Network Working Group                                          S. Parker
Request for Comments: 2398                                  C. Schmechel
FYI: 33                                           Sun Microsystems, Inc.
Category: Informational                                      August 1998


               Some Testing Tools for TCP Implementors

Status of this Memo

  This memo provides information for the Internet community.  It does
  not specify an Internet standard of any kind.  Distribution of this
  memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (1998).  All Rights Reserved.

1. Introduction

  Available tools for testing TCP implementations are catalogued by
  this memo.  Hopefully disseminating this information will encourage
  those responsible for building and maintaining TCP to make the best
  use of available tests.  The type of testing the tool provides, the
  type of tests it is capable of doing, and its availability is
  enumerated.  This document lists only tools which can evaluate one or
  more TCP implementations, or which can privde some specific results
  which describe or evaluate the TCP being tested. A number of these
  tools produce time-sequence plots, see

  Tim Shepard's thesis [She91] for a general discussion of these plots.

  Each tools is defined as follows:

Name

  The name associated with the testing tool.

Category

  One or more categories of tests which the tools are capable of
  providing.  Categories used are: functional correctness, performance,
  stress.  Functional correctness tests how stringent a TCP
  implementation is to the RFC specifications.  Performance tests how







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  quickly a TCP implementation can send and receive data, etc.  Stress
  tests how a TCP implementation is effected under high load
  conditions.

Description

  A description of the tools construction, and the implementation
  methodology of the tests.

Automation

  What steps are required to complete the test?  What human
  intervention is required?

Availability

  How do you retrieve this tool and get more information about it?

Required Environment

  Compilers, OS version, etc. required to build and/or run the
  associated tool.

References

  A list of publications relating to the tool, if any.

2. Tools

2.1.  Dbs

Author
  Yukio Murayama

Category
  Performance / Stress

Description
  Dbs is a tool which allows multiple data transfers to be coordinated,
  and the resulting TCP behavior to be reviewed.  Results are presented
  as ASCII log files.

Automation
  Command of execution is driven by a script file.







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Availability
  See http://www.ai3.net/products/dbs for details of precise OS
  versions supported, and for download of the source code.  Current
  implementation supports BSDI BSD/OS, Linux, mkLinux, SunOS, IRIX,
  Ultrix, NEWS OS, HP-UX. Other environments are likely easy to add.

Required Environment
  C language compiler, UNIX-style socket API support.

2.2.  Dummynet

Author
  Luigi Rizzo

Category
  Functional Correctness / Performance

Description
  Dummynet is a tool which simulates the presence of finite size
  queues, bandwidth limitations, and communication delays.  Dummynet
  inserts between two layers of the protocol stack (in the current
  implementation between TCP and IP), simulating the above effects in
  an operational system.  This way experiments can be done using real
  protocol implementations and real applications, even running on the
  same host (dummynet also intercepts communications on the loopback
  interface).  Reconfiguration of dummynet parameters (delay, queue
  size, bandwidth) can be done on the fly by using a sysctl call. The
  overhead of dummynet is extremely low.

Automation
  Requires merging diff files with kernel source code.  Command-line
  driven through the sysctl command to modify kernel variables.

Availability
  See http://www.iet.unipi.it/~luigi/research.html or e-mail Luigi
  Rizzo ([email protected]).  Source code is available for FreeBSD
  2.1 and FreeBSD 2.2 (easily adaptable to other BSD-derived systems).

Required Environment
  C language compiler, BSD-derived system, kernel source code.

References
  [Riz97]








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2.3.  Netperf

Author
  Rick Jones

Category
  Performance

Description
  Single connection bandwidth or latency tests for TCP, UDP, and DLPI.
  Includes provisions for CPU utilization measurement.

Automation
  Requires compilation (K&R C sufficient for all but-DHISTOGRAM, may
  require ANSI C in the future) if starting from source. Execution as
  child of inetd requires editing of /etc/services and /etc/inetd.conf.
  Scripts are provided for a quick look (snapshot_script), bulk
  throughput of TCP and UDP, and latency for TCP and UDP.  It is
  command-line driven.

Availability
  See http://www.cup.hp.com/netperf/NetperfPage.html or e-mail Rick
  Jones ([email protected]). Binaries are available here for HP/UX Irix,
  Solaris, and Win32.

Required Environment
  C language compiler, POSIX.1, sockets.

2.4.  NIST Net

Author
  Mark Carson

Category
  Functional Correctness / Performance

Description
  NIST Net is a network emulator. The tool is packaged as a Linux
  kernel patch, a kernel module, a set of programming APIs, and
  command-line and X-based user interfaces.

  NIST Net works by turning the system into a "selectively bad" router
  - incoming packets may be delayed, dropped, duplicated, bandwidth-
  constrained, etc.  Packet delays may be fixed or randomly
  distributed, with loadable probability distributions.  Packet loss
  may be uniformly distributed (constant loss probability) or
  congestion-dependent (probability of loss increases with packet queue
  lengths).  Explicit congestion notifications may optionally be sent



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  in place of congestion-dependent loss.

Automation
  To control the operation of the emulator, there is an interactive
  user interface, a non-interactive command-line interface, and a set
  of APIs.  Any or all of these may be used in concert.  The
  interactive interface is suitable for simple, spur-of-the-moment
  testing, while the command-line or APIs may be used to create
  scripted, non-interactive tests.

Availability
  NIST Net is available for public download from the NIST Net web site,
  http://www.antd.nist.gov/itg/nistnet/.  The web site also has
  installation instructions and documentation.

Required Environment
  NIST Net requires a Linux installtion, with kernel version 2.0.27 -
  2.0.33.  A kernel source tree and build tools are required to build
  and install the NIST Net components.  Building the X interface
  requires a version of XFree86 (Current Version is 3.3.2).  An
  Athena-replacement widget set such as neXtaw
  (http://www.inf.ufrgs.br/~kojima/nextaw/) is also desirable for an
  improved user interface.

  NIST Net should run on any i386-compatible machine capable of running
  Linux, with one or more interfaces.

2.5.  Orchestra

Author
  Scott Dawson, Farnam Jahanian, and Todd Mitton

Category
  Functional Correctness / Performance

Description
  This tool is a library which provides the user with an ability to
  build a protocol layer capable of performing fault injection on
  protocols.  Several fault injection layers have been built using this
  library, one of which has been used to test different vendor
  implementations of TCP. This is accomplished by probing the vendor
  implementation from one machine containing a protocol stack that has
  been instrumented with Orchestra.  A connection is opened from the
  vendor TCP implementation to the machine which has been instrumented.
  Faults may then be injected at the Orchestra side of the connection
  and the vendor TCP's response may be monitored.  The most recent
  version of Orchestra runs inside the X-kernel protocol stack on the
  OSF MK operating system.



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  When using Orchestra to test a protocol, the fault injection layer is
  placed below the target protocol in the protocol stack.  This can
  either be done on one machine on the network, if protocol stacks on
  the other machines cannot be modified (as in the case of testing
  TCP), or can be done on all machines on the network (as in the case
  of testing a protocol under development).  Once the fault injection
  layer is in the protocol stack, all messages sent by and destined for
  the target protocol pass through it on their way to/from the network.
  The Orchestra fault injection layer can manipulate these messages.
  In particular, it can drop, delay, re-order, duplicate, or modify
  messages.  It can also introduce new messages into the system if
  desired.

  The actions of the Orchestra fault injection layer on each message
  are determined by a script, written in Tcl.  This script is
  interpreted by the fault injection layer when the message enters the
  layer.  The script has access to the header information about the
  message, and can make decisions based on header values.  It can also
  keep information about previous messages, counters, or any other data
  which the script writer deems useful.  Users of Orchestra may also
  define their own actions to be taken on messages, written in C, that
  may be called from the fault injection scripts.

Automation
  Scripts can be specified either using a graphical user interface
  which generates Tcl, or by writing Tcl directly.  At this time,
  post-analysis of the results of the test must also be performed by
  the user.  Essentially this consists of looking at a packet trace
  that Orchestra generates for (in)correct behavior.  Must compile and
  link fault generated layer with the protocol stack.

Availability
  See http://www.eecs.umich.edu/RTCL/projects/orchestra/ or e-mail
  Scott Dawson ([email protected]).

Required Environment OSF MK operating system, or X-kernel like network
  architecture, or adapted to network stack.

References
  [DJ94], [DJM96a], [DJM96b]











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2.6.  Packet Shell

Author
  Steve Parker and Chris Schmechel

Category
  Functional Correctness / Performance

Description
  An extensible Tcl/Tk based software toolset for protocol development
  and testing. Tcl (Tool Command Language) is an embeddable scripting
  language and Tk is a graphical user interface toolkit based on Tcl.
  The Packet Shell creates Tcl commands that allow you to create,
  modify, send, and receive packets on networks.  The operations for
  each protocol are supplied by a dynamic linked library called a
  protocol library.  These libraries are silently linked in from a
  special directory when the Packet Shell begins execution. The current
  protocol libraries are: IP, IPv6, IPv6 extensions, ICMP, ICMPv6,
  Ethernet layer, data layer, file layer (snoop and tcpdump support),
  socket layer, TCP, TLI.

  It includes harness, which is a Tk based graphical user interface for
  creating test scripts within the Packet Shell.  It includes tests for
  no initial slow start, and retain out of sequence data as TCP test
  cases mentioned in [PADHV98].

  It includes tcpgraph, which is used with a snoop or tcpdump capture
  file to produce a TCP time-sequence plot using xplot.

Automation
  Command-line driven through Tcl commands, or graphical user interface
  models are available through the harness format.

Availability
  See http://playground.sun.com/psh/ or e-mail owner-packet-
  [email protected].

Required Environment

  Solaris 2.4 or higher.  Porting required for other operating systems.











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2.7.  Tcpanaly

Author
  Vern Paxson

Category
  Functional Correctness / Performance

Description
  This is a tool for automatically analyzing a TCP implementation's
  behavior by inspecting packet traces of the TCP's activity. It does
  so through packet filter traces produced by tcpdump.  It has coded
  within it knowledge of a large number of TCP implementations.  Using
  this, it can determine whether a given trace appears consistent with
  a given implementation, and, if so, exactly why the TCP chose to
  transmit each packet at the time it did.  If a trace is found
  inconsistent with a TCP, tcpanaly either diagnoses a likely
  measurement error present in the trace, or indicates exactly whether
  the activity in the trace deviates from that of the TCP, which can
  greatly aid in determining how the traced implementation behaves.

  Tcpanaly's category is somewhat difficult to classify, since it
  attempts to profile the behavior of an implementation, rather than to
  explicitly test specific correctness or performance issues. However,
  this profile identifies correctness and performance problems.

  Adding new implementations of TCP behavior is possible with tcpanaly
  through the use of C++ classes.

Automation
  Command-line driven and only the traces of the TCP sending and
  receiving bulk data transfers are needed as input.

Availability
  Contact Vern Paxson ([email protected]).

Required Environment
  C++ compiler.

References
  [Pax97a]










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2.8.  Tcptrace

Author
  Shawn Ostermann

Category
  Functional Correctness / Performance

Description
  This is a TCP trace file analysis tool. It reads output trace files
  in the formats of : tcpdump, snoop, etherpeek, and netm.

  For each connection, it keeps track of elapsed time, bytes/segments
  sent and received, retransmissions, round trip times, window
  advertisements, throughput, etc from simple to very detailed output.

  It can also produce three different types of graphs:

  Time Sequence Graph (shows the segments sent and ACKs returned as a
  function of time)

  Instantaneous Throughput (shows the instantaneous, averaged over a
  few segments, throughput of the connection as a function of time).

  Round Trip Times (shows the round trip times for the ACKs as a
  function of time)

Automation
  Command-line driven, and uses the xplot program to view the graphs.

Availability
  Source code is available, and Solaris binary along with sample
  traces. See http://jarok.cs.ohiou.edu/software/tcptrace/tcptrace.html
  or e-mail Shawn Ostermann ([email protected]).

Required Environment
  C compiler, Solaris, FreeBSD, NetBSD, HPUX, Linux.














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2.9.  Tracelook

Author
  Greg Minshall

Category
  Functional Correctness / Performance

Description
  This is a Tcl/Tk program for graphically viewing the contents of
  tcpdump trace files.  When plotting a connection, a user can select
  various variables to be plotted. In each direction of the connection,
  the user can plot the advertised window in each packet, the highest
  sequence number in each packet, the lowest sequence number in each
  packet, and the acknowledgement number in each packet.

Automation
  Command-line driven with a graphical user interface for the graph.

Availability
  See http://www.ipsilon.com/~minshall/sw/tracelook/tracelook.html or
  e-mail Greg Minshall ([email protected]).

Required Environment
  A modern version of awk, and Tcl/Tk (Tk version 3.6 or higher).  The
  program xgraph is required to view the graphs under X11.

2.10.  TReno

Author
  Matt Mathis and Jamshid Mahdavi

Category
  Performance

Description
  This is a TCP throughput measurement tool based on sending UDP or
  ICMP packets in patterns that are controlled at the user-level so
  that their timing reflects what would be sent by a TCP that observes
  proper congestion control (and implements SACK).  This allows it to
  measure throughput independent of the TCP implementation of end hosts
  and serve as a useful platform for prototyping TCP changes.

Automation
  Command-line driven.  No "server" is required, and it only requires a
  single argument of the machine to run the test to.





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Availability
  See http://www.psc.edu/networking/treno_info.html or e-mail Matt
  Mathis ([email protected]) or Jamshid Mahdavi ([email protected]).

Required Environment
  C compiler, POSIX.1, raw sockets.

2.11.  Ttcp

Author
  Unknown

Category
  Performance

Description
  Originally written to move files around, ttcp became the classic
  throughput benchmark or load generator, with the addition of support
  for sourcing to/from memory. It can also be used as a traffic
  absorber. It has spawned many variants, recent ones include support
  for UDP, data pattern generation, page alignment, and even alignment
  offset control.

Automation
  Command-line driven.

Availability
  See ftp://ftp.arl.mil/pub/ttcp/ or e-mail ARL ([email protected]) which
  includes the most common variants available.

Required Environment
  C compiler, BSD sockets.

2.12.  Xplot

Author
  Tim Shepard

Category
  Functional Correctness / Performance

Description
  This is a fairly conventional graphing/plotting tool (xplot itself),
  a script to turn tcpdump output into xplot input, and some sample
  code to generate xplot commands to plot the TCP time-sequence graph).

Automation
  Command-line driven with a graphical user interface for the plot.



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Availability
  See ftp://mercury.lcs.mit.edu/pub/shep/xplot.tar.gz or e-mail Tim
  Shepard ([email protected]).

Required Environment
  C compiler, X11.

References
  [She91]

3. Summary

  This memo lists all TCP tests and testing tools reported to the
  authors as part of TCP Implementer's working group and is not
  exhaustive.  These tools have been verified as available by the
  authors.

4. Security Considerations

  Network analysis tools are improving at a steady pace.  The
  continuing improvement in these tools such as the ones described make
  security concerns significant.

  Some of the tools could be used to create rogue packets or denial-
  of-service attacks against other hosts.  Also, some of the tools
  require changes to the kernel (foreign code) and might require root
  privileges to execute.  So you are trusting code that you have
  fetched from some perhaps untrustworthy remote site.  This code could
  contain malicious code that could present any kind of attack.

  None of the listed tools evaluate security in any way or form.

  There are privacy concerns when grabbing packets from the network in
  that you are now able to read other people's mail, files, etc.  This
  impacts more than just the host running the tool but all traffic
  crossing the host's physical network.

5. References

  [DJ94]    Scott Dawson and Farnam Jahanian, "Probing and Fault
            Injection of Distributed Protocol Implementations",
            University of Michigan Technical Report CSE-TR-217-94, EECS
            Department.

  [DJM96a]  Scott Dawson, Farnam Jahanian, and Todd Mitton, "ORCHESTRA:
            A Fault Injection Environment for Distributed Systems",
            University of Michigan Technical Report CSE-TR-318-96, EECS
            Department.



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  [DJM96b]  Scott Dawson, Farnam Jahanian, and Todd Mitton,
            "Experiments on Six Commercial TCP Implementations Using a
            Software Fault Injection Tool", University of Michigan
            Technical Report CSE-TR-298-96, EECS Department.

  [Pax97a]  Vern Paxson, "Automated Packet Trace Analysis of TCP
            Implementations", ACM SIGCOMM '97, September 1997, Cannes,
            France.

  [PADHV98] Paxson, V., Allman, M., Dawson, S., Heavens, I., and B.
            Volz, "Known TCP Implementation Problems", Work In
            Progress.

  [Riz97]   Luigi Rizzo, "Dummynet: a simple approach to the evaluation
            of network protocols", ACM Computer Communication Review,
            Vol. 27, N. 1, January 1997, pp.  31-41.

  [She91]   Tim Shepard, "TCP Packet Trace Analysis", MIT Laboratory
            for Computer Science MIT-LCS-TR-494, February, 1991.
































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6. Authors' Addresses

  Steve Parker
  Sun Microsystems, Inc.
  901 San Antonio Road, UMPK17-202
  Palo Alto, CA 94043
  USA

  Phone: (650) 786-5176
  EMail: [email protected]


  Chris Schmechel
  Sun Microsystems, Inc.
  901 San Antonio Road, UMPK17-202
  Palo Alto, CA, 94043
  USA

  Phone: (650) 786-4053
  EMail: [email protected]































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7.  Full Copyright Statement

  Copyright (C) The Internet Society (1998).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
























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