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* Newsletter: May 17, 2023
Senators: Only Companies With A Government-Approved License Should Be Able To
Offer Generative AI Tools
Gatekeeping so that AI is controlled by powerful corporations who will
impose restrictions at the behest of the government.
* [7]By Tom Parker
* Posted 3:22 pm
[8]Share
Several senators suggested that generative AI tools should be
restricted and that only companies with a government-approved license
should be able to provide the software during a Tuesday Senate
Judiciary Committee hearing titled “Oversight of A.I.: Rules for
Artificial Intelligence.”
Sam Altman, the CEO of OpenAI, testified during the hearing and agreed
with the push for AI access to be restricted via licensing.
During his opening statement, Senator Richard Blumenthal (D-CT)
lamented that Congress failed to regulate social media and said: “Now
we have the obligation to do it on AI before the threats and risks
become real.”
[9]
https://video.reclaimthenet.org/articles/blumenthal-ai-obligation.mp
4
Blumenthal continued by proposing “limitations on use” where “the risk
of AI is so extreme,” bans where the AI makes “decisions that affect
people’s livelihoods.” He also called for AI companies to be held
liable when they “cause harm.”
[10]
https://video.reclaimthenet.org/articles/blumenthal-ai-limitations-
bans.mp4
Altman noted that OpenAI makes “significant efforts to ensure that
safety is built into our systems at all levels” in his opening
statement.
He added that GPT-4, the latest version of the large language model
that powers OpenAI’s generative AI tool, ChatGPT, is more likely to
refuse “harmful requests” than any other widely deployed model of
similar capability.
Altman then called for a US government licensing regime that applies to
the development and release of AI models above a certain capability
threshold. Additionally, he welcomed AI companies partnering with
governments and said that as part of these partnerships, companies and
governments should examine “opportunities for global coordination.”
[11]
https://video.reclaimthenet.org/articles/sam-altman-ai-opening-stat
ement.mp4
Altman’s written testimony, which he pointed to during his opening
statement, also contained a strong call for a federal government
licensing scheme:
“It is vital that AI companies—especially those working on the most
powerful models–adhere to an appropriate set of safety requirements,
including internal and external testing prior to release and
publication of evaluation results. To ensure this, the U.S.
government should consider a combination of licensing or
registration requirements for development and release of AI models
above a crucial threshold of capabilities, alongside incentives for
full compliance with these requirements.”
This written testimony also recommended that AI licensing regulations
be deployed on a global scale.
Senator Lindsey Graham (R-SC) agreed with Altman’s suggestion that AI
companies should have to obtain a license from the government and
proposed that a new agency should be responsible for governing AI and
licensing. He also envisioned empowering this agency to put AI
companies out of business if they don’t adhere to the standards imposed
by the government.
“We need to empower an agency that issues a license and can take it
away,” Graham said. “Wouldn’t that be some incentive to do it right if
you could actually be taken out of business?”
Altman responded: “Clearly that should be part of what an agency can
do.”
[12]
https://video.reclaimthenet.org/articles/graham-ai-license-1.mp4
[13]
https://video.reclaimthenet.org/articles/graham-ai-license-2.mp4
The idea of restricting AI via licensing came up again when Senator
John Kennedy (R-LA) asked Altman for his AI regulation recommendations.
Altman proposed forming a new agency that can hand out licenses and
take them away based on “safety standards.”
[14]
https://video.reclaimthenet.org/articles/kennedy-altman-ai-license.
mp4
Senator Mazie Hirono (D-HI) brought up licensing when questioning the
witnesses and asked NYU Professor Emeritus Gary Marcus what type of
regulation scheme he would contemplate. Marcus recommended a similar
licensing scheme to the one proposed by Altman where companies “have to
make a safety case” to get a license.
[15]
https://video.reclaimthenet.org/articles/hirono-marcus-ai-license.m
p4
Altman continued to push for licensing when asked about the scope of AI
regulations by Senator Jon Ossoff (D-GA). The OpenAI CEO suggested that
companies should have to obtain a license when they surpass a
“threshold of compute” or when they surpass “capability thresholds.”
[16]
https://video.reclaimthenet.org/articles/ossoff-altman-ai-threshold
s.mp4
When Senator Korey Booker (D-NJ) raised concerns about the corporate
concentration of the generative AI space, which is currently dominated
by the Microsoft-backed OpenAI, [17]Google-backed Anthropic, and
Google’s Bard AI chatbot, Altman revealed the endgame of the licensing
regime that he’s pushing for. He acknowledged that while there will
likely be many models, “there will be a relatively small number of
providers that can make models at the true edge.”
Marcus followed up by warning about the risk of “technocracy combined
with oligarchy where a small number of companies influence people’s
beliefs through the nature of these systems.”
[18]
https://video.reclaimthenet.org/articles/booker-ai-corporate-concen
tration.mp4
Senator Peter Welch (D-VT) expressed support for creating an agency
that oversees AI.
“You don’t build a nuclear reactor without getting a license,” he said.
“You don’t build an AI system without getting a license. It gets tested
independently.”
Altman agreed with Welch, describing it as “a great analogy.” Marcus
told Welch that there would need to be both “pre-deployment and
post-deployment” licenses.
[19]
https://video.reclaimthenet.org/articles/welch-ai-license.mp4
You can watch the full hearing and access written testimony [20]here.
While several senators and Altman are fans of a government licensing
scheme that dictates which companies are allowed to build the AI
systems that are used by the public, such a scheme would likely
entrench the dominant companies.
Big Tech and large corporations with more resources and better
connections would find it easy to obtain licenses. Meanwhile, small
businesses, startups, or individual developers with limited resources
would find it harder to get a license.
The fact that influential AI companies, such as OpenAI, already have
the ear of the lawmakers that would implement an AI licensing scheme
also gives the dominant companies an avenue through which they can
exert influence and potentially shape the licensing scheme to benefit
them while excluding competitors.
Licensing could also restrict free speech. Much of the justification
for licensing during the hearing was centered around preventing “harm”
— a far-reaching, subjective term that’s been used many times to
justify [21]censorship on Big Tech platforms and [22]government
censorship. If such a scheme were implemented, governments could decide
that truthful but inconvenient content is harmful and make censoring
such content a condition of licensing.
Defend free speech and individual liberty online.
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