the policy under which it was issued.

  The digital signature is affixed on behalf of that organization and
  is in a form which can be recognized by all members of the privacy-
  enhanced electronic mail community. This ability to universally
  verify any PEM certificate results because the PEM certification
  design is a singly rooted tree, in which the Internet Society acts as
  the root. Once generated, certificates can be stored in directory
  servers, transmitted via unsecure message exchanges, or distributed
  via any other means that make certificates easily accessible to



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  message originators, without regard for the security of the
  transmission medium.

8.2   Directory Security

  A number of security services are possible with the directory:

  Peer Authentication at Bind
     Authentication (one or two way) between DUA/DSA and DSA/DSA,
     established during the bind operation. This authentication may be
     provided using simple passwords (not recommended), one-way hashed
     passwords (more secure), or via public key cryptography (most
     secure). The various authentication options are specified in
     X.500(88), but most existent implementations implement only simple
     password authentication.

  Per-operation Authentication and Integrity
     This is usually used to identify the DUA originating an operation
     to the Directory (e.g., to authenticate prior to data
     modification). It may also be used to verify the identity of the
     DSA which provided data in a response to the user. In both
     examples, the integrity of the data also is ensured through the
     use of digital signatures. This is specified in X.500(88), but not
     yet widely implemented.

  Single Entry Access Control
     This is used to control which users (DUAs) can access and modify
     data within an entry. This is specified in X.500(92) and most DSA
     implementations provide this function.

  Multiple Entry Access Control
     This is used to control search and list operations, in order to
     allow location of information by searching, but to deter
     "trawling" of information and organizational structure. Usually,
     these access controls are limited in their ability to prevent
     trawling because of the conflicting goal of allowing a certain
     level of legitimate browsing in support of "white pages"
     functionality.

  Service Authorization
     This allows DSAs to control service in a data independent manner,
     based on peer authentication. For example, one might prevent
     students from making non-local queries, while permitting such
     queries by faculty and staff.







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  Security Policy
     This term encompasses the security goals for which data access
     control, service authorization, and authentication mechanisms are
     used to implement. For example, a local security policy might
     require that all directory database modifications employ strong
     authentication and originate from a computer at a known (local)
     location.

  Data Confidentiality
     The directory does not include explicit features to protect the
     confidentiality of data while in transit (e.g., between a DUA and
     DSA or between DSAs). Instead, it is assured that lower layer
     security protocols or other local security facilities will be
     employed to provide this security service. Ongoing work on
     adaptation of the Network Layer Security Protocol (NLSP) is a
     candidate for provision of this security service with directories.

  There is no specification of any Internet-wide security policy for
  directories, nor are there currently any security mechanisms required
  of all directories. Deployment of a directory could be based on a
  variety of policies:

  - Read only system, containing only public data and restricted to
    local modification.

  - Use of X.509 authentication, and private access control mechanisms
    (this will not allow open access control management, but this is not
    seen as a fundamental problem).

  It will be important to understand if global Internet requirements
  for minimum essential directory security mechanisms will be required
  to promote widespread use of directories. We recommend that an
  informational RFC be written to analyze this issue, with an
  operational policy guidelines or applicability statement RFC to
  follow.

9. RELATION TO DNS

  It is important to establish the relationship between the proposed
  Internet Directory, and the existing Domain Name System. An
  Experimental Protocol RFC (RFC 1279) proposes a mapping of DNS
  information onto the Directory. Experiments should be conducted in
  this area [HK91e].

10. EXTERNAL CONNECTIONS

  It will be important for this activity to maintain suitable external
  liaisons. In particular to:



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  Other Directory Services and Directory Pilots

     To ensure a service which is coherent with other groups building
     X.500 services. e.g.,:

     -  Paradise
     -  NADF
     -  FOX
     -  PSI White Pages

  Standards Bodies

     To feed back experience gained from this activity, so that the
     next round of standards meets as many of the Internet requirements
     as possible. e.g.,:

     -  CCITT/ISO
     -  RARE WG-NAS
     -  EWOS/OIW
     -  ETSI

11. REFERENCES


  [BHK91a]  Barker, P., and S. Hardcastle-Kille, "The COSINE and
            Internet X.500 Schema", RFC 1274, Department of Computer
            Science, University College London, November 1991.

  [BHK92]   Barker, P., and S. Hardcastle-Kille, "Naming Guidelines for
            Directory Pilots", RFC 1384, Department of Computer Science,
            University College London, ISODE Consortium, January 1993.

  [CCI88a]  The Directory --- authentication framework, December 1988.
            CCITT Recommendation X.509.

  [CCI88b]  The Directory --- overview of concepts, models and services,
            December 1988. CCITT X.500 Series Recommendations.

  [CCI90]   The Directory --- part 9 --- replication, October 1990.
            ISO/IEC CD 9594-9 Ottawa output.

  [CFSD90]  Case, J., Fedor, M., Schoffstall, M., and J. Davin, "A
            Simple Network Management Protocol", STD 15, RFC 1157,
            SNMP Research, Performance Systems International, MIT
            Laboratory for Computer Science, May 1990.






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RFC 1430                     X.500 Strategy                February 1993


  [For91]   The North American Directory Forum, "A Naming Scheme
            for C=US", RFC 1255, NADF, September 1991.
            Also NADF-175.  (See also RFC 1417.)

  [For92]   The North American directory Forum, "User Bill of Rights
            for Entries and Listing in the Public Directory", RFC 1295,
            NADF, January 1992.  (See also RFC 1417.)

  [HK91a]   Hardcastle-Kille, S., "Encoding network addresses to
            support operation over non-OSI lower layers", RFC 1277,
            Department of Computer Science, University College London,
            November 1991.

  [HK91b]   Hardcastle-Kille, S., "Replication and distributed
            operations extensions to provide an internet directory
            using X.500", RFC 1276, Department of Computer Science,
            University College London, November 1991.

  [HK91c]   Hardcastle-Kille, S., "Replication requirement to
            provide an internet directory using X.500", RFC 1275,
            Department of Computer Science, University College
            London, November 1991.

  [HK91d]   Hardcastle-Kille, S., "A string encoding of presentation
            address", RFC 1278, Department of Computer Science,
            University College London, November 1991.

  [HK91e]   Hardcastle-Kille, S., "X.500 and domains", RFC 1279,
            Department of Computer Science, University College
            London, November 1991.

  [HK92a]   Hardcastle-Kille, S., "A string representation of
            Distinguished Names", Department of Computer Science,
            University College London, Work in Progress.

  [HK92b]   Hardcastle-Kille, S., "Using the OSI directory to achieve
            user friendly naming", Department of Computer Science,
            University College London, Work in Progress.

  [HSB91]   Howes, R., Smith, M., and B. Beecher, "DIXIE Protocol
            Specification", RFC 1249, University of Michigan,
            July 1991.

  [ISO]     Procedures for the operation of OSI registration
            authorities --- part 1: general procedures. ISO/IEC 9834-1.






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RFC 1430                     X.500 Strategy                February 1993


  [Ken93]   Kent, S., "Privacy Enhancement for Internet Electronic
            Mail: Part II - Certificate-based Key Management, RFC 1422,
            BBN, February 1993.

  [Kil88]   Kille, S., "The QUIPU Directory Service", In IFIP WG 6.5
            Conference on Message Handling Systems and Distributed
            Applications, pages 173--186. North Holland Publishing,
            October 1988.

  [Kil89]   Kille, S., "The THORN and RARE Naming Architecture",
            Technical report, Department of Computer Science,
            University College London, June 1989. THORN Report UCL-64
            (version 2).

  [Lin93]   Linn, J., "Privacy Enhancement for Internet Electronic
            Mail: Part I - Message Encryption and Authentication
            Procedures", RFC 1421, February 1993.

  [LW91]    Lang, R., and R. Wright, "A Catalog of Available X.500
            Implementations", FYI 11, RFC 1292, SRI International,
            Lawrence Berkeley Laboratory, January 1992.

  [Lyn91]   Lynch, C., "The Z39.50 information retrieval protocol: An
            overview and status report", Computer Communication Review,
            21(1):58--70, January 1991.

  [Par91]   Paradise International Report, Cosine. Paradise project,
            Department of Computer Science, University College London.
            November 1991.

  [RC87]    Rose, M., and D. Cass, "ISO Transport Services on
            top of the TCP", STD 35, RFC 1006, Northrop Corporation
            Technology Center, May 1987.

  [Ros91]   Rose, M., "Directory Assistance Service", RFC 1202,
            Performance Systems International, February 1991.

  [WR92]    Weider, C., and J. Reynolds, "Executive Introduction to
            Directory Services Using the X.500 Protocol", FYI 13,
            RFC 1308, ANS, ISI, March 1992.

12.  Security Considerations

  Security issues are discussed in Section 8.







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13. Authors' Addresses

  Steve Hardcastle-Kille
  ISODE Consortium
  PO box 505
  SW11 1DX London
  England
  Phone: +44-71-223-4062
  EMail: [email protected]


  Erik Huizer
  SURFnet bv
  PO box 19035
  3501 DA Utrecht
  The Netherlands
  Phone: +31-30 310290
  Email: [email protected]


  Vinton Cerf
  Corporation for National Research Initiatives
  1895 Preston White Drive, Suite 100
  Reston, VA 22091
  Phone: (703) 620-8990
  EMail: [email protected]


  Russ Hobby
  University of California, Davis
  Computing Services
  Surge II Room 1400
  Davis, CA 95616
  Phone: (916) 752-0236
  EMail: [email protected]


  Steve Kent
  Bolt, Beranek, and Newman
  50 Moulton Street
  Cambridge, MA 02138
  Phone: (617) 873-3988
  EMail: [email protected]








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