Network Working Group                                        C.Partridge
Request For Comment: 1024                                       BBN/NNSC
                                                             G. Trewitt
                                                               Stanford
                                                           October 1987

                      HEMS VARIABLE DEFINITIONS

STATUS OF THIS MEMO

  This memo assigns instruction codes, defines object formats and
  object semantics for use with the High-Level Monitoring and Control
  Language, defined in RFC-1023.

  This memo is provisional and the definitions are subject to change.
  Readers should confirm that they have the most recent version of the
  memo.

  The authors assume a working knowledge of the ISO data encoding
  standard, ASN.1, and a general understanding of the IP protocol
  suite.

  Distribution of this memo is unlimited.

INTRODUCTION

  In other memos [RFC-1021, RFC-1022] the authors have described a
  general system for monitoring and controlling network entities; this
  system is called the High-Level Entity Management System (HEMS).
  This system permits applications to read and write values in remote
  entities which support a simple query processor.

  In this memo we standardize the language instruction codes, the
  objects which can be read or written, and the meanings of any
  constants stored in the objects.  There are three parts to this
  standardization: (1) the assignment of an ASN.1 tag to each value,
  (2) the definition of the external representation of the value (e.g.,
  INTEGER, OCTETSTRING, etc.), and (3) the definition of the meaning,
  or semantics of a value (e.g., what types of packets a particular
  packet counter actually tracks).

  This definition is provisional, and the authors hope that it will be
  expanded and improved as the community becomes more experienced with
  HEMS.  Readers with suggestions for additional object definitions, or
  improved definitions are encouraged to contact the authors.






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MESSAGE FORMATS

  All HEMS values are conveyed between applications and entities using
  the High-Level Entity Management Protocol (HEMP) specified in RFC-
  1022.  All values specified in this memo are passed in the data
  sections of HEMP messages.  For all message types, the data section
  is a SEQUENCE of objects.  For requests, these objects are operations
  and their operands.  Replies contain a sequence of objects retrieved
  by a request.  Events contain an initial event object followed by an
  optional number of objects related to the event.

  Messages conforming to this memo should set the link field in the
  HEMP CommonHeader to 1, to indicate version 1 of HEMS.  The
  resourceId field should be set to NULL.


CONTROL LANGUAGE INSTRUCTIONS

  The HEMS Monitoring and Control Language defines a suite of
  operations which the query processor must be able to perform.  These
  operations and their operands are ASN.1 objects which are passed to
  the query processor over a network connection.  The operations and
  operands are sent in postfix form (the operation follows the
  operands). Operands are pushed onto a stack and are processed when
  the operation is encountered.

  To ensure that operations are easily recognized in the input stream,
  they are all encoded in a single application-specific type.  This
  type is shown below.

              Operation ::= [APPLICATION 1] IMPLICIT INTEGER {
                      reserved(0), get(1) begin(2), end(3),
                      get-match(4), get-attributes(5),
                      get-attributes-match(6), get-range(7),
                      set(8), set-match(9)
                  }

  When the query processor encounters an Operation object it consults
  the value to determine which operation is to be done (e.g., GET).

GENERAL COMMENTS ON OBJECTS STORED IN ENTITIES

  The High-Level Monitoring and Control Language requires the object
  space to have a tree-shaped type space.  Locating a particular object
  requires identifying that section of the tree in which the object
  resides.  (A more detailed explanation of the scheme is given in
  RFC-1023).




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  This memo defines a universal type space.  A subset of this type
  space is expected to be an appropriate type space for any entity
  (e.g., a gateway or a multi-user host).  The type space is divided
  into required and optional portions.  Implementors should implement
  the required portion of the type space plus that part of the optional
  type space which is appropriate for their particular entity.

  One problem with defining a universal type space is that certain
  interesting objects are not universal, but are instead very machine
  specific (for example, status registers on specialized hardware).  To
  allow implementors to retrieve such implementation-specific objects
  using the HEMS system, a special APPLICATION type is reserved for
  non-standard values.

  Putting objects in ASN.1 form implies an ability to map to and from
  ASN.1 format.  One of the design goals of this system has been to
  minimize the amount of ASN.1 compilation required by the query
  processor to reduce the expense of processing queries at entities.
  (This implies a certain willingness to force the applications
  querying entities to be more powerful).  We expect that most of the
  complex mapping will be done when objects are read; most writable
  objects have a simple format (e.g., an INTEGER, or OCTETSTRING).  As
  a result, we have made a heavy use of the ASN.1 SET type, which
  allows values to be presented in any order.  Applications which
  require particular fields in an object may use the template structure
  to specify particular fields to be retrieved, but this still permits
  the query processor to return the fields in whatever order is
  convenient.

  In addition to ease the problems of ASN.1 compilation, query
  processors are not required to reduce an INTEGER to the minimum
  number of octets as specified in ASN.1.  Applications should be
  prepared to receive INTEGERs which have leading octets with all zeros
  or ones.

  More generally, a design goal of HEMS was to try to limit the data
  processing done at the entity, and to place the burden of data
  reduction on the querying application.  As a result, the objects
  presented here are typically counters, or values which the entity has
  to compute already.  Object definitions which require the entity to
  do data reduction are not supported, although consideration might be
  given to making them optionally available.

  Finally, HEMS is required to support access by multiple network
  management centers or applications.  This constraint has some
  important consequences.  First, the SET operation cannot be applied
  to any Counter, since changing the value of a Counter may impair data
  acquisition by other centers.  More generally, there are questions



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  about competing or clashing SET requests from management centers.
  Currently HEMS does not provide any facilities for protecting against
  such requests.  If such facilities become necessary, the authors
  envision the enhancement of the object definitions to incorporate the
  idea of "owned" objects.


READING THE OBJECT DEFINITIONS

  Most of the rest of this memo is devoted to ennumerating the objects
  managed by the query processor.  Many of these objects are
  dictionaries, objects which reference other objects.  Defining
  dictionaries requires that we specify the class of objects they
  reference.

  Most significant objects, such as packet counts, reside at the leaves
  of the object data tree.  They need to be carefully defined to ensure
  that their meaning is consistent across all HEMS implementations.
  These values are defined using the following format:


  OBJECT:  This is the name of the object.

  Type:  This is the ASN.1 type of the object.

  Definition:  The meaning of the data the object contains.
          Implementations should ensure that their instance of
          the object fulfills this definition since an important
          feature of HEMS is that objects have consistent meaning
          across all machines.  It is better not to implement
          an object than to abuse its definition.

  Notes:  An optional section of the definition which is used
          to discuss issues not covered in other sections of
          this specification.

  Object Status:  An optional section of the definition which
          is used to indicate whether the object is required of all
          HEMS implementations, encouraged of HEMS implementations
          or simply considered useful.  Currently, there are four
          levels of status:

              Required:  The object is felt to provide critical
              information and must be included in a fully
              conforming HEMS implementation.

              Required On Condition:  The object is felt to
              provide critical information about an optional



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              feature of an IP entity (for example, support of
              the Transmission Control Protocol).  The object
              is required if the feature is implemented in the
              entity.

              Encouraged:  The object is felt to provide very
              useful management information and implementors
              are encouraged to implement it.

              Defined:  The object may be useful and has been
              defined so that all implementations of the object
              are consistent.

          If the object status is not specified, the object should
          be considered required.  If the parent dictionary is optional,
          then the object should be considered required if the parent
          dictionary is supported.

  Operations on Object:  The definition of how each monitoring
          and control operation acts on the object.  Many operations
          have the same effect on almost all values, so some
          default definitions are presented here.  In the absence
          of an operation specification, implementors should use
          the default operations defined here.

          BEGIN:  The default is for BEGIN to be defined for
              dictionaries, and an error if performed on leaf
              objects in the tree.

          CREATE:  The default is that CREATE is undefined.

          DELETE:  The default is that DELETE is undefined.

          END:  END is a stack operation and is defined for all objects.
              Note that END may fail if there is no object on the
              stack.


          GET-ATTRIBUTES:  The default is that GET-ATTRIBUTES is
              defined on the contents of all dictionaries specified
              in this memo.  The text description attributes
              are optional for values defined in this memo, but
              are required for implementation-specific objects.
              Any descriptions of object listed in this memo should
              cite this memo.  GET-ATTRIBUTES must be supported on
              all entity-specific values.  GET-ATTRIBUTES
              returns a Attributes object, which is defined in
              the well-known types section below.



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          GET-ATTRIBUTES-MATCH:  The default is that
              GET-ATTRIBUTES-MATCH is optionally defined on any
              object which supports GET-MATCH, and is an error
              otherwise.  The rules for attributes returned by
              GET-ATTRIBUTES-MATCH are the same as those for
              GET-ATTRIBUTES.

          GET:  The default definition of GET is to emit the operand
              specified is a leaf object, and if the operand is a
              dictionary, to recursively GET the entire dictionary and
              its subdictionaries.

          GET-MATCH:  Unless otherwise specified, GET-MATCH is not
              supported on an object.

          GET-RANGE:  Unless otherwise specified, GET-RANGE is not
              supported on an object.

          SET:  Unless otherwise specified, SET is not supported on an
              object.

          SET-MATCH:  Unless otherwise specified, SET-MATCH is not
              supported on an object.


ATTRIBUTES

  HEMS requires that remote applications be able to discover the
  meaning of an object by querying the entity in which the object is
  stored.  This is done through use of the GET-ATTRIBUTES operator,
  which causes an Attributes object to be returned to the application.
  The Attributes object is described below.

          Attributes ::= [APPLICATION 2] IMPLICIT SEQUENCE {
              tagASN1       [0] IMPLICIT INTEGER,
              valueFormat   [1] IMPLICIT INTEGER,
              longDesc      [2] IMPLICIT IA5String OPTIONAL,
              shortDesc     [3] IMPLICIT IA5String OPTIONAL,
              unitsDesc     [4] IMPLICIT IA5String OPTIONAL,
              precision     [5] IMPLICIT INTEGER OPTIONAL,
              properties    [6] IMPLICIT BITSTRING OPTIONAL,
          }

  The meanings of the various attributes are given below.

          tagASN1:  The ASN.1 tag for this object.
              This attribute is required.




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          valueFormat:  The underlying ASN.1 type of the object
              (e.g., SEQUENCE, or OCTETSTRING).  This attribute
              is required.

          longDesc:  A potentially lengthy text description which
              fully defines the object.  This attribute is optional
              for objects defined in this memo and required for
              entity-specific objects.

          shortDesc:  A short mnemonic string of less than 15 octets
              which is suitable for labelling the value on a display.
              This attribute is optional.

          unitsDesc:  A short string used for integer values to
              indicate the units in which the value is measured
              (e.g. "ms", "sec", "packets", etc).  This attribute
              is optional.

          precision:  For Counter objects, the value at which the
              Counter will roll-over.  Required for all Counter
              objects.

          properties:  A bitstring of boolean properties of the
              object.  If the bit is on, it has the given property.
              This attribute is optional.  The bits currently
              defined are:

                  0 -- If true, the difference between two values
                      of this object is significant. For example,
                      the changes in a packet count is always
                      significant, it always conveys information.
                      In this case, the 0 bit would be set.  On the
                      other hand, the difference between two readings
                      of a queue length may be meaningless.


IMPLEMENTATION SPECIFIC TYPES

  Each vendor or implementation specific value must be contained within
  an VendorSpecific object.  The format of the VendorSpecific object is
  shown below.

  Type:  VendorSpecific

           VendorSpecific ::= [APPLICATION 3] IMPLICIT SET of ANY






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  For a detailed discussion of the need for this type, see RFC 1023.

WELL-KNOWN TYPES

  There are some generally useful types which are defined across the
  system and are considered well-known.  These types support abstract
  notions that are frequently used in other definitions.

  TYPE: Error

          Error ::= [APPLICATION 0] IMPLICIT SEQUENCE {
              errorCode INTEGER,
              errorOffset INTEGER
              errorDescription IA5String,
          }

  The Error type is returned within reply messages when an error is
  countered.  The errorCode is a number specifying a general class of
  error.  The errorOffset is the octet in the query where the error was
  discovered.  Note that the query starts at the first octet (octet 0)
  of the HEMP data section.  The errorDescription is a text message
  explaining the error.  Note that the definition of this section is
  the same (except for the start of the offset) as that of the HEMP
  protocol error structure and the error codes have been selected to
  keep the code spaces distinct.  This is intended to ease the
  processing of error messages.  The defined errorCodes are:

              100 -- Any error not listed below.

              101 -- System error.  The query processor has failed
                  in some way.

              102 -- Format error.  An error has been detected in
                  the input stream.

              103 -- Stack error.  A stack overflow or underflow has
                  occurred.

              104 -- Instruction error.  The instruction is either
                  unknown, or not supported on the object to which
                  it has been applied.

              105 -- Operand error.  The wrong number of operands or
                  inappropriate operands have been given to an
                  instruction.






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  TYPE:  Counter

      Counter ::= [APPLICATION 4] IMPLICIT INTEGER

  The Counter type is an unsigned integer which is defined to roll-over
  to 0 when incremented past a certain value.  (The roll-over point may
  be found by examining the attributes for the particular counter.)
  Counter sizes should be chosen such that the counters will not roll
  over more than once every 24 hours.

  TYPE:  InstructionGroup

      InstructionGroup ::= [APPLICATION 5] IMPLICIT SEQUENCE
          of ANY

  An InstructionGroup is an encapsulated sequence of operands and
  operations.  It allows applications to encode queries as objects.

  TYPE:  Histogram

      Histogram ::= SET of HistEntry

      HistEntry ::= SEQUENCE {
          histValue INTEGER,
          histCount Counter
      }

  A Histogram associates a count, histCount, with a numeric value,
  histValue.  No meaning is placed on the count or value by this
  definition.  Each HistEntry may represent a simple map (e.g.,
  histCount instances of histValue), or a more complex relationship
  (e.g., a count of all values between this histValue and the next
  lowest histValue in the Histogram).  The meaning of the particular
  Histogram is given in the object definition.

  TYPE: TrafficMatrix

      TrafficMatrix ::= SET of TrafficEntry

      TrafficEntry ::= SEQUENCE {
          src IpAddress,
          dst IpAddress,
          count Counter
      }

  A TrafficMatrix measures traffic observed between two IP addresses.
  Typically it is used to count packets flowing through a gateway.




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  TYPE:  IpAddress

      IpAddress ::= OCTETSTRING

  The 4 octet IP address.  If the length of the string is less than 4
  then the missing octets are wildcarded.  A zero length string is a
  default address (e.g., for indicating default routes).


  TYPE: Fraction

      Fraction ::= INTEGER

  A Fraction is an integer representation of a fractional value.  It
  contains the numerator of a value as expressed over 256.  (For
  example dividing the Fraction by 256 gives the fractional value.)

  TYPE:  BootClock

      BootClock ::= INTEGER

  The time in milliseconds since the machine was last booted or reset.
  This value is always defined.

  TYPE:  localClock

      LocalClock ::= INTEGER

  The local system clock, measured in milliseconds since 00:00 1
  January 1900 UTC.  Assumed to be only a local estimate of the time.
  The value 0 is reserved for an uninitialized clock (For example, an
  uninitialized time-of-day chip.)


  TYPE:  NetClock

      NetClock ::= INTEGER

  A network synchronized clock, which is assumed to be synchronized
  across some part of a network.  The clock value is measured in
  milliseconds since 00:00 1 January 1900 UTC.  Specific information
  about the synchronization protocol is found in the system variable
  dictionary.  The value 0 is used to indicate an uninitialized clock.

  TYPE: TimeStamp

      TimeStamp ::= CHOICE {
          [0] BootClock



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          [1] localClock
          [2] NetClock
      }

  A TimeStamp, which was taken from the boot clock, system clock or the
  synchronized clock.  In general, a time of day is preferred to the
  time since boot, and a synchronized clock is preferred to an
  unsynchronized clock.  It is more useful to know that an event
  occurred at a particular time, than that it happened so many
  milliseconds after the machine booted.


OBJECT DEFINITIONS

The Root Dictionary

  In HEMS, all data is stored in dictionaries, where a dictionary is
  thought to represent a conceptual grouping of values.  The top-level
  dictionary is the root dictionary.  The form of the root dictionary
  for is shown below.

          RootDictionary ::= [APPLICATION 32] IMPLICIT SET {
              SystemVariables,
              EventControls OPTIONAL,
              Interfaces,
              IpNetworkLayer,
              IpRoutingTable,
              IpTransportLayer,
              IpApplications OPTIONAL
          }

The root dictionary is split into seven general dictionaries:

          - SystemVariables, which stores general system values such
          as the system clock, machine memory and system up/down
          status.

          - EventControls, which stores all objects necessary to
          observe and control the event generating mechanism in
          entities which support events.

          - interfaces, which contains all information on all
          the network interfaces and IP to physical address
          maps (ARP tables, X.25 Standard mappings, etc).

          - IpNetworkLayer, which contains information about the
          workings of the IP layer.  This includes information such
          as routing tables, general packet counts, and host-traffic



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          matrices.

          - IpRoutingTable, which contains information on how the
          machine routes packets.  It proved more useful to segregate
          routing information than to keep it stored with the network
          layer data.

          - IpTransportLayer, which stores information on the transport
          protocols that the entity supports.

          - IpApplications, which may store information about various
          internet applications such as the domain system.  This
          section is not required of HEMS entities.

  The next several sections define the values stored in the five
  dictionaries.


The SystemVariables Dictionary

  The SystemVariables dictionary stores objects which are not strictly
  protocol, network, or application specific.  Such objects include
  values such as the machine load, clocks and the processor status.
  The form of the dictionary is shown below.

  SystemVariables ::= [APPLICATION 33] IMPLICIT SET {
      referenceClock   [0] IMPLICIT TimeStamp,
      netClockInfo     [1] IMPLICIT SET OPTIONAL,
      processorLoad    [2] IMPLICIT INTEGER,
      entityState      [3] IMPLICIT INTEGER,
      kernelMemory     [4] IMPLICIT OCTETSTRING OPTIONAL,
      pktBuffers       [5] IMPLICIT INTEGER OPTIONAL,
      pktOctets        [6] IMPLICIT INTEGER OPTIONAL,
      pktBuffersFree   [7] IMPLICIT INTEGER OPTIONAL,
      pktOctetsFree    [8] IMPLICIT INTEGER OPTIONAL
      systemID         [9] IMPLICIT IA5STRING,
  }

  OBJECT:  SystemVariables

  Type:  SET

  Definition:  see above

  The objects in the dictionary are defined below.

  OBJECT:  referenceClock




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  Type:  TimeStamp

  Definition:  The system clock used for placing timestamps on
      information.  Use of a NetClock is encouraged.

  Operations on Object:  Defaults.

  Notes:  Cross-network clock adjustment is best handled by a proper
          time synchronization protocol, not through the use of SET.


  OBJECT:  netClockInfo

  Type:  SET

  Definition:  Detailed information on the referenceClock if the
      referenceClock is a NetClock.  The format of this
      information is shown below.

      netClockInfo ::= [1] IMPLICIT SET {
          estError INTEGER,
          refClockType INTEGER {
              unspecified(0), primary-reference(1),
              ntp-secondary-reference(2), secondary-reference(3),
              wristwatch(4)
            }
       }

       The estError is the estimated error in milliseconds.  The
       refClockType is a value indicating the type of reference
       clock consulted for network time  (the values are taken
       directly from the Network Time Protocol specification,
       RFC-958).

  Object Status:  Required if the referenceClock is a NetClock.


  OBJECT: processorLoad

  Type:  Fraction

  Definition:  A value, expressed as a Fraction, which indicates
          the current processing load on the entity.  A value of
          256 (= 1.0) is defined to be running at capacity.  It
          is recognized that this is an imprecise definition since
          capacity can be measured in several ways.  For example,
          a multiprocessor may still have plenty of capacity
          even if one processor is running at capacity,



Partridge & Trewitt                                            [Page 13]

RFC 1024                    HEMS Definitions                October 1987


          or it may be at capacity because that processor is the
          master processor and handles all context switching.
          The idea is for remote applications to be able to get some
          sense of the current workload on the entity.  Also note
          that the time scale of the measurement should be small.
          A load measure that averages over the past 10 seconds
          is acceptable but a load measure that averages over the
          past 10 minutes is not.  Implementors should chose some
          mapping between system load and this scale such that 256
          represents a machine under severe strain.  (Note that this
          suggests that values greater than 256 may be returned in
          rare cases.)

  OBJECT:  entityState

  Type:  INTEGER

  Definition: An object which indicates the system state.  There are
        several defined object values.  Some values are read-only and
        can only be read from the object.  Over values are write-only
        and will never be read from the object. Over values are
        write-only and will never be read from the object.The values
        are:

          The read-only values are:

                  (0) -- reserved.

                  (1) -- running.  The entity is up and running.

                  (2) -- testing.  The entity is running some sort of
                      diagnostics which may affect its network
                      operation.

          The write-only values are:

                  (0) -- reserved.

                  (1) -- reset the entity.

                  (2) -- reboot the entity. This value is assumed to
                      cause a more aggressive recycling of the system
                      than reset, though this need not be the case.

                  (3) -- halt the entity.  This value stops the
                      entity.  It assumed to prevent the entity from
                      operating until it is manually restarted.  (I.e.
                      the halt takes the machine off the network).



Partridge & Trewitt                                            [Page 14]

RFC 1024                    HEMS Definitions                October 1987


  Note:  The ability to change an entity's state requires very strong
     access controls.


  Operations on Object:  The defaults except as noted below.

      SET:  Optionally writes the value into the object.
            The message requesting the SET must be authenticated.

      SET-MATCH:  Optionally writes the value into the object
            if the current value is matched.

  OBJECT:  kernelMemory

  Type:  OCTETSTRING

  Definition:  A sequence of octets which represents the image of the
       kernel software running on the entity.  This facility is
       provided to allow remote network debugging.

       By kernel software, we mean that software which controls the
       operations and access to the hardware.  In particular, the kernel
       is expected to contain all network software up through the IP
       layer.

       Implementations which use lightweight processes or segmented
       images should consider providing some way to map their internal
       representation into a single contiguous stream of octets.

  Note:  Access control is required to read this object.

  Object Status:  Useful.

  Operations on Object:  The defaults except as noted below.

      GET-RANGE:  Emits the section of memory specified.

      GET:  Emits all of memory, but note that a GET on the system
          dictionary should *not* emit this object.

  OBJECT:  pktBuffers

  Type:  INTEGER

  Definition:  The total number of packet buffers in the entity.

  Object Status:  Required if the entity has a maximum number of
      buffers.  Note that most entities do have a limit (even if it



Partridge & Trewitt                                            [Page 15]

RFC 1024                    HEMS Definitions                October 1987


      is for practical purposes, near infinite) and should return
      that limit.

  OBJECT:  pktOctets

  Type:  INTEGER

  Definition:  The maximum number of octets that can be buffered in the
      entity at any one time.

  Object Status:  Required if the entity has a maximum number of octets
      it can buffer.  Note that most entities do have a limit and
      should return that limit.


  OBJECT:  pktBuffersFree

  Type:  INTEGER

  Definition:  The number of packet buffers currently available.
      Subtracting pktBuffersFree from pktBuffers should give the
      number of buffers in use.

  Object Status:  Required if there is a limit on the number of
      buffers.


  OBJECT: pktOctetsFree

  Type: INTEGER

  Definition:  The number of octets currently available including those
      not used in allocated buffers.  Subtracting this value from
      pktOctets should give the number of octets in use.

      This object can be used to track how well the entity buffers its
      data.

      Object Status:  Required if there is a limit on the number of
      octets that can be buffered.


  OBJECT:  systemID

  Type:  IA5STRING

  Definition:  The text identification of the entity.  This value
      should include the full name of the vendor, the type of system,



Partridge & Trewitt                                            [Page 16]

RFC 1024                    HEMS Definitions                October 1987


      and the version number of the hardware and software running on
      the entity.


The EventControls Dictionary

   The EventControls dictionary contains objects to control and
   monitor the delivery of event messages to operations centers.
   The format of this dictionary is shown below.


      EventControls ::= [APPLICATION 34] IMPLICIT SET OPTIONAL {
          lastEvent      [0] IMPLICIT OCTETSTRING OPTIONAL,
          eventMessageID [1] IMPLICIT Counter,
          eventCenters   [2] IMPLICIT SET of IpAddress,
          eventList      [3] IMPLICIT SET of eventEntry,
      }


   OBJECT: eventControls

   Type: SET

   Definition: See above.

   Object Status:  This object will be required in entities which
       support events, after the event definitions have been
       properly specified.  See discussion of the event formats
       at the end of this memo.

   A description of the fields in this dictionary are given below.


   OBJECT:  lastEvent

   Type:  OCTETSTRING

   Definition:  The last event message sent.

   Object Status: Implementation of this object is encouraged if the
       transport protocol used for events is unreliable (e.g., UDP).


   OBJECT:  eventMessageID


   Type:  Counter




Partridge & Trewitt                                            [Page 17]

RFC 1024                    HEMS Definitions                October 1987


   Definition:  The HEMP MessageId to be used in the next event
       message.  Equals the number of events sent.

   OBJECT:  eventCenters

   Type:  SET of IpAddress

   Definition:  The list of IP addresses to which events are sent.
       This list receives all events.  For more selective event
       monitoring, centers should list themselves under the
       particular events of interest.

   Note:  If the SET operator is defined then use of some form of
       access control is recommended.

   Operations on Object: The defaults except as listed below.

       CREATE:  Adds an address to the list.  The new address may
           not be a broadcast address (it may be a multicast
           address).

       DELETE:  Deletes an address from the list.

       SET-MATCH:  Defined on the IP address.  Replaces the
           address with a new value.

       EMIT-MATCH:  Defined on the IP address.


   OBJECT:  eventList

   Type: SET of eventEntry

   Definition: An array of entries which contain objects which allow
       management centers to control how and when events are sent.
       (The contents of the eventEntry structure are explained below.)

The eventControls Dictionary:  eventList/eventEntry

   The eventEntry provides the necessary control objects to manage how
   a particular event is sent.  The format of the eventEntry is shown
   below.

           eventEntry ::= [0] IMPLICIT SET {
               eventID        [0] IMPLICIT INTEGER,
               eventMode      [1] IMPLICIT INTEGER,
               eventCount     [2] IMPLICIT Counter,
               threshold      [3] IMPLICIT Counter,



Partridge & Trewitt                                            [Page 18]

RFC 1024                    HEMS Definitions                October 1987


               thresholdIncr  [4] IMPLICIT INTEGER,
               eventExecution [5] IMPLICIT InstructionGroup OPTIONAL,
               eventCenters   [6] IMPLICIT SET of IpAddress
           }

   OBJECT:  eventEntry

   Type:  SET

   Definition:  See Above.


   OBJECT:  eventID

   Type:  INTEGER

   Definition:  The particular event ID.


   OBJECT:  eventMode

   Type:  INTEGER

   Definition:  A control object which determines how and whether this
       event is sent.  The three modes are:

          0 -- unused.

          1 -- off.  The event is not sent.

          2 -- on.   The event is sent every time it occurs.

          3 -- threshold.  The event is sent every time the
               event count reaches the threshold.


   OBJECT:  eventCount

   Type:  Counter

   Definition:  The number of times this event has occurred.


   OBJECT:  threshold

   Type:  Counter





Partridge & Trewitt                                            [Page 19]

RFC 1024                    HEMS Definitions                October 1987


   Definition: The event threshold.  If the eventMode is "threshold"
       then a event is sent every time the eventCount equals this
       value.

   Operations on Object:  The defaults except as noted below.

           SET:  Changes the threshold.

   OBJECT:  thresholdIncr

   Type:  INTEGER

   Definition:  The threshold increment.  Every time a event threshold
       is reached, the threshold value is incremented by this value
       (modulo the precision of the Counter) to find the new
       threshold.

   Operations on Object:  The defaults except as noted below.

           SET:  Changes the increment.


   OBJECT:  eventExecution

   Type:  InstructionGroup

   Definition:  A query to be executed whenever the event is actually
       sent.  Any data retrieved by this query is appended to the
       event message.

   Object Status:  Encouraged.

   Operations on Object:  The defaults except as noted below.

           SET:  Changes the buffer.


   OBJECT:  eventCenters

   Type:  SET

   Definition:  The IP addresses of the monitoring centers which wish
       to listen to this particular event.  Note that events should be
       sent to both these centers and the global list of event centers.

   Operations on Object:  The defaults except as noted below.

           CREATE:  Adds an address to the list of centers.



Partridge & Trewitt                                            [Page 20]

RFC 1024                    HEMS Definitions                October 1987


           DELETE:  Deletes an address from the list.

           SET-MATCH:  Defined on the IP address.  Replaces the
               entry with a new value.

           EMIT-MATCH:  Defined on the IP address.


The Interfaces Dictionary

   The Interfaces dictionary a list of per-interface objects.  Since
   one of the fundamental goals of HEMS is to use generic interfaces
   across differing hardwares, all hardware interfaces are described by
   the same data structure, the InterfaceData.

        Interfaces ::= [APPLICATION 35] IMPLICIT SET OF InterfaceData

   OBJECT:  Interfaces

   Type:  SET

   Definition:  see above.


The Interfaces Dictionary: The InterfaceData structure.

   The InterfaceData structure contains all information on a particular
   interface.  The form of the structure is shown below.

           InterfaceData ::= [0] IMPLICIT SET {
               addresses         [0] IMPLICIT SET of IpAddress,
               mtu               [1] IMPLICIT INTEGER,
               netMask           [2] IMPLICIT IpAddress,
               pktsIn            [3] IMPLICIT Counter,
               pktsOut           [4] IMPLICIT Counter,
               inputPktsDropped  [5] IMPLICIT Counter,
               outputPktsDropped [6] IMPLICIT Counter,
               bcastPktsIn       [7] IMPLICIT Counter OPTIONAL,
               bcastPktsOut      [8] IMPLICIT Counter OPTIONAL,
               mcastPktsIn       [9] IMPLICIT Counter OPTIONAL,
               mcastPktsOut     [10] IMPLICIT Counter OPTIONAL,
               inputErrors      [11] IMPLICIT Counter,
               outputErrors     [12] IMPLICIT Counter,
               outputQLen       [13] IMPLICIT INTEGER,
               name             [14] IMPLICIT IA5String,
               status           [15] IMPLICIT INTEGER,
               ifType           [16] IMPLICIT INTEGER,
               mediaErrors      [17] IMPLICIT Counter OPTIONAL,



Partridge & Trewitt                                            [Page 21]

RFC 1024                    HEMS Definitions                October 1987


               upTime           [18] IMPLICIT TimeStamp,
               broadcast        [19] IMPLICIT BITSTRING
               multicast        [20] IMPLICIT SET of BITSTRING,
               addressList      [21] IMPLICIT SET OPTIONAL,
           }

   OBJECT:  InterfaceData

   Type:  SET

   Definition:  see above.

   Operations on Object:  The defaults except as noted below.

       SET-MATCH:  This operation is optionally defined on the
           address field of the structure.  Only certain fields
           in this structure may be changed.  The fields which
           may be SET are indicated in the descriptions below.

       GET-MATCH:  Defined to emit information on the interface
           which matches the address given.

   The fields in the structure are defined below.


   OBJECT:  addresses

   Type:  SET of IpAddress

   Definition:  The IP addresses that the interface accepts.  Note that
       additional information on multicast addresses may be found in
       the IgmpValues dictionary.


   OBJECT:  mtu

   Type:  INTEGER

   Definition:  The maximum transmission unit of the device.


   OBJECT:  netMask

   Type:  IpAddress

   Definition:  The subnet mask, which is an address with all the
       network bits set to 1 and all the hosts bits set to 0.  Used to
       identify subnets.



Partridge & Trewitt                                            [Page 22]

RFC 1024                    HEMS Definitions                October 1987


   OBJECT:  pktsIn

   Type:  Counter

   Definition:  The total number of packets received on this interface
       including those in error.


   OBJECT:  pktsOut

   Type:  Counter

   Definition:  The total number of packets that higher levels have
       attempted to send, including those that were not sent.


   OBJECT:  inputPktsDropped

   Type:  Counter

   Definition:  The number of good inbound packets dropped (presumably
       to free up buffer space).

   OBJECT:  outputPktsDropped

   Type:  Counter

   Definition:  The number of good outbound packets dropped (presumably
       to free up buffer space).

   OBJECT:  bcastPktsIn

   Type:  Counter

   Definition:  The number of broadcast packets received including
       those in error.

   Object Status:  Encouraged on interfaces that support broadcast.


   OBJECT:  bcastPktsOut

   Type:  Counter

   Definition:  The number of broadcast packets that higher levels
       attempted to send, including those that were not sent.

   Object Status:  Encouraged on interfaces that support broadcast.



Partridge & Trewitt                                            [Page 23]

RFC 1024                    HEMS Definitions                October 1987


   OBJECT:  mcastPktsIn

   Type:  Counter

   Definition:  The number of multicast packets received including
       those in error.

   Object Status:  Encouraged on interfaces that support multicast.



   OBJECT:  mcastPktsOut

   Type:  Counter

   Definition: The number of multicast packets sent, including those
       that were not sent.

   Object Status:  Encouraged on interfaces that support multicast.


   OBJECT:  inputErrors

   Type:  Counter

   Definition: The number of inbound packets that could not be
       delivered.  The number of inbound packets delivered
       should equal inputPkts less this value and inputPktsDropped.

   OBJECT:  outputErrors

   Type:  Counter

   Definition:  The number of outbound packets that could not be
       transmitted because of errors.  The number of outbound
       packets placed on the network should equal outputPkts
       less this value and outputPktsDropped.

   OBJECT:  outputQLen

   Type:  INTEGER

   Definition:  The length of the output packet queue (in packets).


   OBJECT:  name

   Type:  IA5String



Partridge & Trewitt                                            [Page 24]

RFC 1024                    HEMS Definitions                October 1987


   Definition:  A text string completely identifying the interface.
       This string should include the name of the manufacturer, the
       product name and the version of the hardware.

   OBJECT:  status

   Type:  INTEGER

   Definition:  The status of the object.  The status values are:

               0 -- reserved
               1 -- testing (the interface is in some test mode)
               2 -- down  (the interface is down)
               3 -- up  (the interface is up ready to pass packets)

   Note:  If set operations are defined, access control is required.

   Operations on Object:  The defaults except as noted below.

      SET:  Optionally defined to change the state of the interface.

   OBJECT:  ifType

   Type:  INTEGER

   Definition: A flag which indicates the type of interface in use.  The
       currently defined types are:

                    0 -- reserved
                    1 -- 1822 HDH
                    2 -- 1822
                    3 -- FDDI
                    4 -- DDN X.25
                    5 -- RFC-877 X.25
                    6 -- StarLan
                    7 -- Proteon 10Mbit
                    8 -- Proteon 80Mbit
                    9 -- Ethernet
                   10 -- 802.3 Ethernet
                   11 -- 802.4 Token Bus
                   12 -- 802.5 Token Ring
                   13 -- Point-to-Point Serial

   OBJECT:  mediaErrors

   Type:  Counter





Partridge & Trewitt                                            [Page 25]

RFC 1024                    HEMS Definitions                October 1987


   Definition:  A counter of media errors, such as collisions on
       Ethernets, token regeneration on token passing rings, or lost
       RFNMs on PSNs.

   Object Status:  Encouraged for interfaces to media which have such
       errors.


   OBJECT:  upTime

   Type:  TimeStamp

   Definition:  When the interface was put in its current state.


   OBJECT:  broadcast

   Type:  BITSTRING

   Definition:  Whether this interface has a physical broadcast
       address.

   Object Status:  Required if the interface has a broadcast adddress.


   OBJECT:  multicast

   Type:  SET of BITSTRING

   Definition: The set of hardware multicast addresses currently
       enabled on the device.

   Object Status:  Encouraged in interfaces which support multicast.



   OBJECT:  addressList

   Definition:  SET of addressMap

        addressMap ::= [0] IMPLICIT SET {
                ipAddr     [0] IMPLICIT IpAddress
                physAddr   [1] IMPLICIT BITSTRING
        }

   Definition:  Most interfaces maintain tables mapping physical
       network address to IP address.  An example is an ARP table.
       This table stores that map as a series of entries which map



Partridge & Trewitt                                            [Page 26]

RFC 1024                    HEMS Definitions                October 1987


       IP addresses to the physical address.

   Object Status:  Required if the interface has to map IP addresses to
       physical addresses.

The IpNetworkLayer Dictionary

   The IpNetworkLayer dictionary contains all information about the IP
   Layer.  The format of the dictionary is shown below.

           IpNetworkLayer ::= [APPLICATION 36] IMPLICIT SET {
               gateway           [0] IMPLICIT BOOLEAN,
               inputPkts         [1] IMPLICIT Counter,
               inputErrors       [2] IMPLICIT Counter,
               inputPktsDropped  [3] IMPLICIT Counter,
               inputQLen         [4] IMPLICIT INTEGER OPTIONAL,
               outputPkts        [5] IMPLICIT Counter,
               outputErrors      [6] IMPLICIT Counter,
               outputPktsDropped [7] IMPLICIT Counter,
               outputQLen        [8] IMPLICIT INTEGER OPTIONAL,
               ipID              [9] IMPLICIT Counter,
               fragCreated       [10] IMPLICIT Counter OPTIONAL,
               fragRcvd          [11] IMPLICIT Counter OPTIONAL,
               fragDropped       [12] IMPLICIT Counter OPTIONAL,
               pktsReassembled   [13] IMPLICIT Counter OPTIONAL,
               pktsFragmented    [14] IMPLICIT Counter OPTIONAL,
               htm               [15] IMPLICIT TrafficMatrix OPTIONAL,
               itm               [16] IMPLICIT TrafficMatrix OPTIONAL
           }

   OBJECT:  IpNetworkLayer

   Type:  SET

   Definition:  See above.


   The fields of the dictionary are defined below.


   OBJECT:  gateway

   Type:  BOOLEAN

   Definition: A boolean value which is true if the entity gateways
       packets.





Partridge & Trewitt                                            [Page 27]

RFC 1024                    HEMS Definitions                October 1987


   OBJECT: inputPkts

   Type: Counter

   Definition: The total number of input packets received including
       those in error.


   OBJECT: inputErrors

   Type: Counter

   Definition:  The number of input packets discarded due to errors
       (unknown protocols, format errors, etc).


   OBJECT:  inputPktsDropped

   Type:  Counter

   Definition: The number of input packets dropped for lack of buffer
       space.


   OBJECT:  inputQLen

   Type:  INTEGER

   Definition:  The number of inbound packets currently waiting to be
       processed by the IP layer.

   Object Status:  Encouraged.


   OBJECT:  outputPkts

   Type:  Counter

   Definition:  The total number of outbound packets including both
       those packets presented to the IP layer by higher layers and
       packets which are gatewayed.


   OBJECT:  outputErrors

   Type:  Counter

   Definition:  The number of output packets discarded because of



Partridge & Trewitt                                            [Page 28]

RFC 1024                    HEMS Definitions                October 1987


       errors (unable to route, format errors, etc).


   OBJECT:  outputPktsDropped

   Type: Counter

   Definition:  The number of output packets dropped for lack of
       buffer space.


   OBJECT:  outputQLen

   Type:  INTEGER

   Definition: The number of outbound packets waiting to be processed
       by the IP layer.

   Object Status:  Encouraged.


   OBJECT:  ipID

   Type:  Counter

   Definition:  The next IP packet ID identifier to be used.  Note
       that in some implementations the transport layer may set the
       IP identifier, in which case this value is used if the IP
       identifier has not been set by the transport layer.

   OBJECT:  fragCreated

   Type:  Counter

   Definition:  The number of IP fragments created at this entity.
       (e.g., if an IP is split into three fragments at this entity,
       then this counter is incremented by three).

   Object Status:  Encouraged.


   OBJECT:  fragRcvd

   Type:  Counter

   Definition:  The number of IP fragments received at this entity.

   Object Status:  Encouraged.



Partridge & Trewitt                                            [Page 29]

RFC 1024                    HEMS Definitions                October 1987


   OBJECT:  fragDropped

   Type:  Counter

   Definition:  The number of IP fragments discarded at this entity
       for whatever reason (timed out, errors, etc).

   Object Status:  Encouraged.


   OBJECT:  pktsReassembled

   Type:  Counter

   Definition:  The number of IP datagrams that have been reassembled
       at this entity.

   Object Status:  Encouraged


   OBJECT:  pktsFragmented

   Type:  Counter

   Definition:  The number of IP datagrams that have been fragmented
       at this entity.

   Object Status:  Encouraged.


   OBJECT:  htm

   Type:  TrafficMatrix

   Definition:  A host traffic matrix, mapping all traffic switched any
       pair of sources and destinations.  The count in each trafficEntry
       routeDst is expressed in packets.  Source routed IP packets
       should be logged as being between their source and the
       destination (i.e., they should not be treated as destined for
       this entity).

   Notes:  This information may be considered sensitive.

   Object Status:  Encouraged in gateways.



   OBJECT:  itm



Partridge & Trewitt                                            [Page 30]

RFC 1024                    HEMS Definitions                October 1987


   Type:  TrafficMatrix

   Definition: An interface traffic matrix showing traffic switched
       between interfaces in an entity.  The source and destinations
       fields are the IP addresses of the interfaces between which
       the packet was switched.  The count in each trafficEntry is
       expressed in packets.

   Object Status: Useful.


The IpRoutingTable Dictionary

   The IpRoutingTable dictionary contains all routing information.
   Note that information about any routing protocols used to maintain
   the routing table is found under the entry for the routing protocol.
   The format of the routing dictionary is shown below.

   IpRoutingTable ::= [APPLICATION 37] IMPLICIT SET {
           routingProtocols [0] IMPLICIT OCTETSTRING,
           coreRouter       [1] IMPLICIT BOOLEAN,
           autoSys          [2] IMPLICIT INTEGER,
           metricUsed       [3] IMPLICIT OCTET,
                            [4] RoutingEntries,
   }

   OBJECT:  IpRoutingTable

   Type:  SET

   Definition:  See above.


   The objects contained in the dictionary are described below.

   OBJECT:  routingProtocols

   Type:  OCTETSTRING

   Definition: A sparse list of the routing protocols used to update
       the routing table (e.g., EGP and ICMP).  Each octet contains one
       of the following values:

                   0 -- anything not specified below.

                   1 -- local (non-protocol) information.  (E.g.
                       routing tables can be changed by hand).




Partridge & Trewitt                                            [Page 31]

RFC 1024                    HEMS Definitions                October 1987


                   2 -- HEMS (was changed/set by a HEMS operation)

                   3 -- Internet Control Message Protocols, (i.e.
                       ICMP redirects).

                   4 --  Exterior Gateway Protocol (EGP).

                   5 -- Gateway-to-Gateway Protocol (GGP).

                   6 -- Dissimilar Gateway Protocol (DGP).

                   7 -- HELO

                   8 -- RIP

                   9 -- Proprietary IGP

   OBJECT: coreRouter

   Type:  BOOLEAN

   Definition:  This value is set to true if this entity is a reference
       router for any other router (i.e., if it distributes any of its
       routes to other machines).


   OBJECT:  autoSys

   Type:  INTEGER

   Definition:  The autonomous system number of the autonomous system in
       which this entity resides.


   OBJECT:  metricUsed

   Type:  OCTET

   Definition: Classifies the routing metric used in the routing table
       entries.  The value should be chosen from the list of values for
       routingProtocols above, and indicates the metric definition used
       (e.g., this entity uses an EGP metric internally).


   OBJECT:  RoutingEntries

   Type:  SET of RoutingEntry




Partridge & Trewitt                                            [Page 32]

RFC 1024                    HEMS Definitions                October 1987


   Definition:  The set of all routing entries.  The RoutingEntry is
       defined below.


The IpRoutingTable Dictionary: The RoutingEntry

   The RoutingEntry contains all information on a particular route.
   The format of the structure is shown below.

           RoutingEntry ::= [0] IMPLICIT SET {
               routeMetric     [0] IMPLICIT INTEGER,
               routeDst        [1] IMPLICIT IpAddress,
               nextHop         [2] IMPLICIT IpAddress,
               routeAuthor     [3] IMPLICIT IpAddress OPTIONAL,
               routeproto      [4] IMPLICIT Octet OPTIONAL,
               routeTime       [5] TimeStamp,
               routeTOS        [6] IMPLICIT INTEGER OPTIONAL,
               valid           [7] IMPLICIT BOOLEAN
           }

   OBJECT:  RoutingEntry

   Type:  SET

   Definition:  See above.

   Operations on Object:  Defaults except as specified below.

       CREATE: Adds a new routing entry.  It should be confirmed
           that the entry is new.

       DELETE: Deletes a routing entry.

       GET-MATCH:  The match operator is defined on the routeDst
           field.  A match on an IpAddress is defined to be a
           search to find the route or routes which would be
           used to reach the IpAddress.  More than one route
           may be applicable, in which case all possible routes
           should be returned.

       SET-MATCH: Is optionally defined on the object.  A SET
           on an entire RoutingEntry replaces the entire entry
           with a new value.  Certain fields (indicated below)
           can also be changed using a SET-MATCH.

           The match operator is defined on the routeDst and
           routeTOS fields.  To SET a value, the match must be
           exact on the IP address (this is different from the



Partridge & Trewitt                                            [Page 33]

RFC 1024                    HEMS Definitions                October 1987


           search definition for GET-MATCH).

           Note that support of the operator on an entity
           which uses a dynamic routing protocol such as
           GGP or EGP will require close coordination with
           the routing protocol to ensure consistent data.
           (Arguably, this facility should not be supported
           on such machines).

   The definitions of the fields in the RoutingEntry are given below.


   OBJECT:  routeMetric

   Type:  INTEGER

   Definition: The routing metric on this route.  Note that the type of
       metric is defined in the metricUsed field of the IpRoutingTable
       dictionary.

   OBJECT: routeDst

   Type: IpAddress

   Definition:  The final destination that can be reached via this
       route.


   OBJECT:  nextHop

   Type:  IpAddress

   Definition:  The next hop to the final destination.


   OBJECT:  routeAuthor

   Type:  IpAddress

   Definition:  The IP address of the entity from which this route was
       *first* received.  That is, the first entity which stated that
       was reached via nextHop.  The default IpAddress should be used
       to indicate routes which originated on the entity.

   Object Status:  Encouraged.


   OBJECT:  routeProto



Partridge & Trewitt                                            [Page 34]

RFC 1024                    HEMS Definitions                October 1987


   Type:  Octet

   Definition:  The routing protocol from which this route was learned.
       The value is taken from the list of values for routingProtocols
       above.

   Object Status:  Encouraged.


   OBJECT: routeTime

   Type:  TimeStamp

   Definition:  When this route was first received.

   Object Status:  Encouraged.


   OBJECT:  routeTOS

   Type:  INTEGER

   Definition:  The IP Type of Service which this routing entry serves.

   Object Status:  Required if type of service routing is supported.


   OBJECT:  valid

   Type:  BOOLEAN

   Definition:  Whether the route is active.  (Some machines retain
       routes which are no longer valid for various reasons.)

The IpTransportLayer Dictionary

   The IpTransportLayer Dictionary contains any information which
   pertains to transport protocols which use the IP protocol as the
   network protocol.  For ease of reference, the ASN.1 tag of each
   transport protocol's dictionary is the same as the assigned IP
   Protocol number.  The definition of the IpTransportLayer
   dictionary is shown below.  Note that dictionaries for many
   protocols are not yet defined.

   IpTransportLayer ::= [APPLICATION 38] IMPLICIT SET {
               [0] IMPLICIT ProtocolsSupported,
               [1] IMPLICIT IcmpValues,
               [2] IMPLICIT IgmpValues OPTIONAL,



Partridge & Trewitt                                            [Page 35]

RFC 1024                    HEMS Definitions                October 1987


               [3] IMPLICIT GgpValues OPTIONAL,
               [7] IMPLICIT TcpValues OPTIONAL,
               [8] IMPLICIT EgpValues OPTIONAL,
               [17] IMPLICIT UdpValues OPTIONAL,
               [20] IMPLICIT HmpValues OPTIONAL,
               [27] IMPLICIT RdpValues OPTIONAL,
               [30] IMPLICIT NetbltValues OPTIONAL,
   }

   OBJECT:  IpTransportLayer

   Type:  SET

   Definition:  see above.

   The objects in the dictionary are defined below.

The IpTransportLayer Dictionary:  ProtocolsSupported

   OBJECT:  protocolsSupported

   Type:  OCTETSTRING

   Definition: Sparse list of transport protocols supported.  Each
       octet in the OCTETSTRING contains the IP protocol number of a
       supported protocol.  For the purposes of this definition, an
       entity supports a protocol if it both contains software to
       makes it possible for the protocol to be used in
       communications with the entity, AND the entity keeps the
       required values (if any) defined in this memo for that protocol.


The IpTransportLayer Dictionary: IcmpValues

   The IcmpValues dictionary is a subdictionary of the IpTransportLayer
   dictionary which tracks the workings of the Internet Control Message
   Protocol, defined in RFC-792.  The form of the dictionary is shown
   below.
           IcmpValues ::= SET {
               inputPktCount   [0] IMPLICIT Counter,
               inputPktErrors  [1] IMPLICIT Counter,
               inputPktDeliver [2] IMPLICIT Counter,
               inputPktTypes   [3] IMPLICIT Histogram OPTIONAL,
               outputPktCount  [4] IMPLICIT Counter,
               outputPktErrors [5] IMPLICIT Counter,
               outputPktTypes  [6] IMPLICIT Histogram OPTIONAL,
               icmpTraffic     [7] IMPLICIT TrafficMatrix OPTIONAL,
               ipID            [8] IMPLICIT Counter OPTIONAL



Partridge & Trewitt                                            [Page 36]

RFC 1024                    HEMS Definitions                October 1987


           }

   OBJECT:  IcmpValues

   Type:  SET

   Definition:  see above.

   The objects in the dictionary are defined below.


   OBJECT:  inputPktCount

   Type:  Counter

   Definition:  The total number of ICMP packets received (including
       those in error).



   OBJECT:  inputPktErrors

   Type:  Counter

   Definition:  The number of ICMP packets received which proved to
       have errors (bad checksums, bad length etc).  Subtracting this
       value from the inputPktCount field should give the number of
       valid ICMP packets received.


   OBJECT:  inputPktDeliver

   Type:  Counter

   Definition:  The number of valid ICMP packets which were
       successfully processed (e.g., delivered to the higher
       protocol).


   OBJECT:  inputPktTypes

   Type:  Histogram

   Definition:  A histogram of ICMP messages types and codes received,
       not including those messages that proved to contain errors.
       The histogram histValue field contains a 16-bit value which is
       the the (ICMP type * 256) + ICMP code, and the histCount field
       contains the number of valid messages containing this



Partridge & Trewitt                                            [Page 37]

RFC 1024                    HEMS Definitions                October 1987


       type/code pair which have been received.

       The message type and code values are those defined in RFC-792
       (e.g., the Time Exceeded Message with a code of "fragment
       reassembly time exceeded" is (11 * 256) + 1 = 2817).

   Object Status:  Useful.

   Operations on Object:  The defaults except as listed below:

       GET-MATCH:  Match is defined on the value of the histValue
           field.

   OBJECT:  outputPktCount

   Type:  Counter

   Definition:  The total number of ICMP packets that the entity
       attempted to send (including those that failed due to lack of
       buffers, a missing route or other transient transmission
       problems).


   OBJECT:  outputPktErrors

   Type:  Counter

   Definition:  The number of ICMP packets which the entity could not
       send due to transmission problems such as the lack of buffers, a
       missing route or other transient transmission problems.  This
       value is not required to include errors which the ICMP layer
       could not reasonably be expected to detect such as damage to the
       packet in transit.  Subtracting this value from the PktCount
       field should give the number of ICMP packets the entity believes
       it successfully sent.



   OBJECT:  outputPktTypes

   Type:  Histogram

   Definition:  A histogram of ICMP messages types and codes sent,
       including those messages that later failed to be transmitted.
       The histogram histValue field contains a 16-bit value which is
       the the (ICMP type * 256) + ICMP code, and the histCount field
       contains the number of valid messages containing this type/code
       pair which have been sent.



Partridge & Trewitt                                            [Page 38]

RFC 1024                    HEMS Definitions                October 1987


       The message type and code values are those defined in RFC-792
       (e.g., the Time Exceeded Message with a code of "fragment
       reassembly time exceeded" is (11 * 256) + 1 = 2817).


   Object Status:  Useful.

   Operations on Object:  The defaults except as listed below:

           GET-MATCH:  Match is defined on the value of the histValue
               field.

   OBJECT:  icmpTraffic

   Type:  TrafficMatrix

   Definition:  All ICMP traffic which has originated on this machine.
       The source address in the traffic matrix should be the interface
       from which the packet was sent.  The destination is the address
       to which the packet is to finally be delivered (not an
       intermediate hop).

   Object Status:  Useful.


   OBJECT:  ipID

   Type:  Counter

   Definition:  The next IP packet ID identifier to be used by the ICMP
       code.

   Object Status:  Required if the ICMP code generates its own IP
       identifiers.



The IpTransportLayer Dictionary: IgmpValues

   IgmpValues ::= SET {
       conformance     [0] IMPLICIT INTEGER,
       inputPktCount   [1] IMPLICIT Counter,
       inputPktErrors  [2] IMPLICIT Counter,
       inputPktTypes   [3] IMPLICIT Histogram OPTIONAL,
       outputPktCount  [4] IMPLICIT Counter,
       outputPktErrors [5] IMPLICIT Counter,
       outputPktTypes  [6] IMPLICIT Histogram OPTIONAL,
       igmpTraffic     [7] IMPLICIT TrafficMatrix OPTIONAL



Partridge & Trewitt                                            [Page 39]

RFC 1024                    HEMS Definitions                October 1987


       igmpGroups      [8] IMPLICIT SET of IgmpGroupEntry,
       ipID            [9] IMPLICIT Counter OPTIONAL,
      }

   OBJECT:  IgmpValues

   Type:  SET

   Definition:  The dictionary of information on the Internet Group
       Management Protocol (RFC-988).

   Object Status:  Required in hosts which support IGMP.

   The objects stored in this dictionary are defined below.


   OBJECT:  conformance

   Type:  INTEGER

   Definition:  The level of conformance with RFC-988.  The conformance
       levels are:

              0 -- Level 0.  No support for IP multicasting

              1 -- Level 1.  Support for sending but not receiving
                   multicast datagrams.

              2 -- Level 2.  Full support for IP multicasting.

       These values are taken directly from RFC-988.


   OBJECT:  inputPktCount

   Type:  Counter

   Definition:  The number of IGMP packets received including those
       that proved to be in error.

   OBJECT:  inputPktErrors

   Type:  Counter

   Definition:  The number of IGMP packets received which proved to
       be in error.  This value subtracted from inputPktCount should
       give the number of valid IGMP packets received.




Partridge & Trewitt                                            [Page 40]

RFC 1024                    HEMS Definitions                October 1987


   OBJECT:  inputPktTypes

   Type:  Histogram

   Definition:  A histogram of IGMP messages types and codes sent,
       including those messages that later failed to be transmitted.
       The histogram histValue field contains a 16-bit value which
       is the the (IGMP type * 256) + IGMP code, and the histCount
       field contains the number of valid messages containing this
       type/code pair which have been sent.

       The type and code values are taken from RFC-988.


   OBJECT:  outputPktCount

   Type:  Counter

   Definition:  The total number of IGMP packets that the entity
       attempted to send (including those that failed due to lack
       of buffers, a missing route or other transient transmission
       problems).

   OBJECT:  outputPktErrors

   Type:  Counter

   Definition:  The number of IGMP packets which the entity could not
       send due to transmission problems such as the lack of buffers,
       a missing route or other transient transmission problems.
       This value is not required to include errors which the IGMP
       layer could not reasonably be expected to detect such as damage
       to the packet in transit.  Subtracting this value from the
       outputPktCount field should give the number of IGMP packets
       the entity believes it successfully sent.

   OBJECT:  outputPktTypes

   Type:  Histogram

   Definition:  A histogram of IGMP messages types and codes sent,
       including those messages that later failed to be transmitted.
       The histogram histValue field contains a 16-bit value which is
       the the (IGMP type * 256) + IGMP code, and the histCount field
       contains the number of valid messages containing this type/code
       pair which have been sent.

       The type and code values are taken from RFC-988.



Partridge & Trewitt                                            [Page 41]

RFC 1024                    HEMS Definitions                October 1987


   OBJECT: igmpTraffic

   Type: TrafficMatrix

   Definition:  All IGMP traffic which has originated on this machine.
       The source address in the traffic matrix should be the interface
       from which the packet was sent.  The destination is the address
       to which the packet is to finally be delivered (not an
       intermediate hop).

   Object Status: Useful.



   OBJECT: igmpGroups

   Type: SET

   Definition:  The various igmpGroups of which this host is aware.
       This is stored as a set of IgmpGroupEntry.  The format of an
       IgmpGroupEntry is shown below.

                   IgmpGroupEntry ::= [0] SET {
                       groupAddress      [0] IMPLICIT IpAddress,
                       groupAccessKey    [1] IMPLICIT OCTETSTRING,
                       groupAgent        [2] IMPLICIT BOOLEAN,
                   }

       The groupAddress is the multicast IP address.  The
       groupAccessKey is the 8 octet key -- this key may be
       confidential and should only be available to authorized querying
       entities.  The groupAgent field is true if this entity is an
       agent for the multicast group.

   OBJECT:  ipID

   Type:  Counter

   Definition:  The next IP packet ID identifier to be used by the IGMP
       code.

   Object Status:  Required if the IGMP code generates its own IP
       identifiers.








Partridge & Trewitt                                            [Page 42]

RFC 1024                    HEMS Definitions                October 1987


The IpTransportLayer Dictionary:  GgpValues

   The definition of the GgpValues dictionary is left for further
   study.

The IpTransportLayer Dictionary:  TcpValues

   The TcpValues dictionary is a subdictionary of the IpTransportLayer
   dictionary which tracks the workings of the Transmission Control
   Protocol, defined in RFC-793.  The definitions of several objects in
   this dictionary refer to definitions in RFC-793.  The form of the
   dictionary is shown below.


           TcpValues ::= SET {
                         [0] IMPLICIT TcpParam
                         [1] IMPLICIT TcpStats OPTIONAL,
             tcpConnData [2] IMPLICIT SET of TcpConn,
           }

   OBJECT:  TcpValues

   Type:  IMPLICIT SET

   Definition:  see above.

   Object Status:  Required if the entity supports TCP.

   The objects in the dictionary are defined in the next few sections.


The IpTransportLayer Dictionary: TcpValues/TcpParam

   The TcpParam dictionary contains information about certain
   parameters such as round-trip timer estimation constants which are
   managed on a per-machine basis.  The form of the dictionary is shown
   below.

           TcpParam ::= SET {
               tcpRtoA       [0] IMPLICIT IA5String,
               tcpRtoParam   [1] IMPLICIT SET of RtoParam,
               ipID          [2] IMPLICIT Counter,
               tcpRtoMin     [3] IMPLICIT INTEGER OPTIONAL,
               tcpRtoMax     [4] IMPLICIT INTEGER OPTIONAL,
               tcpMaxSegSiz  [5] IMPLICIT INTEGER,
               tcpMaxConn    [6] IMPLICIT INTEGER OPTIONAL,
               tcpMaxWindow  [7] IMPLICIT INTEGER OPTIONAL,
           }



Partridge & Trewitt                                            [Page 43]

RFC 1024                    HEMS Definitions                October 1987


   OBJECT:  tcpParam

   Type:  SET

   Definition:  see above.


   The definition of the objects in the tcpParam dictionary are given
   below.

   OBJECT:  tcpRtoA

   Type:  IA5String

   Definition:  The TCP retransmission timeout algorithm used.  The
       algorithm is expressed as one or more equations to generate
       a target value, "RTO[N]", which is the retransmission timeout
       for packet "N".  Expressions should use well understood
       symbols such as * for multiplication and / for division, and
       parentheses to indicate precedence.  Variables should begin
       with an upper case character.  Multiple equations should be
       separated by semi-colons.  Comments should be in braces (i.e.,
       {}).  Constants should begin with a lower case character.  In
       addition to "RTO[N]" the symbol "S[N]" is defined to mean the
       round-trip sample for packet N.  Using this syntax, the
       algorithm in RFC-793 would be expressed as:

               RTO[N] = SRTT[N] * beta ;
               SRTT[N] = ( S[N-1] * alpha) + (SRTT[N-1] * (1 - alpha))

   Note:  The syntax probably needs to be refined so that it can be
      parsed and interpreted by a program.  This is left for future
      study.


   OBJECT:  tcpRtoParam

   Type:  SET of RtoParam

   Definition:  The list of the values of the constants used by the
       retransmission timeout algorithm.  The format of the RtoParam
       structure is shown below.

       RtoParam ::= SEQUENCE {
           name IA5String,
           value Fraction
       }




Partridge & Trewitt                                            [Page 44]

RFC 1024                    HEMS Definitions                October 1987


       The name is the name of the constant as expressed in the
       tcpRtoA (e.g., "beta").

   OBJECT:  ipID

   Type:  Counter

   Definition:  The next IP packet ID identifier to be used by the TCP
       code.

   Object Status:  Required if the TCP code generates its own IP
       identifiers.

   OBJECT:  tcpRtoMin

   Type:  INTEGER

   Definition:  The minimum value the TCP implementation permits for
       the retransmission timeout (RTO), measured in milliseconds.

   Note:  If the SET operation is optionally defined, access control
      must be exercised.

   Object Status:  Required if the implementation uses the suggested
       algorithm in RFC-793 or if the implementation sets any limits
       on the minimum RTO.

   Operations on Object:  The defaults except as listed below:

       SET:  Optionally defined to change the value.  Implementations
          should confirm that the new value is less than tcpRtoMax.


   OBJECT:  tcpRtoMax

   Type:  INTEGER

   Definition:  The maximum value the TCP implementation permits for
       the retransmission timeout (RTO), measured in milliseconds.

   Note:  If the SET operation is optionally defined, access control
      must be exercised.

   Object Status:  Required if the implementation uses the suggested
       algorithm in RFC-793 or if the implementation sets any limits
       on the maximum RTO.

   Operations on Object:  The defaults except as listed below:



Partridge & Trewitt                                            [Page 45]

RFC 1024                    HEMS Definitions                October 1987


   SET:  Optionally defined to change the value.  Implementations
        should confirm that the new value is greater than tcpRtoMax,
        and that the value is large (i.e., several seconds).


   OBJECT:  tcpMaxSegSiz

   Type:  INTEGER

   Definition:  The maximum segment size used by this implementation.

   Object Status:  Required if the entity sets an upper limit on the
       MTU.  (Some implementations have no constraints, but chose an
       MTU from external constraints such as the maximum MTU of the
       network interface in use.)


   OBJECT:  tcpMaxConn

   Type:  INTEGER

   Definition:  An optional value, which must be present if the entity
       has a limit on the total number of TCP connections it can support.

   Object Status:  Required if the entity sets limits.

   Note:  If the SET operation is defined, access control must be
       exercised.

   Operations on Object:  The defaults except as listed below:

       SET:  Optionally defined to change the value.  If the
           new value is less than the number of currently
           open connections, implementations are *not* required
           to close existing connections, but may not open
           any additional ones.


   OBJECT:  tcpMaxWindow

   Type:  INTEGER

   Definition:  An optional value, which must be present if the entity
       places a fixed upper limit on the size of any connection's TCP
       window (i.e., if the maximum window size is not per connection
       configurable).

   Object Status:  Required if the entity sets limits.



Partridge & Trewitt                                            [Page 46]

RFC 1024                    HEMS Definitions                October 1987


   Note:  If the SET operation is defined, access control must be
       exercised.

   Operations on Object:  The defaults except as listed below:

           SET:  Optionally defined to change the value.  The new
               value must be at least the size of one maximum
               TCP segment.

The IpTransportLayer Dictionary: TcpValues/TcpStats

   The TcpStats dictionary stores general information about the
   workings of the TCP layer.  The form of the dictionary is shown
   below.

           TcpStats ::= SET {
                connAttempts     [0] IMPLICIT Counter OPTIONAL,
                connOpened       [1] IMPLICIT Counter OPTIONAL,
                connAccepted     [2] IMPLICIT Counter OPTIONAL,
                connClosed       [3] IMPLICIT Counter OPTIONAL,
                connAborted      [4] IMPLICIT Counter OPTIONAL,
                connAbortedInfo  [5] IMPLICIT Histogram OPTIONAL,
                octetsIn         [6] IMPLICIT Counter OPTIONAL,
                octetsOut        [7] IMPLICIT Counter OPTIONAL,
                octetsInDup      [8] IMPLICIT Counter OPTIONAL,
                octetsRetrans    [9] IMPLICIT Counter OPTIONAL,
                inputPkts       [10] IMPLICIT Counter OPTIONAL,
                retransPkts     [11] IMPLICIT Counter OPTIONAL,
                outputPkts      [12] IMPLICIT Counter OPTIONAL,
                dupPkts         [13] IMPLICIT Counter OPTIONAL,

           }

   OBJECT:  TcpStats

   Type:  SET

   Definition:  See above.

   Object Status:  Encouraged.

   The definition of the fields in the dictionary are given below.


   OBJECT:  connAttempts

   Type:  Counter




Partridge & Trewitt                                            [Page 47]

RFC 1024                    HEMS Definitions                October 1987


   Definition:  The number of connection attempts that have been made
       from this host.  This includes pending attempts.

   Object Status:  Encouraged.


   OBJECT:  connOpened

   Type:  Counter

   Definition:  The number of connection attempts from this host which
       successfully generated an open connection.  This includes
       currently open connections.

   Object Status:  Encouraged.


   OBJECT:  connAccepted

   Type:  Counter

   Definition:  The number of connections accepted by listening peers
       on this entity.  This includes currently open connections.

   Object Status:  Encouraged.


   OBJECT:  connClosed

   Type:  Counter

   Definition:  The number of connections which were properly closed.

   Object Status:  Encouraged.


   OBJECT:  connAborted

   Type:  Counter

   Definition:  The number of connections which were aborted.  Note
       that if implementations trace how the connection was aborted,
       they are encouraged to use the connAbortedInfo histogram.

   Object Status:  Encouraged.


   OBJECT:  connAbortedInfo



Partridge & Trewitt                                            [Page 48]

RFC 1024                    HEMS Definitions                October 1987


   Type:  Histogram

   Definition:  The number of connections which were aborted by type of
       abort.  The histValue is one of the codes listed below.  The
       histCount is the number of connections aborted for this reason.
       The histValues codes are:

                   0 -- an abort condition not specified below
                   1 -- remote abort
                   2 -- local application abort
                   3 -- local protocol level abort

   Object Status:  Useful


   OBJECT:  octetsIn

   Type:  Counter

   Definition:  The total number of TCP octets (not including
       duplicates) received at this entity.

   Object Status:  Required if TcpStats is implemented.


   OBJECT:  octetsOut

   Type:  Counter

   Definition:  The total number of TCP octets (not including
       retransmissions) sent from this entity.

   Object Status:  Required if TcpStats is implemented.


   OBJECT:  octetsInDup

   Type:  Counter

   Definition:  The total number of TCP octets received which were
       duplicates.

   Object Status:  Required if TcpStats is implemented.


   OBJECT:  octetsReTrans

   Type:  Counter



Partridge & Trewitt                                            [Page 49]

RFC 1024                    HEMS Definitions                October 1987


   Definition:  The total number of TCP octets which have been
       retransmitted.

   Object Status:  Required if TcpStats is implemented.


   OBJECT:  inputPkts

   Type:  Counter

   Definition:  The total number of valid packets received, including
       those on current connections.

   Object Status:  Useful.


   OBJECT:  retransPkts

   Type:  Counter

   Definition:  The total number of packets retransmitted.

   Object Status:  Useful.


   OBJECT:  outputPkts

   Type:  Counter

   Definition:  The total number of packets sent.

   Object Status:  Useful.


   OBJECT:  dupPkts

   Type:  Counter

   Definition:  The number of packets received which contained only
       data already received.

   Object Status:  Useful.









Partridge & Trewitt                                            [Page 50]

RFC 1024                    HEMS Definitions                October 1987


The IpTransportLayer Dictionary: TcpValues/TcpConn

   The tcpConnData field in the TcpValues dictionary is a set of
   TcpConn, where each TcpConn contains information on a particular TCP
   connection.  The definition of TcpConn is shown below.

               TcpConn ::= SET {
                   localPort       [0] IMPLICIT INTEGER,
                   localAddress    [1] IMPLICIT IpAddress,
                   foreignPort     [2] IMPLICIT INTEGER,
                   foreignAddress  [3] IMPLICIT IpAddress,
                   state           [4] IMPLICIT INTEGER,
                   snduna          [5] IMPLICIT INTEGER,
                   sndnxt          [6] IMPLICIT INTEGER,
                   sndwnd          [7] IMPLICIT INTEGER,
                   congwnd         [8] IMPLICIT INTEGER,
                   rcvnxt          [9] IMPLICIT INTEGER,
                   rcvwnd         [10] IMPLICIT INTEGER,
                   srtt           [11] IMPLICIT INTEGER OPTIONAL,
                   lastrtt        [12] IMPLICIT INTEGER OPTIONAL,
                   maxSegSize     [13] IMPLICIT INTEGER,
                   octetsSent     [14] IMPLICIT Counter OPTIONAL,
                   octetsRXmit    [15] IMPLICIT Counter OPTIONAL,
                   octetsRcvd     [16] IMPLICIT Counter OPTIONAL,
                   octetDups      [17] IMPLICIT Counter OPTIONAL,
                   octetPastWin   [18] IMPLICIT Counter OPTIONAL,
                   segSizes       [19] IMPLICIT Histogram OPTIONAL,
           }

   The set of TCP connections can be searched in a number of ways based
   on the local and foreign addresses (including the port number).
   Individual values of a connection cannot be retrieved without a
   search.

   OBJECT:  TcpConn

   Type:  SET

   Definition:  The per TCP connection data.

   Operations on Object:  The defaults except as listed below:

         GET-MATCH:  Defined on any combination of values of
             localAddress,  localPort, foreignAddress and
             foreignPort.  Returns all connections which match
             the template.  (For example, GET-MATCH on a
             particular foreignAddress returns all connections
             to that address.)



Partridge & Trewitt                                            [Page 51]

RFC 1024                    HEMS Definitions                October 1987


   The definitions of the fields of the tcpConn structure are given
   below.

   OBJECT:  localPort

   Type:  INTEGER

   Definition:  The local port number of this connection.

   Operations on Object: Defaults.  Note that MATCH operators may be
       applied to this object to locate information on a particular TCP
       connection.


   OBJECT:  localAddress

   Type:  IpAddress

   Definition:  The local IP address of this connection.  May be the
       default IP address defined above.  This value may not be valid
       in certain states.

   Operations on Object:  Defaults.  Note that MATCH operators may be
       applied to this object to locate information on a particular
       TCP connection.

   OBJECT:  foreignPort

   Type:  INTEGER

   Definition:  The foreign port number of this connection.  This value
       may be meaningless if the local peer is in certain states (e.g.,
       LISTEN).

   Operations on Object:  Defaults.  Note that MATCH operators may be
      applied to this object to locate information on a particular TCP
      connection.


   OBJECT:  foreignAddress

   Type:  IpAddress

   Definition:  The foreign IP address of this connection.  This value
       may be meaningless if the local peer is in certain states (e.g.,
       LISTEN).

   Operations on Object: Defaults.  Note that MATCH operators may be



Partridge & Trewitt                                            [Page 52]

RFC 1024                    HEMS Definitions                October 1987


       applied to this object to locate information on a particular
       TCP connection.

   OBJECT:  state

   Type:  INTEGER

   Definition:  The current state of the local peer.  The values
       corresponding to the different states are: close(0), listen(1),
       syn-sent(2), syn-received(3), established(4), close-wait(5),
       fin-wait-1(6), closing(7), last-ack(8), fin-wait-2(9),
       time-wait(10).  Implementations must map internal
       representations of the state into these values.


   OBJECT:  snduna

   Type:  INTEGER

   Definition:  The SND.UNA value as defined in RFC-793.


   OBJECT:  sndnxt

   Type:  INTEGER

   Definition:  The SND.NXT value as defined in RFC-793.


   OBJECT:  sndwnd

   Type:  INTEGER

   Definition:  The SND.WND value as defined in RFC-793.


   OBJECT:  congwnd

   Type:  INTEGER

   Definition:  The congestion window.  This value is less than or
       equal to sndwnd.  If less than sndwnd, then congestion
       control is in effect and congwnd is the reduced send window
       size in use.

   OBJECT:  rcvnxt

   Type:  INTEGER



Partridge & Trewitt                                            [Page 53]

RFC 1024                    HEMS Definitions                October 1987


   Definition:  The RCV.NXT value as defined in RFC-793.


   OBJECT:  rcvwnd

   Type:  INTEGER

   Definition:  The RCV.WND value as defined in RFC-793.


   OBJECT:  srtt

   Type:  INTEGER

   Definition:  The smoothed round-trip time in milliseconds.

   Object Status:  Required if the implementation maintains a smoothed
       round-trip time.


   OBJECT:  lastrtt

   Type:  INTEGER

   Definition:  The last round-trip time sample taken in milliseconds.

   Object Status:  Encouraged.


   OBJECT:  maxSegSize

   Type:  INTEGER

   Definition:  The maximum segment size that can be used on this
       connection.


   OBJECT:  octetsSent

   Type:  Counter

   Definition:  The total number of octets transmitted since the
       connection was opened, not including retransmissions.  Can
       alternatively be thought of as the current length of the
       stream.

   Object Status:  Encouraged.




Partridge & Trewitt                                            [Page 54]

RFC 1024                    HEMS Definitions                October 1987


   OBJECT:  octetsRXmit

   Type:  Counter

   Definition:  The total number of octets retransmitted since the
       connection was opened.  This plus octetsSent should give the
       total number of octets sent.

   Object Status:  Encouraged.


   OBJECT:  octetsRcvd

   Type:  Counter

   Definition:  The number of octets received since the connection was
       opened, not including duplicates received.  The receiver's
       version of octetsSent.

   Object Status:  Encouraged.


   OBJECT:  octetDups

   Type:  Counter

   Definition:  The total number of octets received since the
       connection was opened which were redundant (i.e., they had been
       previously received).

   Object Status:  Encouraged.


   OBJECT:  octetPastWin

   Type:  Counter

   Definition:  The number of segments which contained data beyond
       the upper edge of the receive window.

   Object Status:  Encouraged


   OBJECT:  segSizes

   Type:  Histogram

   Definition:  A histogram of the sizes of the packets sent on the



Partridge & Trewitt                                            [Page 55]

RFC 1024                    HEMS Definitions                October 1987


       connection (useful for catching cases of silly-window syndrome).
       This histogram is an range histogram, measuring the number of
       segments whose size fell into a give range.  The histogram
       histValue field contains a segment size, and the histCount
       field contains the number of segments between this size and
       the next largest size.

   Object Status:  Useful.

The IpTransportLayer Dictionary: EgpValues

   The EgpValues dictionary stores information about the workings of
   the Exterior Gateway Protocol, defined in RFC-904.  The format of
   the dictionary is shown below.

           EgpValues ::= SET {
               egpState  [0] IMPLICIT INTEGER,
                         [1] IMPLICIT EgpParam,
                         [2] IMPLICIT EgpStats OPTIONAL,
             egpPeerData [3] IMPLICIT SET of EgpPeer
           }


   OBJECT:  EgpValues

   Type:  SET

   Definition:  See above.

   Object Status:  Required in entities which support EGP.

   The definitions of the subdictionaries of this dictionary are given
   below.


   OBJECT:  egpState

   Type:  INTEGER

   Definition:  The state of the EGP system.  The state values are:

                       0 -- Idle
                       1 -- Acquisition
                       2 -- Down
                       3 -- Up
                       4 -- Cease

   These values are taken directly from RFC-904.



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The IpTransportLayer Dictionary: EgpValues/EgpParam

   The EgpParam dictionary stores the various EGP parameters.  The
   format of the dictionary is shown below.

           EgpParam ::= SET {
               p1    [0] IMPLICIT INTEGER,
               p2    [1] IMPLICIT INTEGER,
               p3    [2] IMPLICIT INTEGER,
               p4    [3] IMPLICIT INTEGER,
               p5    [4] IMPLICIT INTEGER,
               ipID  [5] IMPLICIT Counter OPTIONAL
           }

   OBJECT:  EgpParam

   Type:  SET

   Definition:  See above.

   The definition of the fields of the dictionary are given below.  All
   the definitions are taken from RFC-904.


   OBJECT:  p1

   Type:  INTEGER

   Definition:  Minimum interval acceptable between successive Hello
       commands received.

   Operations on Object:  The defaults except as noted below.

       SET:  The set command is optionally defined on this object.

   OBJECT:  p2

   Type:  INTEGER

   Definition:  Minimum interval acceptable between successive Poll
       commands received.

   Operations on Object:  The defaults except as noted below.

       SET:  The set command is optionally defined on this object.


   OBJECT:  p3



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   Type:  INTEGER

   Definition:  Interval between Request or Cease command
       retransmissions.

   Operations on Object:  The defaults except as noted below.

       SET:  The set command is optionally defined on this object.


   OBJECT:  p4

   Type:  INTEGER

   Definition:  Interval during which state variables are maintained in
       the absence of commands or response in the Down and Up states.

   Operations on Object:  The defaults except as noted below.

   SET:  The set command is optionally defined on this object.


   OBJECT:  p5

   Type:  INTEGER

   Definition:  Interval during which state variables are maintained in
       the absence of commands or response in the Acquisition and Cease
       states.

   Operations on Object:  The defaults except as noted below.

       SET:  The set command is optionally defined on this object.


   OBJECT: ipID

   Type: Counter

   Definition:  The next IP packet ID identifier to be used by the EGP
       code.

   Object Status: Required if the EGP code generates its own IP
       identifiers.


The IpTransportLayer Dictionary: EgpValues/EgpStats




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   The EgpStats dictionary keeps statistics about the use of EGP on
   this entity.  The form of the dictionary is shown below.

           EgpStats ::= SET {
               inputPktCount   [1] IMPLICIT Counter,
               inputPktErrors  [2] IMPLICIT Counter,
               inputPktTypes   [3] IMPLICIT Histogram OPTIONAL,
               outputPktCount  [4] IMPLICIT Counter,
               outputPktErrors [5] IMPLICIT Counter,
               outputPktTypes  [6] IMPLICIT Histogram OPTIONAL,
               egpTraffic      [7] IMPLICIT TrafficMatrix OPTIONAL
           }


   OBJECT:  EgpStats

   Type:  SET

   Definition:  See above.


   The definitions of the objects in this dictionary are given below.


   OBJECT:  inputPktCount

   Type: Counter

   Definition:  The number of EGP packets received including those that
       proved to be in error.


   OBJECT:  inputPktErrors

   Type:  Counter

   Definition:  The number of EGP packets received which proved to be
       in error.  This value subtracted from inputPktCount should give
       the number of valid EGP packets received.


   OBJECT:  inputPktTypes

   Type:  Histogram

   Definition:  A histogram of types of valid EGP messages received.
       The histogram histValue field contains the message type number,
       and the histCount field contains the number of messages of



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       this type which have been received.

   Object Status:  Useful.


   OBJECT:  outputPktCount

   Type:  Counter

   Definition:  The total number of EGP packets that the entity
       attempted to send (including those that failed due to lack of
       buffers, a missing route or other transient transmission
       problems).

   OBJECT:  outputPktErrors

   Type:  Counter

   Definition:  The number of EGP packets which the entity could not
       send due to transmission problems such as the lack of buffers,
       a missing route or other transient transmission problems.
       This value is not required to include errors which the EGP
       layer could not reasonably be expected to detect such as
       damage to the packet in transit.  Subtracting this value from
       the outputPktCount field should give the number of EGP packets
       the entity believes it successfully sent.


   OBJECT:  outputPktTypes

   Type:  Histogram

   Definition:  A histogram of EGP messages types sent, including those
       that later failed to be transmitted.  The histogram histValue
       field contains the message type number, and the histCount field
       contains the number of messages of this type which have been sent.

   Object Status:  Useful.



   OBJECT:  egpTraffic

   Type:  TrafficMatrix

   Definition:  All EGP traffic which has originated on this machine.
       The source address in the traffic matrix should be the interface
       from which the packet was sent.  The destination is the address



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       to which the packet is to finally be delivered (not an
       intermediate hop).

   Object Status:  Useful.


The IpTransportLayer Dictionary: EgpValues/EgpPeer

   The egpPeerData field of the EgpValues dictionary is a set of
   EgpPeer structures which contain the state variables for a
   particular EGP neighbor.  The form of the EgpPeer structure is shown
   below.

           EgpPeer ::= SET {
               r       [0] IMPLICIT Counter,
               s       [1] IMPLICIT Counter,
               t1      [2] IMPLICIT INTEGER,
               t2      [3] IMPLICIT INTEGER,
               t3      [4] IMPLICIT INTEGER,
               m       [5] IMPLICIT BOOLEAN,
               timer1  [6] IMPLICIT INTEGER,
               timer2  [7] IMPLICIT INTEGER,
               timer3  [8] IMPLICIT INTEGER,
               addr    [9] IMPLICIT IpAddress
           }


   OBJECT:  EgpPeer

   Type:  SET

   Definition:  The state information for a given EGP neighbor.

   The definition of each field is given below.


   OBJECT:  r

   Type:  Counter

   Definition:  The receive sequence number as defined in RFC-904.


   OBJECT:  s

   Type:  Counter

   Definition:  The send sequence number as defined in RFC-904.



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   OBJECT:  t1

   Type:  INTEGER

   Definition:  The interval between Hello command retransmissions as
       defined in RFC-904.

   OBJECT:  t2

   Type:  INTEGER

   Definition:  The interval between Poll command retransmissions as
       defined in RFC-904.

   OBJECT:  t3

   Type:  INTEGER

   Definition:  The interval during which neighbor-reachability
       indications are counted, as defined in RFC-904.

   OBJECT:  m

   Type:  BOOLEAN

   Definition:  The Hello Polling mode.  True if in active mode, false
       if in passive mode.

   Operations on Object:  The defaults except as noted below.

       SET:  Optionally defined to change the Hello Polling mode.

   OBJECT:  timer1

   Type:  INTEGER

   Definition:  The value of timer 1 as defined in RFC-904.


   OBJECT:  timer2

   Type:  INTEGER

   Definition:  The value of timer 2 as defined in RFC-904.


   OBJECT:  timer3




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   Type:  INTEGER

   Definition:  The value of timer 3 as defined in RFC-904.


   OBJECT:  addr

   Type:  IpAddress

   Definition:  The IP address of the neighbor.

The IpTransportLayer Dictionary: UdpValues

   The UdpValues dictionary stores all information on the User Datagram
   Protocol, defined in RFC-768.  The format of the dictionary is shown
   below.

           UdpValues ::= [17] IMPLICIT SET OPTIONAL {
               ipID        [0] IMPLICIT Counter OPTIONAL,
                           [1] IMPLICIT UdpStats,
               udpPortData [2] IMPLICIT SET of udpPort
           }

   OBJECT:  UdpValues

   Type:  SET

   Definition:  See above.

   Object Status:  Implementation of this dictionary is required if
       the entity supports UDP.

   The fields of this dictionary are given below.

   OBJECT:  ipID

   Type:  Counter

   Definition:  The next IP packet ID identifier to be used by the UDP
       code.

   Object Status:  Required if the UDP code generates its own IP
       identifiers.


The IpTransportLayer Dictionary: UdpValues/UdpStats

   The UdpStats dictionary stores general information about the



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   behavior of the UDP protocol on the entity.  The format of the
   dictionary is shown below.

           UdpStats ::= SET {
               inputPkts       [0] IMPLICIT Counter,
               inputPktErrors  [1] IMPLICIT Counter,
               outputPkts      [2] IMPLICIT Counter,
           }

   OBJECT:  UdpStats

   Type:  SET

   Definition:  See above.

   Object Status:  Encouraged.

   The fields in this dictionary are defined below.


   OBJECT:  inputPkts

   Type:  Counter

   Definition:  The total number of UDP packets received at this entity
       including any errors.

   Object Status:  Required if the UdpStats dictionary is implemented.


   OBJECT:  inputPktsErrors

   Type:  Counter

   Definition:  The number of UDP packets which could not be delivered
       because of format errors, data corruption or because there was no
       application at the destination port.

   Object Status:  Required if the UdpStats dictionary is implemented.


   OBJECT:  outputPkts

   Type:  Counter

   Definition:  The total number of UDP segments sent from this entity.

   Object Status:  Required if the UdpStats dictionary is implemented.



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The IpTransportLayer Dictionary: UdpValues/udpPortData

   The udpPortData structure stores information about individual UDP
   applications.  The udpPortData is represented as a set of records,
   udpPorts, which track the behavior of individual ports.  The format
   of both structures are shown below.

           udpPortData    [1] IMPLICIT SET of UdpPort

           UdpPort ::=  [0] IMPLICIT SET {
               localAddress     [0] IMPLICIT IpAddress,
               localPort        [1] IMPLICIT INTEGER,
               foreignAddress   [2] IMPLICIT IpAddress OPTIONAL,
               foreignPort      [3] IMPLICIT INTEGER OPTIONAL,
               maxPktSize       [4] IMPLICIT INTEGER,
               pktsRcvd         [5] IMPLICIT Counter,
               octetRcvd        [6] IMPLICIT Counter OPTIONAL,
               pktsSent         [7] IMPLICIT Counter,
               octetSent        [8] IMPLICIT Counter OPTIONAL,
           }

   OBJECT:  udpPortData

   Type:  SET of udpPort

   Definition:  See above.


   OBJECT:  UdpPort

   Type:  SET

   Definition:  See above.

   Operations on Object: The defaults except as noted below.

       GET-MATCH.  Defined on any combination of the values of
           localAddress, localPort, foreignAddress and foreignPort.
           Returns all ports which match the template.

   The meaning of the individual fields of the udpPort record are given
   below.


   OBJECT:  localAddress

   Type:  IpAddress




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   Definition:  The local IP address of the port.  May be the default
       IP address if records are accepted from any interface.


   OBJECT:  localPort

   Type:  INTEGER

   Definition:  The local port number.


   OBJECT:  foreignAddress

   Type:  IpAddress

   Definition:  Some UDP implementations permit applications to specify
       the remote address from which packets will be accepted.  In such
       implementations, this field may be used to return the remote IP
       address.  If this value is set to the default IP address, then
       packets from any host are accepted.  The default IP address
       indicates that the application has not specified the remote
       address (but could if it chose).

   Object Status:  Required in entities which permit applications to
       specify the remote address.


   OBJECT:  foreignPort

   Type:  INTEGER

   Definition:  Some UDP implementations permit applications to specify
       the remote address from which packets will be accepted.  In such
       implementations, this field may be used to return the remote
       port.  If this value is set to 0, packets from any remote port
       are accepted.

   Object Status:  Required in entities which permit applications to
       specify the remote port.

   OBJECT:  maxPktSize

   Type:  INTEGER

   Definition:  The maximum UDP packet size, if any, supported by this
       host.

   Object Status:  Required if there is a limit on the UDP packet size.



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   OBJECT:  pktsRcvd

   Type:  Counter

   Definition:  The total number of packets received on this port during
       the lifetime of this application (i.e., application which opened
       this port).


   OBJECT:  octetsRcvd

   Type:  Counter

   Definition:  The total number of octets received at this port.


   OBJECT:  pktsSent

   Type:  Counter

   Definition:  The total number of packets sent on this port during the
       lifetime of this application (i.e., the application which opened
       this port).


   OBJECT:  octetsSent

   Type:  Counter

   Definition:  The total number of octets sent on this port during the
       lifetime of this application (i.e., the application which opened
       this port).


The IpTransportLayer Dictionary:  HmpValues

    The HmpValues dictionary stores all information on the Host
    Monitoring Protocol, defined in RFC-869.  Since HEMS is designed to
    replace HMP, the definition of this dictionary has been deferred
    until a clear need for it is demonstrated.


The IpTransportLayer Dictionary:  RdpValues

    The RdpValues dictionary stores all information on the Reliable
    Data Protocol (RDP).  Since RDP is currently being tested and
    revised, the definition of this dictionary is left for further
    study.



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The IpTransportLayer Dictionary:  NetbltValues

    The NetbltValues dictionary stores all information on the Network
    Block Transfer protocol.  Since Netblt is currently being tested
    and revised, the definition of this dictionary is left for further
    study.


The IpApplications Dictionary

    The IpApplications dictionary stores information about networking
    applications whose operations may affect the proper operation of
    the network.  Examples of such applications might be domain
    nameservers or distributed routing agents (such as gated or
    routed).  The definition of this dictionary is left for further
    study.


NOTES ON RETRIEVAL OF OBJECTS

    It is assumed in this system that the query processor is only one
    of many concurrently running processes on an entity, and that the
    operations of the other processes may affect the values of the
    objects managed by the query processor.  To permit this
    concurrency, the query processor is not required to keep the values
    frozen during the execution of a query.  As a result, related
    values may change during the course of the query's execution.
    Applications should be prepared for this possibility.

    In several places, specific mathematical relations between objects
    have been specified, for example, that object X minus object Y
    should yield some well-defined value.  Note that in many cases,
    objects X and Y are roll-over counters, in which case these
    relations are only valid modulo the precision of the counter.  This
    is acceptable.  The relationships are only intended to clarify the
    association between objects.


EVENTS

    In the remainder of this memo we present the format and definition
    of event messages which are unsolicited updates sent from entities
    to management centers.

    This section needs much further work.  The authors provide this
    section to illustrate how the trap mechanism works.  However, much
    more research must be done into the questions of what events need
    to be reported, and what information they must carry with them



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    before this section can be completed.  The authors welcome any
    advice from the community on this subject.


Format of Event Messages

    Event messages have the same format as replies; they are a sequence
    of objects.  The only difference between a event message and a
    regular reply to a query is that the event message is labelled as a
    event in the HEMP message header and the first object in the event
    message is a special event leader describing the event.  All
    objects after the event message are standard objects stored by the
    entity which might be useful to a monitoring center in
    understanding the machine state which caused the event.  Each event
    has a certain number of objects that it must return.  Additional
    objects may be returned by loading instructions into the
    eventExecution buffer of the relevant eventEntry.

    The format of the event leader is shown below:

            EventLeader ::= [APPLICATION 1024] IMPLICIT SEQUENCE {
                eventCode INTEGER,
                eventIndex INTEGER,
                eventThreshold INTEGER,
                eventTime TimeStamp,
                eventDescr IA5STRING
            }


    The eventCode is a number which indicates the type of event.  The
    eventCodes are defined below.

    The eventIndex is an implementation specific value.  It is
    considered good practice to make sure that a particular event is
    only generated in one place.  It may be the case that certain HEMS
    generic events (for example, "no buffer space") may be generated by
    more than one place in an entity's code.  To allow implementors and
    network managers to determine where the event is actually being
    generated, implementors should make sure that a distinct eventIndex
    is assigned to each location in the code that generates a
    particular event.

    The eventThreshold is the value of the event threshold when the
    event was sent.

    The eventTime indicates when the trap was generated.

    The eventDescr is a text string which describes the event.  This



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    description should explain the general problem (e.g., "no buffer
    space") and may also, optionally, include additional information
    about why this particular event was generated (e.g., "could not
    send ICMP redirect").


Event Definitions

    The remainder of this memo presents a few generic events, which are
    presented for illustration only.  Implementors interested in
    supporting events should contact the authors to help work out a
    more comprehensive set of definitions.

    The format of the event definitions is:

    EVENT CODE:  The event code number.

    Definition:  Defines the event.

        Related Objects: The list of related objects which *must* be
        returned following the event header.  All objects should be
        returned as fully qualified objects (with ASN.1 codes tracing
        a complete path from the root object dictionary).  If no
        objects are specified, then no related objects are required.

    Event Status:  Events are either required of all conforming
            implementations, required if the entity supports a
            particular feature (e.g., TCP events) or optional.

    Notes: Any additional notes about the event.


List of Events


        The next few event codes are for system (as opposed to more
        network oriented) events.

        EVENT CODE:  0

        Definition:  Unused


        EVENT CODE:  1

        Definition:  The entity has rebooted.

        Related Objects:   An INTEGER which is the highest HEMP



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            messageID reached by the trap system before the system
            crashed.

        EVENT CODE:  2

        Definition:  The entity is about to go into test mode.


        EVENT CODE:  3

        Definition:  The entity is about to reset.


        EVENT CODE:  4

        Definition:  The entity is about to reboot.


        EVENT CODE:  5

        Definition:  The entity is about to halt.


        EVENT CODE:  6

        Definition:  The system is close to depleting its packet buffer
            space.

        Event Status:  optional


        EVENT CODE:  7

        Definition:  The system has depleted its packet buffer space.


        EVENT CODE:  8

        Definition:  The system has depleted a non-packet buffer space.

        Note:  The two trap codes above do not deal neatly with
            systems which have multiple buffer pools, each of which
            may be depleted separately, with very different effects
            on the entity.


        The next set of event codes apply to events related to network
        interfaces.



Partridge & Trewitt                                            [Page 71]

RFC 1024                    HEMS Definitions                October 1987


        EVENT CODE:  1024

        Definition:  The given interface has just come up.

        Related Objects:  The InterfaceData structure for the
            interface.

        EVENT CODE:  1025

        Definition:  The given interface has just been taken down.

        Related Objects:  The InterfaceData structure for the
            interface.

        EVENT CODE:  1026

        Definition:  The given interface has just gone into test mode.

        Related Objects:  The InterfaceData structure for the
            interface.

        The next set of event codes are used to report IP-level errors.


        EVENT CODE:  2048

        Definition:  Unable to route IP packet.


        EVENT CODE:  2049

        Definition:  Bad IP checksum.


        EVENT CODE:  2050

        Definition:  An IP packet with a bad header was received (for
            example, with a broadcast or multicast IP address as the
            source, or the wrong IP version number, or a header length
            which is too short).

        Related Objects:  Should return the IP header of the packet.
            Note that an IP header type has not yet been defined.


        EVENT CODE:  2051

        Definition:  Packet for unsupported IP transport protocol.



Partridge & Trewitt                                            [Page 72]

RFC 1024                    HEMS Definitions                October 1987


        Related Objects:  Should return the IP header of the packet.
            Note that an IP header type has not yet been defined.


        EVENT CODE:  2052

        Definition:  A stunted IP packet was received (smaller than
            the IP length says it should be).

        Related Objects:  Should return the IP header of the packet.
            Note that an IP header type has not yet been defined.


        EVENT CODE:  2053

        Definition:  An oversize IP packet was received (larger than
            the IP length says it should be).

        Related Objects:  Should return the IP header of the packet.
            Note that an IP header type has not yet been defined.


        EVENT CODE:  2054

        Definition:  A good IP packet was discarded (usually to free
            up buffer space).

        Related Objects:  Should return the IP header of the packet.
            Note that an IP header type has not yet been defined.


        EVENT CODE:  2055

        Definition:  An IP packet's time-to-live as expired.

        Related Objects:  Should return the IP header of the packet.
            Note that an IP header type has not yet been defined.


        EVENT CODE:  2056

        Definition:  This IP fragment has timed out.

        Related Objects:  Should return the header of the fragment.
            Note that an IP header type has not yet been defined.






Partridge & Trewitt                                            [Page 73]

RFC 1024                    HEMS Definitions                October 1987


AREAS FOR FURTHER STUDY

    There are several parts of this document that could use additional
    study.  Comments from readers are welcome.

    The whole event system needs thorough examination.  It is not clear
    that the event control mechanism strikes the proper balance between
    sufficient flexibility to allow monitoring centers to customize
    their event stream, and keeping the basic mechanism simple.
    Further, the problem of defining generic events for all entities is
    an immense task.  Finally, the system of appending required values
    after traps, followed by optional values read from the data tree
    feels a bit cumbersome.  It would be nice if all values were in the
    same data space.

    Several readers have suggested it might make more sense to keep TCP
    connection parameters on a per-connection basis rather than
    globally.

    The method for specifying the TCP round-trip time algorithm needs
    to be refined.  The expression syntax should be sufficiently
    general that all round-trip-time-related algorithms (e.g., those
    for time or routing protocols) can be expressed in it.

    Much more research could be done into what information needs to be
    gathered to effectively monitor a network.

























Partridge & Trewitt                                            [Page 74]