Network Working Group                                       M. St. Johns
Request for Comments: 1038                                          IETF
                                                           January 1988


                   Draft Revised IP Security Option


Status of this Memo

  This RFC is a pre-publication draft of the revised Internet Protocol
  Security Option.  This draft reflects the version as approved by
  the Protocol Standards Steering Group.  It is provided for
  informational purposes only.  The final version of this document will
  be available from Navy Publications and should not differ from
  this document in any major fashion.

  This document will be published as a change to the MIL-STD 1777,
  "Internet Protocol".  Distribution of this memo is unlimited.

9.3.13.1 Internet Options Defined.

  The following internet options are defined:

       CLASS NUMBER LENGTH DESCRIPTION
       _____ ______ ______ ___________

       0      00000   -    End of Option list:  This option occupies
                           only 1 octet; it has no length octet.
       0      00001   -    No Operation:  This option occupies only 1
                           octet; it has no length octet.
       0      00010   var. Basic Security:  Used to carry security
                           level and accrediting authority flags.
       0      00011   var. Loose Source Routing:  Used to route the
                           datagram based on information supplied by
                           the source.
       0      00101   var. Extended Security:  Used to carry additional
                           security information as required by
                           registered authorities.
       0      01001   var. Strict Source Routing:  Used to route the
                           datagram based on information supplied by
                           the source.
       0      00111   var. Record Route:  Used to trace the route a
                           datagram takes.
       0      01000    4   Stream ID:  Used to carry the stream
                           identifier.
       2      00100   var. Internet Timestamp:  Used to accumulate
                           timing information in transit.



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RFC 1038            Draft Revised IP Security Option        January 1988


9.3.15.3  DoD Basic Security.

    Option type:  130      Option length: variable; minimum length:  4

  The option identifies the U.S. security level to which the datagram
  is to be protected, and the accrediting authorities whose protection
  rules apply to each datagram.

  The option is used by accredited trusted components of an internet
  to:

    a.  Validate the datagram as appropriate for transmission from the
        source.

    b.  Guarantee that the route taken by the datagram (including the
        destination) is protected to the level required by all
        indicated accrediting authorities.

    c.  Supply common label information required by computer security
        models.

    This option must be copied on fragmentation.  This option appears
    at most once in a datagram.

  The format of this option is as follows:


  +--------------+-----------+-------------+-------------//----------+
  |  10000010    |  XXXXXXXX | SSSSSSSS    |  AAAAAAA[1]    AAAAAAA0 |
  |              |           |             |         [0]             |
  +--------------+-----------+-------------+-------------//----------+
     TYPE = 130   LENGTH      CLASSIFICATION      PROTECTION
                  VARIABLE      PROTECTION         AUTHORITY
                                  LEVEL              FLAGS

                  FIGURE 10-A.  SECURITY OPTION FORMAT

9.3.15.3.1  Length.

  The length of the option is variable.  The minimum length option is
  4.

9.3.15.3.2  Classification Protection Level.

  This field specifies the U.S. classification level to which the
  datagram should be protected.  The information in the datagram should
  be assumed to be at this level until and unless it is regraded in
  accordance with the procedures of all indicated protecting



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  authorities.  This field specifies one of the four U.S.
  classification levels, and is encoded as follows:

                11011110   -   Top Secret
                10101101   -   Secret
                01111010   -   Confidential
                01010101   -   Unclassified

9.3.15.3.3  Protection Authorities Flags.

  This field indicates the National Access Program(s) with accrediting
  authority whose rules apply to the protection of the datagram.

     a.  Field Length:  This field is variable in length.  The low-
     order bit (Bit 7) of each octet is encoded as "zero" if it is the
     final octet in the field, or as "one" if there are additional
     octets.  Currently, only one octet is needed for this field
     (because there are less than seven authorities), and the final bit
     of the first octet is coded as "zero".

     b.  Source Flags:  The first seven bits (Bits 0 through 6) in each
     octet are source flags which are each associated with an authority
     as indicated below.  The bit corresponding to an authority is
     "one" if the datagram is to be protected in accordance with the
     rules of that authority.

9.3.15.3.4  Usage Rules.

  Use of the option requires that a host be aware of 1) the
  classification level, or levels, at which it is permitted to operate,
  and 2) the protection authorities responsible for its certification.
  The achievement of this is implementation dependent.  Rules for use
  of the option for different types of hosts are given below.

9.3.15.3.4.1  Unclassified Hosts, including gateways.

     a.  Output:  Unclassified hosts may either use or not use the
     option.  If it is used, classification level must be unclassified,
     bit 0 of the accreditation field (GENSER) must be one, and all
     other bits of the accreditation field must be 0.  While use of the
     option is permitted, it is recommended that unclassified hosts
     interested in maximizing interoperability with existing non-
     compliant implementations not use the option.

     b.  Input:  Unclassified hosts should accept for further
     processing IP datagrams without the option.  If the option is
     present on an incoming IP datagram, then the datagram is accepted
     for further processing only if the classification level is



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     unclassified, bit 0 of the accreditation field (GENSER) is one,
     and all other bits of the accreditation field are zero.
     Otherwise, the out-of-range procedure is followed.

9.3.15.3.4.2  Hosts accredited in the Dedicated, System-High, or
Compartmented Modes at a classification level higher than unclassified.

     a.  Output.  The use of the option is mandatory.  The
     classification level should be the dedicated level for dedicated
     hosts and the system-high level for system-high and compartmented
     hosts.  The accrediting authority flags should be one for all
     authorities which have accredited the hosts, and zero for all
     other authorities.

     b.  Input.  If 1) the option is present, 2) the classification
     level matches the host classification level, and 3) the
     accrediting authority flags for all accrediting authorities of the
     receiving host are one, and all others are zero, the IP datagram
     should be accepted for further processing.  Otherwise, the out-
     of-range procedure is followed.

9.3.15.3.4.3  Hosts accredited in the Multi-Level or Controlled Mode for
network transmission.

     a.  Output.  The use of the option is mandatory.  The
     classification level of an IP datagram should be within the range
     of levels for which the host is accredited.  The protection
     authorities flags should be one for all authorities under whose
     rules the datagram should be protected.

     b.  Input.  In the specific case where a multi-level or controlled
     host is accredited to directly interface with an unclassified
     environment, the host may accept IP datagrams without a basic
     security option.  Such datagrams should be assumed to be
     implicitly labelled unclassified, GENSER, and should be so
     labelled explicitly if they are later output.  In all other cases,
     the IP datagrams should have the basic security option on input,
     and the out-of-range procedure should be followed if it is not.

  There are two cases to be considered where the option is present.
  The first case is where the system environment permits the values in
  the option to be trusted to be correct for some range of values; the
  second is where the values cannot be trusted to be correct.  For each
  multi-level or controlled host, every input channel for IP datagrams
  must be considered and classed appropriately.  If a channel does have
  a trusted range, then the values of both the classification level and
  the protection authorities are checked to insure that they fall
  within that range and the range of accredited values for the



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RFC 1038            Draft Revised IP Security Option        January 1988


  receiving host.  If within both ranges, the IP datagram is accepted
  for further processing; otherwise the out-of-range procedure is
  followed.  If the label cannot be trusted, then the receiving host
  must possess some accredited means of knowing what the correct
  marking should be (e.g., a trusted channel to a system-high host at a
  known level).  On receipt of an IP datagram, the host compares the
  actual values in the option to the correct values.  If the values
  match, the datagram is accepted for further processing; otherwise,
  the out-of-range procedure is followed.

9.3.15.3.4.4  Out-Of-Range Procedure.

  If an IP datagram is received which does not meet the input
  requirements, then:

     a)  The data field should be overwritten with ones.

     b) If the problem is a missing required Basic or Extended security
     option, an ICMP "parameter problem" message is sent to the
     originating host with the code field set to 1 (one) to indicate
     "missing required option" and the pointer field set to the option
     type of the missing option.  Otherwise, an ICMP "parameter
     problem" message is sent to the originating host with code field
     set to 0 (zero) and with the pointer field pointing to the
     position of the out-of-range security option.

     c) If the receiving host has an interface to a local security
     officer or equivalent, the problem should be identified across
     that interface in an appropriate way.

9.3.15.3.4.5  Trusted Intermediary Procedure.

  Certain devices in the internet may act as intermediaries to validate
  that communications between two hosts are authorized, based on a
  combination of knowledge of the hosts and the values in the IP
  security option.  These devices may receive IP datagrams which are in
  range for the intermediate device, but are either not within the
  acceptable range for the sender, or for the ultimate receiver.  In
  the former case, the datagram should be treated as described above
  for an out-of-range option.  In the latter case, a "destination
  unreachable" ICMP message should be sent, with the code value of 10
  (ten), indicating "Communication with Destination Host
  Administratively Prohibited".








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9.3.15.4  DoD Extended Security Option

   Option type:  133          Option length:  variable

  This option permits additional security related information, beyond
  that present in the Basic Security Option, to be supplied in an IP
  datagram to meet the needs of registered authorities.  If this option
  is required by an authority for a specific system, it must be
  specified explicitly in any Request for Proposal.  It is not
  otherwise required.  This option must be copied on fragmentation.
  This option may appear multiple times within a datagram.

  The format for this option is as follows:

         +------------+-------------+-------------+--------//-------+
         | 10000101   |  000LLLLL   |  AAAAAAAA   |   add sec info  |
         +------------+-------------+-------------+--------//-------+
          type = 133    LENGTH = Var.   ADDITIONAL    ADDITIONAL
                                        SECURITY      SECURITY
                                        INFO          INFO
                                        AUTHORITY
                                        CODE

                              FIGURE 10-B.

9.3.15.4.1  Additional Security Info Authority Code.

  length = 8 bits

  The values of this field are assigned by DCA Code R130, Washington,
  D.C.  20305-2000.  Each value corresponds to a requestor who, once
  assigned, becomes the authority for the remainder of the option
  definition for that value.

9.3.15.4.2  Additional Security Information.

  length - variable

  This field contains any additional security information as specified
  by the authority.











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     BIT
     NUMBER     AUTHORITY

       0        GENSER

       1        SIOP

       2        DSCCS-SPINTCOM

       3        DSCCS-CRITICOM

     4-7        Unassigned

  AUTHORITY                                 SOURCE OF ANNEX DESCRIBING
                                            CURRENT CODING OF ADDITIONAL
                                            SECURITY INFORMATION

  GENSER
  National Access Program, less SIOP        Defense Communications
                                            Agency
                                            ATTN:  Code R130
                                            Washington, DC  20305

  SIOP
  National Access Program                   Department of Defense
                                            Organization of the
                                            Joint Chiefs of Staff
                                            Attn: J6T
                                            Washington, DC

  DSCCS-SPINTCOM
  National Access Program                   Defense Intelligence Agency
                                            Attn: DSE4
                                            Bolling AFB, MD

  DSCCS-CRITICOM
  National Access Program                   National Security Agency
                                            9800 Savage Road
                                            Attn: T03
                                            Ft. Meade, MD 20755-6000











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