Network Working Group                                            V. Cerf
Request for Comments: 1167                                          CNRI
                                                              July 1990


       THOUGHTS ON THE NATIONAL RESEARCH AND EDUCATION NETWORK

Status of this Memo

  The memo provides a brief outline of a National Research and
  Education Network (NREN).  This memo provides information for the
  Internet community.  It does not specify any standard.  It is not a
  statement of IAB policy or recommendations.

  Distribution of this memo is unlimited.

ABSTRACT

  This contribution seeks to outline and call attention to some of the
  major factors which will influence the form and structure of a
  National Research and Education Network (NREN).  It is implicitly
  assumed that the system will emerge from the existing Internet.

ACKNOWLEDGEMENTS

  The author gratefully acknowledges support from the National Science
  Foundation, The Defense Advanced Research Projects Agency, the
  Department of Energy and the National Aeronautics and Space
  Administration through cooperative agreement NCR-8820945.  The author
  also acknowledges helpful comments from colleagues Ira Richer, Barry
  Leiner, Hans-Werner Braun and Robert Kahn.  The opinions expressed in
  this paper are the personal opinions of the author and do not
  represent positions of the U.S. Government, the Corporation for
  National Research Initiatives or of the Internet Activities Board.
  In fact, the author isn't sure he agrees with everything in the
  paper, either!

A WORD ON TERMINOLOGY

  The expression "national research and education network" is taken to
  mean "the U.S. National Research and Education Network" in the
  material which follows.  It is implicitly assumed that similar
  initiatives may arise in other countries and that a kind of Global
  Research and Education Network may arise out of the existing
  international Internet system.  However, the primary focus of this
  paper is on developments in the U.S.





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RFC 1167                          NREN                         July 1990


FUNDAMENTALS

  1. The NREN in the U.S. will evolve from the existing Internet base.
  By implication, the U.S. NREN will have to fit into an international
  environment consisting of a good many networks sponsored or owned and
  operated by non-U.S. organizations around the world.

  2. There will continue to be special-purpose and mission-oriented
  networks sponsored by the U.S. Government which will need to link
  with, if not directly support, the NREN.

  3. The basic technical networking architecture of the system will
  include local area networks, metropolitan, regional and wide-area
  networks.  Some nets will be organized to support transit traffic and
  others will be strictly parasitic.

  4. Looking towards the end of the decade, some of the networks may be
  mobile (digital, cellular).  A variety of technologies may be used,
  including, but not limited to, high speed Fiber Data Distribution
  Interface (FDDI) nets, Distributed-Queue Dual Bus (DQDB) nets,
  Broadband Integrated Services Digital Networks (B-ISDN) utilizing
  Asynchronous Transfer Mode (ATM) switching fabrics as well as
  conventional Token Ring, Ethernet and other IEEE 802.X technology.
  Narrowband ISDN and X.25 packet switching technology network services
  are also likely play a role along with Switched Multi-megabit Data
  Service (SMDS) provided by telecommunications carriers.  It also
  would be fair to ask what role FTS-2000 might play in the system, at
  least in support of government access to the NREN, and possibly in
  support of national agency network facilities.

  5. The protocol architecture of the system will continue to exhibit a
  layered structure although the layering may vary from the present-day
  Internet and planned Open Systems Interconnection structures in some
  respects.

  6. The system will include servers of varying kinds required to
  support the general operation of the system (for example, network
  management facilities, name servers of various types, email, database
  and other kinds of information servers, multicast routers,
  cryptographic certificate servers) and collaboration support tools
  including video/teleconferencing systems and other "groupware"
  facilities.  Accounting and access control mechanisms will be
  required.

  7. The system will support multiple protocols on an end to end basis.
  At the least, full TCP/IP and OSI protocol stacks will be supported.
  Dealing with Connectionless and Connection-Oriented Network Services
  in the OSI area is an open issue (transport service bridges and



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RFC 1167                          NREN                         July 1990


  application level gateways are two possibilities).

  8. Provision must be made for experimental research in networking to
  support the continued technical evolution of the system.  The NREN
  can no more be a static, rigid system than the Internet has been
  since its inception.  Interconnection of experimental facilities with
  the operational NREN must be supported.

  9. The architecture must accommodate the use of commercial services,
  private and Government-sponsored networks in the NREN system.

  Apart from the considerations listed above, it is also helpful to
  consider the constituencies and stakeholders who have a role to play
  in the use of, provision of and evolution of NREN services.  Their
  interests will affect the architecture of the NREN and the course of
  its creation and evolution.

NREN CONSTITUENTS

  The Users

     Extrapolating from the present Internet, the users of the system
     will be diverse.  By legislative intent, it will include colleges
     and universities, government research organizations (e.g.,
     research laboratories of the Departments of Defense, Energy,
     Health and Human Services, National Aeronautics and Space
     Administration), non-profit and for-profit research and
     development organizations, federally funded research and
     development centers (FFRDCs), R&D activities of private
     enterprise, library facilities of all kinds, and primary and
     secondary schools.  The system is not intended to be discipline-
     specific.

     It is critical to recognize that even in the present Internet, it
     has been possible to accommodate a remarkable amalgam of private
     enterprise, academic institutions, government and military
     facilities.  Indeed, the very ability to accept such a diverse
     constituency turns on the increasing freedom of the so-called
     intermediate-level networks to accept an unrestricted set of
     users.  The growth in the size and diversity of Internet users, if
     it can be said to have been constrained at all, has been limited
     in part by usage constraints placed on the federally-sponsored
     national agency networks (e.g., NSFNET, NASA Science Internet,
     Energy Sciences Net, High Energy Physics Net, the recently
     deceased ARPANET, Defense Research Internet, etc.).  Given the
     purposes of these networks and the fiduciary responsibilities of
     the agencies that have created them, such usage constraints seem
     highly appropriate.  It may be beneficial to search for less



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RFC 1167                          NREN                         July 1990


     constraining architectural paradigms, perhaps through the use of
     backbone facilities which are not federally-sponsored.

     The Internet does not quite serve the public in the same sense
     that the telephone network(s) do (i.e., the Internet is not a
     common carrier), although the linkages between the Internet and
     public electronic mail systems, private bulletin board systems
     such as FIDONET and commercial network services such as UUNET,
     ALTERNET and PSI, for example, make the system extremely
     accessible to a very wide variety of users.

     It will be important to keep in mind that, over time, an
     increasing number of institutional users will support local area
     networks and will want to gain access to NREN by that means.
     Individual use will continue to rely on dial-up access and, as it
     is deployed, narrow-band ISDN.  Eventually, metropolitan area
     networks and broadband ISDN facilities may be used to support
     access to NREN.  Cellular radio or other mobile communication
     technologies may also become increasingly popular as access tools.

  The Service Providers

     In its earliest stages, the Internet consisted solely of
     government-sponsored networks such as the Defense Department's
     ARPANET, Packet Radio Networks and Packet Satellite Networks.
     With the introduction of Xerox PARC's Ethernet, however, things
     began to change and privately owned and operated networks became
     an integral part of the Internet architecture.

     For a time, there was a mixture of government-sponsored backbone
     facilities and private local area networks.  With the introduction
     of the National Science Foundation NSFNET, however, the
     architecture changed again to include intermediate-level networks
     consisting of collections of commercially-produced routers and
     trunk or access lines which connected local area network
     facilities to the government-sponsored backbones.  The
     government-sponsored supercomputer centers (such as the National
     Aerospace Simulator at NASA/AMES, the Magnetic Fusion Energy
     Computing Center at Lawrence Livermore Laboratory and the half-
     dozen or so NSF-sponsored supercomputer centers) fostered the
     growth of communications networks specifically to support
     supercomputer access although, over time, these have tended to
     look more and more like general-purpose intermediate-level
     networks.

     Many, but not all, of the intermediate-level networks applied for
     and received seed funding from the National Science Foundation.
     It was and continues to be NSF's position, however, that such



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RFC 1167                          NREN                         July 1990


     direct subsidies should diminish over time and that the
     intermediate networks should become self-sustaining.  To
     accomplish this objective, the intermediate-level networks have
     been turning to an increasingly diverse user constituency (see
     section above).

     The basic model of government backbones, consortium intermediate
     level nets and private local area networks has served reasonably
     well during the 1980's but it would appear that newer
     telecommunications technologies may suggest another potential
     paradigm.  As the NSFNET moves towards higher speed backbone
     operation in the 45 Mb/s range, the importance of carrier
     participation in the enterprise has increased.  The provision of
     backbone capacity at attractive rates by the inter-exchange
     carrier (in this case, MCI Communications Corporation) has been
     crucial to the feasibility of deploying such a high speed system.

     As the third phase of the NREN effort gets underway, it is
     becoming increasingly apparent that the "federally-funded
     backbone" model may and perhaps even should or must give way to a
     vision of commercially operated, gigabit speed systems to which
     the users of the NREN have access.  If there is federal subsidy in
     the new paradigm, it might come through direct provision of
     support for networking at the level of individual research grant
     or possibly through a system of institutional vouchers permitting
     and perhaps even mandating institution-wide network planning and
     provision.  This differs from the present model in which the
     backbone networks are essentially federally owned and operated or
     enjoy significant, direct federal support to the provider of the
     service.

     The importance of such a shift in service provision philosophy
     cannot be over-emphasized.  In the long run, it eliminates
     unnecessary restrictions on the use and application of the
     backbone facilities, opening up possibilities for true ubiquity of
     access and use without the need for federal control, except to the
     extent that any such services are considered in need of
     regulation, perhaps.  The same arguments might be made for the
     intermediate level systems (metropolitan and regional area access
     networks).  This does NOT mean that private networks ranging from
     local consortia to inter-continental systems will be ruled out.
     The economics of private networking may still be favorable for
     sufficiently heavy usage.  It does suggest, however, that
     achieving scale and ubiquity may largely rely on publicly
     accessible facilities.






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RFC 1167                          NREN                         July 1990


  The Vendors

     Apart from service provision, the technology available to the
     users and the service providers will come largely from commercial
     sources.  A possible exception to this may be the switches used in
     the gigabit testbed effort, but ultimately, even this technology
     will have to be provided commercially if the system is to achieve
     the scale necessary to serve as the backbone of the NREN.

     An important consequence of this observation is that the NREN
     architecture should be fashioned in such a way that it can be
     constructed from technology compatible with carrier plans and
     available from commercial telecommunications equipment suppliers.
     Examples include the use of SONET (Synchronous Optical Network)
     optical transmission technology, Switched Multimegabit Data
     Services offerings (metropolitan area networks), Asynchronous
     Transmission Mode (ATM) switches, frame relays, high speed,
     multi-protocol routers, and so on.  It is somewhat unclear what
     role the public X.25 networks will play, especially where narrow
     and broadband ISDN services are available, but it is also not
     obvious that they ought to be written off at this point.  Where
     there is still research and development activity (such as in
     network management), the network R&D community can contribute
     through experimental efforts and through participation in
     standards-making activities (e.g., ANSI, NIST, IAB/IETF, Open
     NMF).

OPERATIONS

  It seems clear that the current Internet and the anticipated NREN
  will have to function in a highly distributed fashion.  Given the
  diversity of service providers and the richness of the constituent
  networks (as to technology and ownership), there will have to be a
  good deal of collaboration and cooperation to make the system work.
  One can see the necessity for this, based on the existing voice
  network in the U.S.  with its local and inter-exchange carrier (IEC)
  structure.  It should be noted that in the presence of the local and
  IEC structure, it has proven possible to support private and virtual
  private networking as well.  The same needs to be true of the NREN.

  A critical element of any commercial service is accounting and
  billing.  It must be possible to identify users (billable parties,
  anyway) and to compute usage charges.  This is not to say that the
  NREN component networks must necessarily bill on the basis of usage.
  It may prove preferable to have fixed access charges which might be
  modulated by access data rate, as some of the intermediate-level
  networks have found.  It would not be surprising to find a mixture of
  charging policies in which usage charges are preferable for small



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  amounts of use and flat rate charges are preferred for high volume
  use.

  It will be critical to establish a forum in which operational matters
  can be debated and methods established to allow cooperative operation
  of the entire system.  A number of possibilities present themselves:
  use of the Internet Engineering Task Force as a basis, use of
  existing telecommunication carrier organizations, or possibly a
  consortium of all service providers (and private network operators?).
  Even if such an activity is initiated through federal action, it may
  be helpful, in the long run, if it eventually embraces a much wider
  community.

  Agreements are needed on the technical foundations for network
  monitoring and management, for internetwork accounting and exchange
  payments, for problem identification, tracking, escalation and
  resolution.  A framework is needed for the support of users of the
  aggregate NREN.  This suggests cooperative agreements among network
  information centers, user service and support organizations to begin
  with.  Eventually, the cost of such operations will have to be
  incorporated into the general cost of service provision.  The federal
  role, even if it acts as catalyst in the initial stages, may
  ultimately focus on the direct support of the users of the system
  which it finds it appropriate to support and subsidize (e.g., the
  research and educational users of the NREN).

  A voucher system has been proposed, in the case of the NREN, which
  would permit users to choose which NREN service provider(s) to
  engage.  The vouchers might be redeemed by the service providers in
  the same sort of way that food stamps are redeemed by supermarkets.
  Over time, the cost of the vouchers could change so that an initial
  high subsidy from the federal government would diminish until the
  utility of the vouchers vanished and decisions would be made to
  purchase telecommunications services on a pure cost/benefit basis.

IMPORTANCE OF COMMERCIAL INTERESTS

  The initial technical architecture should incorporate commercial
  service provision where possible so as to avoid the creation of a
  system which is solely reliant on the federal government for its
  support and operation.  It is anticipated that a hybrid system will
  develop but, for example, it is possible that the gigabit backbone
  components of the system might be strictly commercial from the start,
  even if the lower speed components of the NREN vary from private, to
  public to federally subsidized or owned and operated.






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RFC 1167                          NREN                         July 1990


CONCLUSIONS

  The idea of creating a National Research and Education Network has
  captured the attention and enthusiasm of an extraordinarily broad
  collection of interested parties.  I believe this is in part a
  consequence of the remarkable range of new services and facilities
  which could be provided once the network infrastructure is in place.
  If the technology of the NREN is commercially viable, one can readily
  imagine that an economic engine of considerable proportions might
  result from the widespread accessibility of NREN-like facilities to
  business sector.

Security Considerations

  Security issues are not discussed in this memo.

Author's Address

  Vinton G. Cerf
  Corporation for National Research Initiatives
  1895 Preston White Drive, Suite 100
  Reston, VA 22091

  EMail: [email protected]

  Phone: (703) 620-8990

























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