[Note that this file is a concatenation of more than one RFC.]




Network Working Group                                         S. Bradner
Request for Comments: 2780                            Harvard University
BCP: 37                                                        V. Paxson
Category: Best Current Practice                                    ACIRI
                                                             March 2000


               IANA Allocation Guidelines For Values In
              the Internet Protocol and Related Headers

Status of this Memo

  This document specifies an Internet Best Current Practices for the
  Internet Community, and requests discussion and suggestions for
  improvements.  Distribution of this memo is unlimited.

Copyright Notice

  Copyright (C) The Internet Society (2000).  All Rights Reserved.

Abstract

  This memo provides guidance for the IANA to use in assigning
  parameters for fields in the IPv4, IPv6, ICMP, UDP and TCP protocol
  headers.

1. Introduction

  For many years the Internet Assigned Numbers Authority (IANA)
  (www.iana.org) has allocated parameter values for fields in protocols
  which have been created or are maintained by the Internet Engineering
  Task Force (IETF).  Starting a few years ago the IETF began to
  provide the IANA with guidance for the assignment of parameters for
  fields in newly developed protocols.  Unfortunately this type of
  guidance was not consistently provided for the fields in protocols
  developed before 1998.  This memo attempts to codify existing IANA
  practice used in the assignment of parameters in the specific case of
  some of these protocols.  It is expected that additional memos will
  be developed in the future to codify existing practice in other
  cases.

  This memo addresses the fields within the IPv4, IPv6, ICMP, UDP and
  TCP protocol headers for which the IANA assigns values.

  The terms "Specification Required", "Expert Review", "IESG Approval",
  "IETF Consensus", and "Standards Action", are used in this memo to
  refer to the processes described in [CONS].




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2. Temporary Assignments

  From time to time temporary assignments are made in the values for
  fields in these headers for use in experiments.  IESG Approval is
  required for any such temporary assignments.

3. Version field in the IP header.

  The first field in the IP header of all current versions of IP is the
  Version field.  New values in the Version field define new versions
  of the IP protocol and are allocated only after an IETF Standards
  Action.  It should be noted that some of the Version number bits are
  used by TCP/IP header compression schemes. Specifically, the hi-order
  bit of the Version field is also used by TCP/IP header compression
  [HC], while the three hi-order bits are used by IP Header Compression
  [IPHC].

4. IANA Considerations for fields in the IPv4 header

  The IPv4 header [V4] contains the following fields that carry values
  assigned by the IANA: Version, Type of Service, Protocol, Source
  Address, Destination Address, and Option Type.

4.1 IPv4 IP Version field

  The IPv4 Version field is always 4.

4.2 IPv4 Type of Service field

  The Type of Service field described in [V4] has been superseded[DIFF]
  by the 6-bit Differentiated Services (DS) field and a 2-bit field
  which is currently reserved.  The IANA allocates values in the DS
  field following the IANA Considerations section in [DIFF].  [ECN]
  describes an experimental use of the 2-bit "currently unused" field.
  Other experimental uses of this field may be assigned after IESG
  Approval processes.  Permanent values in this field are allocated
  following a Standards Action process.

4.3 IPv4 Protocol field

  IANA allocates values from the IPv4 Protocol name space following an
  Expert Review, IESG Approval or Standards Action process.  The Expert
  Review process should only be used in those special cases where non-
  disclosure information is involved.  In these cases the expert(s)
  should be designated by the IESG.






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4.4 IPv4 Source and Destination addresses

  The IPv4 source and destination addresses use the same namespace but
  do not necessarily use the same values.  Values in these fields fall
  into a number of ranges defined in [V4] and [MULT].

4.4.1 IPv4 Unicast addresses

  The Internet Corporation for Assigned Names and Numbers (ICANN)
  recently accepted responsibility for the formulation of specific
  guidelines for the allocation of the values from the IPv4 unicast
  address space (values 0.0.0.0 through 223.255.255.255 ) other than
  values from the ranges 0/8 (which was reserved in [AN80]) and 127/8
  (from which the loopback address has been taken) along with other
  values already assigned by the IETF for special functions or
  purposes. (For example, the private addresses defined in RFC 1918.)
  Further assignments in the 0/8 and 127/8 ranges require a Standards
  Action process since current IP implementations may break if this is
  done.

4.4.2 IPv4 Multicast addresses

  IPv4 addresses that fall in the range from 224.0.0.0 through
  239.255.255.255 are known as multicast addresses.  The IETF through
  its normal processes has assigned a number of IPv4 multicast
  addresses for special purposes. For example, [ADSCP] assigned a
  number of IPv4 multicast address to correspond to IPv6 scoped
  multicast addresses.  Also, the values in the range from 224.0.0.0 to
  224.0.0.255 , inclusive, are reserved by the IANA for the use of
  routing protocols and other low-level topology discovery or
  maintenance protocols, such as gateway discovery and group membership
  reporting. (See the IANA web page) New values in this range are
  assigned following an IESG Approval or Standards Action process.
  Assignments of individual multicast address follow an Expert Review,
  IESG Approval or Standards Action process.  Until further work is
  done on multicast protocols, large-scale assignments of IPv4
  multicast addresses is not recommended.

  From time to time, there are requests for temporary assignment of
  multicast space for experimental purposes.  These will originate in
  an IESG Approval process and should be for a limited duration such as
  one year.

4.4.3 IPv4 Reserved addresses

  IPv4 addresses in the range from 240.0.0.0 through 255.255.255.254
  are reserved [AN81, MULT] and compliant IPv4 implementations will
  discard any packets that make use of them.  Addresses in this range



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  are not to be assigned unless an IETF Standards Action modifies the
  IPv4 protocol in such a way as to make these addresses valid.
  Address 255.255.255.255 is the limited broadcast address.

4.5 IPv4 Option Type field

  The IANA allocates values from the IPv4 Option Type name space
  following an IESG Approval, IETF Consensus or Standards Action
  process.

5. IANA Considerations for fields in the IPv6 header

  The IPv6 header [V6] contains the following fields that carry values
  assigned from IANA-managed name spaces: Version (by definition always
  6 in IPv6), Traffic Class, Next Header, Source and Destination
  Address.  In addition, the IPv6 Hop-by-Hop Options and Destination
  Options extension headers include an Option Type field with values
  assigned from an IANA-managed name space.

5.1 IPv6 Version field

  The IPv6 Version field is always 6.

5.2 IPv6 Traffic Class field

  The IPv6 Traffic Class field is described in [DIFF] as a 6- bit
  Differentiated Services (DS) field and a 2-bit field which is
  currently reserved.  See Section 4.2 for assignment guidelines for
  these fields.

5.3 IPv6 Next Header field

  The IPv6 Next Header field carries values from the same name space as
  the IPv4 Protocol name space. These values are allocated as discussed
  in Section 4.3.

5.4 IPv6 Source and Destination Unicast Addresses

  The IPv6 Source and Destination address fields both use the same
  values and are described in [V6AD].  The addresses are divided into
  ranges defined by a variable length Format Prefix (FP).

5.4.1 IPv6 Aggregatable Global Unicast Addresses

  The IANA was given responsibility for all IPv6 address space by the
  IAB in [V6AA]. Recently the IANA agreed to specific guidelines for
  the assignment of values in the Aggregatable Global Unicast Addresses
  FP (FP 001) formulated by the Regional Internet Registries.



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5.4.2 IPv6 Anycast Addresses

  IPv6 anycast addresses are defined in [V6AD].  Anycast addresses are
  allocated from the unicast address space and anycast addresses are
  syntactically indistinguishable from unicast addresses.  Assignment
  of IPv6 Anycast subnet addresses follows the process described in
  [V6AD].  Assignment of other IPv6 Anycast addresses follows the
  process used for IPv6 Aggregatable Global Unicast Addresses.
  (section 5.4.1)

5.4.3 IPv6 Multicast Addresses

  IPv6 multicast addresses are defined in [V6AD]. They are identified
  by a FP of 0xFF.  Assignment guidelines for IPv6 multicast addresses
  are described in [MASGN].

5.4.4 IPv6 Unassigned and Reserved IPv6 Format Prefixes

  The responsibility for assigning values in each of the "unassigned"
  and "reserved" Format Prefixes is delegated by IESG Approval or
  Standards Action processes since the rules for processing these
  Format Prefixes in IPv6 implementations have not been defined.

5.5 IPv6 Hop-by-Hop and Destination Option Fields

  Values for the IPv6 Hop-by-Hop Options and Destination Options fields
  are allocated using an IESG Approval, IETF Consensus or Standards
  Action processes.

5.6 IPv6 Neighbor Discovery Fields

  The IPv6 Neighbor Discovery header [NDV6] contains the following
  fields that carry values assigned from IANA- managed name spaces:
  Type, Code and Option Type.

  Values for the IPv6 Neighbor Discovery Type, Code, and Option Type
  fields are allocated using an IESG Approval or Standards Action
  process.

6. IANA Considerations for fields in the IPv4 ICMP header

  The IPv4 ICMP header [ICMP] contains the following fields that carry
  values assigned from IANA-managed name spaces: Type and Code. Code
  field values are defined relative to a specific Type value.

  Values for the IPv4 ICMP Type fields are allocated using an IESG
  Approval or Standards Action processes. Code Values for existing IPv4
  ICMP Type fields are allocated using IESG Approval or Standards



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  Action processes. The policy for assigning Code values for new IPv4
  ICMP Types should be defined in the document defining the new Type
  value.

7. IANA Considerations for fields in the IPv6 ICMP header

  The IPv6 ICMP header [ICMPV6] contains the following fields that
  carry values assigned from IANA-managed name spaces: Type and Code.
  Code field values are defined relative to a specific Type value.

  Values for the IPv6 ICMP Type fields are allocated using an IESG
  Approval or Standards Action processes. Code Values for existing IPv6
  ICMP Type fields are allocated using IESG Approval or Standards
  Action processes. The policy for assigning Code values for new IPv6
  ICMP Types should be defined in the document defining the new Type
  value.

8. IANA Considerations for fields in the UDP header

  The UDP header [UDP] contains the following fields that carry values
  assigned from IANA-managed name spaces: Source and Destination Port.

  Both the Source and Destination Port fields use the same namespace.
  Values in this namespace are assigned following a Specification
  Required, Expert Review, IESG Approval, IETF Consensus, or Standards
  Action process.  Note that some assignments may involve non-
  disclosure information.

9. IANA Considerations for fields in the TCP header

  The TCP header [TCP] contains the following fields that carry values
  assigned from IANA-managed name spaces: Source and Destination Port,
  Reserved Bits, and Option Kind.

9.1 TCP Source and Destination Port fields

  Both the Source and Destination Port fields use the same namespace.
  Values in this namespace are assigned following a Specification
  Required, Expert Review, IESG Approval, IETF Consensus, or Standards
  Action process.  Note that some assignments may involve non-
  disclosure information.

9.2 Reserved Bits in TCP Header

  The reserved bits in the TCP header are assigned following a
  Standards Action process.





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9.3 TCP Option Kind field

  Values in the Option Kind field are assigned following an IESG
  Approval or Standards Action process.

10. Security Considerations

  Security analyzers such as firewalls and network intrusion detection
  monitors often rely on unambiguous interpretations of the fields
  described in this memo.  As new values for the fields are assigned,
  existing security analyzers that do not understand the new values may
  fail, resulting in either loss of connectivity if the analyzer
  declines to forward the unrecognized traffic, or loss of security if
  it does forward the traffic and the new values are used as part of an
  attack.  This vulnerability argues for high visibility (which the
  Standards Action and IETF Consensus processes ensure) for the
  assignments whenever possible.

11. References

  [ADSCP]  Meyer, D., "Administratively Scoped IP Multicast", RFC 2365,
           July 1998.

  [AN80]   Postel, J., "Assigned Numbers", RFC 758, August 1979.

  [AN81]   Postel, J., "Assigned Numbers", RFC 790, September 1981.

  [CONS]   Narten, T. and H. Alvestrand, "Guidelines for Writing an
           IANA Considerations Section in RFCs", BCP 26, RFC 2434,
           October 1998.

  [DIFF]   Nichols, K., Blake, S., Baker, F. and D. Black, "Definition
           of the Differentiated Services Field (DS Field) in the IPv4
           and IPv6 Headers", RFC 2474, December 1998.

  [ECN]    Ramakrishnan, K. and S. Floyd, "A Proposal to add Explicit
           Congestion Notification (ECN) to IP", RFC 2481, January
           1999.

  [HC]     Jacobson, V., "Compressing TCP/IP headers for low-speed
           serial links", RFC 1144, February 1990.

  [ICMP]   Postel, J., "Internet Control Message Protocol", STD 5, RFC
           792, September 1981.

  [ICMPV6] Conta, A. and S. Deering, "Internet Control Message Protocol
           (ICMPv6) for the Internet Protocol Version 6 (IPv6)", RFC
           2463, December 1998.



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  [IPHC]   Degermark, M., Nordgren, S. and B. Pink, "IP Header
           Compression", RFC 2507, February 1999.

  [MASGN]  Hinden, R. and S. Deering, "IPv6 Multicast Address
           Assignments", RFC 2375, July 1998.

  [MULT]   Deering, S., "Host extensions for IP multicasting", RFC 988,
           July 1986.

  [NDV6]   Narten, T., Nordmark, E. and W. Simpson, "Neighbor Discovery
           for IP Version 6 (IPv6)", RFC 2461, December 1998.

  [TCP]    Postel, J., "Transmission Control Protocol", STD 7, RFC 793,
           September 1981.

  [UDP]    Postel, J., "User Datagram Protocol", STD 6, RFC 768, August
           1980.

  [V4]     Postel, J., "Internet Protocol", STD 5, RFC 791, September,
           1981.

  [V6]     Deering, S. and R. Hinden, "Internet Protocol, Version 6
           (IPv6) Specification", RFC 2460, December 1998.

  [V6AA]   IAB, IESG, "IPv6 Address Allocation Management", RFC 1881,
           December 1995.

  [V6AD]   Hinden, R. and S. Deering, "IP Version 6 Addressing
           Architecture", RFC 2373, July 1998.






















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12. Authors' Addresses

  Scott Bradner
  Harvard University
  Cambridge MA - USA
  02138

  Phone: +1 617 495 3864
  EMail: [email protected]


  Vern Paxson
  ACIRI / ICSI
  1947 Center Street, Suite 600
  Berkeley, CA - USA
  94704-1198

  Phone: +1 510 666 2882
  EMail: [email protected]
































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13. Full Copyright Statement

  Copyright (C) The Internet Society (2000).  All Rights Reserved.

  This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of
  developing Internet standards in which case the procedures for
  copyrights defined in the Internet Standards process must be
  followed, or as required to translate it into languages other than
  English.

  The limited permissions granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on an
  "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
  BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
  HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

  Funding for the RFC Editor function is currently provided by the
  Internet Society.



















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Network Working Group                                           J. Arkko
Request for Comments: 5237                                      Ericsson
BCP: 37                                                       S. Bradner
Updates: 2780                                         Harvard University
Category: Best Current Practice                            February 2008


          IANA Allocation Guidelines for the Protocol Field

Status of This Memo

  This document specifies an Internet Best Current Practices for the
  Internet Community, and requests discussion and suggestions for
  improvements.  Distribution of this memo is unlimited.

Abstract

  This document revises the IANA guidelines for allocating new Protocol
  field values in IPv4 header.  It modifies the rules specified in RFC
  2780 by removing the Expert Review option.  The change will also
  affect the allocation of Next Header field values in IPv6.

1.  Introduction

  This document revises the IANA guidelines [RFC2780] for allocating
  new Protocol field values in IPv4 header [RFC0791].  The change will
  also be applicable for IPv6, as the IANA guidelines for IPv6 Next
  Header values [RFC2460] allocation refer to the IPv4 guidelines.

  Previously, RFC 2780 allowed such allocations to happen through IESG
  Approval, Standards action, or Expert Review processes
  [RFC2780][RFC2434].  The Expert Review process was specified to be
  used only in the case where a non-disclosure agreement was involved:

     IANA allocates values from the IPv4 Protocol name space following
     an Expert Review, IESG Approval or Standards Action process.  The
     Expert Review process should only be used in those special cases
     where non-disclosure information is involved.  In these cases the
     expert(s) should be designated by the IESG.

  The need for the Standards Action rule is obvious as the IETF keeps
  developing new protocols.  It is equally obvious that there is a need
  to allow experimental allocations in this space; see RFC 4727
  [RFC4727] for an example.  Similarly, there are cases when it makes
  sense to allocate values out of this space for other non-Standards
  Track or non-IETF uses.  However, the size of the field is 256
  values, and 55% of these were in use at the time this document was
  written.  As a result, a sanity check is needed to ensure that



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  allocations are not made needlessly.  RFC 2780 specifies the IESG
  Approval rule to take care of these sanity checks for the non-
  Standards Track cases.  The judgment call can take into account the
  existence of a stable protocol specification, constituency that wants
  to use it, need to avoid duplicated allocations for the same purpose,
  whether protocol number allocation is the right solution for this
  problem as opposed to, say, a TCP port, and so on.

  However, we now believe that the non-disclosure agreement option is
  not appropriate for allocations in this space.  Traditionally, non-
  disclosure agreements have been used by the IANA when a company was
  developing a proprietary protocol and did not want to disclose new
  areas of research or future products.  The protocol space is limited
  enough that we no longer believe that it is reasonable to use the
  resource for such proprietary protocols.  Thus, we believe that
  allocations should only be made using the IESG Approval or Standards
  Action processes when there are public specifications that can be
  reviewed.

  As a result, this document revises the RFC 2780 rules by removing the
  option for Expert Review for the IPv4 Protocol and IPv6 Next Header
  fields.  This document takes no position on the allocation of other
  parameters with non-disclosure agreements, as those parameters may
  require different policies.

2.  IANA Considerations

  This document replaces the RFC 2780 Section 4.3 rule [RFC2780] with
  the following:

     IANA allocates values from the IPv4 Protocol name space following
     an IESG Approval or Standards Action process.

  This document also makes an implicit change to the rule for the IPv6
  Next Header field in Section 5.3 of RFC 2780.  That rule refers to
  the rule in Section 4.3 of the same RFC.  From now on, this reference
  should be understood to refer to the rule revised here, i.e., without
  the Expert Review option.

3.  Security Considerations

  This specification does not change the security properties of the
  affected protocols.








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4.  Acknowledgments

  Issues with the original RFC 2780 rules were uncovered in discussions
  of the IETF-IANA team.  The team also provided background information
  on the practical difficulties encountered with non-disclosure
  agreements.  The authors would like to thank Thomas Narten, Bill
  Fenner, and Michelle Cotton in particular.

5.  References

5.1.  Normative References

  [RFC0791]  Postel, J., "Internet Protocol", STD 5, RFC 791,
             September 1981.

  [RFC2434]  Narten, T. and H. Alvestrand, "Guidelines for Writing an
             IANA Considerations Section in RFCs", BCP 26, RFC 2434,
             October 1998.

  [RFC2460]  Deering, S. and R. Hinden, "Internet Protocol, Version 6
             (IPv6) Specification", RFC 2460, December 1998.

  [RFC2780]  Bradner, S. and V. Paxson, "IANA Allocation Guidelines For
             Values In the Internet Protocol and Related Headers",
             BCP 37, RFC 2780, March 2000.

5.2.  Informative References

  [RFC4727]  Fenner, B., "Experimental Values In IPv4, IPv6, ICMPv4,
             ICMPv6, UDP, and TCP Headers", RFC 4727, November 2006.





















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Appendix A.  Changes from RFC 2780

  Section 4.3 from RFC 2780 has been changed from:

     IANA allocates values from the IPv4 Protocol name space following
     an Expert Review, IESG Approval or Standards Action process.  The
     Expert Review process should only be used in those special cases
     where non-disclosure information is involved.  In these cases the
     expert(s) should be designated by the IESG.

  to:

     IANA allocates values from the IPv4 Protocol name space following
     an IESG Approval or Standards Action process.

  In addition, RFC 2780 Section 5.3 reference to IPv4 rules should be
  understood to refer to the rule revised here, i.e., without the
  Expert Review option.

Authors' Addresses

  Jari Arkko
  Ericsson
  Jorvas  02420
  Finland

  EMail: [email protected]


  Scott Bradner
  Harvard University
  Cambridge, MA  02138
  US

  Phone: +1 617 495 3864
  EMail: [email protected]















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Full Copyright Statement

  Copyright (C) The IETF Trust (2008).

  This document is subject to the rights, licenses and restrictions
  contained in BCP 78, and except as set forth therein, the authors
  retain all their rights.

  This document and the information contained herein are provided on an
  "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
  OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND
  THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS
  OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF
  THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
  WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Intellectual Property

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  Intellectual Property Rights or other rights that might be claimed to
  pertain to the implementation or use of the technology described in
  this document or the extent to which any license under such rights
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  made any independent effort to identify any such rights.  Information
  on the procedures with respect to rights in RFC documents can be
  found in BCP 78 and BCP 79.

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  copyrights, patents or patent applications, or other proprietary
  rights that may cover technology that may be required to implement
  this standard.  Please address the information to the IETF at
  [email protected].












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